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WHAT'S IN A
LITERATURE
REVIEW?
CN505/DCN5051-
ENVIRONMENTAL
PROJECT 1
WHAT'S IN A LITERATURE REVIEW?
One way of answering this is to describe a
literature review as having five features:
 Breadth
 Shape
 Logical flow
 Detail - General
 Primary literature
HOUR-GLASS' MODEL
 Sometimes a gap appears in the literature.
 That gap may contain your research agenda and
point you in the right direction, so do not ignore the
worth of the literature review.
 The researcher’s ’hour-glass' model (Figure 1.) is
useful in helping to see the process and functions,
together with its connections to other stages in the
development of your PROJECT, that the review of the
literature helps to reveal.
Figure 1: The hourglass model for shaping
the research process
HOUR-GLASS' MODEL (CONT.…)
 Overall the literature review has an hour-glass
shape.
 At the top it begins with broad context literature that
shows where the research fits into the industry,
discipline on environmental context.
 Then it narrows or spirals down to primary literature
relevant to the problem itself. This stage also exposes
knowledge deficiencies and justifies your research.
 At this stage you must exhibit a grasp of the significant
literature and knowledge gaps which your project will
address.
Hour-glass' Model (Cont.…)
 Your research project takes place at the narrow waist of
the hour-glass after which the story 'widens out' again
showing the results, interpretation, discussion and
conclusion. At this stage you should return to the 'big'
question.
 Keep the literature review short and show only major and
significant references.
 Start with the broad literature on your topic - there is no
need for primary critical literature - but you get down to
your 'big question' about a specific topic.
 Then you need to go on to the seminal and primary
literature to establish the knowledge gaps, where you
will work. Learn to work the gaps.
WHAT IS PRIMARY LITERATURE?
This is often asked and the immediate answer
that is often used includes peer reviewed
articles, however the theses of other students
before you, are also quite valuable.
WHAT DOES THE LITERATURE DO?
It describes, summarizes, evaluates,
clarifies, integrates, synthesizes, informs
and targets - i.e. takes the reader
somewhere on their thesis journey.
Be aware that the literature does not list,
regurgitate, confuse or ramble.
HOW DOES IT DO ALL THIS?
 Sources include your supervisors, library, Internet (Web
sites, chat groups (e-mail, newsgroups and Web
bulletin boards), experts, conferences and workshops
(like the one that spawned this paper!).
 At this stage, you must realize that the supervisors are
reaching their 'used-by dates', because in most fields,
the literature is so vast, for example, agriculture or the
agenda is volatile and changing rapidly e.g.
information technology research.
 The supervisor's most useful role is in quality control –
for example, to help you to throw away a lot of
irrelevant literature and to introduce you to the
experts in the field.
THE LITERATURE REVIEW CHAPTER
This must have:
 a beginning - broad scope
 a middle - details
 an end - conclusion
Use a check list containing when proof reading is done by
you and by others:
 focus - is it clear?
 goals
 perspective - is a new reader able to follow?
 coverage - detail
 organization - is it clear and logically presented?
FOCUS
 Make a list of goals and write a topic or mission for your
literature review. This will help develop coherence and a
sense of where your work is heading.
 The writing process may be structured.
 The list below shows one way this can be done.
 Make piles/lists of articles you have read - these will be
your sub sections;
 Draw a map or diagram of the relationship between all
sub sections - this provides the logical flow;
 Summarize main points arising from each sub section -
these are headings within sub sections;
 List the major points form each paper, go back and re-
read the articles and note the main points - these are the
issues;
 Obtain feedback from your supervisor at this stage, to
make sure you are on the right track.
COMMON PROBLEMS AND PITFALLS
 some common problems and pitfalls in the research
process, for students working in research areas.
 the project topic is too broad
 the student tries to combine full-time work with
research
 the student does not maintain the agreed work
schedule and therefore submits large quantities of
marginal quality work late
 the student exhibits poor English expression, writing
style and spelling
 the student expects the supervisor to do the work
 the student experiences difficulties which are not
addressed early enough.
HOW DO YOU FIND TIME TO DO
RESEARCH?
 Revise the priorities in your time management
plan to eliminate the 'time bandits' in your life.
 started to work on research on weekends, but
you must knew that was not enough.
 'be prepared to invest in your own research
as the return on your investment is very
good'.
WORKING SMARTER BY BLURRING
THE BOUNDARIES
Smart 1: Fuzzy research
 Made the boundaries fuzzy and called it a learning
journey.
 Flourish by riding and nurturing the wave of research into
the professional practice of the profession. So take your
research domain such environment science, biology,
chemistry, safety &health and connect it closely to your
own professional practice, now and in the future.
 You can start to blur the edges of your learning and
research by looking at the way research is done in other
professions.
 In education and health, for example, much research is
targeted at moving the profession forward, by use of the
action research method, where you examine your own
professional practice.
WORKING SMARTER BY BLURRING
THE BOUNDARIES (Cont.…)
Smart 2: Action research
 Action researching your own professional practice.
 One useful action research approach is to take a
learning journey and take a closer look at
yourself by starting to plan, act, observe, reflect, on
your own practice, as both student and researcher.
WORKING SMARTER BY BLURRING
THE BOUNDARIES (Cont.…)
Action research as a scaffold
 Plan, act, observe, reflect are the
main stages in each cycle of the
action research iteration. The
action research approach based
on the 'Deakin' model,
supported by Kemmis &
McTaggart (1990) and illustrated
in Figure 2
Figure 2: Action research
protocol after Kemmis &
McTaggart
HYBRID METHODS - IS THAT
SMARTER?
The use of multiple methods, such as action research
and ethnography (with interviews, focus groups, content
and discourse analysis), is a form of triangulation of
research methods, which:
 maximizes the validity of results,
 allows for replication of results in different problem
domains.
 Replication then provides:
 generalization and reliability for your results.
The Hierarchy of Information
Experiments Interviews Questionnaires Conversations
Primarysources
Publications Lectures
Secondarysources
Information
Source of Information
Secondary Source
Secondary data
Advantages of
secondary data
Disadvantages of
secondary data
• Time savings if data
have already been
collected.
• Low cost, such as
free or inexpensive
census reports.
• Greater level of
detail,
• May be obsolete or out
of date.
• Definitions or categories
may not be quite right
for your project.
• Data collected for
another purpose may
not be specific enough
for your project
ANALYSIS OF RESULTS
All artefacts are examined in a manner
consistent with the Deakin action research
model. Action research includes self-reflective
enquiry undertaken by participants to improve
the rationality and justice of:
 our own social, educational practices,
 our understanding of these practices,
 the situations in which the practices are
carried out.
CONCLUSION AND REFLECTIVE
COMMENTS
The research experiences here are not the full story, but the
issues and techniques discussed in this paper may help
research work better for you, as you attempt to do research
with full-time work. This can be done by:
 making careful choices with the research field,
 devising a research proposal plan that uses ethical
guidelines and proper project management techniques
 using the literature review as a tool to extract the gap,
refine and focus the thesis,
 finding worthwhile, efficient research methods for data
collection and analysis.
 helps research work for you by greater acceptance of the
responsibilities, by reading widely what others have done
and in doing so, avoiding the many pitfalls, with your
supervisors to guide you along the road to completion.

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4.1 what's in a literature review

  • 2. WHAT'S IN A LITERATURE REVIEW? One way of answering this is to describe a literature review as having five features:  Breadth  Shape  Logical flow  Detail - General  Primary literature
  • 3. HOUR-GLASS' MODEL  Sometimes a gap appears in the literature.  That gap may contain your research agenda and point you in the right direction, so do not ignore the worth of the literature review.  The researcher’s ’hour-glass' model (Figure 1.) is useful in helping to see the process and functions, together with its connections to other stages in the development of your PROJECT, that the review of the literature helps to reveal.
  • 4. Figure 1: The hourglass model for shaping the research process
  • 5. HOUR-GLASS' MODEL (CONT.…)  Overall the literature review has an hour-glass shape.  At the top it begins with broad context literature that shows where the research fits into the industry, discipline on environmental context.  Then it narrows or spirals down to primary literature relevant to the problem itself. This stage also exposes knowledge deficiencies and justifies your research.  At this stage you must exhibit a grasp of the significant literature and knowledge gaps which your project will address.
  • 6. Hour-glass' Model (Cont.…)  Your research project takes place at the narrow waist of the hour-glass after which the story 'widens out' again showing the results, interpretation, discussion and conclusion. At this stage you should return to the 'big' question.  Keep the literature review short and show only major and significant references.  Start with the broad literature on your topic - there is no need for primary critical literature - but you get down to your 'big question' about a specific topic.  Then you need to go on to the seminal and primary literature to establish the knowledge gaps, where you will work. Learn to work the gaps.
  • 7. WHAT IS PRIMARY LITERATURE? This is often asked and the immediate answer that is often used includes peer reviewed articles, however the theses of other students before you, are also quite valuable.
  • 8. WHAT DOES THE LITERATURE DO? It describes, summarizes, evaluates, clarifies, integrates, synthesizes, informs and targets - i.e. takes the reader somewhere on their thesis journey. Be aware that the literature does not list, regurgitate, confuse or ramble.
  • 9. HOW DOES IT DO ALL THIS?  Sources include your supervisors, library, Internet (Web sites, chat groups (e-mail, newsgroups and Web bulletin boards), experts, conferences and workshops (like the one that spawned this paper!).  At this stage, you must realize that the supervisors are reaching their 'used-by dates', because in most fields, the literature is so vast, for example, agriculture or the agenda is volatile and changing rapidly e.g. information technology research.  The supervisor's most useful role is in quality control – for example, to help you to throw away a lot of irrelevant literature and to introduce you to the experts in the field.
  • 10. THE LITERATURE REVIEW CHAPTER This must have:  a beginning - broad scope  a middle - details  an end - conclusion Use a check list containing when proof reading is done by you and by others:  focus - is it clear?  goals  perspective - is a new reader able to follow?  coverage - detail  organization - is it clear and logically presented?
  • 11. FOCUS  Make a list of goals and write a topic or mission for your literature review. This will help develop coherence and a sense of where your work is heading.  The writing process may be structured.  The list below shows one way this can be done.  Make piles/lists of articles you have read - these will be your sub sections;  Draw a map or diagram of the relationship between all sub sections - this provides the logical flow;  Summarize main points arising from each sub section - these are headings within sub sections;  List the major points form each paper, go back and re- read the articles and note the main points - these are the issues;  Obtain feedback from your supervisor at this stage, to make sure you are on the right track.
  • 12. COMMON PROBLEMS AND PITFALLS  some common problems and pitfalls in the research process, for students working in research areas.  the project topic is too broad  the student tries to combine full-time work with research  the student does not maintain the agreed work schedule and therefore submits large quantities of marginal quality work late  the student exhibits poor English expression, writing style and spelling  the student expects the supervisor to do the work  the student experiences difficulties which are not addressed early enough.
  • 13. HOW DO YOU FIND TIME TO DO RESEARCH?  Revise the priorities in your time management plan to eliminate the 'time bandits' in your life.  started to work on research on weekends, but you must knew that was not enough.  'be prepared to invest in your own research as the return on your investment is very good'.
  • 14. WORKING SMARTER BY BLURRING THE BOUNDARIES Smart 1: Fuzzy research  Made the boundaries fuzzy and called it a learning journey.  Flourish by riding and nurturing the wave of research into the professional practice of the profession. So take your research domain such environment science, biology, chemistry, safety &health and connect it closely to your own professional practice, now and in the future.  You can start to blur the edges of your learning and research by looking at the way research is done in other professions.  In education and health, for example, much research is targeted at moving the profession forward, by use of the action research method, where you examine your own professional practice.
  • 15. WORKING SMARTER BY BLURRING THE BOUNDARIES (Cont.…) Smart 2: Action research  Action researching your own professional practice.  One useful action research approach is to take a learning journey and take a closer look at yourself by starting to plan, act, observe, reflect, on your own practice, as both student and researcher.
  • 16. WORKING SMARTER BY BLURRING THE BOUNDARIES (Cont.…) Action research as a scaffold  Plan, act, observe, reflect are the main stages in each cycle of the action research iteration. The action research approach based on the 'Deakin' model, supported by Kemmis & McTaggart (1990) and illustrated in Figure 2 Figure 2: Action research protocol after Kemmis & McTaggart
  • 17. HYBRID METHODS - IS THAT SMARTER? The use of multiple methods, such as action research and ethnography (with interviews, focus groups, content and discourse analysis), is a form of triangulation of research methods, which:  maximizes the validity of results,  allows for replication of results in different problem domains.  Replication then provides:  generalization and reliability for your results.
  • 18. The Hierarchy of Information Experiments Interviews Questionnaires Conversations Primarysources Publications Lectures Secondarysources Information
  • 21. Secondary data Advantages of secondary data Disadvantages of secondary data • Time savings if data have already been collected. • Low cost, such as free or inexpensive census reports. • Greater level of detail, • May be obsolete or out of date. • Definitions or categories may not be quite right for your project. • Data collected for another purpose may not be specific enough for your project
  • 22. ANALYSIS OF RESULTS All artefacts are examined in a manner consistent with the Deakin action research model. Action research includes self-reflective enquiry undertaken by participants to improve the rationality and justice of:  our own social, educational practices,  our understanding of these practices,  the situations in which the practices are carried out.
  • 23. CONCLUSION AND REFLECTIVE COMMENTS The research experiences here are not the full story, but the issues and techniques discussed in this paper may help research work better for you, as you attempt to do research with full-time work. This can be done by:  making careful choices with the research field,  devising a research proposal plan that uses ethical guidelines and proper project management techniques  using the literature review as a tool to extract the gap, refine and focus the thesis,  finding worthwhile, efficient research methods for data collection and analysis.  helps research work for you by greater acceptance of the responsibilities, by reading widely what others have done and in doing so, avoiding the many pitfalls, with your supervisors to guide you along the road to completion.