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Gray Literature Matters:
Locating Elusive and
Non-Traditional Research
                Elizabeth Bucciarelli
           Eastern Michigan University
     Michigan Academy of Science, Arts, and Letters
                   Annual Conference
                     Alma College
What is Gray Literature
 Also called , ephemera, fringe, grey, or fugitive literature


 “that which is produced on all levels of
  government, academics, business, and industry in print and
  electronic formats, but which is not controlled by
  commercial publishers.” (3rd Int‟l Conf. on Grey Literature
  , 1997) …i.e., “where publishing is not the primary
  activity of the producing body.” (6th Int‟l Conf. on Grey
  Literature , 2004)


 “body of materials that cannot be found easily through
  conventional channels such as publishers, „but which is
  frequently original and usually recent” (Hawkins, 2008)
What is Gray Literature


 “literature which is not readily available through
  normal book selling channels, and therefore difficult
  to identify and obtain” (Cordes, 2004)


 “gray literature-things like pamphlets, handouts, and all
  the ephemera that usually wind up in the vertical or
  circular file-is on the fringe, informal, unpublished, and
  dare I say, invisible.” (Pace, 2002)
Characteristics of
Gray Literature
 Generally recognized as a way to distribute scientific and
  technical information
 Publishers are considered corporate authors
 Lack editorial polish
 Incomplete work or mid-stage of development
 Raw data
 “white” literature finds an outlet in traditional publishing
  venues
 Unorganized research
Characteristics of
Gray Literature


 Open and primary source of information
 Missing from subject bibliographies & indexes
 Distribution limited to small, targeted groups
 Difficult to obtain through conventional publishing
  venues
 Universal and ubiquitous
Key Documents in Gray
Literature


 Conference proceedings


 Reports


 Doctoral dissertations & master‟s theses


 Other – legal tests, working papers, lecture notes, article
  pre-prints
Other Formats of Gray
   Literature
                            Booklets         Working Papers
        Timelines
                                                          Statistical Surveys
                                  Call for Papers
 Interviews          Leaflets
                                                 Orations
                     Technical Notes
Inaugural Lectures
                                       Scientific Protocols
                                                                White Papers
                  Press Releases                    Brochures
Translations
                                        Fact
                                        Sheets          Speeches
 Newsletters         Draft Reports
                                                 Compliance Reports
                        Patents
      Yearbooks                          Web Pages
Importance of Gray Literature

 Provide extremely current data, up to 12-18 months
  before an official publication
 Primary means of distributing scientific and technical
  data
 Research results are often more detailed in the primary
  source data/report
 Some conference proceedings, and research, up to 66%,
  is never officially published
 Advances in the hard and medical sciences move quickly
  and require a quick publishing process
 Publish more small trials or trials with negative results
Importance of Gray Literature

 Researchers build upon others‟ research, and therefore
  have a great need for rapid access to cutting-edge
  materials
 Much research generated in undeveloped countries, but
  researchers cannot rely on commercial publishing
  channels
 Researchers from undeveloped countries do not have
  easy access to commercially published materials and
  rely on gray literature to understand all sides of an issue
Problems with Gray Literature

 Lack of controlled vocabulary
 No single name or organization authority file
   (ResearcherID.com)
 Language barriers, English materials dominate
 Not formally peer reviewed
 Ethical dilemmas, digital rights, and copyright
 Digital space needed to preserve digital collections
 Long-term archiving for print materials
 Electronic search engines and web crawlers cannot always
  read the code in which these documents are written,
  therefore they are not retrieved
 Many countries lack for systematic collection and access
Selective Access Points
for Gray Literature

 AcademyHealth - http://www.academyhealth.org/
 Agricola      - http://agricola.nal.usda.gov/

 British Library -
    http://www.bl.uk/reshelp/atyourdesk/docsupply/collection/index.html

 CiteSeerX –
   http://citeseer.ist.psu.edu/index;jsessionid=61B338A72E692C7B59C4968598C5603D

 Digital repositories
 Energy Citations Database - http://www.osti.gov/energycitations/
 *GreyNet International, Grey Literature Network Service -
    http://www.greynet.org/
 inSPIRE         – http://inspirehep.net/
Selective Access Points
for Gray Literature
 *Internet Archive Wayback Machine -
  http://www.archive.org/
 Italian Grey Literature Database -
  http://www.bice.rm.cnr.it/letteratura_grigia_inglese.ht
  m
 National Technical Information Service (NTIS)   -
   http://www.ntis.gov/
 New York Academy of Medicine: Grey Literature Gray
  Literature Report - http://www.nyam.org/library/online-
   resources/
 *OpenDOAR - http://www.opendoar.org/
 OpenSIGLE – System for Information on Grey Literature in
  Europe - http://www.greynet.org/opensiglerepository.html
 *Science.gov
 SCIRUS - http://www.scirus.com/
Selective Access Points
for Gray Literature

 STINET - http://www.stinet.org/links.htm
 Traditional
  databases, e.g., WoS, Dissertations & Theses
  Full Text from PQ
 U.S. Government: Technical Reports -
  http://ucblibraries.colorado.edu/govpubs/us/techre
  p.htm
 U.S. Patent & Trademark Office -
  http://www.uspto.gov/patents/process/search/
 Virtual Technical Reports Central       -
  http://www.lib.umd.edu/ENGIN/TechReports/Virtua
  l-TechReports.html
Bibliography

   Anderson, Byron. (2001): “Grey literature and electronic publishing.” Behavioral & Social Sciences
     Librarian, 19:2, 81-85.
   3rd International Conference on Grey Literature, Conference Proceedings, Luxembourg, 1997.
   6th International Conference on Grey Literature, Conference Proceedings, New York City, 2004.
   Cordes, Ruth. (2004): “Is grey literature ever used? Using citation analysis to measure the impact of
     GESAMP, an international marine scientific advisory body.” Canadian Journal of Information and
     Library Science, 28:1, 50-69.
   Hawkins, Donald T. (2008): “Gray literature: what's new on the information landscape.” Information
     Today, 25:2, 27-8.
   Mathews, Brian S. (2004): “Gray literature: resources for locating unpublished research.” CR&L
     News, 65:3, 125-128.
   Pace, Andrew. (2002): “Black, white, and shades of gray (literature) on the web.” Computers in
      Libraries, 22:4, 44-47.
   Pappas, Cleo and Irene Williams. (2011): “Grey literature: its emerging importance.” Journal of
      Hospital Librarianship, 11:3, 228-234.
   Schmidt, Karen, Wendy Allen Shelbourne, and David Steven Vess. “Approaches to selection, access,
     and collection development in the web world: a case study with fugitive literature.” Library
     Resources and Technical Services, 52:3, 184-191.
   Schopfel, Joachim & Dominic J. Farace. “Grey literature.” Encyclopedia of Library and Information
     Sciences. Boca Raton, FL: CRC Press, 2010, 2029-2039.

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Gray Literature Matters

  • 1. Gray Literature Matters: Locating Elusive and Non-Traditional Research Elizabeth Bucciarelli Eastern Michigan University Michigan Academy of Science, Arts, and Letters Annual Conference Alma College
  • 2. What is Gray Literature  Also called , ephemera, fringe, grey, or fugitive literature  “that which is produced on all levels of government, academics, business, and industry in print and electronic formats, but which is not controlled by commercial publishers.” (3rd Int‟l Conf. on Grey Literature , 1997) …i.e., “where publishing is not the primary activity of the producing body.” (6th Int‟l Conf. on Grey Literature , 2004)  “body of materials that cannot be found easily through conventional channels such as publishers, „but which is frequently original and usually recent” (Hawkins, 2008)
  • 3. What is Gray Literature  “literature which is not readily available through normal book selling channels, and therefore difficult to identify and obtain” (Cordes, 2004)  “gray literature-things like pamphlets, handouts, and all the ephemera that usually wind up in the vertical or circular file-is on the fringe, informal, unpublished, and dare I say, invisible.” (Pace, 2002)
  • 4. Characteristics of Gray Literature  Generally recognized as a way to distribute scientific and technical information  Publishers are considered corporate authors  Lack editorial polish  Incomplete work or mid-stage of development  Raw data  “white” literature finds an outlet in traditional publishing venues  Unorganized research
  • 5. Characteristics of Gray Literature  Open and primary source of information  Missing from subject bibliographies & indexes  Distribution limited to small, targeted groups  Difficult to obtain through conventional publishing venues  Universal and ubiquitous
  • 6. Key Documents in Gray Literature  Conference proceedings  Reports  Doctoral dissertations & master‟s theses  Other – legal tests, working papers, lecture notes, article pre-prints
  • 7. Other Formats of Gray Literature Booklets Working Papers Timelines Statistical Surveys Call for Papers Interviews Leaflets Orations Technical Notes Inaugural Lectures Scientific Protocols White Papers Press Releases Brochures Translations Fact Sheets Speeches Newsletters Draft Reports Compliance Reports Patents Yearbooks Web Pages
  • 8. Importance of Gray Literature  Provide extremely current data, up to 12-18 months before an official publication  Primary means of distributing scientific and technical data  Research results are often more detailed in the primary source data/report  Some conference proceedings, and research, up to 66%, is never officially published  Advances in the hard and medical sciences move quickly and require a quick publishing process  Publish more small trials or trials with negative results
  • 9. Importance of Gray Literature  Researchers build upon others‟ research, and therefore have a great need for rapid access to cutting-edge materials  Much research generated in undeveloped countries, but researchers cannot rely on commercial publishing channels  Researchers from undeveloped countries do not have easy access to commercially published materials and rely on gray literature to understand all sides of an issue
  • 10. Problems with Gray Literature  Lack of controlled vocabulary  No single name or organization authority file (ResearcherID.com)  Language barriers, English materials dominate  Not formally peer reviewed  Ethical dilemmas, digital rights, and copyright  Digital space needed to preserve digital collections  Long-term archiving for print materials  Electronic search engines and web crawlers cannot always read the code in which these documents are written, therefore they are not retrieved  Many countries lack for systematic collection and access
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  • 15. Selective Access Points for Gray Literature  AcademyHealth - http://www.academyhealth.org/  Agricola - http://agricola.nal.usda.gov/  British Library - http://www.bl.uk/reshelp/atyourdesk/docsupply/collection/index.html  CiteSeerX –  http://citeseer.ist.psu.edu/index;jsessionid=61B338A72E692C7B59C4968598C5603D  Digital repositories  Energy Citations Database - http://www.osti.gov/energycitations/  *GreyNet International, Grey Literature Network Service - http://www.greynet.org/  inSPIRE – http://inspirehep.net/
  • 16. Selective Access Points for Gray Literature  *Internet Archive Wayback Machine - http://www.archive.org/  Italian Grey Literature Database - http://www.bice.rm.cnr.it/letteratura_grigia_inglese.ht m  National Technical Information Service (NTIS) - http://www.ntis.gov/  New York Academy of Medicine: Grey Literature Gray Literature Report - http://www.nyam.org/library/online- resources/  *OpenDOAR - http://www.opendoar.org/  OpenSIGLE – System for Information on Grey Literature in Europe - http://www.greynet.org/opensiglerepository.html  *Science.gov  SCIRUS - http://www.scirus.com/
  • 17. Selective Access Points for Gray Literature  STINET - http://www.stinet.org/links.htm  Traditional databases, e.g., WoS, Dissertations & Theses Full Text from PQ  U.S. Government: Technical Reports - http://ucblibraries.colorado.edu/govpubs/us/techre p.htm  U.S. Patent & Trademark Office - http://www.uspto.gov/patents/process/search/  Virtual Technical Reports Central - http://www.lib.umd.edu/ENGIN/TechReports/Virtua l-TechReports.html
  • 18. Bibliography  Anderson, Byron. (2001): “Grey literature and electronic publishing.” Behavioral & Social Sciences Librarian, 19:2, 81-85.  3rd International Conference on Grey Literature, Conference Proceedings, Luxembourg, 1997.  6th International Conference on Grey Literature, Conference Proceedings, New York City, 2004.  Cordes, Ruth. (2004): “Is grey literature ever used? Using citation analysis to measure the impact of GESAMP, an international marine scientific advisory body.” Canadian Journal of Information and Library Science, 28:1, 50-69.  Hawkins, Donald T. (2008): “Gray literature: what's new on the information landscape.” Information Today, 25:2, 27-8.  Mathews, Brian S. (2004): “Gray literature: resources for locating unpublished research.” CR&L News, 65:3, 125-128.  Pace, Andrew. (2002): “Black, white, and shades of gray (literature) on the web.” Computers in Libraries, 22:4, 44-47.  Pappas, Cleo and Irene Williams. (2011): “Grey literature: its emerging importance.” Journal of Hospital Librarianship, 11:3, 228-234.  Schmidt, Karen, Wendy Allen Shelbourne, and David Steven Vess. “Approaches to selection, access, and collection development in the web world: a case study with fugitive literature.” Library Resources and Technical Services, 52:3, 184-191.  Schopfel, Joachim & Dominic J. Farace. “Grey literature.” Encyclopedia of Library and Information Sciences. Boca Raton, FL: CRC Press, 2010, 2029-2039.