SlideShare uma empresa Scribd logo
1 de 104
ASSOCIATION &
CAUSATION
DR. PRIYANKA SHARMA
III YEAR M.D.S
DEPARTMENT OF PUBLIC HEALTH DENTISTRY
JSS DENTAL COLLEGE & HOSPITAL
1
CONTENTS INTRODUCTION
 APPROACHES FOR STUDYING DISEASE ETIOLOGY
 HISTORY
 WHAT IS ASSOCIATION
 TYPES OF ASSOCIATION
 WHAT IS CAUSE
 GENERAL MODELS OF CAUSATION
 TYPES OF CAUSAL RELATIONSHIP
 CRITERIA FOR A CAUSAL RELATIONSHIP
 GUIDELINES FOR JUDGING WHETHER THE ASSOCIATION IS CAUSAL
 EVIDENCE FOR A CAUSAL RELATIONSHIP
 DERIVING CAUSAL INFERENCES: EXAMPLE
 MODIFIED GUIDELINES FOR EVALUATING THE EVIDENCE OF A CAUSAL RELATIONSHIP
 MEASURES OF ASSOCIATION
 CONCLUSION
 REFERENCES
2
INTRODUCTION
3
 In The Magic Years, Fraiberg (1959) characterized every toddler as a
scientist, busily fulfilling an earnest mission to develop a logical
structure for the strange objects and events that make up the world
that he or she inhabits.
 Each person develops and tests an inventory of causal explanations
that brings meaning to the events that are perceived and ultimately
leads to increasing power to control those events.
 The fruit of such scientific labours is a working knowledge of the
essential system of causal relations that enables each of us to
navigate our complex world.
4
 In epidemiological studies, ascertainment of cause-effect relationships
is one of the central and most difficult tasks of all scientific activities.
 Epidemiological principles stand on two basic assumptions:
 Human disease does not occur at random.
 The disease and its cause as well as preventive factors can be
identified by a thorough investigation of population.
 Hence, identification of causal relationship between a disease and
suspected risk factors forms part of epidemiological research.
5
APPROACHES FOR
STUDYING DISEASE
ETIOLOGY
6
Strength of evidence of studies
Systematic review or meta-analysis of RCTs
Double-blind RCTs
Single-blind RCTs
Randomized, controlled trials (RCTs)
Non-randomized / uncontrolled experimental studies
cohort studies
Case-control studies
Ecological studies
Cross-sectional studies
Expert opinions, anecdotal reports
7
Approach for studying
disease etiology
 Conceptually, a two-step process is followed in carrying out studies and
evaluating evidence:
1. Determine whether there is an association between an exposure or
characteristic and the risk of a disease. To do so, we use:
a. Studies of group characteristics: ecologic studies
b. Studies of individual characteristics: case-control and cohort studies
2. If an association is demonstrated, we determine whether the observed
association is likely to be a causal one or not.
8
Ecologic Studies
 The first approach in determining whether an association exists might
be to conduct studies of group characteristics, called ecologic
studies.
 ECOLOGICAL FALLACY : Eg.relationship between breast cancer
incidence and average dietary fat consumption in each country
 ECOLOGICAL INFERENCE FALLACY: Eg.areas with high concentrations
of farm animals are also the areas with lowest concentrations of
childhood asthma.
 It’s a fallacy to then assume that a child who has asthma must not live
near any farm animals
9
So? Do You Have Enough Info
To Inform The Patient?
10
 Recognizing the limitations discussed above of ecologic studies that
use only group data, we turn next to studies of individual
characteristics: case-control and cohort studies.
 In case-control or cohort studies, for each subject we have information
on both exposure (whether or not and, often, how much exposure
occurred) and disease outcome (whether or not the person
developed the disease in question).
11
HISTORY
12
Historical Theories of
disease causation
• “Supernatural causes”& Karma
• Theory of humors (humor means fluid)
• The miasmatic theory of disease
• Theory of contagion
• Germ theory
• Koch’s postulates
13
EVIDENCE FOR A CAUSAL
RELATIONSHIP
In 1840, Henle proposed postulates for causation that were expanded by
Koch in the 1880s.The postulates for causation were as follows:
1. The organism is always found with the disease.
2. The organism is not found with any other disease.
3. The organism, isolated from one who has the disease, and cultured
through several generations, produces the disease (in experimental
animals).
Koch added that “Even when an infectious disease cannot be transmitted to
animals, the ‘regular’ and ‘exclusive’ presence of the organism
[postulates 1 and 2] proves a causal relationship.”
14
 These postulates, though not perfect, proved very useful for
infectious diseases
 However, as apparently noninfectious diseases assumed
increasing importance toward the middle of the 20th century,
 The issue arose as to what would represent strong evidence of
causation in diseases that were generally not of infectious origin.
15
ASSOCIATION
16
Association
Syn: Correlation, Covariation, Statistical dependence, Relationship
Defined as occurrence of two variables more often than would be
expected by chance.
An association is present if probability of occurrence of a variable
depends upon one or more variable.
(A dictionary of Epidemiology by John M. Last)
17
 If two attributes say A and B are found to co-exit more often than an
ordinary chance.
 It is useful to consider the concept of correlation.
 Correlation indicates the degree of association between two variables
 Causal association: when cause and effect relation is seen.
18
Pyramid Of Associations
19
Raj Bhopal : Cause and effect: the epidemiological approach
Causal
Non-causal
Confounded
Spurious
Positive /negative
 Positive: Occurrence of higher value of a predictor variable is
associated with occurrence of higher value of another dependent
variable. Ex- education and suicide.
 Negative: Occurrence of higher value of a predictor variable is
associated with lower value of another dependent variable.
Ex - Female literacy and IMR
20
 Causal: Independent variable must cause change in dependent
variable.
Definite condition of causal associations are time and direction
Ex – salt intake and hypertension
 Non-causal: Non-directional association between two variables.
Ex – alcohol use and smoking
21
Spurious Association
(Spurious= not real, artificial, fortuitous, false, non-causal associations due to
chance, bias or confounding)
Observed association between a disease and suspected factor may not
be real.
 This is due to selection bias
Eg: Increased water intake and crime rate in summer.
The ringing of alarm clocks and rising of the sun.
Cock’s crow causes sun to rise.
22
Ex : Neonatal mortality was observed to be more in the newborns born in
a hospital than those born at home. This is likely to lead to a conclusion
that home delivery is better for the health of newborn.
However, this conclusion was not drawn in the study because the
proportion of “high risk” deliveries was found to be higher in the
hospital than in home.
23
Indirect Association
 It is a statistical association between a characteristic of interest and
a disease due to the presence of another factor i.e. common
factor (confounding variable).
 So the association is due to the presence of another factor which is
common to both, known as CONFOUNDING factor.
Ex:
1.Rahul is a friend with Suma, and Suma is Shoba’s friend, so Shoba
is Rahul ’s friend too but indirectly. The common friend is Suma.
24
2. Altitude and endemic goiter confounding factor is iodine
deficiency.
3. Glucose and CHD ,confounding factor is cigarette smoking(it
increase the of cups of coffee and amount of sugar u consume)
25
Direct Association
 The association between the two attributes is not through the third
attributes.
 When the disease is present, the factor must also be present.
26
 Direct (Causal) association:
1. One –to- one causal association
2. Multifactorial causation
Sufficient & necessary cause
Web of causation (Interaction)
27
One-to-one Casual Relationship
 The variables are stated to be casual related (AB) if a change in A is
followed by a change in B.
 When the disease is present, the factor must also be present.
 A single factor (cause) may lead to more than one outcome.
 But its not always that simple , as some causes can cause more than 1
disease like streptococci
28
Hemolytic
Streptococci
Streptococcal tonsillitis
Scarlet fever
Erysipelas
Multifactorial causation
 Multiple factor leads to the disease.
 Common in non-communicable diseases
 Alternative causal factors each acting independently.
Ex: In lung cancer more than one factor (e.g. air pollution, smoking,
heredity) can produce the disease independently.
Either the causes are acting
Independently OR Cumulatively
29
30
Smoking
Air pollution Reaction at cellular level Lung cancer
Exposure to asbestos
Smoking
+
Air pollution Reaction at cellular level Lung cancer
+
Exposure to asbestos
Independently
Cumulatively
CAUSATION
31
WHAT IS CAUSE
The word cause is the one in general usage in connection with matters
considered in this study, and it is capable of conveying the notion of a
significant, effectual relationship between an agent and an
associated disorder or disease in the host.”
1964 Surgeon General Report
32
General Models of Causation
 The most widely applied models are:
– The epidemiological triad (triangle),
– The web
– The wheel and
– The sufficient cause and component causes models
(Rothman’s component causes model)
33
Epidemiological triad
34
Agent Factors
Physical Agents
Chemical Agents
Biological Agents
Nutritional agents
Host Factors
Socio-demographic Factors
Psycho-social Factors
Intrinsic Characteristics
Environmental Factors
Physical Environment
Biological Environment
Social Environment
Web of Causation
35
DISEASE
36
Web of Causation - CHD
CHD
37
Social
Environment
Genetic Core
Biological
Environment
Host
(human)
Physical Environment
Wheel of Causation
Sufficient & Necessary Cause
 NECESSARY cause - causal factor whose presence is required for the
occurrence of the effect. If disease does not develop without the
factor being present, then we term the causative factor “necessary”.
 Ex: Agent in Malaria: Plasmodium falciparum parasite is necessary factor-
always present.
 SUFFICIENT cause - “minimum set of conditions, factors or events
needed to produce a given outcome. Usually there’s no sufficient
factor “rare”.
 The factors or conditions that form a sufficient cause are called
component causes.
 Necessary causes + Component causes = Sufficient cause
38
Rothman’s Component Causes and
Causal Pies Model
• Rothman's model has emphasised that the causes of disease comprise
a collection of factors.
• These factors represent pieces of a pie, the whole pie (combinations of
factors) are the sufficient causes for a disease.
• It shows that a disease may have more that one sufficient cause, with
each sufficient cause being composed of several factors
39
• The factors represented by the pieces of the pie in this model are called
component causes.
• Each single component cause is rarely a sufficient cause by itself, But may
be necessary cause.
• Control of the disease could be achieved by removing one of the
components in each "pie" and if there were a factor common to all "pies“
(necessary cause) the disease would be eliminated by removing that
alone.
40
A
U B
C
N
41
A
U B
C
N
Known components (causes) – A, B,
C
Unknown component (cause) - U
N – Necessary cause
Known components causes
+
Unknown component cause = Sufficient cause
+
Necessary cause
42Causes of tuberculosis
Infection
Tubercu-
losis
Susceptible
host
43
TYPES OF CAUSAL RELATIONSHIPS
If a relationship is causal, four types of causal relationships are possible:
(1) Necessary And Sufficient
(2) Necessary, But Not Sufficient
(3) Sufficient, But Not Necessary
(4) Neither Sufficient Nor Necessary
44
Necessary and Sufficient
 A factor is both necessary and sufficient for producing the disease.
 Without that factor, the disease never develops and in the
presence of that factor, the disease always develops
Types of causal relationships I:
Each factor is both necessary and sufficient
45
FACTOR A DISEASE
Necessary, But Not Sufficient
 Each factor is necessary, but not, in itself, sufficient to cause the disease .
 Thus, multiple factors are required, often in a specific temporal sequence.
 Ex: Carcinogenesis is considered to be a multistage process involving both
initiation and promotion. A promoter must act after an initiator has acted.
Action of an initiator or a promoter alone will not produce a cancer
46
 Types of causal relationships:
Each factor is necessary, but not sufficient
47
Sufficient But Not Necessary
 The factor alone can produce the disease, but so can other factors that are acting
alone
 Either radiation or benzene exposure can each produce leukemia without the
presence of the other.
 Even in this situation, however, cancer does not develop in everyone who has
experienced radiation or benzene exposure, so although both factors are not
needed, other cofactors probably are. Thus, the criterion of sufficient is rarely met by
a single factor.
48
Each factor is sufficient, but not necessary
49
Neither Sufficient Nor Necessary
 A factor by itself, is neither sufficient nor necessary to produce disease
 This is a more complex model, which probably most accurately represents
the causal relationships that operate in most chronic diseases.
Types of causal relationships: IV.
Each factor is neither sufficient nor necessary
50
When we can say that this association is
likely to be causation??
 We have certain criteria that should be present:
– Temporal association
– Strength of association
– Specificity of association
– Consistency of association
– Biological plausibility
– Coherence of association
51
52
Guidelines for Judging Whether an
Association Is Causal (Leon Gordis)
1. Temporal relationship
2. Strength of the association
3. Dose-response relationship
4. Replication of the findings
5. Biologic plausibility
6. Consideration of alternate explanations
7. Cessation of exposure
8. Consistency with other knowledge
9. Specificity of the association
53
Temporal association
 The causal attribute must precede the disease or unfavorable outcome.
 Exposure to the factor must have occurred before the disease
developed.
 Length of interval between exposure and disease very important .
 Its more obvious in acute disease more than in chronic disease
54
Temporal relationship (Relationship with
time)
• Cause must precede the effect.
Drinking contaminated water occurrence of diarrhea
However in many chronic cases, because of insidious onset
and ignorance of precise induction period, it become hard
to establish a temporal sequence as which comes
first -the suspected agent or disease.
55
Strength Of The Association
 Relationship between cause and outcome could be strong or
weak.
 With increasing level of exposure to the risk factor an increase in
incidence of the disease is found.
 Strong associations are more likely to be causal than weak.
 Weaker associations are more likely to be explained by
undetected bias.
 But weaker association does not rule out causation.
56
• Strength of association can be estimated by relative risk, attributable
risk etc.
• Relative risks/Odds ratio greater than 2 can be considered strong
57
Dose-Response Relationship
( The Biological gradient )
 As the dose of exposure increases, the risk of disease also increases
 If a dose-response relationship is present, it is strong evidence for a
causal relationship.
 However, the absence of a dose-response relationship does not
necessarily rule out a causal relationship.
 In some cases in which a threshold may exist, no disease may develop
up to a certain level of exposure (a threshold); above this level, disease
may develop
58
Death rates from lung cancer (per 1000) by
number of cigarettes smoked, British male
doctors, 1951 –1961
59
Biologic Plausibility Of The Association
 The association must be consistent with the other knowledge (viz
mechanism of action, evidence from animal experiments etc).
 Sometimes the lack of plausibility may simply be due to the lack of
sufficient knowledge about the pathogenesis of a disease.
 It is too often not based on logic or data but only on prior beliefs.
 It is difficult to demonstrate where the confounder itself exhibits a
biological gradient in relation to the outcome.
60
Consideration of Alternate Explanations
 Interprets an observed association in regard to whether a
relationship is causal or is the result of confounding.
 In judging whether a reported association is causal, the extent to
which the investigators have taken other possible explanations
into account and the extent to which they have ruled out such
explanations are important considerations.
61
Cessation of Exposure
 If a factor is a cause of a disease, we would expect
the risk of the disease to decline when exposure to
the factor is reduced or eliminated
62
Consistency Of The Association
 Consistency is the occurrence of the association at some other time
and place repeatedly unless there is a clear reason to expect
different results.
 If a relationship is causal, the findings should be consistent with other
data. Lack of consistency however does not rule out a causal
association.
 Repeated observation of an association in different populations
under different circumstances.
63
Specificity Of The Association
 The weakest of the criteria. (should probably be eliminated)
 Specific exposure is associated with only one disease.
 Specificity implies a one to one relationship between the cause and effect.
 It’s the most difficult to occur for 2 reasons:
 Single cause or factor can give rise to more than 1 disease
 Most diseases are due to multiple factors.
 Ex: Smoking is associated with many diseases.
• Not everyone who smokes develops cancer
• Not every one who develop cancer has smoke
64
Analogy (Similarity, reasoning from
parallel cases)
• Provides a source of more elaborate hypotheses about the associations
under study.
• Absence of such analogies only reflects lack of imagination or
experience , not falsity of the hypothesis.
 Ex: Known effect of drug Thalidomide & Rubella in pregnancy
• Accepting slighter but similar evidence with another drug or another
viral disease
65
Coherence of the association and
judging the evidence
 Based on available evidence or should be coherence with known facts
that are thought to be relevant: uncertainty always remains.
 Correct temporal relationship is essential; then greatest weight may be
given to plausibility, consistency and the dose–response relationship. The
likelihood of a causal association is heightened when many different
types of evidence lead to the same conclusion.
66
Deriving causal inferences: example
Assessment of the Evidence Suggesting Helicobacter pylori Ulcers as a
Causative Agent of Duodenal
1. Temporal relationship.
• Helicobacter pylori is clearly linked to chronic gastritis. About 11% of
chronic gastritis patients will go on to have duodenal ulcers over a 10-
year period.
2. Strength of the relationship.
• Helicobacter pylori is found in at least 90% of patients with duodenal
ulcer.
67
3. Dose-response relationship.
• Density of Helicobacter pylori per square millimeter of gastric mucosa is
higher in patients with duodenal ulcer than in patients without duodenal
ulcer
4. Replication of the findings.(consistency)
• Many of the observations regarding Helicobacter pylori have been
replicated repeatedly
5. Consideration of alternate explanations.
• Data suggest that smoking can increase the risk of duodenal ulcer in
Helicobacter pylori-infected patients but is not a risk factor in patients in
whom Helicobacter pylori has been eradicated
68
6. Biologic plausibility.
• Originally it was difficult to envision a bacterium that infects the stomach
antrum causing ulcers in the duodenum, but is now recognized that
Helicobacter pylori has binding sites on antral cells and can follow these
cells into the duodenum.
• Helicobacter pylori also induces mediators of inflammation.
• Helicobacter pylori-infected mucosa is weakened and is susceptible to the
damaging effects of acid.
7. Cessation of exposure.
• Eradication of Helicobacter pylori heals duodenal ulcers at the same rate
as histamine receptor antagonists.
• Long-term ulcer recurrence rates were zero after Helicobacter pylori was
eradicated using triple-antimicrobial therapy,.
69
8. Specificity of the association.
• Prevalence of Helicobacter pylori in patients with duodenal ulcers is
90% to 100%.
9. Consistency with other knowledge.
• Prevalence of Helicobacter pylori infection is the same in men as in
women. The incidence of duodenal ulcer, which in earlier years was
believed to be higher in men than in women, has been equal in recent
years.
• The prevalence of ulcer disease is believed to have peaked in the
latter part of the 19th century, and the prevalence of Helicobacter
pylori may have been much higher at that time because of poor living
conditions.
70
Modified Guidelines for Evaluating the Evidence
of a Causal Relationship. (In each category,
studies are listed in descending priority order.)
1990
1. Major criteria
a. Temporal relationship: An intervention can be considered evidence of
a reduction in risk of disease or abnormality only if the intervention was
applied before the time the disease or abnormality would have
developed.
b. Biological plausibility: A biologically plausible mechanism should be
able to explain why such a relationship would be expected to occur.
71
c. Consistency:
Single studies are rarely definitive. Study findings that are replicated in
different populations and by different investigators carry more weight
than those that are not. If the findings of studies are inconsistent, the
inconsistency must be explained.
d. Alternative explanations (confounding):
The extent to which alternative explanations have been explored is
an important criterion in judging causality
72
2. Other considerations
a. Dose-response relationship:
If a factor is the cause of a disease, usually the greater the exposure to
the factor, the greater the risk of the disease. Such a dose-response
relationship may not always be seen because many important biologic
relationships are dichotomous, and reach a threshold level for
observed effects.
b. Strength of the association:
Usually measured by the extent to which the relative risk or
odds depart from unity.
c. Cessation effects:
If an intervention has a beneficial effect, then the benefit should cease
when it is removed from a population.
73
Modern concepts in causation
• Counterfactual Model
• Causal diagram
74
Counterfactual model (Potential outcome
model)
 When we are interested to measure effect of a particular cause, we
measure effect in a population who are exposed.
• We calculate risk ratios & risk differences based on this model
• The difference of the two effect measures is the effect due the cause
we are interested in.
75
Causal Diagram
• Confounding is complex phenomenon.
• Useful for analysis of confounders
• Conceptual definition of variable involved
• Directionality of causal association
• Need some level of understanding (Knowledge & hypothetical) – relation between risk
factor, confounders & outcome.
• Directed Acyclic Graph (DAG)
76
ANALYTICAL METHOD –
ASSOCIATION
MEASURES
77
Analytical Methods
• Measures of association /strength of association
• Testing hypothesis of association
• Controlling confounders
78
Measures of association
Ratio measures
Measures of association in which relative differences between groups
being compared
Difference measures
Difference measures are measures of association in which absolute
differences between groups being compared .
79
Absolute differences:(difference measures )
 Main goal is often an absolute reduction in the risk of an undesirable
outcome.
 When outcome of interest is continuous, the assessment of mean
absolute differences between exposed and unexposed individuals may
be an appropriate method for the determination of association.
Relative differences: ( ratio measures)
 Can be assessed for discrete outcomes.
 To assess causal associations
80
81
Relative risk
 If an association exist, then how strong is it?
 What is the ratio of the risk of disease in exposed individuals to the risk of
disease in unexposed individual?
Incidence among exposed
Relative risk =
Incidence among unexposed
It is direct measure of the strength of association.
82
83
 Relative risk of developing the disease is expressed as the ratio of
the risk(incidence) in exposed individuals (q+) to that in
unexposed individual(q-)
 Total
exposed = a+b
 Total
unexposed = c+d
84
Incidence among exposed
Relative risk =
Incidence among unexposed
a/a+b
RR = q+/q- =
c/c+d
85
86Odds ratio in a cohort study
• Odds that an exposed person
develop disease = a/b
• Odds that an unexposed person
develop disease = c/d
Odds ratio = (a/b ) / (c/d) = ad/bc
Develop
disease
Do not
develop
disease
Exposed a b
Unexposed c d
What are the odds that the disease will develop in an exposed person?
87
Relationship between OR and RR
 OR is a valid measure of association in its own right and it is
often used as an approximation of the relative risk’.
 Use of OR as an estimate of the relative risk biases it in a
direction opposite to the null hypothesis, i.e. it tends to
exaggerate the magnitude of the association.
88
ATTRIBUTABLE RISK (AR)
 AR is defined as the amount of proportion of disease incidence (or
disease risk) that can be attributed to a specific exposure.
 Based on the absolute difference between two risk estimates.
 Used to imply a cause-effect relationship and should be interpreted
as a true etiologic fraction only when there is a reasonable certainty
of a causal connection between exposure and outcome.
89
AR in exposed individuals
• It is merely a difference between the risk estimates of different
exposure levels and a reference exposure level.
• If q+ = risk in exposed individual.
q- = risk in unexposed individual.
• ARexp = q+ - q-
• It measures the excess risk for a given exposure category
associated with the exposure
90
Percent AR exposure
When AR is expressed as a percentage
Interpretation:
The percentage of the total risk in the exposed attributable to the
exposure.
100




 


 
q
qq
91
POPULATION ATTRIBUTABLE RISK
 What proportion of the disease incidence can be attributed
to a specific exposure in a total population .
 To know the PAR , we need to know incidence in total
population =a
 incidence in unexposed group(background risk)=b
 PAR= a-b ÷ a
92
Various correlation tests
• Pearsson’s product-moment correlation
• Spearmans rank order correlation
• Kendall correlation
• Point biserial correlation
• Tetrachoric correlation
• Phi correlation
93Types of correlation
Based on linearity of correlation
94
Based on direction of correlation
Positive correlation:
As X increases ,Y also increases,
ex: As height increases, so does weight.
Negative correlation:
As X increases ,Y decreases.
ex: As time of watching TV increases , grade scores decreases.
 Perfect positive
 Moderately positive
 Zero correlation
 Moderately negative
 Perfectly Negative
95
Based on degree of correlation
96
97
98
REGRESSION
 It can also be used in measuring association.
 They are the measure of the mean changes to be expected in the
dependent variable for a unit change in the value of the
independent variable.
 When more than 1 independent variable is associated with the
dependent variable, multiple regression analysis will indicate how
much of the variation observed in the dependent variable can be
accounted for, by one or a combination of independent variables.
99
PROBLEMS IN ESTABLISHING
CAUSALITY
 The existence of correlation/ association does not necessarily imply
causation.
 Concept of single cause  concept of multiple causation
 Koch’s postulates cannot be used for non-infectious diseases.
 The period between exposure to a factor and appearance of
clinical diseases is long in non-infectious diseases.
 Specificity established in one disease does not apply on others.
100
 Confounders associated with disease tend to distort relationship
with the suspected factors.
 Systematics errors/ bias can produce spurious association.
 No statistical method can differentiate between causal and non-
causal.
 Because of these many uncertainties, the terms : Causal
inference, causal possibility, or likelihood are preferred to causal
conclusion.
 This helps in formulating policy rather than waiting for the
unequivocal proof ( Unattainable in several disease conditions)
101
102
 Results from epidemiological studies are often used as inputs for policy and
judicial decisions.
 It is thus important for public health and policy makers to understand the
fundamentals of causal inference.
 Association does not imply causation.
 Apart from outbreak investigations, no single study is capable of establishing
a causal relation or fully informing either individual or policy decisions.
 Those decisions should be based on a carefull consideration of the entire
relevant scientific and policy literature
Conclusion
103
 [1] Park K. Textbook of Preventive and Social Medicine. 23rd
ed.
 [2]Gordis, Leon Epidemiology / Leon Gordis.—5th ed.
 [3]Roger Detels et al. Oxford Text Book of Public Health. 5th
ed. New york(U.S.A): Oxford University Press; 201
 WHO research methodology. Second edition.
 AFMC WHO – Text book of Public Health and Community
Medicine – Rajvir Balwar – 1st edition
 Soben peters – Text book of Community Dentistry – 5th edi
 Raj Bhopal : Cause and effect: the epidemiological
approach : Google book source
104
THANK YOU

Mais conteúdo relacionado

Mais procurados

Case control & cohort study
Case control & cohort studyCase control & cohort study
Case control & cohort study
Bhumika Bhatt
 
Relative and Atribute Risk
Relative and Atribute RiskRelative and Atribute Risk
Relative and Atribute Risk
Tauseef Jawaid
 
Mortality and mobidity indicators
Mortality and mobidity indicatorsMortality and mobidity indicators
Mortality and mobidity indicators
Priyamadhaba Behera
 

Mais procurados (20)

2.epidemilogic measures
2.epidemilogic measures2.epidemilogic measures
2.epidemilogic measures
 
Case control & cohort study
Case control & cohort studyCase control & cohort study
Case control & cohort study
 
Epidemiology lecture 2 measuring disease frequency
Epidemiology lecture 2 measuring disease frequencyEpidemiology lecture 2 measuring disease frequency
Epidemiology lecture 2 measuring disease frequency
 
Relative and Atribute Risk
Relative and Atribute RiskRelative and Atribute Risk
Relative and Atribute Risk
 
Criteria for causal association
Criteria for causal associationCriteria for causal association
Criteria for causal association
 
Incidence And Prevalence
Incidence And PrevalenceIncidence And Prevalence
Incidence And Prevalence
 
Changing concepts in public health
Changing concepts in public healthChanging concepts in public health
Changing concepts in public health
 
Epidemiological study designs
Epidemiological study designs Epidemiological study designs
Epidemiological study designs
 
Standardization of rates
Standardization of ratesStandardization of rates
Standardization of rates
 
Prevalence and incidence
Prevalence and incidencePrevalence and incidence
Prevalence and incidence
 
Hills criteria of causatio nhfuy
Hills criteria of causatio nhfuyHills criteria of causatio nhfuy
Hills criteria of causatio nhfuy
 
Epidemiology notes
Epidemiology notesEpidemiology notes
Epidemiology notes
 
Attributable risk and population attributable risk
Attributable risk and population attributable riskAttributable risk and population attributable risk
Attributable risk and population attributable risk
 
Bias in epidemiology uploaded
Bias in epidemiology uploadedBias in epidemiology uploaded
Bias in epidemiology uploaded
 
Descriptive epidemiology
Descriptive epidemiologyDescriptive epidemiology
Descriptive epidemiology
 
Causation in epidemiology
Causation in epidemiologyCausation in epidemiology
Causation in epidemiology
 
Secondary attack rates
Secondary attack ratesSecondary attack rates
Secondary attack rates
 
Measures Of Association
Measures Of AssociationMeasures Of Association
Measures Of Association
 
CM 1.3 Agent Host and environmemtal factors ,epidemiological triad ,multi fac...
CM 1.3 Agent Host and environmemtal factors ,epidemiological triad ,multi fac...CM 1.3 Agent Host and environmemtal factors ,epidemiological triad ,multi fac...
CM 1.3 Agent Host and environmemtal factors ,epidemiological triad ,multi fac...
 
Mortality and mobidity indicators
Mortality and mobidity indicatorsMortality and mobidity indicators
Mortality and mobidity indicators
 

Semelhante a Association & causation

Week 4 chapter 14 15 and 16
Week 4 chapter 14 15 and 16Week 4 chapter 14 15 and 16
Week 4 chapter 14 15 and 16
stanbridge
 
Associations[1]
Associations[1]Associations[1]
Associations[1]
ismailzai
 
Associations[1] (2)
Associations[1] (2)Associations[1] (2)
Associations[1] (2)
ismailzai
 
association and causation
association and causationassociation and causation
association and causation
guestc43c63
 
This section loois back to some gourd breaking centributions to pubic (1).pdf
This section loois back to some gourd breaking centributions to pubic (1).pdfThis section loois back to some gourd breaking centributions to pubic (1).pdf
This section loois back to some gourd breaking centributions to pubic (1).pdf
aslachennain
 
Theories of disease causation..ppt
Theories of disease causation..pptTheories of disease causation..ppt
Theories of disease causation..ppt
Monika Sharma
 
Theories of disease causation..ppt
Theories of disease causation..pptTheories of disease causation..ppt
Theories of disease causation..ppt
Monika Sharma
 

Semelhante a Association & causation (20)

Association and causation
Association and causationAssociation and causation
Association and causation
 
Association & Causation
Association & CausationAssociation & Causation
Association & Causation
 
Causation and association of disease
Causation and association of diseaseCausation and association of disease
Causation and association of disease
 
Association & causation.pptx
Association & causation.pptxAssociation & causation.pptx
Association & causation.pptx
 
Association & causation m
Association & causation mAssociation & causation m
Association & causation m
 
Week 4 chapter 14 15 and 16
Week 4 chapter 14 15 and 16Week 4 chapter 14 15 and 16
Week 4 chapter 14 15 and 16
 
Associations[1]
Associations[1]Associations[1]
Associations[1]
 
Associations[1] (2)
Associations[1] (2)Associations[1] (2)
Associations[1] (2)
 
Association & cousation
Association & cousationAssociation & cousation
Association & cousation
 
Causation in epidemiology
Causation in epidemiologyCausation in epidemiology
Causation in epidemiology
 
causation of disease
causation of diseasecausation of disease
causation of disease
 
association and causation
association and causationassociation and causation
association and causation
 
2. IOHA - The exposome
2. IOHA - The exposome2. IOHA - The exposome
2. IOHA - The exposome
 
Disease causation
Disease causationDisease causation
Disease causation
 
Causation or association
Causation or associationCausation or association
Causation or association
 
Descriptive epidemiology
Descriptive epidemiologyDescriptive epidemiology
Descriptive epidemiology
 
This section loois back to some gourd breaking centributions to pubic (1).pdf
This section loois back to some gourd breaking centributions to pubic (1).pdfThis section loois back to some gourd breaking centributions to pubic (1).pdf
This section loois back to some gourd breaking centributions to pubic (1).pdf
 
Disease causation
Disease causationDisease causation
Disease causation
 
Theories of disease causation..ppt
Theories of disease causation..pptTheories of disease causation..ppt
Theories of disease causation..ppt
 
Theories of disease causation..ppt
Theories of disease causation..pptTheories of disease causation..ppt
Theories of disease causation..ppt
 

Mais de Dr.Priyanka Sharma

Cardiovascular diseases & Dental Management
Cardiovascular diseases & Dental ManagementCardiovascular diseases & Dental Management
Cardiovascular diseases & Dental Management
Dr.Priyanka Sharma
 

Mais de Dr.Priyanka Sharma (18)

Fluoride and health
Fluoride and healthFluoride and health
Fluoride and health
 
Fluoride metabolism and toxixity
Fluoride metabolism and toxixityFluoride metabolism and toxixity
Fluoride metabolism and toxixity
 
Tobacco cessation legislations in india
Tobacco cessation legislations in indiaTobacco cessation legislations in india
Tobacco cessation legislations in india
 
Risk factors and prevention strategies of oral cancer
Risk factors and prevention strategies of oral cancerRisk factors and prevention strategies of oral cancer
Risk factors and prevention strategies of oral cancer
 
Socio cultural barriers in oral health
Socio cultural barriers in oral healthSocio cultural barriers in oral health
Socio cultural barriers in oral health
 
Food Safety in India - Public Health Issue
Food Safety in India - Public Health IssueFood Safety in India - Public Health Issue
Food Safety in India - Public Health Issue
 
National health policy
National health policy National health policy
National health policy
 
Socio-economic status scale in India
Socio-economic status scale in IndiaSocio-economic status scale in India
Socio-economic status scale in India
 
National health programs of India
National health programs of IndiaNational health programs of India
National health programs of India
 
Preventive resin restoration
Preventive resin restorationPreventive resin restoration
Preventive resin restoration
 
Global trends in oral diseases with emphasis on 1
Global trends in oral diseases with emphasis on 1Global trends in oral diseases with emphasis on 1
Global trends in oral diseases with emphasis on 1
 
Genetic engineering
Genetic engineeringGenetic engineering
Genetic engineering
 
Local Anesthesia in Dentistry
Local Anesthesia in DentistryLocal Anesthesia in Dentistry
Local Anesthesia in Dentistry
 
Biomedical waste management
Biomedical waste managementBiomedical waste management
Biomedical waste management
 
Auto-immune diseases
Auto-immune diseasesAuto-immune diseases
Auto-immune diseases
 
Cardiovascular diseases & Dental Management
Cardiovascular diseases & Dental ManagementCardiovascular diseases & Dental Management
Cardiovascular diseases & Dental Management
 
Carbohydrate metabolism
Carbohydrate metabolismCarbohydrate metabolism
Carbohydrate metabolism
 
Cranial nerves priyanka sharma seminar
Cranial nerves priyanka sharma seminarCranial nerves priyanka sharma seminar
Cranial nerves priyanka sharma seminar
 

Último

Russian Escorts Girls Nehru Place ZINATHI 🔝9711199012 ☪ 24/7 Call Girls Delhi
Russian Escorts Girls  Nehru Place ZINATHI 🔝9711199012 ☪ 24/7 Call Girls DelhiRussian Escorts Girls  Nehru Place ZINATHI 🔝9711199012 ☪ 24/7 Call Girls Delhi
Russian Escorts Girls Nehru Place ZINATHI 🔝9711199012 ☪ 24/7 Call Girls Delhi
AlinaDevecerski
 
College Call Girls in Haridwar 9667172968 Short 4000 Night 10000 Best call gi...
College Call Girls in Haridwar 9667172968 Short 4000 Night 10000 Best call gi...College Call Girls in Haridwar 9667172968 Short 4000 Night 10000 Best call gi...
College Call Girls in Haridwar 9667172968 Short 4000 Night 10000 Best call gi...
perfect solution
 

Último (20)

Premium Call Girls Cottonpet Whatsapp 7001035870 Independent Escort Service
Premium Call Girls Cottonpet Whatsapp 7001035870 Independent Escort ServicePremium Call Girls Cottonpet Whatsapp 7001035870 Independent Escort Service
Premium Call Girls Cottonpet Whatsapp 7001035870 Independent Escort Service
 
All Time Service Available Call Girls Marine Drive 📳 9820252231 For 18+ VIP C...
All Time Service Available Call Girls Marine Drive 📳 9820252231 For 18+ VIP C...All Time Service Available Call Girls Marine Drive 📳 9820252231 For 18+ VIP C...
All Time Service Available Call Girls Marine Drive 📳 9820252231 For 18+ VIP C...
 
Night 7k to 12k Chennai City Center Call Girls 👉👉 7427069034⭐⭐ 100% Genuine E...
Night 7k to 12k Chennai City Center Call Girls 👉👉 7427069034⭐⭐ 100% Genuine E...Night 7k to 12k Chennai City Center Call Girls 👉👉 7427069034⭐⭐ 100% Genuine E...
Night 7k to 12k Chennai City Center Call Girls 👉👉 7427069034⭐⭐ 100% Genuine E...
 
VIP Service Call Girls Sindhi Colony 📳 7877925207 For 18+ VIP Call Girl At Th...
VIP Service Call Girls Sindhi Colony 📳 7877925207 For 18+ VIP Call Girl At Th...VIP Service Call Girls Sindhi Colony 📳 7877925207 For 18+ VIP Call Girl At Th...
VIP Service Call Girls Sindhi Colony 📳 7877925207 For 18+ VIP Call Girl At Th...
 
Manyata Tech Park ( Call Girls ) Bangalore ✔ 6297143586 ✔ Hot Model With Sexy...
Manyata Tech Park ( Call Girls ) Bangalore ✔ 6297143586 ✔ Hot Model With Sexy...Manyata Tech Park ( Call Girls ) Bangalore ✔ 6297143586 ✔ Hot Model With Sexy...
Manyata Tech Park ( Call Girls ) Bangalore ✔ 6297143586 ✔ Hot Model With Sexy...
 
Call Girls Gwalior Just Call 8617370543 Top Class Call Girl Service Available
Call Girls Gwalior Just Call 8617370543 Top Class Call Girl Service AvailableCall Girls Gwalior Just Call 8617370543 Top Class Call Girl Service Available
Call Girls Gwalior Just Call 8617370543 Top Class Call Girl Service Available
 
(Rocky) Jaipur Call Girl - 09521753030 Escorts Service 50% Off with Cash ON D...
(Rocky) Jaipur Call Girl - 09521753030 Escorts Service 50% Off with Cash ON D...(Rocky) Jaipur Call Girl - 09521753030 Escorts Service 50% Off with Cash ON D...
(Rocky) Jaipur Call Girl - 09521753030 Escorts Service 50% Off with Cash ON D...
 
Call Girls Dehradun Just Call 9907093804 Top Class Call Girl Service Available
Call Girls Dehradun Just Call 9907093804 Top Class Call Girl Service AvailableCall Girls Dehradun Just Call 9907093804 Top Class Call Girl Service Available
Call Girls Dehradun Just Call 9907093804 Top Class Call Girl Service Available
 
Best Rate (Patna ) Call Girls Patna ⟟ 8617370543 ⟟ High Class Call Girl In 5 ...
Best Rate (Patna ) Call Girls Patna ⟟ 8617370543 ⟟ High Class Call Girl In 5 ...Best Rate (Patna ) Call Girls Patna ⟟ 8617370543 ⟟ High Class Call Girl In 5 ...
Best Rate (Patna ) Call Girls Patna ⟟ 8617370543 ⟟ High Class Call Girl In 5 ...
 
Russian Escorts Girls Nehru Place ZINATHI 🔝9711199012 ☪ 24/7 Call Girls Delhi
Russian Escorts Girls  Nehru Place ZINATHI 🔝9711199012 ☪ 24/7 Call Girls DelhiRussian Escorts Girls  Nehru Place ZINATHI 🔝9711199012 ☪ 24/7 Call Girls Delhi
Russian Escorts Girls Nehru Place ZINATHI 🔝9711199012 ☪ 24/7 Call Girls Delhi
 
Call Girls Varanasi Just Call 9907093804 Top Class Call Girl Service Available
Call Girls Varanasi Just Call 9907093804 Top Class Call Girl Service AvailableCall Girls Varanasi Just Call 9907093804 Top Class Call Girl Service Available
Call Girls Varanasi Just Call 9907093804 Top Class Call Girl Service Available
 
Top Rated Bangalore Call Girls Mg Road ⟟ 9332606886 ⟟ Call Me For Genuine S...
Top Rated Bangalore Call Girls Mg Road ⟟   9332606886 ⟟ Call Me For Genuine S...Top Rated Bangalore Call Girls Mg Road ⟟   9332606886 ⟟ Call Me For Genuine S...
Top Rated Bangalore Call Girls Mg Road ⟟ 9332606886 ⟟ Call Me For Genuine S...
 
Call Girls Ooty Just Call 8250077686 Top Class Call Girl Service Available
Call Girls Ooty Just Call 8250077686 Top Class Call Girl Service AvailableCall Girls Ooty Just Call 8250077686 Top Class Call Girl Service Available
Call Girls Ooty Just Call 8250077686 Top Class Call Girl Service Available
 
College Call Girls in Haridwar 9667172968 Short 4000 Night 10000 Best call gi...
College Call Girls in Haridwar 9667172968 Short 4000 Night 10000 Best call gi...College Call Girls in Haridwar 9667172968 Short 4000 Night 10000 Best call gi...
College Call Girls in Haridwar 9667172968 Short 4000 Night 10000 Best call gi...
 
Bangalore Call Girls Nelamangala Number 9332606886 Meetin With Bangalore Esc...
Bangalore Call Girls Nelamangala Number 9332606886  Meetin With Bangalore Esc...Bangalore Call Girls Nelamangala Number 9332606886  Meetin With Bangalore Esc...
Bangalore Call Girls Nelamangala Number 9332606886 Meetin With Bangalore Esc...
 
Call Girls Gwalior Just Call 9907093804 Top Class Call Girl Service Available
Call Girls Gwalior Just Call 9907093804 Top Class Call Girl Service AvailableCall Girls Gwalior Just Call 9907093804 Top Class Call Girl Service Available
Call Girls Gwalior Just Call 9907093804 Top Class Call Girl Service Available
 
Top Rated Bangalore Call Girls Richmond Circle ⟟ 9332606886 ⟟ Call Me For Ge...
Top Rated Bangalore Call Girls Richmond Circle ⟟  9332606886 ⟟ Call Me For Ge...Top Rated Bangalore Call Girls Richmond Circle ⟟  9332606886 ⟟ Call Me For Ge...
Top Rated Bangalore Call Girls Richmond Circle ⟟ 9332606886 ⟟ Call Me For Ge...
 
Top Rated Bangalore Call Girls Ramamurthy Nagar ⟟ 9332606886 ⟟ Call Me For G...
Top Rated Bangalore Call Girls Ramamurthy Nagar ⟟  9332606886 ⟟ Call Me For G...Top Rated Bangalore Call Girls Ramamurthy Nagar ⟟  9332606886 ⟟ Call Me For G...
Top Rated Bangalore Call Girls Ramamurthy Nagar ⟟ 9332606886 ⟟ Call Me For G...
 
Book Paid Powai Call Girls Mumbai 𖠋 9930245274 𖠋Low Budget Full Independent H...
Book Paid Powai Call Girls Mumbai 𖠋 9930245274 𖠋Low Budget Full Independent H...Book Paid Powai Call Girls Mumbai 𖠋 9930245274 𖠋Low Budget Full Independent H...
Book Paid Powai Call Girls Mumbai 𖠋 9930245274 𖠋Low Budget Full Independent H...
 
Top Quality Call Girl Service Kalyanpur 6378878445 Available Call Girls Any Time
Top Quality Call Girl Service Kalyanpur 6378878445 Available Call Girls Any TimeTop Quality Call Girl Service Kalyanpur 6378878445 Available Call Girls Any Time
Top Quality Call Girl Service Kalyanpur 6378878445 Available Call Girls Any Time
 

Association & causation

  • 1. ASSOCIATION & CAUSATION DR. PRIYANKA SHARMA III YEAR M.D.S DEPARTMENT OF PUBLIC HEALTH DENTISTRY JSS DENTAL COLLEGE & HOSPITAL 1
  • 2. CONTENTS INTRODUCTION  APPROACHES FOR STUDYING DISEASE ETIOLOGY  HISTORY  WHAT IS ASSOCIATION  TYPES OF ASSOCIATION  WHAT IS CAUSE  GENERAL MODELS OF CAUSATION  TYPES OF CAUSAL RELATIONSHIP  CRITERIA FOR A CAUSAL RELATIONSHIP  GUIDELINES FOR JUDGING WHETHER THE ASSOCIATION IS CAUSAL  EVIDENCE FOR A CAUSAL RELATIONSHIP  DERIVING CAUSAL INFERENCES: EXAMPLE  MODIFIED GUIDELINES FOR EVALUATING THE EVIDENCE OF A CAUSAL RELATIONSHIP  MEASURES OF ASSOCIATION  CONCLUSION  REFERENCES 2
  • 4.  In The Magic Years, Fraiberg (1959) characterized every toddler as a scientist, busily fulfilling an earnest mission to develop a logical structure for the strange objects and events that make up the world that he or she inhabits.  Each person develops and tests an inventory of causal explanations that brings meaning to the events that are perceived and ultimately leads to increasing power to control those events.  The fruit of such scientific labours is a working knowledge of the essential system of causal relations that enables each of us to navigate our complex world. 4
  • 5.  In epidemiological studies, ascertainment of cause-effect relationships is one of the central and most difficult tasks of all scientific activities.  Epidemiological principles stand on two basic assumptions:  Human disease does not occur at random.  The disease and its cause as well as preventive factors can be identified by a thorough investigation of population.  Hence, identification of causal relationship between a disease and suspected risk factors forms part of epidemiological research. 5
  • 7. Strength of evidence of studies Systematic review or meta-analysis of RCTs Double-blind RCTs Single-blind RCTs Randomized, controlled trials (RCTs) Non-randomized / uncontrolled experimental studies cohort studies Case-control studies Ecological studies Cross-sectional studies Expert opinions, anecdotal reports 7 Approach for studying disease etiology
  • 8.  Conceptually, a two-step process is followed in carrying out studies and evaluating evidence: 1. Determine whether there is an association between an exposure or characteristic and the risk of a disease. To do so, we use: a. Studies of group characteristics: ecologic studies b. Studies of individual characteristics: case-control and cohort studies 2. If an association is demonstrated, we determine whether the observed association is likely to be a causal one or not. 8
  • 9. Ecologic Studies  The first approach in determining whether an association exists might be to conduct studies of group characteristics, called ecologic studies.  ECOLOGICAL FALLACY : Eg.relationship between breast cancer incidence and average dietary fat consumption in each country  ECOLOGICAL INFERENCE FALLACY: Eg.areas with high concentrations of farm animals are also the areas with lowest concentrations of childhood asthma.  It’s a fallacy to then assume that a child who has asthma must not live near any farm animals 9
  • 10. So? Do You Have Enough Info To Inform The Patient? 10
  • 11.  Recognizing the limitations discussed above of ecologic studies that use only group data, we turn next to studies of individual characteristics: case-control and cohort studies.  In case-control or cohort studies, for each subject we have information on both exposure (whether or not and, often, how much exposure occurred) and disease outcome (whether or not the person developed the disease in question). 11
  • 13. Historical Theories of disease causation • “Supernatural causes”& Karma • Theory of humors (humor means fluid) • The miasmatic theory of disease • Theory of contagion • Germ theory • Koch’s postulates 13
  • 14. EVIDENCE FOR A CAUSAL RELATIONSHIP In 1840, Henle proposed postulates for causation that were expanded by Koch in the 1880s.The postulates for causation were as follows: 1. The organism is always found with the disease. 2. The organism is not found with any other disease. 3. The organism, isolated from one who has the disease, and cultured through several generations, produces the disease (in experimental animals). Koch added that “Even when an infectious disease cannot be transmitted to animals, the ‘regular’ and ‘exclusive’ presence of the organism [postulates 1 and 2] proves a causal relationship.” 14
  • 15.  These postulates, though not perfect, proved very useful for infectious diseases  However, as apparently noninfectious diseases assumed increasing importance toward the middle of the 20th century,  The issue arose as to what would represent strong evidence of causation in diseases that were generally not of infectious origin. 15
  • 17. Association Syn: Correlation, Covariation, Statistical dependence, Relationship Defined as occurrence of two variables more often than would be expected by chance. An association is present if probability of occurrence of a variable depends upon one or more variable. (A dictionary of Epidemiology by John M. Last) 17
  • 18.  If two attributes say A and B are found to co-exit more often than an ordinary chance.  It is useful to consider the concept of correlation.  Correlation indicates the degree of association between two variables  Causal association: when cause and effect relation is seen. 18
  • 19. Pyramid Of Associations 19 Raj Bhopal : Cause and effect: the epidemiological approach Causal Non-causal Confounded Spurious Positive /negative
  • 20.  Positive: Occurrence of higher value of a predictor variable is associated with occurrence of higher value of another dependent variable. Ex- education and suicide.  Negative: Occurrence of higher value of a predictor variable is associated with lower value of another dependent variable. Ex - Female literacy and IMR 20
  • 21.  Causal: Independent variable must cause change in dependent variable. Definite condition of causal associations are time and direction Ex – salt intake and hypertension  Non-causal: Non-directional association between two variables. Ex – alcohol use and smoking 21
  • 22. Spurious Association (Spurious= not real, artificial, fortuitous, false, non-causal associations due to chance, bias or confounding) Observed association between a disease and suspected factor may not be real.  This is due to selection bias Eg: Increased water intake and crime rate in summer. The ringing of alarm clocks and rising of the sun. Cock’s crow causes sun to rise. 22
  • 23. Ex : Neonatal mortality was observed to be more in the newborns born in a hospital than those born at home. This is likely to lead to a conclusion that home delivery is better for the health of newborn. However, this conclusion was not drawn in the study because the proportion of “high risk” deliveries was found to be higher in the hospital than in home. 23
  • 24. Indirect Association  It is a statistical association between a characteristic of interest and a disease due to the presence of another factor i.e. common factor (confounding variable).  So the association is due to the presence of another factor which is common to both, known as CONFOUNDING factor. Ex: 1.Rahul is a friend with Suma, and Suma is Shoba’s friend, so Shoba is Rahul ’s friend too but indirectly. The common friend is Suma. 24
  • 25. 2. Altitude and endemic goiter confounding factor is iodine deficiency. 3. Glucose and CHD ,confounding factor is cigarette smoking(it increase the of cups of coffee and amount of sugar u consume) 25
  • 26. Direct Association  The association between the two attributes is not through the third attributes.  When the disease is present, the factor must also be present. 26
  • 27.  Direct (Causal) association: 1. One –to- one causal association 2. Multifactorial causation Sufficient & necessary cause Web of causation (Interaction) 27
  • 28. One-to-one Casual Relationship  The variables are stated to be casual related (AB) if a change in A is followed by a change in B.  When the disease is present, the factor must also be present.  A single factor (cause) may lead to more than one outcome.  But its not always that simple , as some causes can cause more than 1 disease like streptococci 28 Hemolytic Streptococci Streptococcal tonsillitis Scarlet fever Erysipelas
  • 29. Multifactorial causation  Multiple factor leads to the disease.  Common in non-communicable diseases  Alternative causal factors each acting independently. Ex: In lung cancer more than one factor (e.g. air pollution, smoking, heredity) can produce the disease independently. Either the causes are acting Independently OR Cumulatively 29
  • 30. 30 Smoking Air pollution Reaction at cellular level Lung cancer Exposure to asbestos Smoking + Air pollution Reaction at cellular level Lung cancer + Exposure to asbestos Independently Cumulatively
  • 32. WHAT IS CAUSE The word cause is the one in general usage in connection with matters considered in this study, and it is capable of conveying the notion of a significant, effectual relationship between an agent and an associated disorder or disease in the host.” 1964 Surgeon General Report 32
  • 33. General Models of Causation  The most widely applied models are: – The epidemiological triad (triangle), – The web – The wheel and – The sufficient cause and component causes models (Rothman’s component causes model) 33
  • 34. Epidemiological triad 34 Agent Factors Physical Agents Chemical Agents Biological Agents Nutritional agents Host Factors Socio-demographic Factors Psycho-social Factors Intrinsic Characteristics Environmental Factors Physical Environment Biological Environment Social Environment
  • 36. 36 Web of Causation - CHD CHD
  • 38. Sufficient & Necessary Cause  NECESSARY cause - causal factor whose presence is required for the occurrence of the effect. If disease does not develop without the factor being present, then we term the causative factor “necessary”.  Ex: Agent in Malaria: Plasmodium falciparum parasite is necessary factor- always present.  SUFFICIENT cause - “minimum set of conditions, factors or events needed to produce a given outcome. Usually there’s no sufficient factor “rare”.  The factors or conditions that form a sufficient cause are called component causes.  Necessary causes + Component causes = Sufficient cause 38
  • 39. Rothman’s Component Causes and Causal Pies Model • Rothman's model has emphasised that the causes of disease comprise a collection of factors. • These factors represent pieces of a pie, the whole pie (combinations of factors) are the sufficient causes for a disease. • It shows that a disease may have more that one sufficient cause, with each sufficient cause being composed of several factors 39
  • 40. • The factors represented by the pieces of the pie in this model are called component causes. • Each single component cause is rarely a sufficient cause by itself, But may be necessary cause. • Control of the disease could be achieved by removing one of the components in each "pie" and if there were a factor common to all "pies“ (necessary cause) the disease would be eliminated by removing that alone. 40 A U B C N
  • 41. 41 A U B C N Known components (causes) – A, B, C Unknown component (cause) - U N – Necessary cause Known components causes + Unknown component cause = Sufficient cause + Necessary cause
  • 43. 43 TYPES OF CAUSAL RELATIONSHIPS
  • 44. If a relationship is causal, four types of causal relationships are possible: (1) Necessary And Sufficient (2) Necessary, But Not Sufficient (3) Sufficient, But Not Necessary (4) Neither Sufficient Nor Necessary 44
  • 45. Necessary and Sufficient  A factor is both necessary and sufficient for producing the disease.  Without that factor, the disease never develops and in the presence of that factor, the disease always develops Types of causal relationships I: Each factor is both necessary and sufficient 45 FACTOR A DISEASE
  • 46. Necessary, But Not Sufficient  Each factor is necessary, but not, in itself, sufficient to cause the disease .  Thus, multiple factors are required, often in a specific temporal sequence.  Ex: Carcinogenesis is considered to be a multistage process involving both initiation and promotion. A promoter must act after an initiator has acted. Action of an initiator or a promoter alone will not produce a cancer 46
  • 47.  Types of causal relationships: Each factor is necessary, but not sufficient 47
  • 48. Sufficient But Not Necessary  The factor alone can produce the disease, but so can other factors that are acting alone  Either radiation or benzene exposure can each produce leukemia without the presence of the other.  Even in this situation, however, cancer does not develop in everyone who has experienced radiation or benzene exposure, so although both factors are not needed, other cofactors probably are. Thus, the criterion of sufficient is rarely met by a single factor. 48
  • 49. Each factor is sufficient, but not necessary 49
  • 50. Neither Sufficient Nor Necessary  A factor by itself, is neither sufficient nor necessary to produce disease  This is a more complex model, which probably most accurately represents the causal relationships that operate in most chronic diseases. Types of causal relationships: IV. Each factor is neither sufficient nor necessary 50
  • 51. When we can say that this association is likely to be causation??  We have certain criteria that should be present: – Temporal association – Strength of association – Specificity of association – Consistency of association – Biological plausibility – Coherence of association 51
  • 52. 52
  • 53. Guidelines for Judging Whether an Association Is Causal (Leon Gordis) 1. Temporal relationship 2. Strength of the association 3. Dose-response relationship 4. Replication of the findings 5. Biologic plausibility 6. Consideration of alternate explanations 7. Cessation of exposure 8. Consistency with other knowledge 9. Specificity of the association 53
  • 54. Temporal association  The causal attribute must precede the disease or unfavorable outcome.  Exposure to the factor must have occurred before the disease developed.  Length of interval between exposure and disease very important .  Its more obvious in acute disease more than in chronic disease 54
  • 55. Temporal relationship (Relationship with time) • Cause must precede the effect. Drinking contaminated water occurrence of diarrhea However in many chronic cases, because of insidious onset and ignorance of precise induction period, it become hard to establish a temporal sequence as which comes first -the suspected agent or disease. 55
  • 56. Strength Of The Association  Relationship between cause and outcome could be strong or weak.  With increasing level of exposure to the risk factor an increase in incidence of the disease is found.  Strong associations are more likely to be causal than weak.  Weaker associations are more likely to be explained by undetected bias.  But weaker association does not rule out causation. 56
  • 57. • Strength of association can be estimated by relative risk, attributable risk etc. • Relative risks/Odds ratio greater than 2 can be considered strong 57
  • 58. Dose-Response Relationship ( The Biological gradient )  As the dose of exposure increases, the risk of disease also increases  If a dose-response relationship is present, it is strong evidence for a causal relationship.  However, the absence of a dose-response relationship does not necessarily rule out a causal relationship.  In some cases in which a threshold may exist, no disease may develop up to a certain level of exposure (a threshold); above this level, disease may develop 58
  • 59. Death rates from lung cancer (per 1000) by number of cigarettes smoked, British male doctors, 1951 –1961 59
  • 60. Biologic Plausibility Of The Association  The association must be consistent with the other knowledge (viz mechanism of action, evidence from animal experiments etc).  Sometimes the lack of plausibility may simply be due to the lack of sufficient knowledge about the pathogenesis of a disease.  It is too often not based on logic or data but only on prior beliefs.  It is difficult to demonstrate where the confounder itself exhibits a biological gradient in relation to the outcome. 60
  • 61. Consideration of Alternate Explanations  Interprets an observed association in regard to whether a relationship is causal or is the result of confounding.  In judging whether a reported association is causal, the extent to which the investigators have taken other possible explanations into account and the extent to which they have ruled out such explanations are important considerations. 61
  • 62. Cessation of Exposure  If a factor is a cause of a disease, we would expect the risk of the disease to decline when exposure to the factor is reduced or eliminated 62
  • 63. Consistency Of The Association  Consistency is the occurrence of the association at some other time and place repeatedly unless there is a clear reason to expect different results.  If a relationship is causal, the findings should be consistent with other data. Lack of consistency however does not rule out a causal association.  Repeated observation of an association in different populations under different circumstances. 63
  • 64. Specificity Of The Association  The weakest of the criteria. (should probably be eliminated)  Specific exposure is associated with only one disease.  Specificity implies a one to one relationship between the cause and effect.  It’s the most difficult to occur for 2 reasons:  Single cause or factor can give rise to more than 1 disease  Most diseases are due to multiple factors.  Ex: Smoking is associated with many diseases. • Not everyone who smokes develops cancer • Not every one who develop cancer has smoke 64
  • 65. Analogy (Similarity, reasoning from parallel cases) • Provides a source of more elaborate hypotheses about the associations under study. • Absence of such analogies only reflects lack of imagination or experience , not falsity of the hypothesis.  Ex: Known effect of drug Thalidomide & Rubella in pregnancy • Accepting slighter but similar evidence with another drug or another viral disease 65
  • 66. Coherence of the association and judging the evidence  Based on available evidence or should be coherence with known facts that are thought to be relevant: uncertainty always remains.  Correct temporal relationship is essential; then greatest weight may be given to plausibility, consistency and the dose–response relationship. The likelihood of a causal association is heightened when many different types of evidence lead to the same conclusion. 66
  • 67. Deriving causal inferences: example Assessment of the Evidence Suggesting Helicobacter pylori Ulcers as a Causative Agent of Duodenal 1. Temporal relationship. • Helicobacter pylori is clearly linked to chronic gastritis. About 11% of chronic gastritis patients will go on to have duodenal ulcers over a 10- year period. 2. Strength of the relationship. • Helicobacter pylori is found in at least 90% of patients with duodenal ulcer. 67
  • 68. 3. Dose-response relationship. • Density of Helicobacter pylori per square millimeter of gastric mucosa is higher in patients with duodenal ulcer than in patients without duodenal ulcer 4. Replication of the findings.(consistency) • Many of the observations regarding Helicobacter pylori have been replicated repeatedly 5. Consideration of alternate explanations. • Data suggest that smoking can increase the risk of duodenal ulcer in Helicobacter pylori-infected patients but is not a risk factor in patients in whom Helicobacter pylori has been eradicated 68
  • 69. 6. Biologic plausibility. • Originally it was difficult to envision a bacterium that infects the stomach antrum causing ulcers in the duodenum, but is now recognized that Helicobacter pylori has binding sites on antral cells and can follow these cells into the duodenum. • Helicobacter pylori also induces mediators of inflammation. • Helicobacter pylori-infected mucosa is weakened and is susceptible to the damaging effects of acid. 7. Cessation of exposure. • Eradication of Helicobacter pylori heals duodenal ulcers at the same rate as histamine receptor antagonists. • Long-term ulcer recurrence rates were zero after Helicobacter pylori was eradicated using triple-antimicrobial therapy,. 69
  • 70. 8. Specificity of the association. • Prevalence of Helicobacter pylori in patients with duodenal ulcers is 90% to 100%. 9. Consistency with other knowledge. • Prevalence of Helicobacter pylori infection is the same in men as in women. The incidence of duodenal ulcer, which in earlier years was believed to be higher in men than in women, has been equal in recent years. • The prevalence of ulcer disease is believed to have peaked in the latter part of the 19th century, and the prevalence of Helicobacter pylori may have been much higher at that time because of poor living conditions. 70
  • 71. Modified Guidelines for Evaluating the Evidence of a Causal Relationship. (In each category, studies are listed in descending priority order.) 1990 1. Major criteria a. Temporal relationship: An intervention can be considered evidence of a reduction in risk of disease or abnormality only if the intervention was applied before the time the disease or abnormality would have developed. b. Biological plausibility: A biologically plausible mechanism should be able to explain why such a relationship would be expected to occur. 71
  • 72. c. Consistency: Single studies are rarely definitive. Study findings that are replicated in different populations and by different investigators carry more weight than those that are not. If the findings of studies are inconsistent, the inconsistency must be explained. d. Alternative explanations (confounding): The extent to which alternative explanations have been explored is an important criterion in judging causality 72
  • 73. 2. Other considerations a. Dose-response relationship: If a factor is the cause of a disease, usually the greater the exposure to the factor, the greater the risk of the disease. Such a dose-response relationship may not always be seen because many important biologic relationships are dichotomous, and reach a threshold level for observed effects. b. Strength of the association: Usually measured by the extent to which the relative risk or odds depart from unity. c. Cessation effects: If an intervention has a beneficial effect, then the benefit should cease when it is removed from a population. 73
  • 74. Modern concepts in causation • Counterfactual Model • Causal diagram 74
  • 75. Counterfactual model (Potential outcome model)  When we are interested to measure effect of a particular cause, we measure effect in a population who are exposed. • We calculate risk ratios & risk differences based on this model • The difference of the two effect measures is the effect due the cause we are interested in. 75
  • 76. Causal Diagram • Confounding is complex phenomenon. • Useful for analysis of confounders • Conceptual definition of variable involved • Directionality of causal association • Need some level of understanding (Knowledge & hypothetical) – relation between risk factor, confounders & outcome. • Directed Acyclic Graph (DAG) 76
  • 78. Analytical Methods • Measures of association /strength of association • Testing hypothesis of association • Controlling confounders 78
  • 79. Measures of association Ratio measures Measures of association in which relative differences between groups being compared Difference measures Difference measures are measures of association in which absolute differences between groups being compared . 79
  • 80. Absolute differences:(difference measures )  Main goal is often an absolute reduction in the risk of an undesirable outcome.  When outcome of interest is continuous, the assessment of mean absolute differences between exposed and unexposed individuals may be an appropriate method for the determination of association. Relative differences: ( ratio measures)  Can be assessed for discrete outcomes.  To assess causal associations 80
  • 81. 81
  • 82. Relative risk  If an association exist, then how strong is it?  What is the ratio of the risk of disease in exposed individuals to the risk of disease in unexposed individual? Incidence among exposed Relative risk = Incidence among unexposed It is direct measure of the strength of association. 82
  • 83. 83
  • 84.  Relative risk of developing the disease is expressed as the ratio of the risk(incidence) in exposed individuals (q+) to that in unexposed individual(q-)  Total exposed = a+b  Total unexposed = c+d 84
  • 85. Incidence among exposed Relative risk = Incidence among unexposed a/a+b RR = q+/q- = c/c+d 85
  • 86. 86Odds ratio in a cohort study • Odds that an exposed person develop disease = a/b • Odds that an unexposed person develop disease = c/d Odds ratio = (a/b ) / (c/d) = ad/bc Develop disease Do not develop disease Exposed a b Unexposed c d What are the odds that the disease will develop in an exposed person?
  • 87. 87 Relationship between OR and RR  OR is a valid measure of association in its own right and it is often used as an approximation of the relative risk’.  Use of OR as an estimate of the relative risk biases it in a direction opposite to the null hypothesis, i.e. it tends to exaggerate the magnitude of the association.
  • 88. 88 ATTRIBUTABLE RISK (AR)  AR is defined as the amount of proportion of disease incidence (or disease risk) that can be attributed to a specific exposure.  Based on the absolute difference between two risk estimates.  Used to imply a cause-effect relationship and should be interpreted as a true etiologic fraction only when there is a reasonable certainty of a causal connection between exposure and outcome.
  • 89. 89 AR in exposed individuals • It is merely a difference between the risk estimates of different exposure levels and a reference exposure level. • If q+ = risk in exposed individual. q- = risk in unexposed individual. • ARexp = q+ - q- • It measures the excess risk for a given exposure category associated with the exposure
  • 90. 90 Percent AR exposure When AR is expressed as a percentage Interpretation: The percentage of the total risk in the exposed attributable to the exposure. 100           q qq
  • 91. 91 POPULATION ATTRIBUTABLE RISK  What proportion of the disease incidence can be attributed to a specific exposure in a total population .  To know the PAR , we need to know incidence in total population =a  incidence in unexposed group(background risk)=b  PAR= a-b ÷ a
  • 92. 92 Various correlation tests • Pearsson’s product-moment correlation • Spearmans rank order correlation • Kendall correlation • Point biserial correlation • Tetrachoric correlation • Phi correlation
  • 93. 93Types of correlation Based on linearity of correlation
  • 94. 94 Based on direction of correlation Positive correlation: As X increases ,Y also increases, ex: As height increases, so does weight. Negative correlation: As X increases ,Y decreases. ex: As time of watching TV increases , grade scores decreases.
  • 95.  Perfect positive  Moderately positive  Zero correlation  Moderately negative  Perfectly Negative 95 Based on degree of correlation
  • 96. 96
  • 97. 97
  • 98. 98
  • 99. REGRESSION  It can also be used in measuring association.  They are the measure of the mean changes to be expected in the dependent variable for a unit change in the value of the independent variable.  When more than 1 independent variable is associated with the dependent variable, multiple regression analysis will indicate how much of the variation observed in the dependent variable can be accounted for, by one or a combination of independent variables. 99
  • 100. PROBLEMS IN ESTABLISHING CAUSALITY  The existence of correlation/ association does not necessarily imply causation.  Concept of single cause  concept of multiple causation  Koch’s postulates cannot be used for non-infectious diseases.  The period between exposure to a factor and appearance of clinical diseases is long in non-infectious diseases.  Specificity established in one disease does not apply on others. 100
  • 101.  Confounders associated with disease tend to distort relationship with the suspected factors.  Systematics errors/ bias can produce spurious association.  No statistical method can differentiate between causal and non- causal.  Because of these many uncertainties, the terms : Causal inference, causal possibility, or likelihood are preferred to causal conclusion.  This helps in formulating policy rather than waiting for the unequivocal proof ( Unattainable in several disease conditions) 101
  • 102. 102  Results from epidemiological studies are often used as inputs for policy and judicial decisions.  It is thus important for public health and policy makers to understand the fundamentals of causal inference.  Association does not imply causation.  Apart from outbreak investigations, no single study is capable of establishing a causal relation or fully informing either individual or policy decisions.  Those decisions should be based on a carefull consideration of the entire relevant scientific and policy literature Conclusion
  • 103. 103  [1] Park K. Textbook of Preventive and Social Medicine. 23rd ed.  [2]Gordis, Leon Epidemiology / Leon Gordis.—5th ed.  [3]Roger Detels et al. Oxford Text Book of Public Health. 5th ed. New york(U.S.A): Oxford University Press; 201  WHO research methodology. Second edition.  AFMC WHO – Text book of Public Health and Community Medicine – Rajvir Balwar – 1st edition  Soben peters – Text book of Community Dentistry – 5th edi  Raj Bhopal : Cause and effect: the epidemiological approach : Google book source