Medical utopias are often about good health, absence of suffering, and even delaying of the aging process. The last two decades have seen a tremendous increase in emerging medical technologies to achieve these utopias. The completion of the sequencing of the human genome sets the stage for the next step of genetic and molecular advances. The increase in computing power, storage capacity, connectivity, and the Internet has opened avenues of new diagnostic and therapeutic modalities. The perfecting of sustaining cell growth in vitro and cell nucleus transfer has opened the way to cloning, stem cell harvesting, and a new field of regenerative medicine. However, these emerging technologies bring with them a large number of bioethical concerns that need to be addressed. These concerns involving tissue engineering, bioelectronics, new genetics, cloning, gene therapy, germ-line genome modifications are only the tip of the iceberg. In this paper I will reflect on three areas of concern. Firstly, the emergence of the digital patient will be considered. This digital patient will be deeply formed and informed by health information technology (IT), the social media, and issues involving privacy, confidentiality and data security. Secondly, the direct to customers (DTC) genetic screening tests will be discussed. The ethical issue of buccal swabs taken at home and be tested for genetic diseases and future prediction of other illnesses which is marketed directly to the consumers will be examined. Finally, the development of new pharmaco-therapeutics will be explored. There have been changes in the way new drugs are tested and these changes do raise some ethical concerns. The examination of these ethical issues will be done in the framework of respect for autonomy, beneficence, non-maleficence, and justice.
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Medical Utopias: The Promise of Emerging Technologies
1. Medical Utopias
Ethical Reflections about
Emerging Medical
Technologies
Dr Alex Tang MD PhD
Consultant Paediatrician
KPJ Johor Specialist Hospital
2. • Living without pain, diseases or even dying
• No more fertility or reproductive problems
• Delaying or defying the aging process
• Personalized genomic medicine (P4 Medicine)
• Optimize and enhance normal abilities
Medical Utopias
5. 1. Already in clinical applications (include phase 3
trials)
2. Research fields at preclinical stages
3. Research fields at purely theological stages
Ethical areas of concern
6. 1. Already in clinical applications (include phase 3
trials) – tissue engineering, bioelectronics,
health IT, genetic tests, drugs testing
2. Research fields at preclinical stages -
reproductive cloning, germ line genome
modification, interventions in biological aging
process
3. Research fields at purely theological stages –
nanotechnology, virtual digital patient
Ethical areas of concern
7. 1. The emergence of the digital
patient (to be or not be be)
2. The direct to customer (DTG)
genetic screening
(to know or not to know)
3. The development of new
pharmaco-therapeutics
(to treat or not to treat)
Ethical Reflections on Emerging
Medical Technologies
10. Use and Characteristics of Electronic Health Record
Systems Among Office-based Physician Practices:
United States, 2001–2013
NCHS Data Brief Number 143, January 2014
http://www.cdc.gov/nchs/data/databriefs/db143.htm
Percentage of office-based physicians with EHR systems:
United States, 2001–2013
HITECH
Medicare and
Medicaid EHR
Incentive Programs
12. • Is health IT the key to
better healthcare?
Ethical reflection
13. • One quarter of the hospitalizations (937
admissions) had at least 1 ADE
• 9% resulted in serious harm, 22% in additional
monitoring and interventions, 32% in
interventions alone, and 11% in monitoring alone
• Errors associated with ADEs: 61% ordering, 25%
monitoring, 13% administration, 1% dispensing,
and 0% transcription
Nebeker JR, Hoffman JM, Weir CR, Bennett CL, Hurdle JF. High Rates of Adverse Drug Events in a Highly Computerized Hospital. Arch Intern Med.
2005;165(10):1111-1116. doi:10.1001/archinte.165.10.1111.
Adverse Drug Events (ADEs) in a Highly
Computerized Hospital (20 week period)
15. • Poorly designed health IT new hazards in an
already complex system of health care delivery
• Individual health IT components may meet their
stated performance requirements, yet the
system as a whole may yield unsafe outcomes
• Problematic events involving complex systems
often cannot be ascribed to a single causative
factor
• Poor human-computer interactions can
contribute to serious injury and death
Issues in health IT
Sociotechnical System
21. • Most patients not aware of
their right to privacy and
confidentiality
• Cheaper and faster to
develop non-privacy aware
health IT software solutions
• Healthcare provider
consolidation
• Hackers
Privacy, confidentiality, security: how
safe is the data?
Employers
Insurance companies
Law
22. • Is our healthcare providers
keeping their data secure?
• Are we educating our
patients on their privacy
rights?
• Do we allow patient to
access their own medical
records?
• Data Protection Regulation
Ethical reflection
25. • Scientific accuracy, clinical validity and utility of
genetic tests
• Absence of and/or quality of pre- and post-test
counselling
• Absence of individualized medical supervision
• Lack of adequate consent procedures
• Respect for privacy and confidentiality
Direct To Consumer (DTC)
Screening Tests
26. • What is to be done
about direct to
consumer (DTC)
genetic screening
tests?
• Role of regulating
direct to consumer
medical tests?
Ethical Reflections
29. • Test for carcinogenicity
– Short term in vitro
mutagenicity test
– Lifespan in vivo tests in rodents
(two species)
• 12-24 months
• expensive
Testing of new drugs
30. • International Conference on Harmonisation of
Technical Requirements for Registration of
Pharmaceuticals for Human Use (ICH) approved
using genetic engineered rats for one species
short term lifespan studies in 1997
• The validation was done in the 2000s by
International Life Sciences Institute (ILSI)
Short term lifespan rodent studies
31. • How accurate are these studies using genetically
engineered rats?
• How safe are the new drugs?
Ethical Reflections
“personalized,” “predictive,” “preventive,” and “participatory.” Some call personalized genomic medicine
The Four Principles are general guides that leave considerable room for judgement in specific cases.
Respect for autonomy: respecting the decision-making capacities of autonomous persons; enabling individuals to make reasoned informed choices.
Beneficence: this considers the balancing of benefits of treatment against the risks and costs; the healthcare professional should act in a way that benefits the patient
Non maleficence: avoiding the causation of harm; the healthcare professional should not harm the patient. All treatment involves some harm, even if minimal, but the harm should not be disproportionate to the benefits of treatment.
Justice: distributing benefits, risks and costs fairly; the notion that patients in similar positions should be treated in a similar manner.
Health management health IT functionalities (sometimes referred to as “clinical software”) include, but are not limited to:
Health information and data management;
Data capture and encounter documentation;
Electronic access to clinical results;
Most clinical decision support;
Medication management (electronic medication administration records);
Electronic communication and coordination (e.g. provider to patient, patient to provider, provider to provider, etc.);
Provider order entry;
Knowledge (clinical evidence) management;
Patient identification and matching.
Health IT with medical device functionality. Examples include computer aided detection/diagnostic software computer aided detection software and remote display or notification of real-time alarms from bedside monitors, radiation treatment planning, and robotic surgical planning and control software. This is considered high risk to patients.
After implementation of electronic resources at a Veterans Administration hospital (eg, electronic medical records [EMRs], computerized provider order entry [CPOE], integrated checking of allergies and drug-drug interactions, and bar coding), pharmacists identified and categorized nearly 500 ADEs over a five-month period. Results suggested that 25% of hospitalizations were associated with at least one ADE, accounting for an event rate of 52 ADEs per 100 admissions. The majority of errors that resulted in an ADE occurred in the medication ordering phase. The authors conclude that while there is a capacity to safely administer drugs using computers, more appropriate decision support at high-risk steps would improve current systems.
Methods Using explicit standardized criteria, pharmacists classified inpatient ADEs from prospective daily reviews of electronic medical records from a random sample of all admissions during a 20-week period at a Veterans Administration hospital. We analyzed ADEs that necessitated a changed treatment plan.
Results Among 937 hospital admissions, 483 clinically significant inpatient ADEs were identified, accounting for 52 ADEs per 100 admissions and an incidence density of 70 ADEs per 1000 patient-days. One quarter of the hospitalizations had at least 1 ADE. Of all ADEs, 9% resulted in serious harm, 22% in additional monitoring and interventions, 32% in interventions alone, and 11% in monitoring alone; 27% should have resulted in additional interventions or monitoring. Medication errors contributed to 27% of these ADEs. Errors associated with ADEs occurred in the following stages: 61% ordering, 25% monitoring, 13% administration, 1% dispensing, and 0% transcription. The medical record reflected recognition of 76% of the ADEs.
Conclusions High rates of ADEs may continue to occur after implementation of CPOE and related computerized medication systems that lack decision support for drug selection, dosing, and monitoring.
The components of a health IT sociotechnical system include:
the technology (e.g. the hardware and software of health IT),
the people (e.g. individuals working within the system including healthcare providers and implementers of health IT),
the processes (e.g. the workflow of healthcare delivery),
the organizations (e.g. how an organization installs and configures health IT)
the external environment (e.g. the environment in which the organizations operate).
Technologically induced errors are significant and increasingly more evident in care delivery systems. Terms to describe this new area of error production include the label technological iatrogenesis[33] for the process and e-iatrogenic[34] for the individual error. The sources for these errors include:
Prescriber and staff inexperience may lead to a false sense of security; that when technology suggests a course of action, errors are avoided.
Shortcut or default selections can override non-standard medication regimens for elderly or underweight patients, resulting in toxic doses.
CPOE and automated drug dispensing was identified as a cause of error by 84% of over 500 health care facilities participating in a surveillance system by the United States Pharmacopoeia.[35]
Irrelevant or frequent warnings can interrupt work flow.
Healthcare information technology can also result in iatrogenesis if design and engineering are substandard, as illustrated in a 14-part detailed analysis done at the University of Sydney
There has been considerable discussion about the effects of consolidation on health care cost and quality, but there has been virtually no discussion about the significant effects of consolidation on health privacy.
A brief example involving a hospital purchasing a physician practice will illustrate how health care consolidation threatens health privacy. Assume that you received mental health treatment from a psychiatrist in private practice, and your mental health records were stored at your psychiatrist’s office and not disclosed without your authorization. Further assume that a local hospital subsequently purchased your psychiatrist’s practice. When you later visit the hospital’s emergency department for treatment of a sprained ankle sustained in the company softball game, the physicians and nurses access your integrated electronic health record (EHR), including records from all of the hospital-owned practices. As a result, your mental health records, which you assumed were confidential, are now accessible by the physicians and nurses treating your ankle.
The human genome consists of 3 billion base pairs. Coding part of the DNA is called exome. The genome may be sequenced (without bioinformatics analysis) by a private company for USD$6995 (data for autumn 2012) while an exome for USD$895. Exome examine is routine for diagnosis of some neurological diseases. This proves more data that was asked for. Hence the need for Report of IBC on the Principle of Non-Discrimination and Non-Stigmatization (2014).
Direct to Consumers Tests (DTC tests)
Consumer companies are providing services for people who wants to know and are willing to pay. According to a list compiled by the Genetics and Public Policy Centre (USA), there were at least 29 companies, most of which have headquarters in the USA, selling direct-to-consumer (DTC) genetic tests in May 2010 (Genetics and Public Policy Center 2011). The types of tests sold by these companies include single gene tests, multiple genes tests and genome-wide-testing also known as personal genome scanning, whereby hundreds of thousands to millions of genetic markers (often single nucleotide polymorphisms) are tested throughout the genome. Although the majority of the popular media coverage and much of the academic debates have focussed on companies selling genome-wide-testing services (i.e. from companies such as 23andMe, deCODE and Navigenics), most DTC genetic testing companies, in fact, do not sell this type of testing. Also contributing to the variation in the DTC genetic testing market is the great deal of variation regarding the purpose of the tests on offer; for example, different tests can provide information regarding ancestry, carrier status, disease risk (presymptomatic, prenatal, susceptibility), nutrigenomics or pharmacogenomicsThis is a dangerous precedence and there are no law yet to cover this.
Ethical concerns about direct to consumers (DTC) genetic testing
Scientific accuracy, clinical validity and utility of genetic tests- They analysis everything – from real disease causing mutations to gene variants which may or may not affect the risk of having a disease. The risk factors given are not consistent (varies from companies to companies)
Absence of and/or quality of pre- and post-test counselling
Absence of individualized medical supervision. Interpretation is an issue – while it is clear cut that you have a gene with a high cancer risk, what does it mean that you have a risk for X which is 4.5 times that of the general population?
Lack of adequate consent procedures
Respect for privacy and confidentiality
Note: Currently only the United States and New Zealand allow direct-to-consumer advertising of prescription pharmaceuticals
Financial conflicts of interest have become more common in recent years, as industry has become more involved in research and medical education. Drug and biotechnology companies now finance the majority of clinical trials, up from just 32% in 1980. Financial arrangements take many other forms, including company stock for individual scientists, licensing revenues, donation of funds and equipment to medical schools and hospitals, and positions of influence on advisory boards.
Research sponsored by industry tends to produce results that favor the sponsor. Also, those results are likelier to be kept secret. Such biases could produce a body of research results that are unreliable at best and misleading at worst. Recent scandals involving hazardous side effects of the cox-2 inhibitor class of painkillers and other popular medications arose in part because of conflicts of interest between researchers, regulators, and drug companies.
Medical research depends on industry funding. The challenge is to find ways to use that funding without harming science and the public.
Testing for carcinogenicity
Short term in vitro mutagenicity test
Adds drug to mammalian cells or microorganism in glass dishes to see if it damage or alters the DNA leading to mutation causing mutagenicity.
These drugs are called mutagenic carcinogens
Non-mutagenic carcinogens are those which do not act on DNA.
Lifespan in vivo tests in rodents
Non-mutagenic carcinogens are those who are metabolized in animas to produce a carcinogenic substances
Feeding rodents the drugs over the span of their lifetime – 18-24 years.
Because of difficulty in extrapolating across species, WHO recommend testing two species- rat and mice.
In July 1997, ICH approved the guidelines for ‘Testing for Carcinogenicity of Pharmaceuticals’ which proposes a short term rodent lifespan study instead of the long term lifespan studies. This involves three types of genetically engineered rodents (created 1970s). These rodents where oncogenes are introduced or where the tumour suppression genes are removed (‘knocked out’).
The ICH decision was based on studies done on three genetic engineered mouse:
tgAC mouse -transgenic mice with oncogene (v-Ha-ras) introduced
p53 mouse – ‘knock out’ mouse with tumour suppressor gene (p53) removed
rasH2 mouse –transgenic mouse with oncogene (c-Ha-ras) introduced.
In the tgAC student, carcinogens were introduced to the mouse skin. This raised questions as most pharmaceuticals are ingested orally. Only 23 chemicals were used. The approval were given even before the validation studies were done. Results in 8 weeks.
The validation was done in the 2000s by International Life Sciences Institute (ILSI). John Abraham and Rachel Ballinger notes that the validation studies were “driven by senior scientists from American pharmaceutical firms such as Schering-Plough, Sanofi Sterling Winthrop, Novartis, Johnson & Johnson. Merck, and Pfizer”
Design of clinical trails
Ability to predict drug efficacy by genotyping participants allows researchers to identify those whose genotypes will likely to benefit from the drug allowing smaller, cheaper and faster to run trials
These drugs are approved and then used for the general population
Safeguards
FDA- require manufacturers to maintain clinical records relevant to determine whether the drug is to be withdrawn and to submit adverse drug reports
European Union (EU) – European Agency for the Evaluation of Medicinal Products, and the Commission on Proposed Medicinal Products require reports of adverse reactions to be submitted every six months for two years after approval. Individual members may have their own guidelines that can overrule the European Agency
Japan- Pharmaceuticals Affair Bureau requires report of adverse drug reactions and to submit products for reevaluation
Cost as a barrier to access
More profitable to develop resources to develop drugs for the more prevalent genotypes
Groups characterized by less profitable genotypes become ‘therapeutics orphans’ (therapeutics for rare diseases are called ‘orphan drugs’.
Professional standards of care
Phenotyping group based studies often are distributed along ethnic lines
As pharmacogenomics-based drugs increase in prevalence in the coming years,
the use of genotyping or genetic testing as a diagnostic tool
prescription of medication based on genotypic medication become a standard of care for physicians
Physicians may be sued if they lack sufficient knowledge to interpret genetic diagnostic tests, prescribe pharmacogenomic-based drug in proper dosage, consider pharmacogenomic-based drug interactions, or properly dispense pharmacogenomic-based drug prescriptions.
(2000, four individuals filed a class action against SmithKline Beecham, alleging that the manufacturers of a vaccine against Lyme Disease will cause arthritis in some people because of their genotype but did not warn of this by labelling. Case still pending).