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AUXILIARY V ERBS
                       BASIC A NALYSIS           OF   AUXILIARY V ERBS     IN   HPSG


              Maria Cieschinger, Anton Flügge, Hannes Schulz, Claudia
                                     Thiessen

                           University of Osnabrück, Department of Cognitive Science



                                                 Feb 1st , 2005




Cieschinger, Flügge, Schulz, Thiessen (UOS)           Auxiliary Verbs       Seminar Syntax, Group 8   1 / 19
O UTLINE




    1    F EATURES           OF    AUXILIARIES



    2    AUXILIARIES              IN   HPSG




Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs   Seminar Syntax, Group 8   2 / 19
W HY ARE AUXILIARIES I NTERESTING ?




   Most extensively analyzed, because:

           In all languages (→ Universal Grammar)
           Closed word class




Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs   Seminar Syntax, Group 8   3 / 19
W HAT ARE AUXILIARIES ?



  Express notions of                                  H ELPING WORDS
          Time (will)                                 Be, do, have
          Necessity (must)                            M ODALS
          Possibility (could)                         Can, could, may, might, must,
                                                      shall, should, will, would
          Obligation (should)
          Permission (may)
          ...




Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs        Seminar Syntax, Group 8   4 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      Kim could have attended. . .
          following verb
                                                        Kim could attend. . .
          Precedence of non-aux verb
                                                        Kim attends. . .
          Possibility of coocurrence
          (fixed order)                                  * Kim could have being. . .
          No iteration of auxiliaries of                * Kim could have been attend. . .
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs              Seminar Syntax, Group 8   5 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      Kim could have attended. . .
          following verb
                                                        Kim could attend_. . .
          Precedence of non-aux verb
                                                        Kim attends. . .
          Possibility of coocurrence
          (fixed order)                                  * Kim could have being. . .
          No iteration of auxiliaries of                * Kim could have been attend. . .
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs              Seminar Syntax, Group 8   5 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      * Kim attending . . . could have.
          following verb
                                                        * Kim could attending . . . been.
          Precedence of non-aux verb
          Possibility of coocurrence
          (fixed order)
          No iteration of auxiliaries of
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs          Seminar Syntax, Group 8   5 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      * Kim have could been. . .
          following verb
                                                        * Kim been have could. . .
          Precedence of non-aux verb
                                                        * Kim could been have. . .
          Possibility of coocurrence
          (fixed order)
          No iteration of auxiliaries of
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs          Seminar Syntax, Group 8   5 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      * Kim could would have been. . .
          following verb
                                                        * Kim could have had been. . .
          Precedence of non-aux verb
                                                        * Kim could have been being. . .
          Possibility of coocurrence
          (fixed order)
          No iteration of auxiliaries of
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs         Seminar Syntax, Group 8   5 / 19
C HOMSKY ’ S CFG
   CFG-RULE E XAMPLE
   S → NP AUX VP;                                                    AUX → (M)(PERF)(PROG)

                                               S


    NP                             AUX                                 VP


   Kim               M            PERF        PROG           attending the reception


                  could            have       been

   Problem: No account for determination of form of following verb and
   not compatible with HPSG structures.
Cieschinger, Flügge, Schulz, Thiessen (UOS)        Auxiliary Verbs          Seminar Syntax, Group 8   6 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      Kim could have attended. . .
          following verb
                                                        Kim could attend. . .
          Precedence of non-aux verb
                                                        Kim attends. . .
          Possibility of coocurrence
          (fixed order)                                  * Kim could have being. . .
          No iteration of auxiliaries of                * Kim could have been attend. . .
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs              Seminar Syntax, Group 8   7 / 19
O PTIONALITY
               verb-lxm
                                                                                                
                                                          srv-lxm
                srv-lxm                                                                     
                                                                                              
                                                      
                                                      ARG-ST           SPR              1     
                                                                    1,
                                                                                             
                                                                                               
                                                                        COMPS
  ic-srv-lxm               auxv-lxm                                        
                                                          auxv-lxm
                                                                                
                                                                                
                                                          SYN HEAD AUX +


   But what about the following verbs form?

                * Kim could have attending


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs          Seminar Syntax, Group 8   8 / 19
O PTIONALITY
               verb-lxm
                                                                                                
                                                          srv-lxm
                srv-lxm                                                                     
                                                                                              
                                                      
                                                      ARG-ST           SPR              1     
                                                                    1,
                                                                                             
                                                                                               
                                                                        COMPS
  ic-srv-lxm               auxv-lxm                                        
                                                          auxv-lxm
                                                                                
                                                                                
                                                          SYN HEAD AUX +


   But what about the following verbs form?

                * Kim could have attending


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs          Seminar Syntax, Group 8   8 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      Kim could have attended. . .
          following verb
                                                        Kim could attend_. . .
          Precedence of non-aux verb
                                                        Kim attends. . .
          Possibility of coocurrence
          (fixed order)                                  * Kim could have being. . .
          No iteration of auxiliaries of                * Kim could have been attend. . .
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs              Seminar Syntax, Group 8   9 / 19
D ETERMINATION OF F ORM OF F OLLOWING V ERB
   Specification of complement VP in the lexical entry:
                                                               2                                                3
         auxv-lxm                                               auxv-lxm
        2                                            3
        6SYN         [HEAD [FORM fin]]                7         6           2      2          3        3        7
        6
        6
                                                     7         6
                                                               6                    verb                       7
                                                                                                               7
                         2     2                  3 7
                                                 33 7                      6HEAD 6AUX + 7
        6                             2                        6           6      6          7        7        7
        6
        6            * 6               verb          7
                                                   7 7
                                                               6
                                                               6SYN        6      4          5
                                                                                                      7
                                                                                                      7
                                                                                                               7
                                                                                                               7
                               6                  7+
                         6SYN 6HEAD 6INF       -                                    AGR    0
        6                                        77 7
                                                  7            6           6                          7        7
                                                               6           6                          7        7
        6ARG-ST        X,
        6                6     4      4          57 7
                                                  5 7          6           4                          5        7
                                       FORM base 7 7
  *                      6                         7 +         6                                               7
                                                                            VAL    [SPR <[AGR   0 ]>]
        6                6                                     6                                               7
        6                4                         5 7
   can, 6                                            7         6                                               7
        6                  SEM [INDEX s2 ]           7    * 6
                                                               6              2      2                       3 7
                                                                                                            3 7 +
                                                                                       HEAD [PRED +]
        6                                            7
                                                           be, 6
        6                                            7         6                                               7
                       INDEX s1
        6            2                        3      7                     *  6                quot;             7 7
                                                                                                           # +
        6                                            7         6              6SYN 6                        7 7
                                                                                                 SPR    <3> 7 7
                                                               6                     6                       7
                                                                             3,
        6            6         2            3 7      7         6ARG-ST        6      4VAL                    7
                                                                                                            5 7
        6                     * RELN can +           7                        6                              7 7
                                                                                                 COMPS <>
                     6                        7                6
        6SEM
        6            6                        7      7         6              6                              7 7
                                                     7
                               4SIT     s1 5 5
        6            6RESTR    6            7 7      7         6              4                              5 7
                                                                                SEM [INDEX s]
        4            4                               5         6                                               7
                                 ARG    s2
                                                               6                                               7
                                                               6                                               7
                                                               6           2             3                     7
         2                                       3
                                                               6
                                                               6            MODE prop                          7
                                                                                                               7
          auxv-lxm                                             4SEM
                                                               6           6
                                                                           4INDEX s
                                                                                         7
                                                                                         5
                                                                                                               7
                                                                                                               5
                                                                            RESTR <>
         6              2       2       quot;     #3 7
                                                3
         6                                        7
                        6SYN 4HEAD verb
         6           *                           +7
         6                                      7
                                               5 7
         6ARG-ST
         6
                       X,
                        6
                        6             FORM psp 7 7
                                                7 7

                                                          E XAMPLE
  *      6              4                       5 7+
         6                                        7
         6                SEM [INDEX s2 ]         7
   have, 6
         6
                                                  7
                                                  7
                      INDEX s1                            Kim could have been attending the
         6           2                      3     7
         6                                        7
         6           6        2           3 7     7
                             * RELN have +
                                                          reception.
         6           6                      7     7
         6SEM
         6           6                      7     7
                                                  7
                              4SIT     s1 5 5
         6           6RESTR   6           7 7     7
         4           4                            5
                                ARG    s2



Cieschinger, Flügge, Schulz, Thiessen (UOS)       Auxiliary Verbs                 Seminar Syntax, Group 8   10 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      * Kim attending . . . could have.
          following verb
                                                        * Kim could attending . . . been.
          Precedence of non-aux verb
          Possibility of coocurrence
          (fixed order)
          No iteration of auxiliaries of
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs          Seminar Syntax, Group 8   11 / 19
P RECEDENCE OF N ON -AUX V ERB




   Why do auxiliary verbs always precede the non-auxiliary verb?

           Verbs do not take AUX as complements
           AUX are no modifiers
           AUX do take verbs as complements




Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs   Seminar Syntax, Group 8   12 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      * Kim have could been. . .
          following verb
                                                        * Kim been have could. . .
          Precedence of non-aux verb
                                                        * Kim could been have. . .
          Possibility of coocurrence
          (fixed order)
          No iteration of auxiliaries of
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs         Seminar Syntax, Group 8   13 / 19
P OSSIBILITY OF C OOCURRENCE IN F IXED O RDER

   E XAMPLE            SENTENCE
   Kim could have been attending the reception.

          2                                                     3
           auxv-lxm
          6SYN               [HEAD [FORM fin]]
          6                                                  7
                                                             7
          6                      2    2                   33 7
          6                                   2          3   7
          6
          6                                    verb          7
          6                  * 6      6
                                 6SYN 6HEAD 6INF          77+7
                                                         777 7
          6                                   4        - 557 7
          6ARG-ST              X,6
                                 6    4                    7 7
   *      6
          6                      6             FORM base 7 7+
                                 4                         5 7
     can, 6
          6                                                  7
          6                       SEM [INDEX s2 ]            7
                                                             7
          6                  2                        3      7
          6                                                  7
          6
          6                   INDEX s1                       7
                                                             7
          6                  6         2              7
                                                    3 7      7
          6                  6        * RELN can +7          7
          6SEM               6
                             6                        7      7
          6
          6                  6RESTR 4SIT
                                       6
                                                s1 5
                                                    7 7      7
                                                             7
          4                  4                        5      5
                                        ARG s2


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs       Seminar Syntax, Group 8   14 / 19
P OSSIBILITY OF C OOCURRENCE IN F IXED O RDER

   E XAMPLE            SENTENCE
   Kim could have been attending the reception.

           2                                                        3
            auxv-lxm
           6                        2                       7
           6                                  2
                                              quot;         #33 7
                                   6SYN 4HEAD verb
           6                   *                           +7
           6                                             57 7
           6                                                7
           6ARG-ST               X,6
                                   6            FORM psp 7 7
                                                          7 7
           6                       4                      5 7+
   *       6
           6                        SEM [INDEX s2 ]         7
     have, 6
           6                                                7
                               2                      3     7
                                INDEX s1
           6                                                7
           6                                                7
           6                   6                      7     7
           6                             2          3 7     7
           6                   6        * RELN have +7      7
           6SEM                6
                               6                      7     7
           6
           6                   6RESTR 4SIT
                                         6
                                                 s1 5
                                                    7 7     7
                                                            7
                               4                      5
                                          ARG s2
           4                                                5




Cieschinger, Flügge, Schulz, Thiessen (UOS)       Auxiliary Verbs       Seminar Syntax, Group 8   14 / 19
P OSSIBILITY OF C OOCURRENCE IN F IXED O RDER
   E XAMPLE            SENTENCE
   Kim could have been attending the reception.

         2                                                      3
          auxv-lxm
         6                  2            2   3      3           7
         6
         6                            verb                      7
                                                                7
                            6                       7
                            6HEAD 4AUX + 5
         6                          6        7                  7
         6                                          7           7
         6SYN               6                       7           7
         6
         6
                            6
                            4         AGR 0         7
                                                    5
                                                                7
                                                                7
         6                                                      7
         6
         6                   VAL    [SPR <[AGR 0 ]>]            7
                                                                7
   *     6                     2       2                      3 7+
                                                             3 7
         6
         6                              HEAD [PRED +]           7
     be, 6                  * 6        6       quot;            #77+7
         6
         6                     6SYN 6            SPR   < 3 > 77 7
                                                                7
         6ARG-ST              3,
                               6       4VAL                  57 7
                                                 COMPS <>
         6                     6                              7 7
         6                     6                              7 7
         6                     4                              5 7
         6
         6                       SEM [INDEX s]                  7
                                                                7
         6                  2              3                    7
         6                                                      7
         6
         6                   MODE prop                          7
                                                                7
         6SEM               4INDEX s 5
                            6              7                    7
         4                                                      5
                             RESTR <>
Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs       Seminar Syntax, Group 8   14 / 19
P OSSIBILITY OF C OOCURRENCE IN F IXED O RDER

   E XAMPLE            SENTENCE
   Kim could have been attending the reception.




Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs   Seminar Syntax, Group 8   14 / 19
F EATURES OF AUXILIARIES


   E XAMPLE : AUXILIARIES
   Kim could have been attending the reception.


          Optionality                                 M ORE E XAMPLES
          Determination of form of                      * Kim could would have been. . .
          following verb
                                                        * Kim could have had been. . .
          Precedence of non-aux verb
                                                        * Kim could have been being. . .
          Possibility of coocurrence
          (fixed order)
          No iteration of auxiliaries of
          given type


Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs         Seminar Syntax, Group 8   15 / 19
N O I TERATION

                                              E XAMPLE
                                                                                   S[fin]




                                              Kim                                          VP[fin]
  Iteration is not possible:
          form of following verb
                                                                                                  VP[base]
                                                       quot;              #
          given                                            FORM fin
                                                           AUX  +
          following form always
          different from current                                                                         VP[psp]
                                                                      quot;            #
                                                                          FORM base
                                                            could         AUX  +
          one
                                                                                                               VP[prp]
                                                                                   quot;                 #
                                                                                       FORM psp
                                                                            have       AUX  +



                                                                                                         attending the office
                                                                                           been



Cieschinger, Flügge, Schulz, Thiessen (UOS)         Auxiliary Verbs                         Seminar Syntax, Group 8        16 / 19
S UMMARY




           Features of auxiliaries can be represented in HPSG.




Cieschinger, Flügge, Schulz, Thiessen (UOS)   Auxiliary Verbs   Seminar Syntax, Group 8   17 / 19
N O I TERATION

E XAMPLE
                                S[fin]




Kim                                     VP[fin]




                                             VP[base]
      quot;             #
          FORM fin
          AUX  +


                                                   VP[psp]
                   quot;              #
                       FORM   base
           could       AUX    +
N O I TERATION


                                           VP[base]
    quot;             #
        FORM fin
        AUX  +


                                                  VP[psp]
                 quot;              #
                     FORM   base
         could       AUX    +


                                                       VP[prp]
                              quot;               #
                                  FORM     psp
                       have       AUX      +



                                                  attending the office
                                    been
D ETERMINATION OF F ORM OF F OLLOWING V ERB
  Specification of complement VP in the lex
                                                            2
       auxv-lxm                                              au
      2                                            3
      6SYN        [HEAD [FORM fin]]                 7        6
                                                            6
      6                                            7        6
      6               2     2                    3 7
                                                3 7         6
      6                            2           3
      6
      6                              verb          7        6
                                                            6SY
                  * 6
                      6SYN 6HEAD 6INF          77 7
                                                7+
                                             -
      6                     6                   77 7        6
                                   4           57 7         6
      6ARG-ST       X,
      6               6     4                   5 7         6
                                     FORM base 7 7
*                     6                          7 +        6
      6               6                                     6
      6               4                          5 7
 can, 6                                            7        6
      6
      6                 SEM [INDEX s2 ]            7
                                                   7
                                                       * 6
                                                            6
                                                        be, 6
      6                                            7        6
                    INDEX s1
      6           2                         3      7
      6                                            7        6
      6                                            7        6
      6           6         2
                           * RELN can +
                                          3 7      7        6AR
                  6                         7               6
      6SEM
      6           6                                7
                                          7 7      7        6
                            4SIT      s1 5 5
      6           6RESTR    6               7      7        6
      4           4                                5        6
                              ARG     s2
                                                            6
                                                            6
                                                            6
                                                            6
      2                                        3            6
       auxv-lxm                                             6SE
                                                            4
      6           2    2    quot;                3
                                           #3 7
      6                                        7
                  6SYN 4HEAD verb
      6         *                             +7
      6                                     57 7
6               6                            7 7      6
       6               4                            5 7
D ETERMINATION OF F ORM OF F OLLOWING V ERB
       6                                              7      6
       6                                              7 * 6
       6                                              7      6
                                                         be, 6
       6                                              7      6
                     INDEX s1
       6           2                        3         7
       6                                              7      6
       6                                              7      6
       6           6          2
                             * RELN can +
                                          3 7         7      6AR
                   6                        7                6
       6SEM
       6           6                        7         7      6
                                                      7
                   6RESTR      SIT    s1 5 7
       6                      6           7           7      6
       4           4          4             5         5      6
                               ARG    s2
                                                             6
                                                             6
                                                             6
                                                             6
         2                                          3        6
          auxv-lxm                                           6SE
                                                             4
         6              2     2     quot;           #3 7
                                                  3
         6                                          7
                        6SYN 4HEAD verb
         6          *                              +7
         6                                        7
                                                 5 7
         6ARG-ST
         6
                       X,
                        6
                        6             FORM psp 7 77 7

                                                      E
         6              4                         5 7
 *       6
         6                SEM [INDEX s2 ]
                                                    7
                                                    7
                                                     +
                                                          XAM
   have, 6
         6                                          7
                                                    7
                      INDEX s1                        Kim c
         6          2                         3     7
         6                                          7
         6          6          2            3 7     7
                              * RELN have +
                                                      recep
         6          6                         7     7
         6SEM
         6          6                         7     7
                                                    7
                               4SIT    s1 5 7
         6          6RESTR     6            7       7
         4          4                         5     5
                                ARG    s2
D ETERMINATION OF F ORM OF F OLLOWING V ERB
                2                                            3
                 auxv-lxm
       3
    7           6           2      2         3      3         7
    7           6
                6                    verb                     7
                                                              7
 3 7
  3
                            6HEAD 6AUX + 7
3   7           6           6      6         7      7         7
    7           6                                   7         7
  7 7
 7+             6SYN        6      4         5      7         7
                                     AGR 0
77 7
 7 7            6           6                       7         7
57
 5 7            6           6                       7         7
  7 +           6           4                       5         7
                6                                             7
                             VAL    [SPR <[AGR 0 ]>]
  7 7           6                                             7
  5 7           6                                             7
    7
    7      * 6                 2      2                    3 7
                                                            3 7+
                6
                                        HEAD [PRED +]
    7
            be, 6
    7           6                                             7
    7                       * 6                quot;          #7 7
                                                           7+
    7           6              6SYN 6                       7 7
    7
    7
                6
                6ARG-ST       3,
                               6      6
                                      4VAL       SPR   <3> 7 7
                                                            7
                                                           5 7
                               6                            7 7
    7
    7
                6
                6              6                 COMPS <>   7 7
    7           6              4                            5 7
                                 SEM [INDEX s]
    5           6                                             7
                6                                             7
                6                                             7
                6           2             3                   7
  3
                6
                6            MODE prop                        7
                                                              7
                6SEM
                            4INDEX s
                            6             7                   7
                4                         5                   5
3 7                          RESTR <>
 3
   7
  +7
 7
5 7
 7 7
 7 7

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Auxiliary

  • 1. AUXILIARY V ERBS BASIC A NALYSIS OF AUXILIARY V ERBS IN HPSG Maria Cieschinger, Anton Flügge, Hannes Schulz, Claudia Thiessen University of Osnabrück, Department of Cognitive Science Feb 1st , 2005 Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 1 / 19
  • 2. O UTLINE 1 F EATURES OF AUXILIARIES 2 AUXILIARIES IN HPSG Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 2 / 19
  • 3. W HY ARE AUXILIARIES I NTERESTING ? Most extensively analyzed, because: In all languages (→ Universal Grammar) Closed word class Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 3 / 19
  • 4. W HAT ARE AUXILIARIES ? Express notions of H ELPING WORDS Time (will) Be, do, have Necessity (must) M ODALS Possibility (could) Can, could, may, might, must, shall, should, will, would Obligation (should) Permission (may) ... Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 4 / 19
  • 5. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of Kim could have attended. . . following verb Kim could attend. . . Precedence of non-aux verb Kim attends. . . Possibility of coocurrence (fixed order) * Kim could have being. . . No iteration of auxiliaries of * Kim could have been attend. . . given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 5 / 19
  • 6. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of Kim could have attended. . . following verb Kim could attend_. . . Precedence of non-aux verb Kim attends. . . Possibility of coocurrence (fixed order) * Kim could have being. . . No iteration of auxiliaries of * Kim could have been attend. . . given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 5 / 19
  • 7. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of * Kim attending . . . could have. following verb * Kim could attending . . . been. Precedence of non-aux verb Possibility of coocurrence (fixed order) No iteration of auxiliaries of given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 5 / 19
  • 8. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of * Kim have could been. . . following verb * Kim been have could. . . Precedence of non-aux verb * Kim could been have. . . Possibility of coocurrence (fixed order) No iteration of auxiliaries of given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 5 / 19
  • 9. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of * Kim could would have been. . . following verb * Kim could have had been. . . Precedence of non-aux verb * Kim could have been being. . . Possibility of coocurrence (fixed order) No iteration of auxiliaries of given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 5 / 19
  • 10. C HOMSKY ’ S CFG CFG-RULE E XAMPLE S → NP AUX VP; AUX → (M)(PERF)(PROG) S NP AUX VP Kim M PERF PROG attending the reception could have been Problem: No account for determination of form of following verb and not compatible with HPSG structures. Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 6 / 19
  • 11. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of Kim could have attended. . . following verb Kim could attend. . . Precedence of non-aux verb Kim attends. . . Possibility of coocurrence (fixed order) * Kim could have being. . . No iteration of auxiliaries of * Kim could have been attend. . . given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 7 / 19
  • 12. O PTIONALITY verb-lxm   srv-lxm srv-lxm        ARG-ST SPR 1   1,     COMPS ic-srv-lxm auxv-lxm   auxv-lxm     SYN HEAD AUX + But what about the following verbs form? * Kim could have attending Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 8 / 19
  • 13. O PTIONALITY verb-lxm   srv-lxm srv-lxm        ARG-ST SPR 1   1,     COMPS ic-srv-lxm auxv-lxm   auxv-lxm     SYN HEAD AUX + But what about the following verbs form? * Kim could have attending Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 8 / 19
  • 14. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of Kim could have attended. . . following verb Kim could attend_. . . Precedence of non-aux verb Kim attends. . . Possibility of coocurrence (fixed order) * Kim could have being. . . No iteration of auxiliaries of * Kim could have been attend. . . given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 9 / 19
  • 15. D ETERMINATION OF F ORM OF F OLLOWING V ERB Specification of complement VP in the lexical entry: 2 3 auxv-lxm auxv-lxm 2 3 6SYN [HEAD [FORM fin]] 7 6 2 2 3 3 7 6 6 7 6 6 verb 7 7 2 2 3 7 33 7 6HEAD 6AUX + 7 6 2 6 6 6 7 7 7 6 6 * 6 verb 7 7 7 6 6SYN 6 4 5 7 7 7 7 6 7+ 6SYN 6HEAD 6INF - AGR 0 6 77 7 7 6 6 7 7 6 6 7 7 6ARG-ST X, 6 6 4 4 57 7 5 7 6 4 5 7 FORM base 7 7 * 6 7 + 6 7 VAL [SPR <[AGR 0 ]>] 6 6 6 7 6 4 5 7 can, 6 7 6 7 6 SEM [INDEX s2 ] 7 * 6 6 2 2 3 7 3 7 + HEAD [PRED +] 6 7 be, 6 6 7 6 7 INDEX s1 6 2 3 7 * 6 quot; 7 7 # + 6 7 6 6SYN 6 7 7 SPR <3> 7 7 6 6 7 3, 6 6 2 3 7 7 6ARG-ST 6 4VAL 7 5 7 6 * RELN can + 7 6 7 7 COMPS <> 6 7 6 6SEM 6 6 7 7 6 6 7 7 7 4SIT s1 5 5 6 6RESTR 6 7 7 7 6 4 5 7 SEM [INDEX s] 4 4 5 6 7 ARG s2 6 7 6 7 6 2 3 7 2 3 6 6 MODE prop 7 7 auxv-lxm 4SEM 6 6 4INDEX s 7 5 7 5 RESTR <> 6 2 2 quot; #3 7 3 6 7 6SYN 4HEAD verb 6 * +7 6 7 5 7 6ARG-ST 6 X, 6 6 FORM psp 7 7 7 7 E XAMPLE * 6 4 5 7+ 6 7 6 SEM [INDEX s2 ] 7 have, 6 6 7 7 INDEX s1 Kim could have been attending the 6 2 3 7 6 7 6 6 2 3 7 7 * RELN have + reception. 6 6 7 7 6SEM 6 6 7 7 7 4SIT s1 5 5 6 6RESTR 6 7 7 7 4 4 5 ARG s2 Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 10 / 19
  • 16. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of * Kim attending . . . could have. following verb * Kim could attending . . . been. Precedence of non-aux verb Possibility of coocurrence (fixed order) No iteration of auxiliaries of given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 11 / 19
  • 17. P RECEDENCE OF N ON -AUX V ERB Why do auxiliary verbs always precede the non-auxiliary verb? Verbs do not take AUX as complements AUX are no modifiers AUX do take verbs as complements Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 12 / 19
  • 18. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of * Kim have could been. . . following verb * Kim been have could. . . Precedence of non-aux verb * Kim could been have. . . Possibility of coocurrence (fixed order) No iteration of auxiliaries of given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 13 / 19
  • 19. P OSSIBILITY OF C OOCURRENCE IN F IXED O RDER E XAMPLE SENTENCE Kim could have been attending the reception. 2 3 auxv-lxm 6SYN [HEAD [FORM fin]] 6 7 7 6 2 2 33 7 6 2 3 7 6 6 verb 7 6 * 6 6 6SYN 6HEAD 6INF 77+7 777 7 6 4 - 557 7 6ARG-ST X,6 6 4 7 7 * 6 6 6 FORM base 7 7+ 4 5 7 can, 6 6 7 6 SEM [INDEX s2 ] 7 7 6 2 3 7 6 7 6 6 INDEX s1 7 7 6 6 2 7 3 7 7 6 6 * RELN can +7 7 6SEM 6 6 7 7 6 6 6RESTR 4SIT 6 s1 5 7 7 7 7 4 4 5 5 ARG s2 Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 14 / 19
  • 20. P OSSIBILITY OF C OOCURRENCE IN F IXED O RDER E XAMPLE SENTENCE Kim could have been attending the reception. 2 3 auxv-lxm 6 2 7 6 2 quot; #33 7 6SYN 4HEAD verb 6 * +7 6 57 7 6 7 6ARG-ST X,6 6 FORM psp 7 7 7 7 6 4 5 7+ * 6 6 SEM [INDEX s2 ] 7 have, 6 6 7 2 3 7 INDEX s1 6 7 6 7 6 6 7 7 6 2 3 7 7 6 6 * RELN have +7 7 6SEM 6 6 7 7 6 6 6RESTR 4SIT 6 s1 5 7 7 7 7 4 5 ARG s2 4 5 Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 14 / 19
  • 21. P OSSIBILITY OF C OOCURRENCE IN F IXED O RDER E XAMPLE SENTENCE Kim could have been attending the reception. 2 3 auxv-lxm 6 2 2 3 3 7 6 6 verb 7 7 6 7 6HEAD 4AUX + 5 6 6 7 7 6 7 7 6SYN 6 7 7 6 6 6 4 AGR 0 7 5 7 7 6 7 6 6 VAL [SPR <[AGR 0 ]>] 7 7 * 6 2 2 3 7+ 3 7 6 6 HEAD [PRED +] 7 be, 6 * 6 6 quot; #77+7 6 6 6SYN 6 SPR < 3 > 77 7 7 6ARG-ST 3, 6 4VAL 57 7 COMPS <> 6 6 7 7 6 6 7 7 6 4 5 7 6 6 SEM [INDEX s] 7 7 6 2 3 7 6 7 6 6 MODE prop 7 7 6SEM 4INDEX s 5 6 7 7 4 5 RESTR <> Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 14 / 19
  • 22. P OSSIBILITY OF C OOCURRENCE IN F IXED O RDER E XAMPLE SENTENCE Kim could have been attending the reception. Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 14 / 19
  • 23. F EATURES OF AUXILIARIES E XAMPLE : AUXILIARIES Kim could have been attending the reception. Optionality M ORE E XAMPLES Determination of form of * Kim could would have been. . . following verb * Kim could have had been. . . Precedence of non-aux verb * Kim could have been being. . . Possibility of coocurrence (fixed order) No iteration of auxiliaries of given type Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 15 / 19
  • 24. N O I TERATION E XAMPLE S[fin] Kim VP[fin] Iteration is not possible: form of following verb VP[base] quot; # given FORM fin AUX + following form always different from current VP[psp] quot; # FORM base could AUX + one VP[prp] quot; # FORM psp have AUX + attending the office been Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 16 / 19
  • 25. S UMMARY Features of auxiliaries can be represented in HPSG. Cieschinger, Flügge, Schulz, Thiessen (UOS) Auxiliary Verbs Seminar Syntax, Group 8 17 / 19
  • 26. N O I TERATION E XAMPLE S[fin] Kim VP[fin] VP[base] quot; # FORM fin AUX + VP[psp] quot; # FORM base could AUX +
  • 27. N O I TERATION VP[base] quot; # FORM fin AUX + VP[psp] quot; # FORM base could AUX + VP[prp] quot; # FORM psp have AUX + attending the office been
  • 28. D ETERMINATION OF F ORM OF F OLLOWING V ERB Specification of complement VP in the lex 2 auxv-lxm au 2 3 6SYN [HEAD [FORM fin]] 7 6 6 6 7 6 6 2 2 3 7 3 7 6 6 2 3 6 6 verb 7 6 6SY * 6 6SYN 6HEAD 6INF 77 7 7+ - 6 6 77 7 6 4 57 7 6 6ARG-ST X, 6 6 4 5 7 6 FORM base 7 7 * 6 7 + 6 6 6 6 6 4 5 7 can, 6 7 6 6 6 SEM [INDEX s2 ] 7 7 * 6 6 be, 6 6 7 6 INDEX s1 6 2 3 7 6 7 6 6 7 6 6 6 2 * RELN can + 3 7 7 6AR 6 7 6 6SEM 6 6 7 7 7 7 6 4SIT s1 5 5 6 6RESTR 6 7 7 6 4 4 5 6 ARG s2 6 6 6 6 2 3 6 auxv-lxm 6SE 4 6 2 2 quot; 3 #3 7 6 7 6SYN 4HEAD verb 6 * +7 6 57 7
  • 29. 6 6 7 7 6 6 4 5 7 D ETERMINATION OF F ORM OF F OLLOWING V ERB 6 7 6 6 7 * 6 6 7 6 be, 6 6 7 6 INDEX s1 6 2 3 7 6 7 6 6 7 6 6 6 2 * RELN can + 3 7 7 6AR 6 7 6 6SEM 6 6 7 7 6 7 6RESTR SIT s1 5 7 6 6 7 7 6 4 4 4 5 5 6 ARG s2 6 6 6 6 2 3 6 auxv-lxm 6SE 4 6 2 2 quot; #3 7 3 6 7 6SYN 4HEAD verb 6 * +7 6 7 5 7 6ARG-ST 6 X, 6 6 FORM psp 7 77 7 E 6 4 5 7 * 6 6 SEM [INDEX s2 ] 7 7 + XAM have, 6 6 7 7 INDEX s1 Kim c 6 2 3 7 6 7 6 6 2 3 7 7 * RELN have + recep 6 6 7 7 6SEM 6 6 7 7 7 4SIT s1 5 7 6 6RESTR 6 7 7 4 4 5 5 ARG s2
  • 30. D ETERMINATION OF F ORM OF F OLLOWING V ERB 2 3 auxv-lxm 3 7 6 2 2 3 3 7 7 6 6 verb 7 7 3 7 3 6HEAD 6AUX + 7 3 7 6 6 6 7 7 7 7 6 7 7 7 7 7+ 6SYN 6 4 5 7 7 AGR 0 77 7 7 7 6 6 7 7 57 5 7 6 6 7 7 7 + 6 4 5 7 6 7 VAL [SPR <[AGR 0 ]>] 7 7 6 7 5 7 6 7 7 7 * 6 2 2 3 7 3 7+ 6 HEAD [PRED +] 7 be, 6 7 6 7 7 * 6 quot; #7 7 7+ 7 6 6SYN 6 7 7 7 7 6 6ARG-ST 3, 6 6 4VAL SPR <3> 7 7 7 5 7 6 7 7 7 7 6 6 6 COMPS <> 7 7 7 6 4 5 7 SEM [INDEX s] 5 6 7 6 7 6 7 6 2 3 7 3 6 6 MODE prop 7 7 6SEM 4INDEX s 6 7 7 4 5 5 3 7 RESTR <> 3 7 +7 7 5 7 7 7 7 7