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TRAINING IS
NOT ALWAYS
THE ANSWER
KENNETH CHAN
A White Paper on Training Needs Analysis
2019 | OCTOBER
Training Is Not Always The Answer2019 | October
1
2
3
5
TABLE OF CONTENTS
9
11
13
Key Takeaways
Introduction
Training Needs Analysis
Performance Gaps
Planning the Training
Evaluation
References
Training Is Not Always The Answer2019 | October
1
KEY TAKEAWAYS
Training is not always the
answer
Go beyond a surface-level
evaluation
Measure performance gaps
against a standard
Develop a plan 
01
02
03
04
Training Is Not Always The Answer2019 | October
2
INTRODUCTION
An increasingly VUCA world and a
growing sentiment that universities are
not preparing graduates adequately for
the workforce has led to a rise in
employer sponsored training.
Government statistics obtained from
2014 show that a record 81.1% of
private companies provide training to
employees.
Some notable cases in Singapore
include United Overseas Bank (UOB)
which reinvested the $3.8 million they
received from the government’s Wage
Credit Scheme in 2015 into the UOB
Wage Credit Employee Development
Initiative aimed at equipping
employees with skills and knowledge
focused on innovation, mastery and
leadership.
More recently in 2019, Singtel has
announced their commitment to invest
$45 million over a 3 year period to
enhance the digital skills of their
employees.
With more companies taking over where
institutes of higher learning have failed,
it becomes essential to funnel company
resources efficiently and effectively.
Training budgets are not unlimited and
Learning and Development
professionals need to be able to
demonstrate a return on investment.
To do so, training interventions must be
driven by business needs.
39%
of Millennials felt
unprepared for
their first role
1
2
3
4
Training Is Not Always The Answer2019 | October
3
TRAINING NEEDS
ANALYSIS
What is Training Needs Analysis?
A training needs analysis (TNA) is the
first stage of the training process. Its
goal is to identify performance or skill
gaps, often at the organizational level.
However, it can also be applied to
business units and individuals. In fact,
it should be applied at all three levels to
ensure all levels within an organization
can maximize returns from training.
Specifying the Need
The first step is to think about and
specify the performance measures and
skill sets that employees should
display. To do this, you first determine
the tasks and activities of the job. This
process can be aided by asking
questions such as: “what is an
employee in this role expected to do?”
Next, you focus on the knowledge,
skills and abilities necessary to carry
out the job.
This may include the experience,
qualifications and personal
qualities.
Lastly, you need to identify a
minimum level of performance. This
is the standard employees must
achieve to be deemed effective in
their role.
Put all those three items together
and you end up with a competency
framework which sets the standards
for performance.
The performance of employees can
then be measured against this
standard to ascertain if it meets the
standards or identify any gaps.
Training Is Not Always The Answer2019 | October
4
TRAINING NEEDS
ANALYSIS
Tasks and Activities Competencies Performance Level
Course counselling for
prospective students
Sound knowledge of course
offerings by the university
Complete student application form
and checklists
85% student retention rate
Application forms have no
clerical errors
Tasks and Activities Competencies Performance Level
Manage release of
examination results
Liaise with academics to mark
transcripts
Navigate learning management
system to upload exam results
0% error rate
All results are uploaded by
results release date
To put it into a more visual format, the tasks, competencies and performance levels can be
tabulated into a competency standard. This can then form the basis for the comparison in
identifying the performance gaps.
Training Is Not Always The Answer2019 | October
5
PERFORMANCE GAPS
So, You’ve Identified a Gap
One of the biggest mistakes in TNA is to see training as a silver bullet that can solve all
business issues. Performance gaps are not necessarily a training issue and thus may
not require a training intervention.
Training costs money and if the organization were to implement a training intervention
when it is not necessary or effective, time, money and resources are being wasted.
When a performance gap has been identified, care must be taken to identify if the gap
was due to a lack of knowledge and skills. Many other factors can lead to performance
gaps.
This includes:
Environmental factors
Poorly designed processes or jobs
Shortage of money or manpower
Lack of motivation
Environmental factors
Environmental factors are things in the physical environment that might prevent the job
from being completed. In the context of a university, positioning your examinations
department in an open concept office consisting of islands and hot desks might
prevent the employees in the team from carrying out their job effectively and efficiently.
The confidential examination scripts would have to be secured and locked away each
and every time an employee needs to move away from the desk. In this extreme
example, it is not difficult to imagine how productivity might be reduced.
A less extreme example would be having two departments that need to be working in
tandem, but situating them at different ends of the office building or on separate floors.
Training Is Not Always The Answer2019 | October
6
PERFORMANCE GAPS
Poorly designed processes or jobs
Work processes can either seriously hinder productivity or greatly improve it. Henry
Ford is famously known for his Model T car, but was in fact, not the inventor of cars.
His claim to fame is coming up with the assembly line to produce cars more efficiently
than anyone else at that time could. His innovation changed the game by reducing the
time taken to produce a car from 12 hours to 2.5 hours.
A lack of documented work processes may also be a problem. This is especially so in a
department or organization that has a high turnover rate. Knowledge that is not codified
is lost when employees leave the company. Most modern companies would have a
knowledge management system or an intranet which can be used to store processes in
the form of a flowchart, quick reference guides or information kits.
A poorly designed job can also lead to a performance gap. It is common for employers
to include a clause in job descriptions that effectively allow them to assign all sorts of
work to the employee. As clauses like “Any other duties assigned” become more
popular, an employee’s work assignments can become fairly ambiguous.
That is not to say that employees should only be assigned tasks explicitly stated in the
job description, rather, line managers and training managers should see it as a red flag
if a majority of the work an employee does falls under this all-encompassing clause.
Shortage of money or manpower
Insufficient funds and manpower are easy to visualize. A lack of money could lead to
an organization limiting headcount, requiring an employee to do the work that might
require two employees. In such a situation, the performance gaps might merely be a
symptom of the employee being overwhelmed by the sheer amount of work.
5
Training Is Not Always The Answer2019 | October
7
PERFORMANCE GAPS
Lack of motivation
A lack of motivation, while often seen as a trait of poor personal effectiveness or
laziness, could also be due to a lack of challenge in the job. Conversely, it could be
that the employee has endured repeated adverse stimuli at work which they feel is
beyond their control. They have endured it for so long that they have become
conditioned to believe that the situation is unchangeable or inevitable and nothing
they do matters, short of leaving the organization.
Is there a need?
If you have not figured out by now, the answer is “not always”. Unmotivated
employees could be counselled, replaced, have their jobs redesigned or transferred to
another department that is more aligned with their goals and motivations. Work
processes can be redesigned and any changes can be codified and communicated to
the employees.
There are many reasons other than a lack of training that may lead to performance
gaps. The flowchart on the next page which is adapted from Mager and Pipe's
performance analysis model serves as a guide to help decide the next course of
action after a performance gap has been identified.
6
Training Is Not Always The Answer2019 | October
8
PERFORMANCE GAPS
Performance
Gap Identified
Is it due to a
deficiency in skill
or knowledge?
Has employee
used this skill
before?
Arrange for
formal training
Arrange for
coaching or
practice
Will performing
the skill penalize
employee?
Are obstacles
preventing skill
performance?
Is there a lack of
reward for skill
performance?
Does performing
the skill matter?
Remove penalty
Remove obstacle
Arrange
consequence
Introduce
positive
consequence
No
Yes
YesNo
Yes
Yes
Yes
No
Training Is Not Always The Answer2019 | October
9
PLANNING THE TRAINING
The Training Plan
After a gap has been identified and the
need for a training intervention has
been established, the next step is to
draft a training plan.
This plan will need to cover a few
areas:
Target Audience
Include a description of who will be
involved in the training. This needs
to be clearly defined so that all
those who require the training
intervention will be included in the
training and resources are not
wasted on those who do not require
it.
Not only does this conserve
resources, it avoids the situation
where employees form a negative
opinion of company sanctioned
training programmes which could
undermine future training
interventions.
Some key information to include in
this section could be the expected
number of learners, their job grades,
current levels of knowledge or
abilities and other demographic
information such as age, gender or
academic background if deemed
relevant.
Business Need
Target Audience
Intended Learning Outcomes
Constraints
Training Methods
Business Need
Why is this training needed? Here you
elaborate on the business needs and
the gaps in performance that are
expected to be plugged. It is essential
to clearly explain how the proposed
training intervention will fulfil a
business need.
Ultimately, this section should contain
enough detail to be used in evaluating
the training intervention.
Training Is Not Always The Answer2019 | October
10
PLANNING THE TRAINING
Intended Learning Outcomes
In this section of the plan, you define
the target objectives and intended
learning outcomes (ILOs) of the
training. When writing ILOs, you define
the specific and measurable takeaways
from the training. The use of verbs to
describe these ILOs is common, largely
influenced by Bloom’s Taxonomy.
For example, the ILOs of the training
may look like this:
By the end of the training, employees
should be able to:
Verbs are action words that make the
observable knowledge, skills and
behaviours defined in the ILOs
explicit, easy to describe and
classify.
One should avoid the use
of vague phrases and words such as
“understand”, “appreciate”, “improve”
or “learn”.
Explain the difference between
consultative sales and traditional
sales approaches.
Formulate a sales plan before
approaching a prospective
customer.
Demonstrate the ability to
synchronize sales tactics with the
customer’s buying styles.
Delivery Methods
In this section, the mode of delivery
for the training intervention is
specified. Will it be face-to-face,
blended or fully online? What are
considerations in the delivery?
The use of didactic instruction might
be adequate for a procedural safety
training programme.
However, one might choose to adopt
a collaborative approach and make
use of active learning strategies
when the training is on
communication or leadership skills.
Training Is Not Always The Answer2019 | October
11
EVALUATION
Level 2: Learning
It is at this level that we start to
move beyond surface level
evaluations. Here, the learning is
being assessed.
There are various options available
when it comes to assessing
learning, from a post-training test
that is measured against a pre-
training test score or judging the
employee’s performance through
observation in an authentic
workplace setting.
Level 3: Behaviour
Does the training intervention result
in a change in the behaviour of the
employee?
The entire point of the training is to
provide the knowledge skills and
abilities to change behaviours that
result in performance gaps.
Simply put, the evaluation is looking
for any impact from the training.
Level 1: Reaction
Level 2: Learning
Level 3: Behaviour
Level 4: Results
Evaluating the Training
After a training intervention has been
implemented, it is important to evaluate it.
Conducting an evaluation will aid in
identifying if the training has shown to
be effective and will help to identify areas
for improvement for future iterations.
A common framework for evaluation is
the Kirkpatrick Model which consists of
four levels:
Level 1: Reaction
This is the most common type of
evaluation and involves measuring the
satisfaction of the employees on the
delivery and administrative portion of the
training. These are usually in a form of a
questionnaire also known as a “happy
sheet” which asks employees what they
were satisfied or dissatisfied with in the
conduct of the training and what they felt
could be improved.
7
Training Is Not Always The Answer2019 | October
12
EVALUATION
Level 4: Results
This is where the training is gauged on its impact on the organizational outcomes.
Key performance indicators include an increase in productivity or output, improved
quality of service or products and a higher sales volume.
Do note that less than favourable results in the evaluation could be a problem with
the TNA. At the Reaction level, a lack of satisfaction could be a misjudgment of
the appropriate training methods or having forced too much or too little content in
too short a time frame. Or it could simply be a case of an uninspiring training
environment. While poor results at the learning level could be indicative of a
learning method ill-suited for the training intervention.
More importantly, a lack of positive effect on performance might be due to a lapse
in the TNA process which led to the incorrect identification of performance gaps.
Training Is Not Always the Answer
These examples highlight the importance of looking beyond reactions when
evaluating training and serve as a reminder of the point of this white paper: Training
is not always the answer.
1
2
3
4
Reaction
Satisfaction with training
Learning
Effectiveness of learning transfer
Behaviour
Impact of training on behaviour
Results
Impact of training on the business
Training Is Not Always The Answer2019 | October
13
7. Kirkpatrick Partners. The Kirkpatrick Four
Levels™: A Fresh Look After 50 Years. 2009.
2. United Overseas Bank. UOB becomes
first bank to reinvest its Wage Credit
Scheme grant into employee career and
personal development programmes. 2015.
5. Ford. 100 Years of the Moving
Assembly Line. n.d.
1. Ministry of Manpower. Report: Employer
Supported Training. 2014.
3. The Straits Times. Singtel to spend $45m
over next 3 years to enhance staff's digital
skills. 2019.
4. Aurecon. Top five trends for millennial
employability. n.d.
6. Mager & Pipe. Analyzing Performance
Problems. 1984
References

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Training Is Not Always The Answer - White Paper

  • 1. TRAINING IS NOT ALWAYS THE ANSWER KENNETH CHAN A White Paper on Training Needs Analysis 2019 | OCTOBER
  • 2. Training Is Not Always The Answer2019 | October 1 2 3 5 TABLE OF CONTENTS 9 11 13 Key Takeaways Introduction Training Needs Analysis Performance Gaps Planning the Training Evaluation References
  • 3. Training Is Not Always The Answer2019 | October 1 KEY TAKEAWAYS Training is not always the answer Go beyond a surface-level evaluation Measure performance gaps against a standard Develop a plan  01 02 03 04
  • 4. Training Is Not Always The Answer2019 | October 2 INTRODUCTION An increasingly VUCA world and a growing sentiment that universities are not preparing graduates adequately for the workforce has led to a rise in employer sponsored training. Government statistics obtained from 2014 show that a record 81.1% of private companies provide training to employees. Some notable cases in Singapore include United Overseas Bank (UOB) which reinvested the $3.8 million they received from the government’s Wage Credit Scheme in 2015 into the UOB Wage Credit Employee Development Initiative aimed at equipping employees with skills and knowledge focused on innovation, mastery and leadership. More recently in 2019, Singtel has announced their commitment to invest $45 million over a 3 year period to enhance the digital skills of their employees. With more companies taking over where institutes of higher learning have failed, it becomes essential to funnel company resources efficiently and effectively. Training budgets are not unlimited and Learning and Development professionals need to be able to demonstrate a return on investment. To do so, training interventions must be driven by business needs. 39% of Millennials felt unprepared for their first role 1 2 3 4
  • 5. Training Is Not Always The Answer2019 | October 3 TRAINING NEEDS ANALYSIS What is Training Needs Analysis? A training needs analysis (TNA) is the first stage of the training process. Its goal is to identify performance or skill gaps, often at the organizational level. However, it can also be applied to business units and individuals. In fact, it should be applied at all three levels to ensure all levels within an organization can maximize returns from training. Specifying the Need The first step is to think about and specify the performance measures and skill sets that employees should display. To do this, you first determine the tasks and activities of the job. This process can be aided by asking questions such as: “what is an employee in this role expected to do?” Next, you focus on the knowledge, skills and abilities necessary to carry out the job. This may include the experience, qualifications and personal qualities. Lastly, you need to identify a minimum level of performance. This is the standard employees must achieve to be deemed effective in their role. Put all those three items together and you end up with a competency framework which sets the standards for performance. The performance of employees can then be measured against this standard to ascertain if it meets the standards or identify any gaps.
  • 6. Training Is Not Always The Answer2019 | October 4 TRAINING NEEDS ANALYSIS Tasks and Activities Competencies Performance Level Course counselling for prospective students Sound knowledge of course offerings by the university Complete student application form and checklists 85% student retention rate Application forms have no clerical errors Tasks and Activities Competencies Performance Level Manage release of examination results Liaise with academics to mark transcripts Navigate learning management system to upload exam results 0% error rate All results are uploaded by results release date To put it into a more visual format, the tasks, competencies and performance levels can be tabulated into a competency standard. This can then form the basis for the comparison in identifying the performance gaps.
  • 7. Training Is Not Always The Answer2019 | October 5 PERFORMANCE GAPS So, You’ve Identified a Gap One of the biggest mistakes in TNA is to see training as a silver bullet that can solve all business issues. Performance gaps are not necessarily a training issue and thus may not require a training intervention. Training costs money and if the organization were to implement a training intervention when it is not necessary or effective, time, money and resources are being wasted. When a performance gap has been identified, care must be taken to identify if the gap was due to a lack of knowledge and skills. Many other factors can lead to performance gaps. This includes: Environmental factors Poorly designed processes or jobs Shortage of money or manpower Lack of motivation Environmental factors Environmental factors are things in the physical environment that might prevent the job from being completed. In the context of a university, positioning your examinations department in an open concept office consisting of islands and hot desks might prevent the employees in the team from carrying out their job effectively and efficiently. The confidential examination scripts would have to be secured and locked away each and every time an employee needs to move away from the desk. In this extreme example, it is not difficult to imagine how productivity might be reduced. A less extreme example would be having two departments that need to be working in tandem, but situating them at different ends of the office building or on separate floors.
  • 8. Training Is Not Always The Answer2019 | October 6 PERFORMANCE GAPS Poorly designed processes or jobs Work processes can either seriously hinder productivity or greatly improve it. Henry Ford is famously known for his Model T car, but was in fact, not the inventor of cars. His claim to fame is coming up with the assembly line to produce cars more efficiently than anyone else at that time could. His innovation changed the game by reducing the time taken to produce a car from 12 hours to 2.5 hours. A lack of documented work processes may also be a problem. This is especially so in a department or organization that has a high turnover rate. Knowledge that is not codified is lost when employees leave the company. Most modern companies would have a knowledge management system or an intranet which can be used to store processes in the form of a flowchart, quick reference guides or information kits. A poorly designed job can also lead to a performance gap. It is common for employers to include a clause in job descriptions that effectively allow them to assign all sorts of work to the employee. As clauses like “Any other duties assigned” become more popular, an employee’s work assignments can become fairly ambiguous. That is not to say that employees should only be assigned tasks explicitly stated in the job description, rather, line managers and training managers should see it as a red flag if a majority of the work an employee does falls under this all-encompassing clause. Shortage of money or manpower Insufficient funds and manpower are easy to visualize. A lack of money could lead to an organization limiting headcount, requiring an employee to do the work that might require two employees. In such a situation, the performance gaps might merely be a symptom of the employee being overwhelmed by the sheer amount of work. 5
  • 9. Training Is Not Always The Answer2019 | October 7 PERFORMANCE GAPS Lack of motivation A lack of motivation, while often seen as a trait of poor personal effectiveness or laziness, could also be due to a lack of challenge in the job. Conversely, it could be that the employee has endured repeated adverse stimuli at work which they feel is beyond their control. They have endured it for so long that they have become conditioned to believe that the situation is unchangeable or inevitable and nothing they do matters, short of leaving the organization. Is there a need? If you have not figured out by now, the answer is “not always”. Unmotivated employees could be counselled, replaced, have their jobs redesigned or transferred to another department that is more aligned with their goals and motivations. Work processes can be redesigned and any changes can be codified and communicated to the employees. There are many reasons other than a lack of training that may lead to performance gaps. The flowchart on the next page which is adapted from Mager and Pipe's performance analysis model serves as a guide to help decide the next course of action after a performance gap has been identified. 6
  • 10. Training Is Not Always The Answer2019 | October 8 PERFORMANCE GAPS Performance Gap Identified Is it due to a deficiency in skill or knowledge? Has employee used this skill before? Arrange for formal training Arrange for coaching or practice Will performing the skill penalize employee? Are obstacles preventing skill performance? Is there a lack of reward for skill performance? Does performing the skill matter? Remove penalty Remove obstacle Arrange consequence Introduce positive consequence No Yes YesNo Yes Yes Yes No
  • 11. Training Is Not Always The Answer2019 | October 9 PLANNING THE TRAINING The Training Plan After a gap has been identified and the need for a training intervention has been established, the next step is to draft a training plan. This plan will need to cover a few areas: Target Audience Include a description of who will be involved in the training. This needs to be clearly defined so that all those who require the training intervention will be included in the training and resources are not wasted on those who do not require it. Not only does this conserve resources, it avoids the situation where employees form a negative opinion of company sanctioned training programmes which could undermine future training interventions. Some key information to include in this section could be the expected number of learners, their job grades, current levels of knowledge or abilities and other demographic information such as age, gender or academic background if deemed relevant. Business Need Target Audience Intended Learning Outcomes Constraints Training Methods Business Need Why is this training needed? Here you elaborate on the business needs and the gaps in performance that are expected to be plugged. It is essential to clearly explain how the proposed training intervention will fulfil a business need. Ultimately, this section should contain enough detail to be used in evaluating the training intervention.
  • 12. Training Is Not Always The Answer2019 | October 10 PLANNING THE TRAINING Intended Learning Outcomes In this section of the plan, you define the target objectives and intended learning outcomes (ILOs) of the training. When writing ILOs, you define the specific and measurable takeaways from the training. The use of verbs to describe these ILOs is common, largely influenced by Bloom’s Taxonomy. For example, the ILOs of the training may look like this: By the end of the training, employees should be able to: Verbs are action words that make the observable knowledge, skills and behaviours defined in the ILOs explicit, easy to describe and classify. One should avoid the use of vague phrases and words such as “understand”, “appreciate”, “improve” or “learn”. Explain the difference between consultative sales and traditional sales approaches. Formulate a sales plan before approaching a prospective customer. Demonstrate the ability to synchronize sales tactics with the customer’s buying styles. Delivery Methods In this section, the mode of delivery for the training intervention is specified. Will it be face-to-face, blended or fully online? What are considerations in the delivery? The use of didactic instruction might be adequate for a procedural safety training programme. However, one might choose to adopt a collaborative approach and make use of active learning strategies when the training is on communication or leadership skills.
  • 13. Training Is Not Always The Answer2019 | October 11 EVALUATION Level 2: Learning It is at this level that we start to move beyond surface level evaluations. Here, the learning is being assessed. There are various options available when it comes to assessing learning, from a post-training test that is measured against a pre- training test score or judging the employee’s performance through observation in an authentic workplace setting. Level 3: Behaviour Does the training intervention result in a change in the behaviour of the employee? The entire point of the training is to provide the knowledge skills and abilities to change behaviours that result in performance gaps. Simply put, the evaluation is looking for any impact from the training. Level 1: Reaction Level 2: Learning Level 3: Behaviour Level 4: Results Evaluating the Training After a training intervention has been implemented, it is important to evaluate it. Conducting an evaluation will aid in identifying if the training has shown to be effective and will help to identify areas for improvement for future iterations. A common framework for evaluation is the Kirkpatrick Model which consists of four levels: Level 1: Reaction This is the most common type of evaluation and involves measuring the satisfaction of the employees on the delivery and administrative portion of the training. These are usually in a form of a questionnaire also known as a “happy sheet” which asks employees what they were satisfied or dissatisfied with in the conduct of the training and what they felt could be improved. 7
  • 14. Training Is Not Always The Answer2019 | October 12 EVALUATION Level 4: Results This is where the training is gauged on its impact on the organizational outcomes. Key performance indicators include an increase in productivity or output, improved quality of service or products and a higher sales volume. Do note that less than favourable results in the evaluation could be a problem with the TNA. At the Reaction level, a lack of satisfaction could be a misjudgment of the appropriate training methods or having forced too much or too little content in too short a time frame. Or it could simply be a case of an uninspiring training environment. While poor results at the learning level could be indicative of a learning method ill-suited for the training intervention. More importantly, a lack of positive effect on performance might be due to a lapse in the TNA process which led to the incorrect identification of performance gaps. Training Is Not Always the Answer These examples highlight the importance of looking beyond reactions when evaluating training and serve as a reminder of the point of this white paper: Training is not always the answer. 1 2 3 4 Reaction Satisfaction with training Learning Effectiveness of learning transfer Behaviour Impact of training on behaviour Results Impact of training on the business
  • 15. Training Is Not Always The Answer2019 | October 13 7. Kirkpatrick Partners. The Kirkpatrick Four Levels™: A Fresh Look After 50 Years. 2009. 2. United Overseas Bank. UOB becomes first bank to reinvest its Wage Credit Scheme grant into employee career and personal development programmes. 2015. 5. Ford. 100 Years of the Moving Assembly Line. n.d. 1. Ministry of Manpower. Report: Employer Supported Training. 2014. 3. The Straits Times. Singtel to spend $45m over next 3 years to enhance staff's digital skills. 2019. 4. Aurecon. Top five trends for millennial employability. n.d. 6. Mager & Pipe. Analyzing Performance Problems. 1984 References