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Impact of large landslides, mitigation
measures
Jean F. Schneider
Emeritus and
Senior Geoscientist

BOKU University Vienna
and Switzerland
Vajont 1963-2013: Thoughts and analyses after 50 years since the catastrophic landslide
Padova, Italy, October 8-10
Content of the presentation


>Triggering

of large landslides



Formation and stability of landslide dams



Mechanisms of landslide dam failure



Mitigation measures



Examples



Synthesis

Tangjiashan Lake, China (2008)

Photo: courtesy of Chen Zuyu
Triggering of Landslides
• Preconditions and processes triggering
Landslides:
– Slope geology and quaternary history
– Slope morphology, inclination and exposition
– Precipitation, water content, pore pressures
– Active faults, seismological impact
– Negative human impact (irrigation, mass
balance, undercutting, …)
Lake Sarez, Pamir
Area of Landslides (sq. km)

Triggering Earthquake Magnitude
versus Mass Movement Size

1000000
100000

Large Landslides

10000
1000

Rock Avalanche

100

Rock Slumps
Soil Flow

10

Falls

1

LIQUEFACTION

0.1
0

2

4

6

Earthquake Magnitude

8

10
Landslide Hazard Management
- Only effective with clear understanding of
geology, geometry, volume, dynamics of
landslide, run out, hydraulic conditions and seismic
ground motion
- Today, most efforts are spent on understanding the
hydraulic/static and co-seismic trigger mechanism
- Also post-disaster failure and long-time behavior of
affected slope should be taken into consideration
- Back calculation, 3D visualization, and modeling help
understanding these processes
Landslide Risk Assessment /
Management

Dai et al., 2001
Mitigation of Landslides
After identification and landslide inventory/maps:

• Restricting development
(irrigation, infrastructure, construction, mass
balance)
• Rising awareness, preparedness
• Engineering for slope stability (incl. hydraulics)
• Developing monitoring and warning systems
• But also providing landslide insurance!
Data Collection on Landslide Dams
• Types of natural dam (origin, size, composition)
– Landslide dam origin, height and volume, lithology
– Landslide dam composition and consolidation

•
•
•
•
•
•
•

Development of retained lake / sediment volume
Catchment area, weather conditions
Risk of dam to fail, partial or total failure
Geometry of the affected valley downstream
Characteristics of possible flood wave
Entrainment of sediments downstream
Vulnerability, land use and elements at risk!
Persistence of Landslide Dams
From Debris Flows to Large Landslides
Large Landslides

Small Landslides

9
Lession learnt: La Josefina, Ecuador 1993
•
•
•
•
•
•

Dam 30 mio qm, H 120 m, 33 days
Cuenca, rio Paute, lake 185 mio qm
Spillway 18 m deep, 150’000 qm
Peak flow 8-10’000 qm/s, 10 hours
Sediment entrainment 40 mio qm
14’000 evacuations, but 72 casualties
Schuster et al. 2002
La Josefina, Ecuador 1993

Situation today

Breach hydrograph after Canuti et al, 1994
Natural Dam Failure
Quantifying hazards and risks of landslide dam failures

requires again the specification of:
– Creation, size, form, composition, age and consolidation
of dam, including active faults and aftershocks,
– Bathymetry of the impounded lake, accumulation of
unconsolidated sediments, flank stability
– Weather conditions, forecasting rate of

seepage, erosion and time of overtopping, possible
breach
– Composition and stability of the slopes

downstream, size of flood wave and entrainment of
sediments
General Causes of Dam Failures
25

per cent

20

15

Overtopping
Slope Instability
Earthquake
Foundation
Seepage
Structural
Erosion
Mine Subsidence
Unknown

10

05

00

Seid-Karbasi and Byrne, 2004
Risk Mitigation Strategies for
Landslide Dams
>

Each stage in the history of a landslide dam requires
its specific risk mitigation strategies

immediate
(days – weeks)

Evacuation

QUICK
EVALUATION

Back analysis
Computer
Modeling
Visualization
Awareness, Long term planning
Preparedness
Training

long-term
(months – decades)

Reduce water table,
construction
of spillway
Monitoring
Early warning
system
Most used stabilization methods:
First:

• Observation of piping through dam, damming possible?
• Overtopping expected? Determining point of time.
• Deviation of water input around dam possible?

Then:
• Construction of spillway (often not reinforced), or
• Drainage by means of syphons or pumping, or

• Tunnel outlets and diversions, or
• Blasting to open deeper overflow channels
Lake Sarez (Tajikistan, 1911),
Earthquake triggered Landslide

Usoi dam stability >100 years
16
Lake Sarez/ Usoy Dam
Escarpment
Mountain
sagging

HD ~ 700 m
Seepage

VL ~16 km3

VD ~2.2 km3

Source: earthobservatory.nasa.gov
Usoy Dam / Lake Sarez

Usoy dam (after Lim, V. et al, 1999) with seepage Possible ways of dam overtopping waves induced by
Ways.
Scale: approx. 1000 m
a right bank landslide (Stucky Interim Report 2003)
Lake Sarez: Flood Wave
Simulation, triggered by Mountain
Sagging Landslide

Stucky Interim Report 2003
Flood risk: prevention and mitigation
Lake Sarez- Bartang Valley

?

Lake Sarez, Pamir
Hattian Bala (Kashmir Earthquake, 2005)
Landslide Dam, Karli-/Tang-Lakes

Quickbird II, 10_27_2005

21
Hattian Bala Dam Breach (05/2005 – 01/2009)
Landsat TM

22
Hattian Bala Dam 2005
Spillway excavation
Spillway after overflow

Photo FWO

Karli Lake under formation
Hattian Bala, failed dam (January 2009)
Both Flanks of Karli Lake failed
Hyperconcentrated
Flow in
Pjanch River
after Dam Breach
Hattian Bala Dam after Breach 01/2009
Attabad Rock-Slide and Dam
(Hunza Valley Pakistan, 04-01-2010)

28
Photo Pamir Times
Geological Map Hunza Valley

PakGS
Attabad Rock-Slide, Dam, Lake
3/19/2010

Partly destroyed
Attabad Hamlet

Landslide
(continuous
Rock-fall/slide)

Eroded 1858
Slide Dam

Debris Flow

Dam
Spillway
Construction
Cross-Section
Attabad Slide

Lake Sediments

Data NESPAK, 2010
(not to scale)
View from Attabad Hamlet looking to
View from Attabad Ls dam looking to
downstream Part of Dam/Debris Flow
partially eroded 1858 dam downstream
Attabad, Hunza Lake 2010

Imagery: EO1
Atabad Dam Breach: flood hazard indication
map
Attabad Dam 80 km upstream

Confluence with Gilgit River (this slide)

PAMIR Kickoff meeting Dushanbe March 14 – 16, 2011

Remote geohazards in Central Asia

34
Attabad Dam-Break Study,
Flood Wave Propagation
HEC-RAS, Flow 2D

Danger!
Safe

Safe

NESPAK 2010, IAG-BOKU
Attabad Dam: Seepage before Overflow

spillway
seepage
point

Photo: Pamir Times
36
Location and blasting of temporary coffer
Excavation reduce water flow for work
dams built toof
Spillway Channel
under high Risk!
Following photos by FWO Pakistan, Pamir Times
Siachen-Gayari Ice/Rock Avalanche,
April 7, 2012 Pakistan
Siachen-Gayari, Situation before Incident
Glacier

Moraine/Debris Cone

Military Camp
Gayari Debris Cone, 19. 04. 2012
Siachen-Gayari, Proposed Spillway
(with fresh Snow)

Capped Moraine

Military Complex

Proposed Cut
Siachen_Gayari ice/rock avalanche April 6, 2012
Siachen_Gayari ice/rock and Clearence Efforts
Siachen-Gayari, Rescueavalanche April 6, 2012,
lateral moraine wall capped!
Upper glacier, post disaster image. Avalanche!
Upper glacier, pre disaster image. Seracs!

c Digital Globe 2012
Georadar carried out by Norvegian Red Cross
Thickness of Debris

Proposed
Water
Channel
Siachen-Gayari
One Month later!
Disaster
(5 days later)

Center Coordinates: 76°49'46.10"E
35°13'7.53"N
c
Digital Globe, 2012
Water management/Clearing efforts at Gayari
Water started draining April 2012 => quick lake level
reduction of 20 meters. Excavation work / clearance
efforts continued Summers 2012/13, despite difficulties
posed by seepage of water to the sites, hazards of
crevasses / erosion by water and sinking of equipment.
Artificial channel

Summer 2012: >300 persons were working , with 10
Dozers, 11 Excavators, 18 Dump trucks and 9 FE loaders to
recover the buried bodies. Meanwhile, all 140 bodies and
some destroyed equipment are excavated.
Challenges for risk mitigation
<5 years<

>?
Hattian Lake!
Lake Attabad,
others ?

after Costa and Schuster (1988)

45
Understanding Dams / Lakes created by
Landslides, Problems
– Numerous cases known, yet data incomplete and of varying
standard. However, known cases provide empirical
benchmarks for regional comparison
– Analyses are static and do not account for process-induced

changes. Very little information on geotechnical behavior.
– Few data on sediment retention due to infill in lake behind
landslide dams as well as on dam outburst floods, availability
of soils, and / or post-failure sediment delivery
– Hazard assessment of landslide dams should integrate
geology/geotechnics as well as process dynamics.
Synthesis
>

Landslides commonly form dams impounding lakes!
The impact areas of these geohazard events are often
located far away from the source areas

>

These events occur at low frequencies (long intervals)

>

Therefore, the levels of awareness of and preparedness for such
events are generally low

>

Furthermore, the predictability of such events suffers
from insufficient knowledge of the conditions and changes in the
high-mountain areas

>

Therefore, the sensitivity of population and stakeholders, the
capacity of understanding processes needs to be increased

>

Comprehensive research and monitoring as well as awarenessraising and preparedness-building in the local communities are
therefore key activities for risk reduction and mitigation
47
Thank you for your attention !

Jean F. Schneider
Emeritus and
Senior Geoscientist
BOKU University Vienna
and Switzerland

Vajont 1963-2013: Thoughts and analyses after 50 years since the catastrophic landslide
Padova, Italy, October 8-10

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Schneider - Impact of Largelandslide

  • 1. Impact of large landslides, mitigation measures Jean F. Schneider Emeritus and Senior Geoscientist BOKU University Vienna and Switzerland Vajont 1963-2013: Thoughts and analyses after 50 years since the catastrophic landslide Padova, Italy, October 8-10
  • 2. Content of the presentation  >Triggering of large landslides  Formation and stability of landslide dams  Mechanisms of landslide dam failure  Mitigation measures  Examples  Synthesis Tangjiashan Lake, China (2008) Photo: courtesy of Chen Zuyu
  • 3. Triggering of Landslides • Preconditions and processes triggering Landslides: – Slope geology and quaternary history – Slope morphology, inclination and exposition – Precipitation, water content, pore pressures – Active faults, seismological impact – Negative human impact (irrigation, mass balance, undercutting, …) Lake Sarez, Pamir
  • 4. Area of Landslides (sq. km) Triggering Earthquake Magnitude versus Mass Movement Size 1000000 100000 Large Landslides 10000 1000 Rock Avalanche 100 Rock Slumps Soil Flow 10 Falls 1 LIQUEFACTION 0.1 0 2 4 6 Earthquake Magnitude 8 10
  • 5. Landslide Hazard Management - Only effective with clear understanding of geology, geometry, volume, dynamics of landslide, run out, hydraulic conditions and seismic ground motion - Today, most efforts are spent on understanding the hydraulic/static and co-seismic trigger mechanism - Also post-disaster failure and long-time behavior of affected slope should be taken into consideration - Back calculation, 3D visualization, and modeling help understanding these processes
  • 6. Landslide Risk Assessment / Management Dai et al., 2001
  • 7. Mitigation of Landslides After identification and landslide inventory/maps: • Restricting development (irrigation, infrastructure, construction, mass balance) • Rising awareness, preparedness • Engineering for slope stability (incl. hydraulics) • Developing monitoring and warning systems • But also providing landslide insurance!
  • 8. Data Collection on Landslide Dams • Types of natural dam (origin, size, composition) – Landslide dam origin, height and volume, lithology – Landslide dam composition and consolidation • • • • • • • Development of retained lake / sediment volume Catchment area, weather conditions Risk of dam to fail, partial or total failure Geometry of the affected valley downstream Characteristics of possible flood wave Entrainment of sediments downstream Vulnerability, land use and elements at risk!
  • 9. Persistence of Landslide Dams From Debris Flows to Large Landslides Large Landslides Small Landslides 9
  • 10. Lession learnt: La Josefina, Ecuador 1993 • • • • • • Dam 30 mio qm, H 120 m, 33 days Cuenca, rio Paute, lake 185 mio qm Spillway 18 m deep, 150’000 qm Peak flow 8-10’000 qm/s, 10 hours Sediment entrainment 40 mio qm 14’000 evacuations, but 72 casualties Schuster et al. 2002
  • 11. La Josefina, Ecuador 1993 Situation today Breach hydrograph after Canuti et al, 1994
  • 12. Natural Dam Failure Quantifying hazards and risks of landslide dam failures requires again the specification of: – Creation, size, form, composition, age and consolidation of dam, including active faults and aftershocks, – Bathymetry of the impounded lake, accumulation of unconsolidated sediments, flank stability – Weather conditions, forecasting rate of seepage, erosion and time of overtopping, possible breach – Composition and stability of the slopes downstream, size of flood wave and entrainment of sediments
  • 13. General Causes of Dam Failures 25 per cent 20 15 Overtopping Slope Instability Earthquake Foundation Seepage Structural Erosion Mine Subsidence Unknown 10 05 00 Seid-Karbasi and Byrne, 2004
  • 14. Risk Mitigation Strategies for Landslide Dams > Each stage in the history of a landslide dam requires its specific risk mitigation strategies immediate (days – weeks) Evacuation QUICK EVALUATION Back analysis Computer Modeling Visualization Awareness, Long term planning Preparedness Training long-term (months – decades) Reduce water table, construction of spillway Monitoring Early warning system
  • 15. Most used stabilization methods: First: • Observation of piping through dam, damming possible? • Overtopping expected? Determining point of time. • Deviation of water input around dam possible? Then: • Construction of spillway (often not reinforced), or • Drainage by means of syphons or pumping, or • Tunnel outlets and diversions, or • Blasting to open deeper overflow channels
  • 16. Lake Sarez (Tajikistan, 1911), Earthquake triggered Landslide Usoi dam stability >100 years 16
  • 17. Lake Sarez/ Usoy Dam Escarpment Mountain sagging HD ~ 700 m Seepage VL ~16 km3 VD ~2.2 km3 Source: earthobservatory.nasa.gov
  • 18. Usoy Dam / Lake Sarez Usoy dam (after Lim, V. et al, 1999) with seepage Possible ways of dam overtopping waves induced by Ways. Scale: approx. 1000 m a right bank landslide (Stucky Interim Report 2003)
  • 19. Lake Sarez: Flood Wave Simulation, triggered by Mountain Sagging Landslide Stucky Interim Report 2003
  • 20. Flood risk: prevention and mitigation Lake Sarez- Bartang Valley ? Lake Sarez, Pamir
  • 21. Hattian Bala (Kashmir Earthquake, 2005) Landslide Dam, Karli-/Tang-Lakes Quickbird II, 10_27_2005 21
  • 22. Hattian Bala Dam Breach (05/2005 – 01/2009) Landsat TM 22
  • 23. Hattian Bala Dam 2005 Spillway excavation Spillway after overflow Photo FWO Karli Lake under formation
  • 24. Hattian Bala, failed dam (January 2009)
  • 25. Both Flanks of Karli Lake failed
  • 27. Hattian Bala Dam after Breach 01/2009
  • 28. Attabad Rock-Slide and Dam (Hunza Valley Pakistan, 04-01-2010) 28 Photo Pamir Times
  • 29. Geological Map Hunza Valley PakGS
  • 30. Attabad Rock-Slide, Dam, Lake 3/19/2010 Partly destroyed Attabad Hamlet Landslide (continuous Rock-fall/slide) Eroded 1858 Slide Dam Debris Flow Dam Spillway Construction
  • 31. Cross-Section Attabad Slide Lake Sediments Data NESPAK, 2010 (not to scale)
  • 32. View from Attabad Hamlet looking to View from Attabad Ls dam looking to downstream Part of Dam/Debris Flow partially eroded 1858 dam downstream
  • 33. Attabad, Hunza Lake 2010 Imagery: EO1
  • 34. Atabad Dam Breach: flood hazard indication map Attabad Dam 80 km upstream Confluence with Gilgit River (this slide) PAMIR Kickoff meeting Dushanbe March 14 – 16, 2011 Remote geohazards in Central Asia 34
  • 35. Attabad Dam-Break Study, Flood Wave Propagation HEC-RAS, Flow 2D Danger! Safe Safe NESPAK 2010, IAG-BOKU
  • 36. Attabad Dam: Seepage before Overflow spillway seepage point Photo: Pamir Times 36
  • 37. Location and blasting of temporary coffer Excavation reduce water flow for work dams built toof Spillway Channel under high Risk! Following photos by FWO Pakistan, Pamir Times
  • 39. Siachen-Gayari, Situation before Incident Glacier Moraine/Debris Cone Military Camp
  • 40. Gayari Debris Cone, 19. 04. 2012 Siachen-Gayari, Proposed Spillway (with fresh Snow) Capped Moraine Military Complex Proposed Cut
  • 41. Siachen_Gayari ice/rock avalanche April 6, 2012 Siachen_Gayari ice/rock and Clearence Efforts Siachen-Gayari, Rescueavalanche April 6, 2012, lateral moraine wall capped! Upper glacier, post disaster image. Avalanche! Upper glacier, pre disaster image. Seracs! c Digital Globe 2012
  • 42. Georadar carried out by Norvegian Red Cross Thickness of Debris Proposed Water Channel
  • 43. Siachen-Gayari One Month later! Disaster (5 days later) Center Coordinates: 76°49'46.10"E 35°13'7.53"N c Digital Globe, 2012
  • 44. Water management/Clearing efforts at Gayari Water started draining April 2012 => quick lake level reduction of 20 meters. Excavation work / clearance efforts continued Summers 2012/13, despite difficulties posed by seepage of water to the sites, hazards of crevasses / erosion by water and sinking of equipment. Artificial channel Summer 2012: >300 persons were working , with 10 Dozers, 11 Excavators, 18 Dump trucks and 9 FE loaders to recover the buried bodies. Meanwhile, all 140 bodies and some destroyed equipment are excavated.
  • 45. Challenges for risk mitigation <5 years< >? Hattian Lake! Lake Attabad, others ? after Costa and Schuster (1988) 45
  • 46. Understanding Dams / Lakes created by Landslides, Problems – Numerous cases known, yet data incomplete and of varying standard. However, known cases provide empirical benchmarks for regional comparison – Analyses are static and do not account for process-induced changes. Very little information on geotechnical behavior. – Few data on sediment retention due to infill in lake behind landslide dams as well as on dam outburst floods, availability of soils, and / or post-failure sediment delivery – Hazard assessment of landslide dams should integrate geology/geotechnics as well as process dynamics.
  • 47. Synthesis > Landslides commonly form dams impounding lakes! The impact areas of these geohazard events are often located far away from the source areas > These events occur at low frequencies (long intervals) > Therefore, the levels of awareness of and preparedness for such events are generally low > Furthermore, the predictability of such events suffers from insufficient knowledge of the conditions and changes in the high-mountain areas > Therefore, the sensitivity of population and stakeholders, the capacity of understanding processes needs to be increased > Comprehensive research and monitoring as well as awarenessraising and preparedness-building in the local communities are therefore key activities for risk reduction and mitigation 47
  • 48. Thank you for your attention ! Jean F. Schneider Emeritus and Senior Geoscientist BOKU University Vienna and Switzerland Vajont 1963-2013: Thoughts and analyses after 50 years since the catastrophic landslide Padova, Italy, October 8-10