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LAW AS
RULES
Introduction to Law 1
LAW012
1
LESSON OUTLINE
a) Introduction & Definition of Rules
b) Function of rules
c) Characteristic of rules
d) Type of Rules
e) Rules as a form of social control
f) Legal Rules v Social Rules
g) Conclusion
2
WHAT IS RULES??
Definition of Rules
• Standard of ruling for a particular activities or conduct –
should or should not, how the activities should be
conducted.
• Lon Fuller - a jurist define law as the enterprise of
subjecting human conduct to the governance of rules. Law
as a set of rules that governs the behavior of the society
• Twining and Miers - define rules as a general norm
guiding conduct or action in a given type of situation.
3
• Rules for imposing self-restraint – we might submit to
temptation and take property or life of someone in the
weak position.
4
• Need to develop a rules in order to avoid uncertainty in the
society (rule of change) – since there is a recognize
rules of conduct govern the society.
• All rules whether legal, customary or moral is considers as
normative, laying down the standards of behaviour to
which we ought to conform if the rules affect us.
• Family, school, government bodies, agencies exists and
operate by way of rules.
5
FUNCTION OF RULES
• Function of rules according to HLA Hart:
a) Truism about human nature
– Human vulnerability – people susceptible to physical
attack
– Approximate Equality – even strongest must sleep at
times
– Limited altruism – people selfish
– Limited resources
– Limited understanding and strength of will
That’s why we need rules as natural necessity for
protection 6
b) ‘Minimum content of law’ to protect society from violence,
satisfy needs and survival.
– Law must have restrictions on free exercise of violence
– Law must be based on mutual forbearance
– Law must regulate the use of property
– Law must provide creation of obligations
– Law must provide sanctions if they are not obeyed.
7
CHARACTERISTICS OF RULES
• Imperative (very important/crucial)
• Unwritten or written
• Negative and Positive terms
• Deals with punishment/penalty
• Command from authority
• Have exception
• Guide standard of behaviour
• Normative – prescribe the desirable or undesirable
conduct, lawful or unlawful.
• Justification for decision – why rules should be obeyed.
8
TYPES OF RULES
9
PRIMARY RULES
• Forbid or require certain actions and can generate duties
or obligations (imposing duties).
• For a citizen with an internal perspective to the law, the
existence of a primary rule will create an obligation for
him or her to behave a certain way.
• Example: walking out of the Apple Store with an IPod
without paying or the law requiring you to stop at a red
light - criminal law.
10
SECONDARY RULES
• Set up the procedures through which primary rules can be
introduced, modified, or enforced (rules about the rules).
• Example: a coach is permitted to challenge a call by the
referee, but must accept the final decision of the ref
following the viewing of the instant replay.
• Without secondary rules the society would be very static –
must have variation.
• 3 types of secondary rules:
a) rules of recognition – how to identify law, which
rules is valid.
b) rules of change - to facilitate the legislative to
change the primary rules.
11
c) rules of adjudication - The rules which give power
to officials to pass judgment in cases of alleged wrongs e.g.
by ordering the payment of money or putting someone in
prison
12
Rules as a form of social control
13
What is social control?
• Refers to the way members of a society maintain order
and promote predictability of behaviour. It is to make sure
that the member of the society to conform with society’s
expectation.
• E.A Ross define ‘social control’ as a broad term to cover
not only law but also public opinion, religion, education,
custom and other less obvious things such as art.
• Apart from legal enforcement, social control seeks to play
its informal role to control the behaviour of the society.
14
LEGAL RULES/LAW
• Law as a form of social control that declares certain types
of act or omission as unlawful and subjected to
punishment – criminal law
• Criminal law aims at:
- Punishment
-Deterrence
- Retribution
• Example???
15
SOCIAL RULES
a) RELIGION
• Al-Quran and Bible
• Roscoe Pound said that not all matters are governed by
law. Therefore, some interests are taken care of by
religion.
• Durkheim observes that religion is the original source of
law, morality, science or philosophy - Imposes moral
restrain on action
• Different religion promotes different set of beliefs and 16
b) MORAL
• Individual beliefs what is right or wrong.
• Expectation on morality based on society values,
folkways, religious belief.
• What is moral and immoral are familiar part of argument
– each society shares certain expectation about what is
considered appropriate and desirable, good or evil.
• Moral obligation is referring to general view supported by
our society – adultery as immoral conduct is a view of
society.
• It is enforced by social pressures such as critism of the
culprit and sympathy for the victim.
17
c) ETHIC
• Concern with what is right, fair, just or good.
• The word ‘ethics’ derived from the Greek word ‘Ethos’
which means character and from the Latin word mores
(customs) – how individuals choose to interact with one
another.
• Example : our ways to respect the elders via talking or
by conduct, eat, drink, work, relax.
• Ethical rules are branch of morality and usually regulate
the conduct of professional people such as lawyers,
doctors in dealing with their patients or clients.
• It can also be codified i.e. Legal Profession Ethics rules.
18
d) CUSTOMARY RULES
• Unwritten laws.
• Community based characteristic and it is passed from one
generation to another.
• Custom is formed through habit and out of practice. It is
also based on tradition (Ferdinand Tonnie)
• According to Lowie the unwritten laws of customary usage
were obeyed far more willingly than our written code.
• But for Hart, custom has no legal status unless it is being
recognized by law or a particular legal system.
• Has no legal status but persuasive.
19
e) FASHIONS
• The best style at certain period or at a place – trend in
society and must be fit to a certain particular situation or
group in society.
• According to Austin, law of fashion is the law improperly
so called, as it is the laws set and enforced by mere
opinion.
• Fashions may vary according to age, social class,
generation, occupation, sexual orientation etc.
20
f) TABOO
• Derived from the word “Tapu”, a Fijian word which means
prohibition/forbidden.
• It is a strong social prohibition against certain acts that is
deemed offensive by a group, culture, society or
community.
• For e.g., talking about sexual orientation is a taboo in Malay
culture, but not in the West, restriction in using offensive
language.
21
Legal Rules v Social Rules
• Enforcement
• Validity
• Compliance
• Sanction
• Dispute settlement
22
SOCIAL RULES LEGAL RULES
• Informal form of control
• Whereby it not exercised through
official institution and no special
• Formal form of social control
• Involved institutions in society
and are characteristic by the
ENFORCEMENT
23
SOCIAL RULES LEGAL RULES
• Still valid, it’s just that social rules
are informal and unofficial.
•Made by deliberate act.
• Golding states that law is
distinguished from other rules such as
sports rules, moral in term of its
criteria of validity.
VALIDITY
24
SOCIAL RULES LEGAL RULES
• Informal sanction
• In the form of social
repercussion such as praise,
• Formal sanction
• Penal and restitutive
punishment are
SANCTION
25
SOCIAL RULES LEGAL RULES
• Usually done through internal
control.
• Compliance to social norms as
• Usually done via external
pressures.
• Exercise by either state or
COMPLIANCE
26
SOCIAL RULES LEGAL RULES
• Informal mode of dispute settlement.
• Robert Simon says that it may include
the use of physical force, resort to
• Formal mode of dispute settlement
• Legal and non-legal proceeding (ADR)
DISPUTE SETTLEMENT
27
THANK YOU
28

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LAW AS RULES: AN INTRODUCTION

  • 2. LESSON OUTLINE a) Introduction & Definition of Rules b) Function of rules c) Characteristic of rules d) Type of Rules e) Rules as a form of social control f) Legal Rules v Social Rules g) Conclusion 2
  • 3. WHAT IS RULES?? Definition of Rules • Standard of ruling for a particular activities or conduct – should or should not, how the activities should be conducted. • Lon Fuller - a jurist define law as the enterprise of subjecting human conduct to the governance of rules. Law as a set of rules that governs the behavior of the society • Twining and Miers - define rules as a general norm guiding conduct or action in a given type of situation. 3
  • 4. • Rules for imposing self-restraint – we might submit to temptation and take property or life of someone in the weak position. 4
  • 5. • Need to develop a rules in order to avoid uncertainty in the society (rule of change) – since there is a recognize rules of conduct govern the society. • All rules whether legal, customary or moral is considers as normative, laying down the standards of behaviour to which we ought to conform if the rules affect us. • Family, school, government bodies, agencies exists and operate by way of rules. 5
  • 6. FUNCTION OF RULES • Function of rules according to HLA Hart: a) Truism about human nature – Human vulnerability – people susceptible to physical attack – Approximate Equality – even strongest must sleep at times – Limited altruism – people selfish – Limited resources – Limited understanding and strength of will That’s why we need rules as natural necessity for protection 6
  • 7. b) ‘Minimum content of law’ to protect society from violence, satisfy needs and survival. – Law must have restrictions on free exercise of violence – Law must be based on mutual forbearance – Law must regulate the use of property – Law must provide creation of obligations – Law must provide sanctions if they are not obeyed. 7
  • 8. CHARACTERISTICS OF RULES • Imperative (very important/crucial) • Unwritten or written • Negative and Positive terms • Deals with punishment/penalty • Command from authority • Have exception • Guide standard of behaviour • Normative – prescribe the desirable or undesirable conduct, lawful or unlawful. • Justification for decision – why rules should be obeyed. 8
  • 10. PRIMARY RULES • Forbid or require certain actions and can generate duties or obligations (imposing duties). • For a citizen with an internal perspective to the law, the existence of a primary rule will create an obligation for him or her to behave a certain way. • Example: walking out of the Apple Store with an IPod without paying or the law requiring you to stop at a red light - criminal law. 10
  • 11. SECONDARY RULES • Set up the procedures through which primary rules can be introduced, modified, or enforced (rules about the rules). • Example: a coach is permitted to challenge a call by the referee, but must accept the final decision of the ref following the viewing of the instant replay. • Without secondary rules the society would be very static – must have variation. • 3 types of secondary rules: a) rules of recognition – how to identify law, which rules is valid. b) rules of change - to facilitate the legislative to change the primary rules. 11
  • 12. c) rules of adjudication - The rules which give power to officials to pass judgment in cases of alleged wrongs e.g. by ordering the payment of money or putting someone in prison 12
  • 13. Rules as a form of social control 13
  • 14. What is social control? • Refers to the way members of a society maintain order and promote predictability of behaviour. It is to make sure that the member of the society to conform with society’s expectation. • E.A Ross define ‘social control’ as a broad term to cover not only law but also public opinion, religion, education, custom and other less obvious things such as art. • Apart from legal enforcement, social control seeks to play its informal role to control the behaviour of the society. 14
  • 15. LEGAL RULES/LAW • Law as a form of social control that declares certain types of act or omission as unlawful and subjected to punishment – criminal law • Criminal law aims at: - Punishment -Deterrence - Retribution • Example??? 15
  • 16. SOCIAL RULES a) RELIGION • Al-Quran and Bible • Roscoe Pound said that not all matters are governed by law. Therefore, some interests are taken care of by religion. • Durkheim observes that religion is the original source of law, morality, science or philosophy - Imposes moral restrain on action • Different religion promotes different set of beliefs and 16
  • 17. b) MORAL • Individual beliefs what is right or wrong. • Expectation on morality based on society values, folkways, religious belief. • What is moral and immoral are familiar part of argument – each society shares certain expectation about what is considered appropriate and desirable, good or evil. • Moral obligation is referring to general view supported by our society – adultery as immoral conduct is a view of society. • It is enforced by social pressures such as critism of the culprit and sympathy for the victim. 17
  • 18. c) ETHIC • Concern with what is right, fair, just or good. • The word ‘ethics’ derived from the Greek word ‘Ethos’ which means character and from the Latin word mores (customs) – how individuals choose to interact with one another. • Example : our ways to respect the elders via talking or by conduct, eat, drink, work, relax. • Ethical rules are branch of morality and usually regulate the conduct of professional people such as lawyers, doctors in dealing with their patients or clients. • It can also be codified i.e. Legal Profession Ethics rules. 18
  • 19. d) CUSTOMARY RULES • Unwritten laws. • Community based characteristic and it is passed from one generation to another. • Custom is formed through habit and out of practice. It is also based on tradition (Ferdinand Tonnie) • According to Lowie the unwritten laws of customary usage were obeyed far more willingly than our written code. • But for Hart, custom has no legal status unless it is being recognized by law or a particular legal system. • Has no legal status but persuasive. 19
  • 20. e) FASHIONS • The best style at certain period or at a place – trend in society and must be fit to a certain particular situation or group in society. • According to Austin, law of fashion is the law improperly so called, as it is the laws set and enforced by mere opinion. • Fashions may vary according to age, social class, generation, occupation, sexual orientation etc. 20
  • 21. f) TABOO • Derived from the word “Tapu”, a Fijian word which means prohibition/forbidden. • It is a strong social prohibition against certain acts that is deemed offensive by a group, culture, society or community. • For e.g., talking about sexual orientation is a taboo in Malay culture, but not in the West, restriction in using offensive language. 21
  • 22. Legal Rules v Social Rules • Enforcement • Validity • Compliance • Sanction • Dispute settlement 22
  • 23. SOCIAL RULES LEGAL RULES • Informal form of control • Whereby it not exercised through official institution and no special • Formal form of social control • Involved institutions in society and are characteristic by the ENFORCEMENT 23
  • 24. SOCIAL RULES LEGAL RULES • Still valid, it’s just that social rules are informal and unofficial. •Made by deliberate act. • Golding states that law is distinguished from other rules such as sports rules, moral in term of its criteria of validity. VALIDITY 24
  • 25. SOCIAL RULES LEGAL RULES • Informal sanction • In the form of social repercussion such as praise, • Formal sanction • Penal and restitutive punishment are SANCTION 25
  • 26. SOCIAL RULES LEGAL RULES • Usually done through internal control. • Compliance to social norms as • Usually done via external pressures. • Exercise by either state or COMPLIANCE 26
  • 27. SOCIAL RULES LEGAL RULES • Informal mode of dispute settlement. • Robert Simon says that it may include the use of physical force, resort to • Formal mode of dispute settlement • Legal and non-legal proceeding (ADR) DISPUTE SETTLEMENT 27