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1. APEX Audit Management System Presented by: Prashant Verma, CISA An ISO 9001:2008 Organization

2. Brief Overview of APEX An ISO 9001:2008 Organization An Audit Management System with Integrated Risk Management Two Components Web Component for Collaborative work Desktop Component for Working Paper Management Search and Indexing of all documents Versioning of documents. Old documents are not lost and can be retrieved.

3. APEX Overview An ISO 9001:2008 Organization

4. Web Component An ISO 9001:2008 Organization Can be Accessed using a Web Browser Access from anywhere Access from outside company network using a VPN

5. Risk Management An ISO 9001:2008 Organization

6. Risk Management in APEX An ISO 9001:2008 Organization Global list of: Objective Areas Risk Categories Risk Subcategories Risk Register Levels: Global Based on Entity Type Based on Per Entity

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13. Auditing in APEX An ISO 9001:2008 Organization

14. Audits An ISO 9001:2008 Organization Assisted Scheduling based on Entity Priority Assign Team Members Add Audit Programs Risk Reviews Basic Tests Substantive Tests Tests of Controls Checklists Work with Audit file from Desktop

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22. Managing Organizational Structure An ISO 9001:2008 Organization

23. Organizational Structure An ISO 9001:2008 Organization Manage Organizational Structure of the Internal Audit Department Manage Organizational Structure of the entire Organization Map or assign Audit Entities to Internal Audit Sections

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29. Administration and Security An ISO 9001:2008 Organization

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35. Integration with Microsoft Office An ISO 9001:2008 Organization

36. APEX Integration with Microsoft Office An ISO 9001:2008 Organization

37. APEX Integration with Microsoft Office An ISO 9001:2008 Organization

38. APEX Integration with Outlook An ISO 9001:2008 Organization

39. APEX Desktop Configuration An ISO 9001:2008 Organization

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42. Reports An ISO 9001:2008 Organization

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45. Reporting in APEX An ISO 9001:2008 Organization All screens have “Export to HTML, PDF, XLS” buttons Desktop integration provides ability to design your own reports in MS Word Format End-user or Ad-hoc Reporting using Report Builder for ultimate flexibility

47. Audit Experts drawn from Indian Administrative Service (Indian Audit & Accounts Services)

48. Audit Experts from Banks

49. CISAs and CAs (Chartered Accountants)

50. IT Experts

51. Business Analysts

52. Implementation Team

53. Support TeamAn ISO 9001:2008 Organization

54. Thank you