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J.U., 13th April, 2007




              How to Combat Fading in
                Wireless Channels?




                       Aniruddha Chandra
                    ECE Department, NIT Durgapur
                     aniruddha.chandra@ieee.org


                                                                    1
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                                 Outline


Fading in Wireless Channels
Mitigation of Slow Flat Fading
Mitigation of Frequency Selective Fading
Mitigation of Fast Fading




                                                                    2
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007




Fading in Wireless Channels
   What is Fading?
   Fading Mechanisms
   Degradation due to Fading


Mitigation of Slow Flat Fading
Mitigation of Frequency Selective Fading
Mitigation of Fast Fading



                                                                    3
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                           Why Wireless?


•Mobility Anytime, Anywhere connectivity                     Hi! I’m on
                                                             the prowl




              Phone for people              not for places



•Easy Installation Rapid deployment, reconfigurable, no cable,
                           easy maintenance



•Digital Companion Voice, message, internet, multimedia


                                                                                       4
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                                 Fading???

•Fading over time




•Fading over distance                                                    Lunch
                                                                        break, at
                         Enemy                                            last!
                                                    Oh No ..
Enemy                      ?                         Emily!
ahead                                               Boss’s
                                                      wife




                                                                                    5
 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                          Radio Wave Propagation
                                    Buildings




                                                               Amplitude
                                         STOP
Transmitter                                                                      Fading
                    Earth surface                   Receiver                    Envelope
    Line of Sight
    Reflection
    Diffraction                       Street Sign
    Scattering                                                                    Distance




•Multiple replica of signal combines with random phase resulting in random
amplitude attenuation and phase variation  This is Fading
                                                         v
•Relative velocity causes further change with time. f D = cos θ
                                                         λ


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  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                       Wireless Channel

•Limited Power
Size, Weight, Battery Constraints

•Limited BW
Spectrum allocation

•Path Loss
up to 10 dB/km

•Multipath Fading                                                Multipath

Resolvable channel induced ISI
Non-resolvable  random amplitude variation
                                                    t0

•Time Variance of the Channel
                                                                       Time Variance

                                                    t0+τ1
Due to relative velocity
Introduces Doppler Effect                                t0+τ2




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 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                       Fading Mechanisms
                                                   Fading



                      Large Scale                               Small Scale
                        Fading                                    Fading




             Attenuation       Variation
             with distance    about mean

                                                     Time delay                 Doppler shift /
                                                  spread /Multipath            time variance of
                                                                                   channel




                                                         Frequency             Fast        Slow
                                    Flat Fading
                                                      Selective Fading        Fading      Fading

•Empirical Model
 •Okumura, Hata, COST 231
•Statistical Model
 •Rayleigh, Rice, Nakagami-m, Hoyt, Log-Normal, Weibull, Gamma, K etc.

                                                                                                                    8
 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


      Large Scale & Small Scale Fading
                                      Fading



                    Large Scale                 Small Scale
                      Fading                      Fading




•Large Scale Fading
 •Due to general terrain, density and height of buildings, vegetation
 •Variation occurs over very large distances (100m.-a few K.m.)
 •Important for predicting the coverage and availability of a particular service


•Small Scale Fading
 •Due to local environment, nearby trees, buildings
 •Variation occurs over very short distances, on the order of the signal
 wavelength (<1 m.)
 •Important for design of modulation format and transmitter / receiver design

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 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                         Large Scale Fading
                                              Fading




                                                                          (in dB)
                                                                           Pr/Pt
                                                                                          Path Loss alone
                      Large Scale                                                         Shadowing and
                        Fading                                                            Path Loss


                                                            Slope 10n dB/ decade
                                                            Generally n>>2
                                                            (n=2 for free space)
             Attenuation       Variation
             with distance    about mean
                                                                                                   log (d)


•Attenuation with Distance / Path Loss
                                                        2
                                           Pr  λ 
 •Friis equation for free space              ∝     
                                           Pt  4πd 
 •Empirical models (Okumura, Hata etc.) based on field measurements

•Variation about Mean / Shadowing
 •Characterized by log-normal shadowing
 •If ψ = Pt Pr the distribution of ψ is log-normal with parameters µ ψ and σ ψ
                     ξ         (10 log 10 ψ − µ ψ ) 2 
         f ( ψ) =         exp −                                 where    ξ = 10 ln 10
                  ψ 2πσ ψ
                        2
                              
                                       2σ ψ2
                                                       
                                                       
                                                                                                             10
 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                      Small Scale Fading
                                            Fading



                                                         Small Scale
                                                           Fading




                                              Time delay                 Doppler shift /
                                           spread /Multipath            time variance of
                                                                            channel




                                                  Frequency             Fast        Slow
                             Flat Fading
                                               Selective Fading        Fading      Fading




•Slow Flat Fading
 •Least severe fading type
 •Multiplicative narrowband fading  Modeled with statistical distributions

                                                                                                            11
 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


           Small Scale Fading (Contd.)




                                                         α     α2    
                              •Rayleigh        f ( α ) = 2 exp − 2
                                                               2σ    
                                                                      
                                                        σ            

                                                         α     α2 + s2     αs 
                              •Rician          f ( α ) = 2 exp −
                                                                         I 0  2 
                                                                                       K=
                                                                                            s2
                                                        σ        2σ 2     σ            2σ 2
                                                                m
                                                          2  m  2 m −1     m 
                              •Nakagami-m      f ( α) =          α     exp − α 2      Ω = α2
                                                        Γ( m )  Ω          Ω 
                                                                                                12
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


           Small Scale Fading (Contd.)
                                     Fading



                                                  Small Scale
                                                    Fading




                                       Time delay                Doppler shift /
                                    spread /Multipath           time variance of
                                                                    channel




                                           Frequency                        Slow
                                        Selective Fading                   Fading




                                    Ground to Ground: Highly frequency
                                    selective, not very time selective

                                                                                                    13
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


           Small Scale Fading (Contd.)
                                           Fading



                                                        Small Scale
                                                          Fading




                                             Time delay                 Doppler shift /
                                          spread /Multipath            time variance of
                                                                           channel




                            Flat Fading                                Fast
                                                                      Fading




                                          Air to Air: Almost frequency non-
                                          selective, very time selective

                                                                                                          14
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


           Small Scale Fading (Contd.)
                                     Fading



                                                  Small Scale
                                                    Fading




                                       Time delay                 Doppler shift /
                                    spread /Multipath            time variance of
                                                                     channel




                                           Frequency             Fast
                                        Selective Fading        Fading




                                    Air to Ground: Frequency selective,
                                    time selective

                                                                                                    15
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                      Degradation Due to Fading

                                                                                              Error



      Binary baseband digital data                                                    Demodulated signal

0 1    1   1    1    0 0     1       0   0                         0 0            1   1   1   0   0   1    0 0
                                             AWGN


                                                                         T
                                                                     ∫
                                                                     0
                                                                             dt


           sin (ωCt)                                   sin (ωCt)

        Transmitter                          Channel             Receiver




               ASK modulated waveform                  Modulated signal + Noise




                                                                                                                 16
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


           Degradation Due to Fading (Contd.)
                                                Modulated signal + Noise
                                                                                                         Too Many Errors



      Binary baseband digital data                                                                       Demodulated signal

0 1    1    1   1    0 0     1       0   0            Rayleigh                           0 0         0    1   1    1   0   1   0 0
                                             AWGN      Fading


                                                                                            T
                                                                                        ∫0
                                                                                                dt


             sin (ωCt)                                                     sin (ωCt)

           Transmitter                        Channel                               Receiver




                ASK modulated waveform                                       Rayleigh faded signal




                                                                                                                                  17
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


          The Good, the Bad & the Ugly!


•Good (AWGN channel)
  Exponential decrease

•Bad (Slow, flat fading channel)                                                           ?
  Linear decrease
  Loss in SNR

•Ugly (Frequency selective/
       fast fading channel)
  Irreducible error floor

                                                                      Loss
                                                    B. Sklar, ‘Rayleigh fading channels in digital
                                                    communication     systems’, IEEE Communications
                                                    Magazine, July, 1997.




                                                                                                      18
 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007




Fading in Wireless Channels
Mitigation of Slow Flat Fading
   What is Diversity?
   Diversity Types
   Diversity Combining
   Error Correction Coding

Mitigation of Frequency Selective Fading
Mitigation of Fast Fading


                                                                   19
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


            Improvement with Diversity
            Rayleigh faded signal # path1

                                                                                              Lesser Errors



                   Rayleigh                                                      Demodulated signal
        AWGN        Fading
                                                                0 0 1             1   1   1    0   1   0 0




                   Rayleigh                                             T
                                            Diversity
        AWGN        Fading
                                            Combiner                ∫0
                                                                            dt


                                                        sin (ωCt)



            Channel                              Receiver




            Rayleigh faded signal # path2
                                                            Output of Diversity Combiner


                                                                                                                   20
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                          Why Diversity?

•Mitigate slow flat fading?
 Increase the transmitted power
 Not power efficient technique


•Alternative way 
Diversity path undergoes a deep
 •If one signal
 fade at a particular point of time,
 another independent path may have a
 strong signal
                                                                           Gain
 •If probability of a deep fade in one
 channel is p, then the probability for L           BER performance of BPSK with Rayleigh fading and
                                                    subsequent improvement with 2nd order diversity
 channels is pL



                                                                                                  21
 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


  Macroscopic & Microscopic Diversity

                                                                        Base

•Macroscopic Diversity                                                 Station
                                                                         A
  Mitigate effects of large scale fading
                                                         Hill
  or, shadowing
                                                                        Reception
  By selecting a base station which is      Reception                  from only A
                                           from only B
  not shadowed when others are

                                               Base                              Shadowed
                                              Station           Hill
                                                                                  Region
                                                B
•Microscopic Diversity
  Mitigate effects of small scale fading or, multipath

  Require two or more uncorrelated received signals, with the same long-
  term fading experienced in those signals


                                                                                             22
 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                          Diversity Types
•Space Diversity
 •Spatial separation between antennas, so that the diversity branches
 experience uncorrelated fading
 •More hardware/ antennas


                          Receiver
                                                •Receiver Diversity (SIMO)
Transmitter                          Combiner   Antenna separation λ/2
                          Receiver



                                                •Transmit Diversity (MISO)
                                                 Antenna separation 10λ
 Transmitter

                                                 The total transmitted power is
                          Receiver
 Transmitter
                                     Combiner
                                                 split among the antennas

                                                 Open loop/ close loop (for 3G)
                                                                                         23
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                      Diversity Types (Contd.)
•Frequency Diversity
 •Modulate the signal through L different carriers
 •The separation between the carriers should be at least the coherent bandwidth,
 not effective over frequency-flat channel
 •Only one antenna is needed
 •The total transmitted power is split among the carriers, not BW efficient
                       Path 1                                                   Path 1

                       Path 2                                                   Path 2


                                                                              t1       t2




                                                                    freq
 Transmitter                 f2 (path 2)   Receiver   Transmitter                                    Receiver
                                                                           (path 1) (path 2)
               freq




                             f1 (path 1)

                      time                                                       time


•Time Diversity
 •Each symbol is transmitted L times
 •The interval between symbol repetitions should be at least the coherence time,
 not effective over slow fading channel
 •Only one antenna is needed
 •Reduction in efficiency (effective data rate < real data rate)
                                                                                                                24
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                 Diversity Types (Contd.)
•Polarization Diversity
 •Send signals with horizontal/ vertical polarization
 •Compact co-located antennas
 •Unequal branch powers, Less diversity gain, For fixed radio links

•Angle Diversity

•Field Component Diversity
 •Antenna Pattern Diversity
                                                     S. Kozono et al., ‘Base Station Polarization Diversity

•Multipath Diversity
                                                     Reception for Mobile Radio’, IEEE Trans. on Veh. Tech.,
                                                     vol. VT-33, no. 4, Nov., 1984.

 •RAKE receiver

•Space-Time-Frequency Diversity
 •Space-Time/ Space-Frequency/ Space-Time-Frequency Diversity


                                                                                                               25
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                         Diversity Combining

                                                                                   Weights
                                                     Phase                        and Phase
               Control                             estimation                     estimation
                Unit

                                                                               Weights
                                              Phase
                                                                                   Phase
             Selection

    Out                            Out                                Out

Selection Combining          Equal Gain Combining               Maximal Ratio Combining
      Y ; Y > Y2                        Y1 + Y2
 YC =  1 1                       YC =                              YC = a1Y1 + a 2 Y2
      Y2 ; Y2 > Y1                         2
 Choose the best                 Simple average                    Weighted average

A sub-optimal version of selection combining is switch-and-stay combining in
which alternate antenna are chosen if signal falls below a certain threshold

                                                                                               26
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                    Diversity: Some Facts
•More is Less!
 As number of diversity paths (L) increases
 we have diminishing improvement

•Think Optimum
 Performance of combiners
 SWC < SC < EGC < MRC

•If it’s Worse, it’s Better!
 More improvement for Rayleigh fading
 channel than Rician

•Correlation
 If correlation ρ is non-zero still we have
 sufficient improvement up to ρ < 0.5


                                                                     27
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                    Diversity: Some Facts
•More is Less!
 As number of diversity paths (L) increases
 we have diminishing improvement

•Think Optimum
 Performance of combiners
 SWC < SC < EGC < MRC

•If it’s Worse, it’s Better!
 More improvement for Rayleigh fading                      BER for BPSK system with diversity order L=4

 channel than Rician
                                                     P. H. Phuong, ‘Analysis of Antenna Diversity Techniques

•Correlation                                         Used in MIMO System’, In Proc. of International
                                                     Symposium on Electrical & Electronics Engineering, Oct.,
                                                     2005, HCM City, Vietnam, pp.18-22.
 If correlation ρ is non-zero still we have
 sufficient improvement up to ρ < 0.5


                                                                                                            28
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                    Diversity: Some Facts
•More is Less!
 As number of diversity paths (L) increases
 we have diminishing improvement

•Think Optimum
 Performance of combiners
 SWC < SC < EGC < MRC

•If it’s Worse, it’s Better!
                                                      Pe vs. SNR for selected values of ρ for 8PSK with L = 4
 More improvement for Rayleigh fading
 channel than Rician
                                                     E. Perahia & G. J. Pottie, ‘On Diversity Combining for

•Correlation                                         Correlated Slowly Flat- Fading Rayleigh Channels’, In
                                                     Proc. of IEEE International Conference on Serving
                                                     Humanity Through Communications, SUPERCOMM/ICC,
 If correlation ρ is non-zero still we have          May 1994, pp.342-346

 sufficient improvement up to ρ < 0.5


                                                                                                                29
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                Error Correction Coding
•For a given Eb/N0, with coding present, the error floor out of the demodulator
will not be lowered, but a lower error rate out of the decoder can be achieved
•For a given error performance, a code reduces the required Eb/N0
•Effective data rate decreases



•Coding Types
Block Code  Hadamard, Golay, BCH, RS

Convolutional Code  Viterbi Decoding
                                                              Eb/N0 necessary for Pe=10-5 as a
Turbo Code (Berrou ‘93)  Shannon limit                           function of code rate R

                                                          J. Hagenauer et al., ’Forward Error
TCM (Ungerboeck ‘87)  Joint coding & modulation          correction    Coding   for    Fading
                                                          Compensation in Mobile Satellite
                                                          Channels’, IEEE JSAC, vol. 5, no. 2,
                                                          Feb 1987, pp. 215-225
                                                                                                 30
 A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007




Fading in Wireless Channels
Mitigation of Slow Flat Fading
Mitigation of Frequency Selective Fading
   Equalization
   OFDM
   Modulation
   FH/SS
   RAKE Receiver
Mitigation of Fast Fading

                                                                   31
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


  Frequency Selective Fading Mitigation
•Equalization
 •Frequency selective channel introduce different attenuation & phase shift
 to different frequency components in transmitted signal
 •Equalizer does the opposite
 •Frequency selective channel appears as flat fading channel


  •Decision Feedback Equalizer (DFE)
    When a symbol is detected, the ISI it introduce on future symbols are
    estimated and subtracted before the detection of subsequent symbols

  •Maximum Likelihood Sequence Estimation
  (MLSE) Equalizer
     •All possible data sequences are tested  optimum case
     •Viterbi Equalizer applied to GSM



                                                                                    32
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


  Freq. Select. Fading Mitigation (Contd.)
•Orthogonal Frequency Division Multiplexing (OFDM)
 •Available bandwidth is divided into several narrow band carriers
 •Serial data stream is divided in N parallel data streams



                  W           f
                                                         CP

                                                              ISI
          1 2 3       N-1 N                              CP



           W/N                f


•Fast serial data stream is transformed into slow parallel data streams 
Longer symbol durations  A frequency selective channel appears as flat
•Cyclic Prefix is inserted between consecutive OFDM symbols  removes
ISI from previous symbol
•Much more sensitive to synchronization errors, High peak to average
power ratio, Wastage of bandwidth in cyclic prefix
                                                                                     33
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


 Freq. Select. Fading Mitigation (Contd.)
•Choice of Modulation
 •4-ary modulations (QPSK, OQPSK, MSK) are
 more resistant to delay spread than BPSK for
 constant information throughput
 •4-ary keying is used widely in 2G & 3G

•Pilot signal assisted Modulation
 •Facilitate coherent detection
 •Freq domain  In-band tones
 •Time domain  Digital sequences

•Frequency Hopping                                      The irreducible BER performance for different
                                                        modulations plotted against rms delay spread

Spread Spectrum (FH/SS)                                 normalized by bit period.



 •Receiver frequency band is changed                 J. Chuang, ’The Effects of Time Delay Spread on Portable
 before the arrival of the multiple diffused         Radio Communications Channels with Digital Modulation’,
                                                     IEEE JSAC, vol. 5,no. 5, Jun’87, pp. 879-889
 components
                                                                                                                34
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


  Freq. Select. Fading Mitigation (Contd.)
•RAKE Receiver                                                                                          RAKE
 A receiver technique which uses several baseband                                                         ?
 correlators to individually process several signal multipath
 components. The correlator outputs are combined to
 achieve improved communications reliability and
 performance.

                                                                             •IS-95
                                                                             •Base station combines outputs
                                                                             of its RAKE-receiver fingers (4 to
                                                                             5) non-coherently

                                                                             •Mobile receiver combines its
                                                                             RAKE-receiver finger (generally
                                                                             3) outputs coherently
R. Price & P.E. Green, ’A Communication Technique for Multipath Channels’,
Proc. IRE, vol. 46, 1958, pp. 555-570


                                                                                                                  35
   A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007




Fading in Wireless Channels
Mitigation of Slow Flat Fading
Mitigation of Frequency Selective Fading
Mitigation of Fast Fading
   Coding & Interleaving
   Signal Redundancy
   Robust Modulation
   Doppler Diversity



                                                                   36
A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                               Fast Fading Mitigation
 •Coding & Interleaving
     •Wireless multipath channels have memory  multiple copies of a symbol
     arrive in delayed fashion and affect future symbol
     •Even with fast fading several successive symbol transmissions are affected
      Burst Errors
     •FEC schemes are designed for isolated errors, not for Burst Errors.

•Original code words
          A                     B                     C                          D                     E                     F
A1   A2 A3 A4 A5 A6   B1   B2 B3 B4 B5 B6   C1   C2 C3 C4 C5 C6       D1   D2 D3 D4 D5 D6   E1   E2 E3 E4 E5 E6   F1   F2 F3 F4 F5 F6


•Interleaved words                                       Error burst
          1                    2                     3                         4                     5                     6
A1   B1 C1 D1 E1 F1   A2 B2 C2 D2 E2 F2     A3 B3 C3 D3 E3 F3         A4 B4 C4 D4 E4 F4     A5 B5 C5 D5 E5 F5     A6 B6 C6 D6 E6 F6
                                                    X    X   X    X   X    X

•De-interleaved words
        A                     B                     C                         D                      E                     F
A1 A2 A3 A4 A5 A6     B1 B2 B3 B4 B5 B6     C1 C2 C3 C4 C5 C6         D1 D2 D3 D4 D5 D6     E1 E2 E3 E4 E5 E6     F1 F2 F3 F4 F5 F6


                                                                                                                                        37
      A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


          Fast Fading Mitigation (Contd.)
•Coding & Interleaving (Contd.)
 •Interleaving separate symbols in an error
 burst and spread them over time
 •If the time separation is more than coherence
 time, errors are uncorrelated in time
 •Channel can be viewed as memoryless
 •Interleaving realizes time diversity

                                                        Typical Eb/N0,performance vs. vehicle speed for 850
As the motion increases in velocity, so does            MHz links to achieve a FER = 1% over a Rayleigh
                                                        channel with two independent paths
the benefit of a given interleaver to the error
performance of any system


                                                     R. Padovani, Reverse Link Performance of 1S-95 Based
                                                     Cellular Systems’, IEEE Personal Communications, vol. 1,
                                                     no. 3, 3rd qtr. 1994, pp. 28 - 34


                                                                                                         38
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


          Fast Fading Mitigation (Contd.)

•Signal Redundancy
•Fast fading occurs in low data rate transmission
•If symbol duration is reduced compared to coherence time, the channel
appears as slow fading channel

•Robust Modulation
•Non-coherent or, differentially coherent modulation
•Phase tracking not required  Detector integration time reduces

•Doppler Diversity
•Doppler spread induced by temporal channel variations can provide another
means for diversity that can be exploited to combat fading
•Applicable to CDMA spread-spectrum RAKE receiver
                                    A. M. Sayeed & B. Aazhang, ‘Joint Multipath-Doppler Diversity in Mobile Wireless
                                    Communications’, IEEE Trans. on Commun., vol. 47, no. 1, 1999, pp 123-132.

                                                                                                                   39
  A. Chandra, NIT Durgapur – How to combat fading?
J.U., 13th April, 2007


                               Future???

•New/ Hybrid Technologies?
•Space Time Coding
•BLAST
•UWB
•MIMO-OFDM
•Cognitive Radio – Radio with Brain?
  Cognitive radios will have the ability of devices to determine their location,
  sense spectrum use by neighboring devices, change frequency, adjust
  output power, and even alter transmission parameters and characteristics.


                                                                                      40
 A. Chandra, NIT Durgapur – How to combat fading?

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combat fading in wireless

  • 1. J.U., 13th April, 2007 How to Combat Fading in Wireless Channels? Aniruddha Chandra ECE Department, NIT Durgapur aniruddha.chandra@ieee.org 1 A. Chandra, NIT Durgapur – How to combat fading?
  • 2. J.U., 13th April, 2007 Outline Fading in Wireless Channels Mitigation of Slow Flat Fading Mitigation of Frequency Selective Fading Mitigation of Fast Fading 2 A. Chandra, NIT Durgapur – How to combat fading?
  • 3. J.U., 13th April, 2007 Fading in Wireless Channels What is Fading? Fading Mechanisms Degradation due to Fading Mitigation of Slow Flat Fading Mitigation of Frequency Selective Fading Mitigation of Fast Fading 3 A. Chandra, NIT Durgapur – How to combat fading?
  • 4. J.U., 13th April, 2007 Why Wireless? •Mobility Anytime, Anywhere connectivity Hi! I’m on the prowl Phone for people not for places •Easy Installation Rapid deployment, reconfigurable, no cable, easy maintenance •Digital Companion Voice, message, internet, multimedia 4 A. Chandra, NIT Durgapur – How to combat fading?
  • 5. J.U., 13th April, 2007 Fading??? •Fading over time •Fading over distance Lunch break, at Enemy last! Oh No .. Enemy ? Emily! ahead Boss’s wife 5 A. Chandra, NIT Durgapur – How to combat fading?
  • 6. J.U., 13th April, 2007 Radio Wave Propagation Buildings Amplitude STOP Transmitter Fading Earth surface Receiver Envelope Line of Sight Reflection Diffraction Street Sign Scattering Distance •Multiple replica of signal combines with random phase resulting in random amplitude attenuation and phase variation  This is Fading v •Relative velocity causes further change with time. f D = cos θ λ 6 A. Chandra, NIT Durgapur – How to combat fading?
  • 7. J.U., 13th April, 2007 Wireless Channel •Limited Power Size, Weight, Battery Constraints •Limited BW Spectrum allocation •Path Loss up to 10 dB/km •Multipath Fading Multipath Resolvable channel induced ISI Non-resolvable  random amplitude variation t0 •Time Variance of the Channel Time Variance t0+τ1 Due to relative velocity Introduces Doppler Effect t0+τ2 7 A. Chandra, NIT Durgapur – How to combat fading?
  • 8. J.U., 13th April, 2007 Fading Mechanisms Fading Large Scale Small Scale Fading Fading Attenuation Variation with distance about mean Time delay Doppler shift / spread /Multipath time variance of channel Frequency Fast Slow Flat Fading Selective Fading Fading Fading •Empirical Model •Okumura, Hata, COST 231 •Statistical Model •Rayleigh, Rice, Nakagami-m, Hoyt, Log-Normal, Weibull, Gamma, K etc. 8 A. Chandra, NIT Durgapur – How to combat fading?
  • 9. J.U., 13th April, 2007 Large Scale & Small Scale Fading Fading Large Scale Small Scale Fading Fading •Large Scale Fading •Due to general terrain, density and height of buildings, vegetation •Variation occurs over very large distances (100m.-a few K.m.) •Important for predicting the coverage and availability of a particular service •Small Scale Fading •Due to local environment, nearby trees, buildings •Variation occurs over very short distances, on the order of the signal wavelength (<1 m.) •Important for design of modulation format and transmitter / receiver design 9 A. Chandra, NIT Durgapur – How to combat fading?
  • 10. J.U., 13th April, 2007 Large Scale Fading Fading (in dB) Pr/Pt Path Loss alone Large Scale Shadowing and Fading Path Loss Slope 10n dB/ decade Generally n>>2 (n=2 for free space) Attenuation Variation with distance about mean log (d) •Attenuation with Distance / Path Loss 2 Pr  λ  •Friis equation for free space ∝  Pt  4πd  •Empirical models (Okumura, Hata etc.) based on field measurements •Variation about Mean / Shadowing •Characterized by log-normal shadowing •If ψ = Pt Pr the distribution of ψ is log-normal with parameters µ ψ and σ ψ ξ  (10 log 10 ψ − µ ψ ) 2  f ( ψ) = exp −  where ξ = 10 ln 10 ψ 2πσ ψ 2   2σ ψ2   10 A. Chandra, NIT Durgapur – How to combat fading?
  • 11. J.U., 13th April, 2007 Small Scale Fading Fading Small Scale Fading Time delay Doppler shift / spread /Multipath time variance of channel Frequency Fast Slow Flat Fading Selective Fading Fading Fading •Slow Flat Fading •Least severe fading type •Multiplicative narrowband fading  Modeled with statistical distributions 11 A. Chandra, NIT Durgapur – How to combat fading?
  • 12. J.U., 13th April, 2007 Small Scale Fading (Contd.) α  α2  •Rayleigh f ( α ) = 2 exp − 2  2σ   σ   α  α2 + s2   αs  •Rician f ( α ) = 2 exp −  I 0  2   K= s2 σ  2σ 2  σ  2σ 2 m 2  m  2 m −1  m  •Nakagami-m f ( α) =   α exp − α 2  Ω = α2 Γ( m )  Ω   Ω  12 A. Chandra, NIT Durgapur – How to combat fading?
  • 13. J.U., 13th April, 2007 Small Scale Fading (Contd.) Fading Small Scale Fading Time delay Doppler shift / spread /Multipath time variance of channel Frequency Slow Selective Fading Fading Ground to Ground: Highly frequency selective, not very time selective 13 A. Chandra, NIT Durgapur – How to combat fading?
  • 14. J.U., 13th April, 2007 Small Scale Fading (Contd.) Fading Small Scale Fading Time delay Doppler shift / spread /Multipath time variance of channel Flat Fading Fast Fading Air to Air: Almost frequency non- selective, very time selective 14 A. Chandra, NIT Durgapur – How to combat fading?
  • 15. J.U., 13th April, 2007 Small Scale Fading (Contd.) Fading Small Scale Fading Time delay Doppler shift / spread /Multipath time variance of channel Frequency Fast Selective Fading Fading Air to Ground: Frequency selective, time selective 15 A. Chandra, NIT Durgapur – How to combat fading?
  • 16. J.U., 13th April, 2007 Degradation Due to Fading Error Binary baseband digital data Demodulated signal 0 1 1 1 1 0 0 1 0 0 0 0 1 1 1 0 0 1 0 0 AWGN T ∫ 0 dt sin (ωCt) sin (ωCt) Transmitter Channel Receiver ASK modulated waveform Modulated signal + Noise 16 A. Chandra, NIT Durgapur – How to combat fading?
  • 17. J.U., 13th April, 2007 Degradation Due to Fading (Contd.) Modulated signal + Noise Too Many Errors Binary baseband digital data Demodulated signal 0 1 1 1 1 0 0 1 0 0 Rayleigh 0 0 0 1 1 1 0 1 0 0 AWGN Fading T ∫0 dt sin (ωCt) sin (ωCt) Transmitter Channel Receiver ASK modulated waveform Rayleigh faded signal 17 A. Chandra, NIT Durgapur – How to combat fading?
  • 18. J.U., 13th April, 2007 The Good, the Bad & the Ugly! •Good (AWGN channel) Exponential decrease •Bad (Slow, flat fading channel) ? Linear decrease Loss in SNR •Ugly (Frequency selective/ fast fading channel) Irreducible error floor Loss B. Sklar, ‘Rayleigh fading channels in digital communication systems’, IEEE Communications Magazine, July, 1997. 18 A. Chandra, NIT Durgapur – How to combat fading?
  • 19. J.U., 13th April, 2007 Fading in Wireless Channels Mitigation of Slow Flat Fading What is Diversity? Diversity Types Diversity Combining Error Correction Coding Mitigation of Frequency Selective Fading Mitigation of Fast Fading 19 A. Chandra, NIT Durgapur – How to combat fading?
  • 20. J.U., 13th April, 2007 Improvement with Diversity Rayleigh faded signal # path1 Lesser Errors Rayleigh Demodulated signal AWGN Fading 0 0 1 1 1 1 0 1 0 0 Rayleigh T Diversity AWGN Fading Combiner ∫0 dt sin (ωCt) Channel Receiver Rayleigh faded signal # path2 Output of Diversity Combiner 20 A. Chandra, NIT Durgapur – How to combat fading?
  • 21. J.U., 13th April, 2007 Why Diversity? •Mitigate slow flat fading? Increase the transmitted power Not power efficient technique •Alternative way  Diversity path undergoes a deep •If one signal fade at a particular point of time, another independent path may have a strong signal Gain •If probability of a deep fade in one channel is p, then the probability for L BER performance of BPSK with Rayleigh fading and subsequent improvement with 2nd order diversity channels is pL 21 A. Chandra, NIT Durgapur – How to combat fading?
  • 22. J.U., 13th April, 2007 Macroscopic & Microscopic Diversity Base •Macroscopic Diversity Station A Mitigate effects of large scale fading Hill or, shadowing Reception By selecting a base station which is Reception from only A from only B not shadowed when others are Base Shadowed Station Hill Region B •Microscopic Diversity Mitigate effects of small scale fading or, multipath Require two or more uncorrelated received signals, with the same long- term fading experienced in those signals 22 A. Chandra, NIT Durgapur – How to combat fading?
  • 23. J.U., 13th April, 2007 Diversity Types •Space Diversity •Spatial separation between antennas, so that the diversity branches experience uncorrelated fading •More hardware/ antennas Receiver •Receiver Diversity (SIMO) Transmitter Combiner Antenna separation λ/2 Receiver •Transmit Diversity (MISO) Antenna separation 10λ Transmitter The total transmitted power is Receiver Transmitter Combiner split among the antennas Open loop/ close loop (for 3G) 23 A. Chandra, NIT Durgapur – How to combat fading?
  • 24. J.U., 13th April, 2007 Diversity Types (Contd.) •Frequency Diversity •Modulate the signal through L different carriers •The separation between the carriers should be at least the coherent bandwidth, not effective over frequency-flat channel •Only one antenna is needed •The total transmitted power is split among the carriers, not BW efficient Path 1 Path 1 Path 2 Path 2 t1 t2 freq Transmitter f2 (path 2) Receiver Transmitter Receiver (path 1) (path 2) freq f1 (path 1) time time •Time Diversity •Each symbol is transmitted L times •The interval between symbol repetitions should be at least the coherence time, not effective over slow fading channel •Only one antenna is needed •Reduction in efficiency (effective data rate < real data rate) 24 A. Chandra, NIT Durgapur – How to combat fading?
  • 25. J.U., 13th April, 2007 Diversity Types (Contd.) •Polarization Diversity •Send signals with horizontal/ vertical polarization •Compact co-located antennas •Unequal branch powers, Less diversity gain, For fixed radio links •Angle Diversity •Field Component Diversity •Antenna Pattern Diversity S. Kozono et al., ‘Base Station Polarization Diversity •Multipath Diversity Reception for Mobile Radio’, IEEE Trans. on Veh. Tech., vol. VT-33, no. 4, Nov., 1984. •RAKE receiver •Space-Time-Frequency Diversity •Space-Time/ Space-Frequency/ Space-Time-Frequency Diversity 25 A. Chandra, NIT Durgapur – How to combat fading?
  • 26. J.U., 13th April, 2007 Diversity Combining Weights Phase and Phase Control estimation estimation Unit Weights Phase Phase Selection Out Out Out Selection Combining Equal Gain Combining Maximal Ratio Combining Y ; Y > Y2 Y1 + Y2 YC =  1 1 YC = YC = a1Y1 + a 2 Y2 Y2 ; Y2 > Y1 2 Choose the best Simple average Weighted average A sub-optimal version of selection combining is switch-and-stay combining in which alternate antenna are chosen if signal falls below a certain threshold 26 A. Chandra, NIT Durgapur – How to combat fading?
  • 27. J.U., 13th April, 2007 Diversity: Some Facts •More is Less! As number of diversity paths (L) increases we have diminishing improvement •Think Optimum Performance of combiners SWC < SC < EGC < MRC •If it’s Worse, it’s Better! More improvement for Rayleigh fading channel than Rician •Correlation If correlation ρ is non-zero still we have sufficient improvement up to ρ < 0.5 27 A. Chandra, NIT Durgapur – How to combat fading?
  • 28. J.U., 13th April, 2007 Diversity: Some Facts •More is Less! As number of diversity paths (L) increases we have diminishing improvement •Think Optimum Performance of combiners SWC < SC < EGC < MRC •If it’s Worse, it’s Better! More improvement for Rayleigh fading BER for BPSK system with diversity order L=4 channel than Rician P. H. Phuong, ‘Analysis of Antenna Diversity Techniques •Correlation Used in MIMO System’, In Proc. of International Symposium on Electrical & Electronics Engineering, Oct., 2005, HCM City, Vietnam, pp.18-22. If correlation ρ is non-zero still we have sufficient improvement up to ρ < 0.5 28 A. Chandra, NIT Durgapur – How to combat fading?
  • 29. J.U., 13th April, 2007 Diversity: Some Facts •More is Less! As number of diversity paths (L) increases we have diminishing improvement •Think Optimum Performance of combiners SWC < SC < EGC < MRC •If it’s Worse, it’s Better! Pe vs. SNR for selected values of ρ for 8PSK with L = 4 More improvement for Rayleigh fading channel than Rician E. Perahia & G. J. Pottie, ‘On Diversity Combining for •Correlation Correlated Slowly Flat- Fading Rayleigh Channels’, In Proc. of IEEE International Conference on Serving Humanity Through Communications, SUPERCOMM/ICC, If correlation ρ is non-zero still we have May 1994, pp.342-346 sufficient improvement up to ρ < 0.5 29 A. Chandra, NIT Durgapur – How to combat fading?
  • 30. J.U., 13th April, 2007 Error Correction Coding •For a given Eb/N0, with coding present, the error floor out of the demodulator will not be lowered, but a lower error rate out of the decoder can be achieved •For a given error performance, a code reduces the required Eb/N0 •Effective data rate decreases •Coding Types Block Code  Hadamard, Golay, BCH, RS Convolutional Code  Viterbi Decoding Eb/N0 necessary for Pe=10-5 as a Turbo Code (Berrou ‘93)  Shannon limit function of code rate R J. Hagenauer et al., ’Forward Error TCM (Ungerboeck ‘87)  Joint coding & modulation correction Coding for Fading Compensation in Mobile Satellite Channels’, IEEE JSAC, vol. 5, no. 2, Feb 1987, pp. 215-225 30 A. Chandra, NIT Durgapur – How to combat fading?
  • 31. J.U., 13th April, 2007 Fading in Wireless Channels Mitigation of Slow Flat Fading Mitigation of Frequency Selective Fading Equalization OFDM Modulation FH/SS RAKE Receiver Mitigation of Fast Fading 31 A. Chandra, NIT Durgapur – How to combat fading?
  • 32. J.U., 13th April, 2007 Frequency Selective Fading Mitigation •Equalization •Frequency selective channel introduce different attenuation & phase shift to different frequency components in transmitted signal •Equalizer does the opposite •Frequency selective channel appears as flat fading channel •Decision Feedback Equalizer (DFE) When a symbol is detected, the ISI it introduce on future symbols are estimated and subtracted before the detection of subsequent symbols •Maximum Likelihood Sequence Estimation (MLSE) Equalizer •All possible data sequences are tested  optimum case •Viterbi Equalizer applied to GSM 32 A. Chandra, NIT Durgapur – How to combat fading?
  • 33. J.U., 13th April, 2007 Freq. Select. Fading Mitigation (Contd.) •Orthogonal Frequency Division Multiplexing (OFDM) •Available bandwidth is divided into several narrow band carriers •Serial data stream is divided in N parallel data streams W f CP ISI 1 2 3 N-1 N CP W/N f •Fast serial data stream is transformed into slow parallel data streams  Longer symbol durations  A frequency selective channel appears as flat •Cyclic Prefix is inserted between consecutive OFDM symbols  removes ISI from previous symbol •Much more sensitive to synchronization errors, High peak to average power ratio, Wastage of bandwidth in cyclic prefix 33 A. Chandra, NIT Durgapur – How to combat fading?
  • 34. J.U., 13th April, 2007 Freq. Select. Fading Mitigation (Contd.) •Choice of Modulation •4-ary modulations (QPSK, OQPSK, MSK) are more resistant to delay spread than BPSK for constant information throughput •4-ary keying is used widely in 2G & 3G •Pilot signal assisted Modulation •Facilitate coherent detection •Freq domain  In-band tones •Time domain  Digital sequences •Frequency Hopping The irreducible BER performance for different modulations plotted against rms delay spread Spread Spectrum (FH/SS) normalized by bit period. •Receiver frequency band is changed J. Chuang, ’The Effects of Time Delay Spread on Portable before the arrival of the multiple diffused Radio Communications Channels with Digital Modulation’, IEEE JSAC, vol. 5,no. 5, Jun’87, pp. 879-889 components 34 A. Chandra, NIT Durgapur – How to combat fading?
  • 35. J.U., 13th April, 2007 Freq. Select. Fading Mitigation (Contd.) •RAKE Receiver RAKE A receiver technique which uses several baseband ? correlators to individually process several signal multipath components. The correlator outputs are combined to achieve improved communications reliability and performance. •IS-95 •Base station combines outputs of its RAKE-receiver fingers (4 to 5) non-coherently •Mobile receiver combines its RAKE-receiver finger (generally 3) outputs coherently R. Price & P.E. Green, ’A Communication Technique for Multipath Channels’, Proc. IRE, vol. 46, 1958, pp. 555-570 35 A. Chandra, NIT Durgapur – How to combat fading?
  • 36. J.U., 13th April, 2007 Fading in Wireless Channels Mitigation of Slow Flat Fading Mitigation of Frequency Selective Fading Mitigation of Fast Fading Coding & Interleaving Signal Redundancy Robust Modulation Doppler Diversity 36 A. Chandra, NIT Durgapur – How to combat fading?
  • 37. J.U., 13th April, 2007 Fast Fading Mitigation •Coding & Interleaving •Wireless multipath channels have memory  multiple copies of a symbol arrive in delayed fashion and affect future symbol •Even with fast fading several successive symbol transmissions are affected  Burst Errors •FEC schemes are designed for isolated errors, not for Burst Errors. •Original code words A B C D E F A1 A2 A3 A4 A5 A6 B1 B2 B3 B4 B5 B6 C1 C2 C3 C4 C5 C6 D1 D2 D3 D4 D5 D6 E1 E2 E3 E4 E5 E6 F1 F2 F3 F4 F5 F6 •Interleaved words Error burst 1 2 3 4 5 6 A1 B1 C1 D1 E1 F1 A2 B2 C2 D2 E2 F2 A3 B3 C3 D3 E3 F3 A4 B4 C4 D4 E4 F4 A5 B5 C5 D5 E5 F5 A6 B6 C6 D6 E6 F6 X X X X X X •De-interleaved words A B C D E F A1 A2 A3 A4 A5 A6 B1 B2 B3 B4 B5 B6 C1 C2 C3 C4 C5 C6 D1 D2 D3 D4 D5 D6 E1 E2 E3 E4 E5 E6 F1 F2 F3 F4 F5 F6 37 A. Chandra, NIT Durgapur – How to combat fading?
  • 38. J.U., 13th April, 2007 Fast Fading Mitigation (Contd.) •Coding & Interleaving (Contd.) •Interleaving separate symbols in an error burst and spread them over time •If the time separation is more than coherence time, errors are uncorrelated in time •Channel can be viewed as memoryless •Interleaving realizes time diversity Typical Eb/N0,performance vs. vehicle speed for 850 As the motion increases in velocity, so does MHz links to achieve a FER = 1% over a Rayleigh channel with two independent paths the benefit of a given interleaver to the error performance of any system R. Padovani, Reverse Link Performance of 1S-95 Based Cellular Systems’, IEEE Personal Communications, vol. 1, no. 3, 3rd qtr. 1994, pp. 28 - 34 38 A. Chandra, NIT Durgapur – How to combat fading?
  • 39. J.U., 13th April, 2007 Fast Fading Mitigation (Contd.) •Signal Redundancy •Fast fading occurs in low data rate transmission •If symbol duration is reduced compared to coherence time, the channel appears as slow fading channel •Robust Modulation •Non-coherent or, differentially coherent modulation •Phase tracking not required  Detector integration time reduces •Doppler Diversity •Doppler spread induced by temporal channel variations can provide another means for diversity that can be exploited to combat fading •Applicable to CDMA spread-spectrum RAKE receiver A. M. Sayeed & B. Aazhang, ‘Joint Multipath-Doppler Diversity in Mobile Wireless Communications’, IEEE Trans. on Commun., vol. 47, no. 1, 1999, pp 123-132. 39 A. Chandra, NIT Durgapur – How to combat fading?
  • 40. J.U., 13th April, 2007 Future??? •New/ Hybrid Technologies? •Space Time Coding •BLAST •UWB •MIMO-OFDM •Cognitive Radio – Radio with Brain? Cognitive radios will have the ability of devices to determine their location, sense spectrum use by neighboring devices, change frequency, adjust output power, and even alter transmission parameters and characteristics. 40 A. Chandra, NIT Durgapur – How to combat fading?