2. ANNEX II
TECHNICAL DOCUMENTATION
PAGE 2
• Applies to devices Class I and IIa
• Device description and specification
• Labeling
• Information on design
• Demonstration of conformity with Annex I
• Benefit-risk analysis
• Pre-clinical and clinical data
• Additional information
3. PAGE 3
Annex I
General safety and
performance
requirements
Annex II
Technical
Documentation
Annex III
Technical
Documentation on
Post-market
surveillance
Annex IV
Declaration of
Conformity
Class I (other) Annex V
CE Marking
Class I – sterile, reusable,
measuring function
Annex IX
Quality Management
System, Chapters I, III
Annex XI Part A
Production Quality
Assurance
Class I Devices
Manufacturer only
Annex IV
Declaration of
Conformity
Annex V
CE Marking
4. PAGE 4
Annex I
General safety and
performance
requirements
Annex II
Technical
Documentation
Annex III
Technical
Documentation on
Post-market
surveillance
Annex IX
Quality Management
System,
Chapters I, III
Annex IX
Chapter II
Technical documentation
per device category
Annex XI Part A
Production Quality
Assurance
Annex XI Part B
Production
verification
Class IIa Devices
Annex IV
Declaration of
Conformity
Annex V
CE Marking
5. Device description
Product name, general description, intended
purpose
Basic UDI-DI
Patient population
Rationale for classification as device
Risk class
Accessories
Complete list of configurations/variants
Key functional elements
Raw materials incorporated
Technical specifications
Previous and similar generations
PAGE 5
6. PAGE 6
Design and manufacturing
information
Information on design stages
Complete information and specifications
Manufacturing processes
Validation, continuous monitoring
Final product testing
Complete data
Identification of all sites, including suppliers and sub-contractors, where design
and manufacturing activities are performed.
7. PAGE 7
Information supplied by manufacturer
A complete set of labels
Language(s) as required by Member State(s)
Information on design
8. General Safety and Performance Requirements
Demonstration of Conformity with Annex I
Intended purpose, justification, validation, verification
General safety and performance requirements that apply
Explanation as to why other requirements do not apply
Methods used
Harmonized standards, Common Specifications
Precise identity of the controlled documents
Evidence of conformity with standard
Cross-references
Summary technical documentation.
Risk-benefit analysis, risk management (Sections 1, 3, 8 of Annex I)
PAGE 8
9. PAGE 9
Pre-clinical and clinical data
Engineering, laboratory, simulated use, animal tests (Good Laboratory Practice )
Published literature regarding the pre-clinical safety (similar devices)
Test design, study protocols
Methods of data analysis, data summaries and test conclusions
Biocompatibility, physical, chemical and microbiological characterization
Electrical safety and electromagnetic compatibility
Software verification and validation
Stability, including shelf life
Performance and safety
10. Pre-clinical and clinical data
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Clinical evaluation
report and its
updates
Clinical evaluation
plan (Part A of
Annex XIV)
PMCF plan and
PMCF evaluation
report (Part B of
Annex XIV)
11. Additional information
Medicinal product
Human or animal cells and tissues
Substances introduced into/onto human body
Carcinogenic, Mutagenic, Reproduction toxicity (CMR) and endocrine
disruptors above limit
Sterilization and maintenance of sterility
Accuracy of measuring functions
Combinations and configurations
PAGE 11
13. PAGE 13
Annex I
General safety and
performance
requirements
Annex II
Technical
Documentation
Annex III
Technical
Documentation on
Post-market
surveillance
Annex IV
Declaration of
Conformity
Class I (other) Annex V
CE Marking
Class I – sterile, reusable,
measuring function
Annex IX
Quality Management
System, Chapters I, III
Annex XI Part A
Production Quality
Assurance
Class I Devices
Manufacturer only
Annex IV
Declaration of
Conformity
Annex V
CE Marking
14. PAGE 14
Annex I
General safety and
performance
requirements
Annex II
Technical
Documentation
Annex III
Technical
Documentation on
Post-market
surveillance
Annex IX
Quality Management
System,
Chapters I, III
Annex IX
Chapter II
Technical documentation
per device category
Annex XI Part A
Production Quality
Assurance
Annex XI Part B
Production
verification
Class IIa Devices
Annex IV
Declaration of
Conformity
Annex V
CE Marking