How governance makes a difference in the sustainability and livelihood impacts of international trade of a medicinal bark of a tree found in African mountains. this case study from Cameroon illustrates the many governance arrangements exsisting and thier mixed impacts.
Prunus africana “No chop um, no kill um, but keep um”: From an endangered species to an everyday tree?
1. IUFRO
Session 101a
Transitions to sustainable
forest management:
Economic, social and
cultural parameters
10 October 2014
Prunus africana “No chop um, no kill um, but keep um”: From
an endangered species to an everyday tree?
THINKING THINKING be yboenydo nthde t hcea ncoapnyopy
Verina Ingram
2. Introduction
PPrruunnuuss aaffrriiccaannaa • Afromontane, evergreen tree
• Key species in Cameroon montane
forests
• Fruit eaten and dispersed by >20
species, 50% endangered &/or
endemic
• High degradation & deforestation rates
in main harvest areas
• Local use and trade in timber and bark
• Estimated 60,000 people dependent
on the international trade in 2007
• Principal ingredient in prostatic
hyperplasia pharmaceuticals and
health supplements
THINKING beyond the canopy
3. Prunus
africana
range and
trade
= national management plan
= exporters & % world exports
1995-2013
= border trade
= traditional medicinal use &
trade
= main importers & % world
imports 1995-2013
Source: Cunningham 2008, Hall et al .2000,
CITES WCMC Trade database 2014
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22%
5522%%
50%
4%
8%
28%
>1%
12%
1%
>1%
2%
1%
5%
1%
0.1%
13%
2%
5%
>1%
Main harvest zzoonneess
4. Background
International trade, apparent over-exploitation, respite & action
THINKING beyond the canopy
Photo: K Stewart
• Regulated since 1974 : arbitrary, poor enforcement and monitoring,
counterproductive to sustainable trade.
• Cameroon worlds’ largest exporter origin of 51% of all exports since
1995, with increasing volumes harvested.
• Sources unknown. In 2007 wild P. africana un-quantified , inventories
only in SW.
• This raised concerns about overexploitation of wild stocks, leading to :
• IUCN Red List (Vulnerable) in 1998 – but “needs updating”
• Trade restrictions (CITES Appendix II listed ) in 2005
• ‘Special Forestry Product’ in Cameroon in 2006
• EU suspension international trade from Cameroon November 2007
• Cameroon self-imposed moratorium 2007-2010.
• Lobbies: African exporters, European importers, governments and
conservation organisations. Conflicting conservation vs. livelihood and
business interests
• Participatory developed national management plan in response to
concerns by organisations in Cameroonian value chain
• Exports resumed 2010 with new statutory rules i.e. inventories and
management plans. Inventories now near completion: approx. 60%
wild in forest, 40% cultivated.
5. Harvester Processor Wholesaler Exporter Retailer Consumer
THINKING beyond the canopy Value Chain
Access to resources for
production
Access to
markets
6. Research questions
1. What arrangements are used to
govern Prunus africana chains in
Cameroon?
2. How do these governance
arrangements impact the livelihoods
of actors along the chain?
3. How do these governance
arrangements impact chain and
product sustainability?
THINKING beyond the canopy
Kongo CF,
Illegal harvesting, Kilum Community forest,
December 2008
8. Methodology: Assessing governance arrangements
Indicators Score
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Strong
10
Clear
8
Moderate
5
Weak
2
Non-existent
0
Existence of an institution and
rules/norms known and named
Well known by all
actors; clearly stated
Stated by majority of
actors
Named, some rules
known
Not clear, few rules
discernible
Not stated or known
Boundaries of rights known by
chain actors
Well known &
stated by all actors
Known by most Known to some Little known Not known
Monitoring and compliance with
rules
Frequent Occasional Infrequent Low None
Frequency of use of sanctions and
enforcement
Frequent Occasional Infrequent Low None
Use of conflict resolution
mechanisms
Well used Occasional Infrequent Little used Not used
Use of individual & collective
action to develop and modify
rules
Well used Occasional Infrequent Little used Not used
Nesting horizontally (within
particular scale) and vertically
(value chain)
Well-nested,
both horizontally &
vertically
Partially
horizontal & vertical
Some horizontal/
and/or vertical
Low
horizontal or vertical
None
Level of accountability and
dependence on actors
High level Moderate Low Minimal None
Moral grounding & (democratic)
legitimacy of power High level Moderate Weak Very weak No
Location of decision making clear
High level, clear to
Known Uncertain Vague/unclear No
to actors
actors
Longevity of institution Long lived Long to medium term Medium to short term Temporal None
Participation of actors Frequent Occasional Infrequent Low None
Literature review of governance indicators (Graham, Amos, and Plumptre 2003; Hyden et al. 2008; Ibrahim Foundation 2013; Kaufmann, Kraay, and
Mastruzzi 2007; Ribot, Chhatreb, and Lankinad 2008; World Bank 2010) and institutional design principles (Agrawal and Chhatre 2006; Cox, Arnold, and
Tomás 2010; Ostrom 1990; Scott 2001) yielded eleven indicators.
9. Q1. Arrangements governing Prunus
africana chains in Cameroon
Voluntary, Customary Corruption
Projects
market regulations
based
••Permitting Differ harvester by region,
process
collective action
••Transport
preceded community-regulatory
based companies
framework,
•and Illegal community harvesting
forests
••Access used, frequently adapted, in CFs
overrun collaborated
by projects
with, and new occasionally forest management
subjugated
and models- often CFs
challenged traditional
•and block regulatory and contradict authority
statutory
•rights.
Alienated and disabled
customary •Focus on ownership institutions and
as
access commodification to resource, increased.
in some
areas •community on sustainable
based action
harvesting.
resulted in both forest
management and unsustainable
exploitation
•Grown in coverage
•internationally influenced by
‘’involuntary’’ international
standards
•Enforcement arbitrary and
ineffective , varies by region
•Regulates wild harvest only
5 long term projects
Introduced CBOs and CFs,
protected areas
Introduced harvesting rules,
monitoring , controls
“Super regulated” chain and products
Statutory regulation
2007 EU CITES trade suspension → crisis and review of arrangements
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10. Stakeholders
Traditional &
customary laws Statutory law
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‘bricolage’
Regulatory authorities
national and provincial
ministries, local councils,
implementing agencies
Traditional authorities
Chiefs, customary councils,
courts
Community forests
‘Project’ rules
NGOs & donors
Collective
‘Voluntary’ and ‘supplier’
rules
AFRIMED
Prunus Platform
International organizations
Standards
international
agreements
Conventions
Companies
Corruption
Private owners
11. THINKING beyond the canopy
Laurel & Hardy
Silver screen stars
c.1920-1940
• Harvesters & tree owners: silent
chain “actors”, little voice & power
in regulatory arrangements, act to
create their own ‘’messy’’
arrangements
• Actors become bricoleurs – make
best of arrangements they are in
• Creatively using and making new
arrangements & remoulding
existing ones to reduce
vulnerabilities, cope with risks,
take control, reduce hassle and
make money.
Moses & Pa
Pygeum hoe handle
traders, c.1990-2009
12. Q2. How do these arrangements impact
THINKING beyond the canopy
livelihoods?
• Trade suspension negative economic impact on harvester incomes
• Harvester incomes decreased with regulation and influence of projects
• Few exporters & importers profited for decades, two dominate
• Liberalisation increased prices and competition, decreased information.
• PAUs decrease competition, increased prices & scope for corruption
• Competitive PAUs form entry barrier for small operators and CBOs
• State officials and customary elites access revenues from corruption.
• Collective action aided CF & CBOs to increase revenue, secure rights
• Projects and CBOs explored possibilities for adding value
• Private owners no statutory provision to access markets or arrangements
50-59% market volume
50 to 600%
13. Q3 How do these governance arrangements
impact chain & product sustainability
Negative
•Pre-2007 government ignored own rules, now introduced
but methods questionable
•Statutory arrangements continue to be ineffective
•Regeneration tax barely invested in regeneration
•Projects promoting CFs & CBO facilitated ‘mining’
•Regulations, and project-based based upon a
presumption of wild sourcing and threatened status,
conventions created dominant, but mistaken perception
•Farmed trees unquantified, “invisible”, source
undistinguished, inventories only now occurring.
•Community collective action, promoted by statutory and
project-based arrangements, failed to control access or
over-extraction
•Customary rules negated even by some traditional chiefs
•Corruption increased illegal harvesting
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Positive
•Research indicates techniques for sustainable
harvest,
•Projects stimulated collective and individual planting
•Projects brought customary harvest rules into formal
sphere
•Trade suspension provided respite and led to
quantification.
•Concessions easier to control and monitor, increased
rates sustainable harvesting when combined with
project support.
•Collaborations between research, development and
conservation led to policies and institutions focus on
product and livelihood sustainability.
Multiple, incongruent arrangements had mixed, but overall negative impacts
14. THINKING beyond the canopy
Conclusions
Overlapping and often incongruent governance arrangements
•Conventions ripe for rationalisation, statutory needs tweaking, implementation and
customary arrangements and projects to be incorporated
Impact of arrangements on livelihoods, mixed but generally negative
•Access, employment and profitability decreased by increased regulations
•Importance of business, infrastructure & technical support
•Power critical in determining access to resource, markets and revenues
•Processing & storage offer local value adding
•Harvest techniques & domestication technologies potential to increase profits – but
needs dissemination and enforcement
Impact of arrangements on the sustainability of Prunus africana also mixed but
generally negative
•Recognising tree and land tenure critical for sustainable exploitation
•Selective cultivation with appropriate market access key to sustainable supply and
livelihoods
Recognize often clashing livelihood and sustainability impacts for different
actors due to overlaps of traditional, regulatory, CBOs, projects with regulatory
arrangements
15. Role of research
To address a range of issues simultaneously1
√
To link to development & government institutions for impact1
√
•Bearing in mind different/conflicts of interest
To inform policymakers & practionnners via evidence based science1
√
•When evidence is incomplete?
•When “they’’ don’t listen ?
•Are scientists independent ?
To evaluate impacts of policy and governance actions
√
•Who pays?
•How to access data for all actors, particularly in competitive chains?
1 CGIAR Consortium Research Program 6 Forests, Trees and Agroforestry 2010
THINKING beyond the canopy
16. THINKING THINKING be yboenydo nthde t hcea ncoapnyopy
Thank you!
The Center for International Forestry Research (CIFOR)
is one of the 15 centres supported by the Consultative
Group on International Agricultural Research (CGIAR)
www.cifor.cgiar.org
v.ingram@cgiar.org
Notas do Editor
IUFRO
-Afromontane, evergreen tree, patchy distribution, 600-3000 m a.s.l.
-Montane forests scarce (1.4% of all African forest cover,1 % in Cameroon)
-Cherry like fruit eaten & dispersed by >20 species, 50% are Afromontane endangered &/or endemic
P. Africana one of 13 key species in Cameroon montane forests
-high degradation & deforestation rates in main harvest areas
-Local use and trade: timber for fuel, tools and carving and bark for human and veterinary medicine
-Principal ingredient in prostatic hyperplasia pharmaceuticals (Europe) and health supplements (US, Europe & China)
Kilum Ijim has higher deforestation rates than Cameroon 0.14 % deforest and 0.1 degrade de Wassiege 2009
Cameroon montane forest (Kilum Ijim) high degradation since and deforestation rates 0.37% pa = 0.0017 ha/pa 1978-2001 Solefack 2009
Montane forest 1% (GFW 2000) and (de Wasseige 2008)
Afromontane forests references: de wassige 2008, Bubb et al. cloud forests 2004
grows in rainy, montane forest regions of 22 African countries
Long lived = (>100 years)
Demand increased by 600 % at its peak in 2005 (Source WCMC database 2008)
What's a value chain?
Rasies questions about how trade is governed
“Super regulated” chain and products
2007 EU CITES trade suspension precipitated a crisis and review of arrangements
Formal regulation grown, internationally influenced. Enforcement arbitrary and ineffective – varies by region.
Regulates wild harvest- not cultivated
Market based, harvester collective action, community-based companies and community forests used, adapted, collaborated with, occasionally subjugated and often challenged traditional and regulatory authority. Alienated and disabled customary institutions as commodification increased.
Customary regulations differ by region, preceded regulatory framework, frequently overrun by projects, block regulatory.
http://www.youtube.com/watch?v=LZLMc8eLgG8
From 36 onwards
The impact of these governance arrangements on livelihoods has been considerable.
A handful of processing, exporting and importing companies have benefited enormously for decades, gaining global competitive strategic advantage.
Liberalisation to a market-based network had dramatic impacts: increasing prices and competition, retaining low flows of information between buyers and sellers.
state treasury from exports.
Some state officials have gained from corruption.
Conservation-minded projects and NGOs promoting alternative and decentralised governance arrangements seeking to improve harvesters and/or the species’ environmental status prompted large-scale resource ‘mining’.
However the government’s under-estimation and/or ignorance of the impact of the international conventions and agreements contributed to the EU CITES suspension.
This had an immediate and direct negative economic impact. This was a ‘lose’ for the livelihoods of all actors involved.
The new rules may have negative implications for equity of access to resources and markets, as the smaller, weaker and, until recently, unorganised actors struggle to make their voice heard against the larger, dominant traders and exporters.
Collective action allowed community-based, collective action, often project supported, to gain or maintain a share of the economic value, increasing selling prices by 50 to 600%.
However, attempts at value adding have been hindered by the low level of vertical integration.
harvesters from different regions in contact and govern access to the Prunus Allocation Units, they expect their power to increase.
A sobering note is that collective arrangements also contributed to over-extraction and ultimately the trade suspension.
Positive
Research indicates techniques for sustainable harvest is possible,
Projects stimulated collective and individual planting, leading to a hitherto unrecognised cultivation.
Projects helped bring customary harvest rules into formal sphere
Trade suspension provided respite sand led to quantification.
Concessions increase resource sustainability, easier control & monitoring
Negative
re-2007 government ignored own rules for inventories and harvest standards, when conducted, didnt use them for permitting.
Statutory arrangements ineffective in countering unsustainable harvests
Prevoiusly multiple resource users in one geographical space, with no sanctions, monitoring or conflict resolution arenas,.
Projects promoting CFs & CBO facilitated large-scale resource ‘mining’
Regeneration tax barely invested in regeneration
farmed trees unquantified, invisible to policymakers, no distinction between wild and farmed origins.
regulatory frameworks taking account of the species’ ecological characteristics await implementation.
But also introduced controls and inventories
Collaborations between research, development and conservation led to policies and institutions focus on product and livelihood sustainability.
Regulations, conventions and project-based arrangements however have been based upon a presumption of wild sourcing and the species’ threatened status. Thus perceptions of sustainability by the CITES and IUCN red data listings have played a dominant, but mistaken, role in its governance and consequent sustainability. The bark’s high value encouraged actors to negate customary rules, illustrated by unsustainable harvests by traditional authorities. Community collective action, promoted by statutory and project-based arrangements, has been directly responsible for illegal and unsustainable harvests and has largely failed to control access or over-extraction.
Community-based institutions defied institutional design principles, insufficiently powerful to exclude others.
scale, values, uses, circuits costs and benefits revealed
Lack of knowledge prices, actors, transformation, sustainability)
Market information influences vertical integration, prices and value adding