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therapy alliance




                                                                                                                                                                                                                     Reproduced with the permission of choice Magazine, www.choice-online.com
Reproduced with the permission of choice Magazine, www.choice-online.com




                                                                                 The
                                                                           Coaching Profession
                                                                                Grows Up
                                                                           Why ethical standards matter



                                                                           By Patrick Williams, EdD, MCC




                                                                           T
                                                                                    o become a recognized profession, coaching, like                    A Code of Ethics to which ICF Members and ICF Cre-
                                                                                    other professions, must have standards, defini-                   dentialed Coaches pledge commitment and accountability
                                                                                    tions, ethical guidelines, ongoing research and                   to standards of professional conduct.
                                                                                    credentialing. Beginning in the early 1990s, the                    Professional Oversight through an Ethical Conduct
                                                                           coaching phenomenon intensified with the creation of sev-                  Review process for ICF Members and ICF Credentialed
                                                                           eral coach training schools and two major professional                     Coaches, which allows the public to report concerns and
                                                                           associations. In 1996, the Professional Coaches and Men-                   to be confident of objective investigation, follow-up, and
                                                                           tors Association (PCMA) merged with the International                      disciplinary action.
                                                                           Coaching Federation (ICF), and the ICF led the way as the                    Professional Coach Credentialing, entailing a strin-
                                                                           most recognized international association representing                     gent examination and review process through which
                                                                           the coaching profession. Standards of practice, credential-                coaches must demonstrate their skills, proficiency, and
                                                                           ing, and ethical guidelines were soon established.                         documented experience in application of coaching core
                                                                             In 2004, the ICF’s regulatory committee wrote the fol-                   competencies. Credentialing includes Continuing Coach
                                                                           lowing self-governance model:                                              Education requirements for periodic renewal of coaching
                                                                                                                                                      credentials, to ensure continued professional growth and
                                                                              The standards and structures built by the ICF over the past decade,     development.
                                                                           which support the emergence of coaching as a valued profession, also         Professional Coach Training Accreditation by
                                                                           provide a solid foundation for the self-governance of our profession. In   which coach training programs submit to review and
                                                                           addition, our rigorous adherence as professionals to these standards       continuing oversight to demonstrate their commitment
                                                                           and practices provides the necessary assurance that the public is pro-     to the highest standards for curricula aligned with
                                                                           tected from potential harm. ICF’s self-governance foundation is com-       defined core competencies, faculty, structure, profi-
                                                                           prised of and depends upon each of the following standards and             ciency, and ethics to support excellence in the training
                                                                           practices, supported by the efforts of the ICF Board, committees, glob-    of coaches.
                                                                           al representatives, credentialed and member coaches.                         Ongoing Self-Regulatory Oversight initiatives to
                                                                              Core Competencies that define the required skill set of                 track the needs and concerns of individual and organiza-
                                                                           a professional coach and establish the foundation for the                  tional clients on an international basis, and to demonstrate
                                                                           professional credentialing examination and accreditation                   an active commitment to meaningful professional self-
                                                                           for coach training programs.                                               governance. (1)



                                                                           38                   VOLUME 4 NUMBER 3
therapy alliance




                                                                                                                                                                                                           Reproduced with the permission of choice Magazine, www.choice-online.com
Reproduced with the permission of choice Magazine, www.choice-online.com


                                                                                                                                            the board newsletter entitled “Coaching: Is This Psy-
                                                                                                                                            chotherapy?” In the article, Martinez contends that coach-
                                                                                                                                            ing, especially personal coaching, meets the very broad
                                                                                                                                            definition of psychotherapy in the state of Colorado.
                                                                                                                                            Because of that interpretation, word began to spread that
                                                                                                                                            coaches in Colorado had to register as unlicensed psy-
                                                                                                                                            chotherapists and follow the regulations in the state’s
                                                                                                                                            Mental Health Act that pertain to those individuals.
                                                                                                                                              Immediately after reading that newsletter, Lloyd
                                                                                                                                            Thomas and I, both of us licensed psychologists and prac-
                                                                                                                                            ticing coaches in Colorado, drove to Denver and met with
                                                                                                                                            Amos Martinez to discuss the work of professional
                                                                                                                                            coaching, the ICF, its standards of ethics, and so on.
                                                                                                                                            Although the meeting was cordial, nothing changed in
                                                                                                                                            the next several months. The rumor began to spread
                                                                                                                                            across the globe that Colorado was going after coaches,
                                                                                                                                            and that the profession was in danger of being lumped
                                                                                                                                            together with psychotherapy, a distinction most coaches
                                                                             In addition to ethical guidelines, professional competen-      were trying to clarify.
                                                                           cies, and certification, the coaching profession recently wit-     In 2003, a case against a Colorado coach brought this
                                                                           nessed a tremendous surge of interest in academic research       whole discussion and the legal issue to a head. An ICF mas-
                                                                           and graduate studies. This attention is a critical step in the   ter certified coach who lived and worked in Colorado
                                                                           further evolution of the profession, and such research and       (although all of her clients lived out of the state) was
                                                                           training are necessary for developing a field of knowledge,      charged with practicing psychotherapy without a license
                                                                           theoretical orientations and efficacy studies. Research on       by the Department of Regulatory Agencies in Colorado.
                                                                           the effectiveness of and distinctions among skill sets, com-     Although the charge was dropped as frivolous, Colorado
                                                                           petencies, and standardization of education and training is      still demanded that the coach register as an unlicensed
                                                                           tantamount to any profession finding its place of acceptance     therapist, which she refused to do. She was forced to close
                                                                           in the private and corporate culture.                            her practice because she could not afford to hire an attor-
                                                                             The historical perspective reveals that professional coach-    ney to pursue the defense of her position.
                                                                           ing emerged from other major professions (e.g. psychology,         That case led to a focused effort by the Colorado Coali-
                                                                           counseling, consulting). These professions have written          tion of Coaches to pursue changing the law, and the group
                                                                           codes of ethics and professional standards. In addition, they    hired a lobbyist to help with the effort. After 18 months of
                                                                           typically are regulated by state licensing boards (at least in   hard work by the Colorado Coalition, lobbyists, as well as
                                                                           the United States) and other government mandates. These          grassroots support and donations by individual coaches,
                                                                           government regulations usually determine requirements for        the International Coach Federation, the International
                                                                           training, maintaining a license, and practice laws.              Association of Coaches, the Worldwide Association of
                                                                             At this time, coaching is not regulated or monitored by a      Business Coaches, and the Association of Coach Training
                                                                           state agency or regulatory board. It is the current belief       Organizations, the legislature agreed and approved an
                                                                           that the profession should monitor itself. However, some         amendment to the Mental Health Act that exempted
                                                                           state mental-health regulatory boards think differently, as      coaching from the legislature’s oversight.
                                                                           the following scenario demonstrates.                               All this is not to say that the coaching profession
                                                                                                                                            devalues standards and guidelines for professional
                                                                           The Colorado case                                                behavior. In fact, some coaching associations (e.g. the
                                                                           In June 2001, the administrator of the Colorado Mental           ICF) have worked hard to delineate professional norms
                                                                           Health Board, Amos Martinez, wrote an opinion piece in           through ethics codes. Such standards have been formu-



                                                                                                                                                                    VOLUME 4 NUMBER 3                39
therapy alliance




                                                                                                                                                                                                             Reproduced with the permission of choice Magazine, www.choice-online.com
Reproduced with the permission of choice Magazine, www.choice-online.com

                                                                           lated, amended, tested, and applied within many coach-             addition, the ICF provided the opportunity for members
                                                                           ing organizations during the field’s evolution.                    to participate in a conference call with the ICF attorney as
                                                                             The Colorado Mental Health Law was up for sunset                 Colorado coaches encountered mixed messages about the
                                                                           review in 2004; the law would either stay the same, dis-           coaching case and regulation in their state.
                                                                           solve, or undergo revision. The Colorado Coalition of                It was not the committee’s intent to focus only on
                                                                           Coaches began work to propose legislation to revise the            coaching versus counseling. However, that was the pri-
                                                                           statute. In spring 2004, the governor of Colorado signed           mary area of concern coaches faced in the key states
                                                                           into law the bill that contains the legislation proposed by        investigated. In early 2004, these individuals continued
                                                                           the coalition. Specifically, the new clause within Col-            the review of all of the United States and Canada. Cur-
                                                                           orado’s mental health statutes states “The provisions of this      rently, there are no requirements for coaches to register
                                                                           article shall not apply to professional coaches who have had       or be licensed in any state in the United States or in
                                                                           coach-specific training and who serve clients exclusively in the   Canada. New mental-health/behavioral-health laws went
                                                                           capacity of coaches.”                                              into effect in New York, Arizona, and Minnesota in 2003
                                                                                                                                              and 2004. The persons responsible for the implementa-
                                                                           ICF regulatory history                                             tion of these laws have stated that the intent is to tight-
                                                                           The ICF Board of Directors chartered a regulatory com-             en up regulation of those performing counseling and
                                                                           mittee in 2002 to research, monitor, evaluate and educate          therapy services within the respective states. These laws
                                                                           the coaching profession. During the committee’s initial            were not intended to, nor should they, include coaches.
                                                                           months, the ICF implemented an ethical conduct review              However, if an individual practices counseling or thera-
                                                                           process, a solid step in the process of self-regulation. In        py without meeting the proper state licensing require-



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                                                                           40                      VOLUME 4 NUMBER 3
therapy alliance




                                                                                                                                                                                                                    Reproduced with the permission of choice Magazine, www.choice-online.com
Reproduced with the permission of choice Magazine, www.choice-online.com

                                                                           ments and also engages in coaching, that individual                with other human service professions, the creation of
                                                                           would be in violation of the state requirement as well as          case law, response to ethical complaints, and training in
                                                                           the coaching profession’s standards.                               ethics for coaches will be paramount as the profession
                                                                              Distinctions between coaching and therapy or counseling         continues to evolve and create a knowledge base and
                                                                           are delineated on the ICF website (www.coachfederation.org )       best-practices mandates in the years to come.          •
                                                                           as well as information pertaining to ethics and regulatory
                                                                           issues. The ICF is committed to maintaining coaching as a dis-     References:
                                                                           tinct profession and to strengthening coaching’s self-gover-         Williams, P, and Anderson, S, (2005) Law and Ethics in
                                                                           nance model.                                                       Coaching: How to Solve and Avoid Difficult Problems In Your
                                                                              Law and Ethics in Coaching: How to Solve and Avoid Dif-         Practice, New Jersey, John Wiley and Sons
                                                                           ficult Problems In Your Practice, 2005, John Wiley and Sons,         Coaching Professionalism, the ICF, and You, written by the
                                                                           a new book by Sharon Anderson and myself along with                2004 Regulatory Committee of the ICF, co-chairs Diane
                                                                           eleven other contributing authors, is intended to                  Brennan and Patrick Williams. Copyright, 2005
                                                                           increase awareness of legal and ethical issues in coach-
                                                                           ing, and to provide information specifically for those             (1)
                                                                                                                                                From Coaching Professionalism, the ICF, and You, written
                                                                           who are entering the coaching profession, or who are               by the 2004 Regulatory Committee of the ICF, co-chairs
                                                                           teaching about or offering consultations about coaching.           Diane Brennan and Patrick Williams. Copyright, 2005
                                                                           The authors set forth various aspects of ethical and legal
                                                                           issues related to coaching. But keep in mind that this is a        Patrick Williams, EdD, MCC is an ICF board member and CEO of the
                                                                           work in progress. While we can share certain rubrics               Institute for Life Coach Training.




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                                                                                                                                                                           VOLUME 4 NUMBER 3                   41

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Coaching Grows Up

  • 1. therapy alliance Reproduced with the permission of choice Magazine, www.choice-online.com Reproduced with the permission of choice Magazine, www.choice-online.com The Coaching Profession Grows Up Why ethical standards matter By Patrick Williams, EdD, MCC T o become a recognized profession, coaching, like A Code of Ethics to which ICF Members and ICF Cre- other professions, must have standards, defini- dentialed Coaches pledge commitment and accountability tions, ethical guidelines, ongoing research and to standards of professional conduct. credentialing. Beginning in the early 1990s, the Professional Oversight through an Ethical Conduct coaching phenomenon intensified with the creation of sev- Review process for ICF Members and ICF Credentialed eral coach training schools and two major professional Coaches, which allows the public to report concerns and associations. In 1996, the Professional Coaches and Men- to be confident of objective investigation, follow-up, and tors Association (PCMA) merged with the International disciplinary action. Coaching Federation (ICF), and the ICF led the way as the Professional Coach Credentialing, entailing a strin- most recognized international association representing gent examination and review process through which the coaching profession. Standards of practice, credential- coaches must demonstrate their skills, proficiency, and ing, and ethical guidelines were soon established. documented experience in application of coaching core In 2004, the ICF’s regulatory committee wrote the fol- competencies. Credentialing includes Continuing Coach lowing self-governance model: Education requirements for periodic renewal of coaching credentials, to ensure continued professional growth and The standards and structures built by the ICF over the past decade, development. which support the emergence of coaching as a valued profession, also Professional Coach Training Accreditation by provide a solid foundation for the self-governance of our profession. In which coach training programs submit to review and addition, our rigorous adherence as professionals to these standards continuing oversight to demonstrate their commitment and practices provides the necessary assurance that the public is pro- to the highest standards for curricula aligned with tected from potential harm. ICF’s self-governance foundation is com- defined core competencies, faculty, structure, profi- prised of and depends upon each of the following standards and ciency, and ethics to support excellence in the training practices, supported by the efforts of the ICF Board, committees, glob- of coaches. al representatives, credentialed and member coaches. Ongoing Self-Regulatory Oversight initiatives to Core Competencies that define the required skill set of track the needs and concerns of individual and organiza- a professional coach and establish the foundation for the tional clients on an international basis, and to demonstrate professional credentialing examination and accreditation an active commitment to meaningful professional self- for coach training programs. governance. (1) 38 VOLUME 4 NUMBER 3
  • 2. therapy alliance Reproduced with the permission of choice Magazine, www.choice-online.com Reproduced with the permission of choice Magazine, www.choice-online.com the board newsletter entitled “Coaching: Is This Psy- chotherapy?” In the article, Martinez contends that coach- ing, especially personal coaching, meets the very broad definition of psychotherapy in the state of Colorado. Because of that interpretation, word began to spread that coaches in Colorado had to register as unlicensed psy- chotherapists and follow the regulations in the state’s Mental Health Act that pertain to those individuals. Immediately after reading that newsletter, Lloyd Thomas and I, both of us licensed psychologists and prac- ticing coaches in Colorado, drove to Denver and met with Amos Martinez to discuss the work of professional coaching, the ICF, its standards of ethics, and so on. Although the meeting was cordial, nothing changed in the next several months. The rumor began to spread across the globe that Colorado was going after coaches, and that the profession was in danger of being lumped together with psychotherapy, a distinction most coaches In addition to ethical guidelines, professional competen- were trying to clarify. cies, and certification, the coaching profession recently wit- In 2003, a case against a Colorado coach brought this nessed a tremendous surge of interest in academic research whole discussion and the legal issue to a head. An ICF mas- and graduate studies. This attention is a critical step in the ter certified coach who lived and worked in Colorado further evolution of the profession, and such research and (although all of her clients lived out of the state) was training are necessary for developing a field of knowledge, charged with practicing psychotherapy without a license theoretical orientations and efficacy studies. Research on by the Department of Regulatory Agencies in Colorado. the effectiveness of and distinctions among skill sets, com- Although the charge was dropped as frivolous, Colorado petencies, and standardization of education and training is still demanded that the coach register as an unlicensed tantamount to any profession finding its place of acceptance therapist, which she refused to do. She was forced to close in the private and corporate culture. her practice because she could not afford to hire an attor- The historical perspective reveals that professional coach- ney to pursue the defense of her position. ing emerged from other major professions (e.g. psychology, That case led to a focused effort by the Colorado Coali- counseling, consulting). These professions have written tion of Coaches to pursue changing the law, and the group codes of ethics and professional standards. In addition, they hired a lobbyist to help with the effort. After 18 months of typically are regulated by state licensing boards (at least in hard work by the Colorado Coalition, lobbyists, as well as the United States) and other government mandates. These grassroots support and donations by individual coaches, government regulations usually determine requirements for the International Coach Federation, the International training, maintaining a license, and practice laws. Association of Coaches, the Worldwide Association of At this time, coaching is not regulated or monitored by a Business Coaches, and the Association of Coach Training state agency or regulatory board. It is the current belief Organizations, the legislature agreed and approved an that the profession should monitor itself. However, some amendment to the Mental Health Act that exempted state mental-health regulatory boards think differently, as coaching from the legislature’s oversight. the following scenario demonstrates. All this is not to say that the coaching profession devalues standards and guidelines for professional The Colorado case behavior. In fact, some coaching associations (e.g. the In June 2001, the administrator of the Colorado Mental ICF) have worked hard to delineate professional norms Health Board, Amos Martinez, wrote an opinion piece in through ethics codes. Such standards have been formu- VOLUME 4 NUMBER 3 39
  • 3. therapy alliance Reproduced with the permission of choice Magazine, www.choice-online.com Reproduced with the permission of choice Magazine, www.choice-online.com lated, amended, tested, and applied within many coach- addition, the ICF provided the opportunity for members ing organizations during the field’s evolution. to participate in a conference call with the ICF attorney as The Colorado Mental Health Law was up for sunset Colorado coaches encountered mixed messages about the review in 2004; the law would either stay the same, dis- coaching case and regulation in their state. solve, or undergo revision. The Colorado Coalition of It was not the committee’s intent to focus only on Coaches began work to propose legislation to revise the coaching versus counseling. However, that was the pri- statute. In spring 2004, the governor of Colorado signed mary area of concern coaches faced in the key states into law the bill that contains the legislation proposed by investigated. In early 2004, these individuals continued the coalition. Specifically, the new clause within Col- the review of all of the United States and Canada. Cur- orado’s mental health statutes states “The provisions of this rently, there are no requirements for coaches to register article shall not apply to professional coaches who have had or be licensed in any state in the United States or in coach-specific training and who serve clients exclusively in the Canada. New mental-health/behavioral-health laws went capacity of coaches.” into effect in New York, Arizona, and Minnesota in 2003 and 2004. The persons responsible for the implementa- ICF regulatory history tion of these laws have stated that the intent is to tight- The ICF Board of Directors chartered a regulatory com- en up regulation of those performing counseling and mittee in 2002 to research, monitor, evaluate and educate therapy services within the respective states. These laws the coaching profession. During the committee’s initial were not intended to, nor should they, include coaches. months, the ICF implemented an ethical conduct review However, if an individual practices counseling or thera- process, a solid step in the process of self-regulation. In py without meeting the proper state licensing require- On The Mark™ works with authors, speakers, marketers, publishers, coaches, writers and entrepreneurs. Extending • Want to write and produce your first e-book? your • Ready to complete your first audio project? • Do you need help engaging more clients? brand? On The Mark™ specializes in producing and marketing your intellectual property in mediums that reach your target audience. We make it easy and fun to get you seen and heard. Call or email today. We extend your intellectual property by: • Creating and publishing books, e-books, audio and video • Re-launching your website to better target your audience • Designing better promotion of your product or service line Call 310-274-5542 or write info@onthemarkbranding.com • Bringing expert online and offline marketing techniques Brad Stauffer, Principal • Building your brand and name within your target audience www.onthemarkbranding.com Formerly Portable Publisher™ ON THE MARK | branding and publishing for passionate people 40 VOLUME 4 NUMBER 3
  • 4. therapy alliance Reproduced with the permission of choice Magazine, www.choice-online.com Reproduced with the permission of choice Magazine, www.choice-online.com ments and also engages in coaching, that individual with other human service professions, the creation of would be in violation of the state requirement as well as case law, response to ethical complaints, and training in the coaching profession’s standards. ethics for coaches will be paramount as the profession Distinctions between coaching and therapy or counseling continues to evolve and create a knowledge base and are delineated on the ICF website (www.coachfederation.org ) best-practices mandates in the years to come. • as well as information pertaining to ethics and regulatory issues. The ICF is committed to maintaining coaching as a dis- References: tinct profession and to strengthening coaching’s self-gover- Williams, P, and Anderson, S, (2005) Law and Ethics in nance model. Coaching: How to Solve and Avoid Difficult Problems In Your Law and Ethics in Coaching: How to Solve and Avoid Dif- Practice, New Jersey, John Wiley and Sons ficult Problems In Your Practice, 2005, John Wiley and Sons, Coaching Professionalism, the ICF, and You, written by the a new book by Sharon Anderson and myself along with 2004 Regulatory Committee of the ICF, co-chairs Diane eleven other contributing authors, is intended to Brennan and Patrick Williams. Copyright, 2005 increase awareness of legal and ethical issues in coach- ing, and to provide information specifically for those (1) From Coaching Professionalism, the ICF, and You, written who are entering the coaching profession, or who are by the 2004 Regulatory Committee of the ICF, co-chairs teaching about or offering consultations about coaching. Diane Brennan and Patrick Williams. Copyright, 2005 The authors set forth various aspects of ethical and legal issues related to coaching. But keep in mind that this is a Patrick Williams, EdD, MCC is an ICF board member and CEO of the work in progress. While we can share certain rubrics Institute for Life Coach Training. GOT LEVERAGE? If you’re an executive coach and you’re not Inner Circle® peer groups let you leverage your time and expertise to get tapping into the power of peer groups, you’re greater results from less effort. Gather ten entrepreneurs in a room for probably working harder than you need to. three hours each month and you can accomplish (and earn) as much as you would in ten to thirty hours of one-on-one sessions. Your clients benefit from the uncommon synergy that develops when you bring a group of like-minded entrepreneurs together to hash out their most pressing issues. The energy is palpable. The flow of ideas is unstoppable. And the camaraderie is addictive. Inner Circle® members stay around a long time — five, ten, even twenty years. With our high annual renewal rate, the focus shifts from selling your services to actually delivering them. That’s leverage. Contact us to find out more about franchise opportunities available in your area. Inner Circle International Phone: 952.933.6683 3208 W. Lake Street #3 Info@TheInnerCircle.Com Minneapolis, MN 55416 www.TheInnerCircle.com VOLUME 4 NUMBER 3 41