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Principles of Information Security, 2nd Edition 2
 Understand the definition of information security
 Comprehend the history of computer security and how it
evolved into information security
 Understand the key terms and critical concepts of
information security as presented in the chapter
 Outline the phases of the security systems development
life cycle
 Understand the roles of professionals involved in
information security within an organization
Learning Objectives
Upon completion of this material, you should be able to:
Principles of Information Security, 2nd Edition 3
Introduction
 Information security: a “well-informed sense of
assurance that the information risks and controls are in
balance.” —Jim Anderson, Inovant (2002)
 Necessary to review the origins of this field and its
impact on our understanding of information security
today
Principles of Information Security, 2nd Edition 4
The History of Information Security
 Began immediately after the first mainframes were
developed
 Created to aid code-breaking computations during World
War II
 Physical controls to limit access to sensitive military
locations to authorized personnel: badges, keys, and
facial recognition
 Rudimentary in defending against physical theft,
espionage, and sabotage
Principles of Information Security, 2nd Edition 5
Figure 1-1 – The Enigma
Principles of Information Security, 2nd Edition 6
The History of Information Security
 One of 1st documented problems
 Early 1960s
 Not physical
 Accidental file switch
 Entire password file
 printed on every output file
Principles of Information Security, 2nd Edition 7
The 1960s
 Additional mainframes online
 Advanced Research Procurement Agency (ARPA)
began to examine feasibility of redundant networked
communications
 Larry Roberts developed ARPANET from its inception
 ARPANET is the first Internet
Principles of Information Security, 2nd Edition 8
Figure 1-2 - ARPANET
Principles of Information Security, 2nd Edition 9
The 1970s and 80s
 ARPANET grew in popularity as did its potential for misuse
 Fundamental problems with ARPANET security were
identified
 No safety procedures for dial-up connections to ARPANET
 Non-existent user identification and authorization to system
Principles of Information Security, 2nd Edition 10
R-609
 Information security began with Rand Report R-609 (paper
that started the study of computer security)
 Scope of computer security grew from physical security to
include:
 Safety of data
 Limiting unauthorized access to data
 Involvement of personnel from multiple levels of an
organization
 First identified role of management and policy
Principles of Information Security, 2nd Edition 11
The History of Information Security
 Multics
 Operating System
 Security primary goal
 Didn’t go very far
 Several developers created Unix
 Late 1970s: microprocessor expanded computing
capabilities and security threats
 From mainframe to PC
 Decentralized computing
 Need for sharing resources increased
 Major changed computing
Principles of Information Security, 2nd Edition 12
The 1990s
 Networks of computers became more common; so too
did the need to interconnect networks
 Internet became first manifestation of a global network of
networks
 In early Internet deployments, security was treated as a
low priority
 Many of the problems that plague e-mail on the Internet are
the result to this early lack of security
Principles of Information Security, 2nd Edition 13
The Present
 The Internet brings millions of computer networks into
communication with each other—many of them
unsecured
 Ability to secure a computer’s data influenced by the
security of every computer to which it is connected
Principles of Information Security, 2nd Edition 14
What is Security?
 “The quality or state of being secure—to be free from
danger”
 A successful organization should have multiple layers of
security in place:
 Physical security
 Personal security
 Operations security
 Communications security
 Network security
 Information security
Principles of Information Security, 2nd Edition 15
What is Information Security?
 The protection of information and its critical elements,
including systems and hardware that use, store, and
transmit that information
 Necessary tools: policy, awareness, training, education,
technology
 C.I.A. triangle was standard based on confidentiality,
integrity, and availability
 C.I.A. triangle now expanded into list of critical
characteristics of information
Principles of Information Security, 2nd Edition 16
Principles of Information Security, 2nd Edition 17
Critical Characteristics of Information
 The value of information comes from the characteristics it
possesses:
 Timeliness
 No value if it is too late
 Availability
 No interference or obstruction
 Required format
 Accuracy
 Free from mistakes
 Authenticity
 Quality or state of being genuine, i.e., sender of an email
 Confidentiality
 Disclosure or exposure to unauthorized individuals or system is prevented
Principles of Information Security, 2nd Edition 18
Critical Characteristics of Information
 Integrity
 Whole, completed, uncorrupted
 Cornerstone
 Size of the file, hash values, error-correcting codes,
retransmission
 Utility
 Having value for some purpose
 Possession
 Ownership
 Breach of confidentiality results in the breach of possession, not
the reverse
Principles of Information Security, 2nd Edition 19
Figure 1-4 – NSTISSC Security
Model
NSTISSC Security Model
Principles of Information Security, 2nd Edition 20
Components of an Information System
 Information System (IS) is entire set of software, hardware, data,
people, procedures, and networks necessary to use information as
a resource in the organization
 Software
 Perhaps most difficult to secure
 Easy target
 Exploitation substantial portion of attacks on information
 Hardware
 Physical security policies
 Securing physical location important
 Laptops
 Flash memory
Principles of Information Security, 2nd Edition 21
Components of an Information System
 Data
 Often most valuable asset
 Main target of intentional attacks
 People
 Weakest link
 Social engineering
 Must be well trained and informed
 Procedures
 Threat to integrity of data
 Networks
 Locks and keys won’t work
Principles of Information Security, 2nd Edition 22
Securing Components
 Computer can be subject of an attack and/or the object
of an attack
 When the subject of an attack, computer is used as an
active tool to conduct attack
 When the object of an attack, computer is the entity being
attacked
 2 types of attack
 Direct
 Hacker uses their computer to break into a system
 Indirect
 System is compromised and used to attack other systems
Principles of Information Security, 2nd Edition 23
Figure 1-5 – Subject and Object of
Attack
Principles of Information Security, 2nd Edition 24
Balancing Information Security and Access
 Impossible to obtain perfect security—it is a process, not
an absolute
 Security should be considered balance between
protection and availability
 To achieve balance, level of security must allow
reasonable access, yet protect against threats
Principles of Information Security, 2nd Edition 25
Figure 1-6 – Balancing Security and
Access
Principles of Information Security, 2nd Edition 26
Approaches to Information Security
Implementation: Bottom-Up Approach
 Grassroots effort: systems administrators attempt to
improve security of their systems
 Key advantage: technical expertise of individual
administrators
 Seldom works, as it lacks a number of critical features:
 Participant support
 Organizational staying power
Principles of Information Security, 2nd Edition 27
Principles of Information Security, 2nd Edition 28
Approaches to Information Security
Implementation: Top-Down Approach
 Initiated by upper management
 Issue policy, procedures and processes
 Dictate goals and expected outcomes of project
 Determine accountability for each required action
 The most successful also involve formal development
strategy referred to as systems development life cycle
Principles of Information Security, 2nd Edition 29
The Systems Development Life Cycle
 Systems development life cycle (SDLC) is methodology
and design for implementation of information security within
an organization
 Methodology is formal approach to problem-solving based
on structured sequence of procedures
 Using a methodology
 ensures a rigorous process
 avoids missing steps
 Goal is creating a comprehensive security posture/program
 Traditional SDLC consists of six general phases
Principles of Information Security, 2nd Edition 30
Principles of Information Security, 2nd Edition 31
The Security Systems Development Life Cycle
 The same phases used in traditional SDLC may be
adapted to support specialized implementation of an IS
project
 Identification of specific threats and creating controls to
counter them
 SecSDLC is a coherent program rather than a series of
random, seemingly unconnected actions
Principles of Information Security, 2nd Edition 32
The Security Systems Development Life Cycle
 Investigation
 Identifies process, outcomes, goals, and constraints of the
project
 Begins with enterprise information security policy
 Analysis
 Existing security policies, legal issues,
 Perform risk analysis
Principles of Information Security, 2nd Edition 33
The Security Systems Development Life Cycle
 Logical Design
 Creates and develops blueprints for information security
 Incident response actions: Continuity planning, Incident
response, Disaster recovery
 Feasibility analysis to determine whether project should
continue or be outsourced
 Physical Design
 Needed security technology is evaluated, alternatives
generated, and final design selected
Principles of Information Security, 2nd Edition 34
The Security Systems Development Life Cycle
 Implementation
 Security solutions are acquired, tested, implemented, and
tested again
 Personnel issues evaluated; specific training and education
programs conducted
 Entire tested package is presented to management for final
approval
 Maintenance and Change
 Most important
 Constant changing threats
 Constant monitoring, testing updating and implementing
change
Principles of Information Security, 2nd Edition 35
Security Professionals and the Organization
 Wide range of professionals required to support a
diverse information security program
 Senior management is key component; also, additional
administrative support and technical expertise required to
implement details of IS program
Principles of Information Security, 2nd Edition 36
Senior Management
 Chief Information Officer (CIO)
 Senior technology officer
 Primarily responsible for advising senior executives on
strategic planning
 Chief Information Security Officer (CISO)
 Primarily responsible for assessment, management, and
implementation of IS in the organization
 Usually reports directly to the CIO
Principles of Information Security, 2nd Edition 37
Information Security Project Team
 A number of individuals who are experienced in one or
more facets of technical and non-technical areas:
 Champion: Senior executive who promotes the project
 Team leader: project manager, departmental level
manager
 Security policy developers
 Risk assessment specialists
 Security professionals
 Systems administrators
 End users
Principles of Information Security, 2nd Edition 38
Data Ownership
 Data Owner: responsible for the security and use of a
particular set of information
 Data Custodian: responsible for storage, maintenance,
and protection of information
 Data Users: end users who work with information to
perform their daily jobs supporting the mission of the
organization
Principles of Information Security, 2nd Edition 39
Communities Of Interest
 Group of individuals united by similar interest/values in an
organization
 Information Security Management and Professionals
 Information Technology Management and Professionals
 Organizational Management and Professionals
Principles of Information Security, 2nd Edition 40
Key Terms
 Access
 Asset
 Attack
 Control, Safeguard or
Countermeasure
 Exploit
 Exposure
 Hacking
 Object
 Risk
 Security Blueprint
 Security Model
 Security Posture or
Security Profile
 Subject
 Threats
 Threat Agent
 Vulnerability
Principles of Information Security, 2nd Edition 41
Critical infrastructure
 From Wikipedia.
 Critical infrastructure is a term used by governments to describe systems or material assets that are
essential for the functioning of a society and economy. Most commonly associated with the term are
facilities for:
 electricity generation and distribution;
 telecommunication;
 water supply;
 agriculture, food production and distribution;
 heating (natural gas, fuel oil);
 public health;
 transportation systems (fuel supply, railway network, airports);
 financial services;
 security services (police, military).
 Critical-infrastructure protection is the study, design and implementation of precautionary measures
aimed to reduce the risk that critical infrastructure fails as the result of war, disaster, civil unrest,
vandalism, or sabotage.
Principles of Information Security, 2nd Edition 42
Summary
 Information security is a “well-informed sense of
assurance that the information risks and controls are in
balance.”
 Computer security began immediately after first
mainframes were developed
 Successful organizations have multiple layers of security
in place: physical, personal, operations, communications,
network, and information.
Principles of Information Security, 2nd Edition 43
Summary
 Security should be considered a balance between
protection and availability
 Information security must be managed similar to any
major system implemented in an organization using a
methodology like SecSDLC
 Implementation of information security often described as
a combination of art and science

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Ch01_Introduction_to_Information_Securit.ppt

  • 1.
  • 2. Principles of Information Security, 2nd Edition 2  Understand the definition of information security  Comprehend the history of computer security and how it evolved into information security  Understand the key terms and critical concepts of information security as presented in the chapter  Outline the phases of the security systems development life cycle  Understand the roles of professionals involved in information security within an organization Learning Objectives Upon completion of this material, you should be able to:
  • 3. Principles of Information Security, 2nd Edition 3 Introduction  Information security: a “well-informed sense of assurance that the information risks and controls are in balance.” —Jim Anderson, Inovant (2002)  Necessary to review the origins of this field and its impact on our understanding of information security today
  • 4. Principles of Information Security, 2nd Edition 4 The History of Information Security  Began immediately after the first mainframes were developed  Created to aid code-breaking computations during World War II  Physical controls to limit access to sensitive military locations to authorized personnel: badges, keys, and facial recognition  Rudimentary in defending against physical theft, espionage, and sabotage
  • 5. Principles of Information Security, 2nd Edition 5 Figure 1-1 – The Enigma
  • 6. Principles of Information Security, 2nd Edition 6 The History of Information Security  One of 1st documented problems  Early 1960s  Not physical  Accidental file switch  Entire password file  printed on every output file
  • 7. Principles of Information Security, 2nd Edition 7 The 1960s  Additional mainframes online  Advanced Research Procurement Agency (ARPA) began to examine feasibility of redundant networked communications  Larry Roberts developed ARPANET from its inception  ARPANET is the first Internet
  • 8. Principles of Information Security, 2nd Edition 8 Figure 1-2 - ARPANET
  • 9. Principles of Information Security, 2nd Edition 9 The 1970s and 80s  ARPANET grew in popularity as did its potential for misuse  Fundamental problems with ARPANET security were identified  No safety procedures for dial-up connections to ARPANET  Non-existent user identification and authorization to system
  • 10. Principles of Information Security, 2nd Edition 10 R-609  Information security began with Rand Report R-609 (paper that started the study of computer security)  Scope of computer security grew from physical security to include:  Safety of data  Limiting unauthorized access to data  Involvement of personnel from multiple levels of an organization  First identified role of management and policy
  • 11. Principles of Information Security, 2nd Edition 11 The History of Information Security  Multics  Operating System  Security primary goal  Didn’t go very far  Several developers created Unix  Late 1970s: microprocessor expanded computing capabilities and security threats  From mainframe to PC  Decentralized computing  Need for sharing resources increased  Major changed computing
  • 12. Principles of Information Security, 2nd Edition 12 The 1990s  Networks of computers became more common; so too did the need to interconnect networks  Internet became first manifestation of a global network of networks  In early Internet deployments, security was treated as a low priority  Many of the problems that plague e-mail on the Internet are the result to this early lack of security
  • 13. Principles of Information Security, 2nd Edition 13 The Present  The Internet brings millions of computer networks into communication with each other—many of them unsecured  Ability to secure a computer’s data influenced by the security of every computer to which it is connected
  • 14. Principles of Information Security, 2nd Edition 14 What is Security?  “The quality or state of being secure—to be free from danger”  A successful organization should have multiple layers of security in place:  Physical security  Personal security  Operations security  Communications security  Network security  Information security
  • 15. Principles of Information Security, 2nd Edition 15 What is Information Security?  The protection of information and its critical elements, including systems and hardware that use, store, and transmit that information  Necessary tools: policy, awareness, training, education, technology  C.I.A. triangle was standard based on confidentiality, integrity, and availability  C.I.A. triangle now expanded into list of critical characteristics of information
  • 16. Principles of Information Security, 2nd Edition 16
  • 17. Principles of Information Security, 2nd Edition 17 Critical Characteristics of Information  The value of information comes from the characteristics it possesses:  Timeliness  No value if it is too late  Availability  No interference or obstruction  Required format  Accuracy  Free from mistakes  Authenticity  Quality or state of being genuine, i.e., sender of an email  Confidentiality  Disclosure or exposure to unauthorized individuals or system is prevented
  • 18. Principles of Information Security, 2nd Edition 18 Critical Characteristics of Information  Integrity  Whole, completed, uncorrupted  Cornerstone  Size of the file, hash values, error-correcting codes, retransmission  Utility  Having value for some purpose  Possession  Ownership  Breach of confidentiality results in the breach of possession, not the reverse
  • 19. Principles of Information Security, 2nd Edition 19 Figure 1-4 – NSTISSC Security Model NSTISSC Security Model
  • 20. Principles of Information Security, 2nd Edition 20 Components of an Information System  Information System (IS) is entire set of software, hardware, data, people, procedures, and networks necessary to use information as a resource in the organization  Software  Perhaps most difficult to secure  Easy target  Exploitation substantial portion of attacks on information  Hardware  Physical security policies  Securing physical location important  Laptops  Flash memory
  • 21. Principles of Information Security, 2nd Edition 21 Components of an Information System  Data  Often most valuable asset  Main target of intentional attacks  People  Weakest link  Social engineering  Must be well trained and informed  Procedures  Threat to integrity of data  Networks  Locks and keys won’t work
  • 22. Principles of Information Security, 2nd Edition 22 Securing Components  Computer can be subject of an attack and/or the object of an attack  When the subject of an attack, computer is used as an active tool to conduct attack  When the object of an attack, computer is the entity being attacked  2 types of attack  Direct  Hacker uses their computer to break into a system  Indirect  System is compromised and used to attack other systems
  • 23. Principles of Information Security, 2nd Edition 23 Figure 1-5 – Subject and Object of Attack
  • 24. Principles of Information Security, 2nd Edition 24 Balancing Information Security and Access  Impossible to obtain perfect security—it is a process, not an absolute  Security should be considered balance between protection and availability  To achieve balance, level of security must allow reasonable access, yet protect against threats
  • 25. Principles of Information Security, 2nd Edition 25 Figure 1-6 – Balancing Security and Access
  • 26. Principles of Information Security, 2nd Edition 26 Approaches to Information Security Implementation: Bottom-Up Approach  Grassroots effort: systems administrators attempt to improve security of their systems  Key advantage: technical expertise of individual administrators  Seldom works, as it lacks a number of critical features:  Participant support  Organizational staying power
  • 27. Principles of Information Security, 2nd Edition 27
  • 28. Principles of Information Security, 2nd Edition 28 Approaches to Information Security Implementation: Top-Down Approach  Initiated by upper management  Issue policy, procedures and processes  Dictate goals and expected outcomes of project  Determine accountability for each required action  The most successful also involve formal development strategy referred to as systems development life cycle
  • 29. Principles of Information Security, 2nd Edition 29 The Systems Development Life Cycle  Systems development life cycle (SDLC) is methodology and design for implementation of information security within an organization  Methodology is formal approach to problem-solving based on structured sequence of procedures  Using a methodology  ensures a rigorous process  avoids missing steps  Goal is creating a comprehensive security posture/program  Traditional SDLC consists of six general phases
  • 30. Principles of Information Security, 2nd Edition 30
  • 31. Principles of Information Security, 2nd Edition 31 The Security Systems Development Life Cycle  The same phases used in traditional SDLC may be adapted to support specialized implementation of an IS project  Identification of specific threats and creating controls to counter them  SecSDLC is a coherent program rather than a series of random, seemingly unconnected actions
  • 32. Principles of Information Security, 2nd Edition 32 The Security Systems Development Life Cycle  Investigation  Identifies process, outcomes, goals, and constraints of the project  Begins with enterprise information security policy  Analysis  Existing security policies, legal issues,  Perform risk analysis
  • 33. Principles of Information Security, 2nd Edition 33 The Security Systems Development Life Cycle  Logical Design  Creates and develops blueprints for information security  Incident response actions: Continuity planning, Incident response, Disaster recovery  Feasibility analysis to determine whether project should continue or be outsourced  Physical Design  Needed security technology is evaluated, alternatives generated, and final design selected
  • 34. Principles of Information Security, 2nd Edition 34 The Security Systems Development Life Cycle  Implementation  Security solutions are acquired, tested, implemented, and tested again  Personnel issues evaluated; specific training and education programs conducted  Entire tested package is presented to management for final approval  Maintenance and Change  Most important  Constant changing threats  Constant monitoring, testing updating and implementing change
  • 35. Principles of Information Security, 2nd Edition 35 Security Professionals and the Organization  Wide range of professionals required to support a diverse information security program  Senior management is key component; also, additional administrative support and technical expertise required to implement details of IS program
  • 36. Principles of Information Security, 2nd Edition 36 Senior Management  Chief Information Officer (CIO)  Senior technology officer  Primarily responsible for advising senior executives on strategic planning  Chief Information Security Officer (CISO)  Primarily responsible for assessment, management, and implementation of IS in the organization  Usually reports directly to the CIO
  • 37. Principles of Information Security, 2nd Edition 37 Information Security Project Team  A number of individuals who are experienced in one or more facets of technical and non-technical areas:  Champion: Senior executive who promotes the project  Team leader: project manager, departmental level manager  Security policy developers  Risk assessment specialists  Security professionals  Systems administrators  End users
  • 38. Principles of Information Security, 2nd Edition 38 Data Ownership  Data Owner: responsible for the security and use of a particular set of information  Data Custodian: responsible for storage, maintenance, and protection of information  Data Users: end users who work with information to perform their daily jobs supporting the mission of the organization
  • 39. Principles of Information Security, 2nd Edition 39 Communities Of Interest  Group of individuals united by similar interest/values in an organization  Information Security Management and Professionals  Information Technology Management and Professionals  Organizational Management and Professionals
  • 40. Principles of Information Security, 2nd Edition 40 Key Terms  Access  Asset  Attack  Control, Safeguard or Countermeasure  Exploit  Exposure  Hacking  Object  Risk  Security Blueprint  Security Model  Security Posture or Security Profile  Subject  Threats  Threat Agent  Vulnerability
  • 41. Principles of Information Security, 2nd Edition 41 Critical infrastructure  From Wikipedia.  Critical infrastructure is a term used by governments to describe systems or material assets that are essential for the functioning of a society and economy. Most commonly associated with the term are facilities for:  electricity generation and distribution;  telecommunication;  water supply;  agriculture, food production and distribution;  heating (natural gas, fuel oil);  public health;  transportation systems (fuel supply, railway network, airports);  financial services;  security services (police, military).  Critical-infrastructure protection is the study, design and implementation of precautionary measures aimed to reduce the risk that critical infrastructure fails as the result of war, disaster, civil unrest, vandalism, or sabotage.
  • 42. Principles of Information Security, 2nd Edition 42 Summary  Information security is a “well-informed sense of assurance that the information risks and controls are in balance.”  Computer security began immediately after first mainframes were developed  Successful organizations have multiple layers of security in place: physical, personal, operations, communications, network, and information.
  • 43. Principles of Information Security, 2nd Edition 43 Summary  Security should be considered a balance between protection and availability  Information security must be managed similar to any major system implemented in an organization using a methodology like SecSDLC  Implementation of information security often described as a combination of art and science