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Research Methodology
PART 2
Selecting & Formulating Research Problem
M S Sridhar
Head, Library & Documentation
ISRO Satellite Centre
Bangalore 560017
E-mail: sridhar@isac.gov.in & sridharmirle@yahoomail.com
M S Sridhar, ISRO Research Methodology 2 2
Selecting & formulating research problem
Synopsis
1. Introduction to Research &
Research methodology
2. Selection and formulation of
research problem
3. Research design and plan
4. Experimental designs
5. Sampling and sampling strategy
or plan
6. Measurement and scaling
techniques
7. Data collection methods and
techniques
8. Testing of hypotheses
9. Statistical techniques for
processing & analysis of data
10. Analysis, interpretation and
drawing inferences
11. Report writing
• Selecting research
problems
- sources
- criteria
• Grilling the problem
• Dos & don’ts
• Still can’t clearly
formulate?
• Steps in formulating
research problem
• Main steps in
conducting research
M S Sridhar, ISRO Research Methodology 2 3
Selecting Research Problem*
Criteria
I INTERNAL
1. Researcher’s interest
2. Researcher’s competence
3. Researcher’s own resources, i.e., finance, time,
etc.
II EXTERNAL
1. Researchability, i.e., amenability (problems
having solutions)
2. Importance and Urgency, i.e., relative importance
& significance of problem (utility of findings)
3. Novelty or originality
4. Feasibility
- Availability of data
- Suitable methodology
- Co-operation of organisations & individuals
- Available time
5. Facilities/ infrastructure
6. Usefulness and social relevance
7. Research personnel
Sources
1. Reading
2. Academic
experience
3. Daily experience
4. Exposure to field
situations
5. Consultations
6. Brainstorming
7. Research
8. Intuition
* Here ‘problem’ is
not ‘trouble’.
M S Sridhar, ISRO Research Methodology 2 4
Grilling the problem
Questions to be asked when
an idea is born
1. Is the idea viable ?
2. Is it practicable ?
3. The time factor ?
4. Has it been done before ?
5. What result is expected ?
6. What do colleagues think ?
7. Will a statistician be needed ?
8. What will you personally do ?
(individual’s role in the study)
More questions while
formulating problem
The originating
question - What one
wants to know
The rationale - Why
The specifying the
question - Possible
answers to the
originating question
M S Sridhar, ISRO Research Methodology 2 5
Selection of Research Problem – Dos & Don’ts
1. Research problems cannot be borrowed; researcher has
to find his own problem
2. Guide can only help to choose a subject / topic
3. Right question must be addressed; Having a topic to read
about is different from having a problem to solve. This
leads to aimless and endless gathering of data and no
way of knowing when we have enough. Further, this leads
to a struggle to decide what to include in report
4. Have unbiased & unattached approach; No mother
complex; Be objective
5. Be uncommitted (i.e., hanging loose) before selection
6. Have more than one problem to ponder, i.e., keep
alternatives
7. Never settle initially itself on a particular approach
8. Interact with experts & practitioners
9. Avoid superficial & obvious problems
M S Sridhar, ISRO Research Methodology 2 6
Selection of Research Problem – Dos & Don’ts contd…
10. Avoid overdone subjects & controversial subjects
11. Avoid too narrow or too vague problems (Avoid the risk of
settling on a broad topic with 4 or 5 words)
12. Have a preliminary study (quick & dirty study) and / or a brief
feasibility study (examine methodology, etc.)
13. Problems should suit your interest, competence & ability
14. Identify gaps through literature survey
15. Check availability of required data and co-operation of people
concerned
16. Problem should be novel, significant and useful to practitioners;
utility of the expected findings should be judged
17. Spend lot of time in writing and note taking to understand
18. Make preliminary outlines, disagree with what is read, draw
diagrams to connect disparate facts, summarise sources, record
random thoughts, discard later if necessary, start writing at the
very beginning as you go to encourage critical thinking, to
understand sources better and draft more effectively
M S Sridhar, ISRO Research Methodology 2 7
Still can’t clearly formulate?
Begin early thinking to save time and later panic.
Ask for help: Discuss with others, but then not restrict or
limit your research; Examine whether a smaller part of
bigger part be selected
Look for problems as you read: Gap, error,
misunderstanding, contradictions, inconsistencies,
incomplete explanations; Do more than just pointing out
Look for the problem that your claim solves; work
backward to formulate a better, more interesting
problem than the one that is started
Tip: Most common way research problem is discovered
is by disagreeing with sources; There are standard
contradictions (Booth, 2003)
M S Sridhar, ISRO Research Methodology 2 8
Steps in Formulating Research Problem
1. Stating problem in a general way (& developing a title)
2. Understanding the nature of problem (& building a
conceptual model)
3. Surveying available literature & past studies
4. Developing ideas through discussion - experience
survey (setting investigative questions)
5. Rephrasing the problem
Objectives and/ or hypotheses
Title
Terms & concepts
Assumptions & postulates
contd…
M S Sridhar, ISRO Research Methodology 2 9
Steps in Formulating Research Problem contd…
Significance & value
Suitability in terms of ability, time, money, data, etc.
Scope & limitations
- Time & space co-ordinates
- Unit of analysis
- Environmental conditions
6. Methodology (third part, see synopsis)
Note: Formulation has all the benefits of a good research
plan or design and hence can be considered as part of it
M S Sridhar, ISRO Research Methodology 2 10
Main Steps for Conducting Research
(i) Selection and formulation of research problem and
working hypothesis
(ii) Literature survey
(iii) Overall design or planning the strategy of the study
(iv) Sampling and sampling strategy or plan
(v) Measurement and scaling techniques
(vi) Pilot study
(vii) Data collection
(viii) Processing and analysis of data
(ix) Testing of hypotheses
(x) Interpretation, generalisation and realisation of
objectives
(xi) Preparation, writing, presentation and dissemination
of research results
M S Sridhar, ISRO Research Methodology 2 11
Research is not a simple linear activity
• Researchers never move in a straight line from finding a topic to
stating a thesis to filling in note cards to drafting and revision
• Real research loops back and forth, moving forward a step or two,
going back and moving ahead again, anticipating stages not yet
begun
• However carefully you plan, research follows a crooked path,
taking unexpected turns, even looping back on itself; Work
through step-by-step; When you can manage the parts, you can
manage the whole
• Research is not like going a well marked path to a familiar
destination; it is more like struggling through overgrown woods,
searching for something you won’t know until you find it
• No one can solve the world’s great problems in a tiny project, but
choosing smaller questions, knowing answers can lead to great
solutions. A good researchers takes us one step further in
understanding great problem by making us better understanding
the problem
M S Sridhar, ISRO Research Methodology 2 12
Research is a complex process
• it also involves many implicit mysterious creative
processes
Turning a vague interest into a problem worth
posing and solving
Building an argument that motivates readers to
accept your claim
Anticipating the reservations of thoughtful but
critical readers and then responding appropriately
Creating an introduction and conclusion that answer
the toughest of questions, So what?
Reading your own writing as others may, and
thereby learn when and how to revise it
M S Sridhar, ISRO Research Methodology 2 13
Additional notes for planning the project (Booth, 2003)
Four steps to move from topic to question
1. From an interest to a broad topic
Some problems are already ‘in the air’,
widely debated and deeply researched
Answer to the question should also be
significant to others; others should think
that it is worth solving.
Skim texts, talk to others, visit library,
internet, scan headings for topics; get
references
2. From a broad topic to a focused one
Narrow down by adding special kind of
words and phrases like conflict,
development, etc.
Using nouns derived from verbs, the topic
becomes a step closer to a claim that
readers might find significant. For example
“the history of commercial aviation”
presupposes “commercial aviation has a
history” contd…
Four steps to plan
1. Finding a topic specific
enough to master a
reasonable amount of
information on it
2. Asking questions about
the topic until
something catches
interest
3. Determining what kind
of evidence is
expected in support of
answer
4. Determining whether
sources with such
data exist
Note: steps are neither
linear nor mutually
exclusive
M S Sridhar, ISRO Research Methodology 2 14
Four steps to move from topic to question contd.
3. From a focused topic to questions
‘Rushing from a topic to a data dump’ is Beginners mistake
Identify the parts and how they are interrelated and how is the topic part of the
larger system
Trace its own history and its role in a larger history:
Identify its characteristics and the categories that include it
Determine its value
Evaluate questions
When you run out of questions, start evaluating them.
Avoid those for which readymade answers are found in reference works.
Combine smaller questions into larger, more significant ones
Settle on a questions or two
A question narrows the search for data to what is required to answer it. On the
other hand, if we have only a topic, we will never know when to stop hunting for
data.
4. From a merely interesting question to its wider significance
Start by asking so what? Why should readers be interested in it?
Make sentence specific statement
Add a question (indirect) about the topic
Motivate your question; It gives a claim on your readers interest
M S Sridhar, ISRO Research Methodology 2 15
1. Anderson, Janathan, et. al. Thesis and assignment writing. New Delhi:
Wiley, 1970.
2. Best, Joel. Damned lies and statistics. California: University of
California Press, 2001.
3. Best, Joel. More damned lies and statistics; how numbers confuse
public issues. Berkeley: University of California Press, 2004
4. Body, Harper W Jr. et.al. Marketing research: text and cases. Delhi: All
India Traveler Bookseller, 1985.
5. Booth, Wayne C, et. al. The craft of research. 2 ed. Chicago: The
University of Chicago Press, 2003.
6. Chicago guide to preparing electronic manuscripts: For authors and
publishers. Chicago: The University of Chicago Press, 1987.
7. Cohen, Louis and Manion, Lawrence. Research methods in education.
London: Routledge, 1980.
8. Goode, William J and Hatt, Paul K. Methods on social research.
London; Mc Graw Hill, 1981.
9. Gopal, M.H. An introduction to research procedures in social sciences.
Bombay: Asia Publishing House, 1970.
10. Koosis, Donald J. Business statistics. New York: John Wiley,1972.
11. Kothari, C.R. Research methodology: methods and techniques. 2 ed.,
New Delhi: Vishwaprakashan, 1990.
ReferencesReferences
M S Sridhar, ISRO Research Methodology 2 16
12. Miller, Jane E. The Chicago guide to writing about numbers.
Chicago: the University of Chicago Press, 2004.
13. Rodger, Leslie W. Statistics for marketing. London: Mc-Graw Hill,
1984.
14. Salvatoe, Dominick. Theory and problems of statistics and
econometrics (Schaum’s outline series). New York: McGraw-Hill,
1982.
15. Spiegel, Murray R. Schauim’s outline of theory and problems of
statistics in SI units. Singapore: Mc Graw Hill , 1981.
16. Simpson, I. S. How to interpret statistical data: a guide for librarians
and information scientists. London: Library Association, 1990.
17. Slater, Margaret ed. Research method in library and information
studies. London: Library Association, 1990.
18. Turabian, Kate L. A manual for writers of term papers, theses, and
dissertations. 6 ed. Chicago: The University of Chicago, 1996.
19. Young, Pauline V. Scientific social surveys and research. New Delhi:
Prentice-Hall of India Ltd., 1984.
20. Walizer, Michael H and Wienir, Paul L. Research methods and
analysis: searching for relationships. New York: Harper & Row, 1978.
21. Williams, Joseph M. Style: towards clarity and grace. Chicago: The
University of Chicago Press, 1995.
ReferencesReferences contd.contd.
M S Sridhar, ISRO Research Methodology 2 17
About the Author
Dr. M. S. Sridhar is a post graduate in Mathematics and Business
Management and a Doctorate in Library and Information Science. He
is in the profession for last 36 years. Since 1978, he is heading the Library
and Documentation Division of ISRO Satellite Centre, Bangalore. Earlier
he has worked in the libraries of National Aeronautical Laboratory
(Bangalore), Indian Institute of Management (Bangalore) and University
of Mysore. Dr. Sridhar has published 4 books, 81 research articles, 22
conferences papers, written 19 course materials for BLIS and MLIS, made
over 25 seminar presentations and contributed 5 chapters to books. E-mail:
sridharmirle@yahoo.com, mirlesridhar@gmail.com, sridhar@isac.gov.in ;
Phone: 91-80-25084451; Fax: 91-80-25084476.

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Research methodology part2

  • 1. Research Methodology PART 2 Selecting & Formulating Research Problem M S Sridhar Head, Library & Documentation ISRO Satellite Centre Bangalore 560017 E-mail: sridhar@isac.gov.in & sridharmirle@yahoomail.com
  • 2. M S Sridhar, ISRO Research Methodology 2 2 Selecting & formulating research problem Synopsis 1. Introduction to Research & Research methodology 2. Selection and formulation of research problem 3. Research design and plan 4. Experimental designs 5. Sampling and sampling strategy or plan 6. Measurement and scaling techniques 7. Data collection methods and techniques 8. Testing of hypotheses 9. Statistical techniques for processing & analysis of data 10. Analysis, interpretation and drawing inferences 11. Report writing • Selecting research problems - sources - criteria • Grilling the problem • Dos & don’ts • Still can’t clearly formulate? • Steps in formulating research problem • Main steps in conducting research
  • 3. M S Sridhar, ISRO Research Methodology 2 3 Selecting Research Problem* Criteria I INTERNAL 1. Researcher’s interest 2. Researcher’s competence 3. Researcher’s own resources, i.e., finance, time, etc. II EXTERNAL 1. Researchability, i.e., amenability (problems having solutions) 2. Importance and Urgency, i.e., relative importance & significance of problem (utility of findings) 3. Novelty or originality 4. Feasibility - Availability of data - Suitable methodology - Co-operation of organisations & individuals - Available time 5. Facilities/ infrastructure 6. Usefulness and social relevance 7. Research personnel Sources 1. Reading 2. Academic experience 3. Daily experience 4. Exposure to field situations 5. Consultations 6. Brainstorming 7. Research 8. Intuition * Here ‘problem’ is not ‘trouble’.
  • 4. M S Sridhar, ISRO Research Methodology 2 4 Grilling the problem Questions to be asked when an idea is born 1. Is the idea viable ? 2. Is it practicable ? 3. The time factor ? 4. Has it been done before ? 5. What result is expected ? 6. What do colleagues think ? 7. Will a statistician be needed ? 8. What will you personally do ? (individual’s role in the study) More questions while formulating problem The originating question - What one wants to know The rationale - Why The specifying the question - Possible answers to the originating question
  • 5. M S Sridhar, ISRO Research Methodology 2 5 Selection of Research Problem – Dos & Don’ts 1. Research problems cannot be borrowed; researcher has to find his own problem 2. Guide can only help to choose a subject / topic 3. Right question must be addressed; Having a topic to read about is different from having a problem to solve. This leads to aimless and endless gathering of data and no way of knowing when we have enough. Further, this leads to a struggle to decide what to include in report 4. Have unbiased & unattached approach; No mother complex; Be objective 5. Be uncommitted (i.e., hanging loose) before selection 6. Have more than one problem to ponder, i.e., keep alternatives 7. Never settle initially itself on a particular approach 8. Interact with experts & practitioners 9. Avoid superficial & obvious problems
  • 6. M S Sridhar, ISRO Research Methodology 2 6 Selection of Research Problem – Dos & Don’ts contd… 10. Avoid overdone subjects & controversial subjects 11. Avoid too narrow or too vague problems (Avoid the risk of settling on a broad topic with 4 or 5 words) 12. Have a preliminary study (quick & dirty study) and / or a brief feasibility study (examine methodology, etc.) 13. Problems should suit your interest, competence & ability 14. Identify gaps through literature survey 15. Check availability of required data and co-operation of people concerned 16. Problem should be novel, significant and useful to practitioners; utility of the expected findings should be judged 17. Spend lot of time in writing and note taking to understand 18. Make preliminary outlines, disagree with what is read, draw diagrams to connect disparate facts, summarise sources, record random thoughts, discard later if necessary, start writing at the very beginning as you go to encourage critical thinking, to understand sources better and draft more effectively
  • 7. M S Sridhar, ISRO Research Methodology 2 7 Still can’t clearly formulate? Begin early thinking to save time and later panic. Ask for help: Discuss with others, but then not restrict or limit your research; Examine whether a smaller part of bigger part be selected Look for problems as you read: Gap, error, misunderstanding, contradictions, inconsistencies, incomplete explanations; Do more than just pointing out Look for the problem that your claim solves; work backward to formulate a better, more interesting problem than the one that is started Tip: Most common way research problem is discovered is by disagreeing with sources; There are standard contradictions (Booth, 2003)
  • 8. M S Sridhar, ISRO Research Methodology 2 8 Steps in Formulating Research Problem 1. Stating problem in a general way (& developing a title) 2. Understanding the nature of problem (& building a conceptual model) 3. Surveying available literature & past studies 4. Developing ideas through discussion - experience survey (setting investigative questions) 5. Rephrasing the problem Objectives and/ or hypotheses Title Terms & concepts Assumptions & postulates contd…
  • 9. M S Sridhar, ISRO Research Methodology 2 9 Steps in Formulating Research Problem contd… Significance & value Suitability in terms of ability, time, money, data, etc. Scope & limitations - Time & space co-ordinates - Unit of analysis - Environmental conditions 6. Methodology (third part, see synopsis) Note: Formulation has all the benefits of a good research plan or design and hence can be considered as part of it
  • 10. M S Sridhar, ISRO Research Methodology 2 10 Main Steps for Conducting Research (i) Selection and formulation of research problem and working hypothesis (ii) Literature survey (iii) Overall design or planning the strategy of the study (iv) Sampling and sampling strategy or plan (v) Measurement and scaling techniques (vi) Pilot study (vii) Data collection (viii) Processing and analysis of data (ix) Testing of hypotheses (x) Interpretation, generalisation and realisation of objectives (xi) Preparation, writing, presentation and dissemination of research results
  • 11. M S Sridhar, ISRO Research Methodology 2 11 Research is not a simple linear activity • Researchers never move in a straight line from finding a topic to stating a thesis to filling in note cards to drafting and revision • Real research loops back and forth, moving forward a step or two, going back and moving ahead again, anticipating stages not yet begun • However carefully you plan, research follows a crooked path, taking unexpected turns, even looping back on itself; Work through step-by-step; When you can manage the parts, you can manage the whole • Research is not like going a well marked path to a familiar destination; it is more like struggling through overgrown woods, searching for something you won’t know until you find it • No one can solve the world’s great problems in a tiny project, but choosing smaller questions, knowing answers can lead to great solutions. A good researchers takes us one step further in understanding great problem by making us better understanding the problem
  • 12. M S Sridhar, ISRO Research Methodology 2 12 Research is a complex process • it also involves many implicit mysterious creative processes Turning a vague interest into a problem worth posing and solving Building an argument that motivates readers to accept your claim Anticipating the reservations of thoughtful but critical readers and then responding appropriately Creating an introduction and conclusion that answer the toughest of questions, So what? Reading your own writing as others may, and thereby learn when and how to revise it
  • 13. M S Sridhar, ISRO Research Methodology 2 13 Additional notes for planning the project (Booth, 2003) Four steps to move from topic to question 1. From an interest to a broad topic Some problems are already ‘in the air’, widely debated and deeply researched Answer to the question should also be significant to others; others should think that it is worth solving. Skim texts, talk to others, visit library, internet, scan headings for topics; get references 2. From a broad topic to a focused one Narrow down by adding special kind of words and phrases like conflict, development, etc. Using nouns derived from verbs, the topic becomes a step closer to a claim that readers might find significant. For example “the history of commercial aviation” presupposes “commercial aviation has a history” contd… Four steps to plan 1. Finding a topic specific enough to master a reasonable amount of information on it 2. Asking questions about the topic until something catches interest 3. Determining what kind of evidence is expected in support of answer 4. Determining whether sources with such data exist Note: steps are neither linear nor mutually exclusive
  • 14. M S Sridhar, ISRO Research Methodology 2 14 Four steps to move from topic to question contd. 3. From a focused topic to questions ‘Rushing from a topic to a data dump’ is Beginners mistake Identify the parts and how they are interrelated and how is the topic part of the larger system Trace its own history and its role in a larger history: Identify its characteristics and the categories that include it Determine its value Evaluate questions When you run out of questions, start evaluating them. Avoid those for which readymade answers are found in reference works. Combine smaller questions into larger, more significant ones Settle on a questions or two A question narrows the search for data to what is required to answer it. On the other hand, if we have only a topic, we will never know when to stop hunting for data. 4. From a merely interesting question to its wider significance Start by asking so what? Why should readers be interested in it? Make sentence specific statement Add a question (indirect) about the topic Motivate your question; It gives a claim on your readers interest
  • 15. M S Sridhar, ISRO Research Methodology 2 15 1. Anderson, Janathan, et. al. Thesis and assignment writing. New Delhi: Wiley, 1970. 2. Best, Joel. Damned lies and statistics. California: University of California Press, 2001. 3. Best, Joel. More damned lies and statistics; how numbers confuse public issues. Berkeley: University of California Press, 2004 4. Body, Harper W Jr. et.al. Marketing research: text and cases. Delhi: All India Traveler Bookseller, 1985. 5. Booth, Wayne C, et. al. The craft of research. 2 ed. Chicago: The University of Chicago Press, 2003. 6. Chicago guide to preparing electronic manuscripts: For authors and publishers. Chicago: The University of Chicago Press, 1987. 7. Cohen, Louis and Manion, Lawrence. Research methods in education. London: Routledge, 1980. 8. Goode, William J and Hatt, Paul K. Methods on social research. London; Mc Graw Hill, 1981. 9. Gopal, M.H. An introduction to research procedures in social sciences. Bombay: Asia Publishing House, 1970. 10. Koosis, Donald J. Business statistics. New York: John Wiley,1972. 11. Kothari, C.R. Research methodology: methods and techniques. 2 ed., New Delhi: Vishwaprakashan, 1990. ReferencesReferences
  • 16. M S Sridhar, ISRO Research Methodology 2 16 12. Miller, Jane E. The Chicago guide to writing about numbers. Chicago: the University of Chicago Press, 2004. 13. Rodger, Leslie W. Statistics for marketing. London: Mc-Graw Hill, 1984. 14. Salvatoe, Dominick. Theory and problems of statistics and econometrics (Schaum’s outline series). New York: McGraw-Hill, 1982. 15. Spiegel, Murray R. Schauim’s outline of theory and problems of statistics in SI units. Singapore: Mc Graw Hill , 1981. 16. Simpson, I. S. How to interpret statistical data: a guide for librarians and information scientists. London: Library Association, 1990. 17. Slater, Margaret ed. Research method in library and information studies. London: Library Association, 1990. 18. Turabian, Kate L. A manual for writers of term papers, theses, and dissertations. 6 ed. Chicago: The University of Chicago, 1996. 19. Young, Pauline V. Scientific social surveys and research. New Delhi: Prentice-Hall of India Ltd., 1984. 20. Walizer, Michael H and Wienir, Paul L. Research methods and analysis: searching for relationships. New York: Harper & Row, 1978. 21. Williams, Joseph M. Style: towards clarity and grace. Chicago: The University of Chicago Press, 1995. ReferencesReferences contd.contd.
  • 17. M S Sridhar, ISRO Research Methodology 2 17 About the Author Dr. M. S. Sridhar is a post graduate in Mathematics and Business Management and a Doctorate in Library and Information Science. He is in the profession for last 36 years. Since 1978, he is heading the Library and Documentation Division of ISRO Satellite Centre, Bangalore. Earlier he has worked in the libraries of National Aeronautical Laboratory (Bangalore), Indian Institute of Management (Bangalore) and University of Mysore. Dr. Sridhar has published 4 books, 81 research articles, 22 conferences papers, written 19 course materials for BLIS and MLIS, made over 25 seminar presentations and contributed 5 chapters to books. E-mail: sridharmirle@yahoo.com, mirlesridhar@gmail.com, sridhar@isac.gov.in ; Phone: 91-80-25084451; Fax: 91-80-25084476.