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Disciplinary Flowchart

                                       Informal
   See ‘Performance
                                                             Performance / conduct               Start
     Management’
                                                                 issue identified
       flowchart
                                       *Formal




        Determine level of                          Appears to be serious/
           misconduct                                 gross misconduct
                                                                                       Consider suspension



    Appears to be minor misconduct                   Formal investigation
                                                                                         No further action required




    Address with informal discussion              Invite to disciplinary hearing
                                                      including allegations



                                                    Hold disciplinary hearing
      Arrange appropriate support




                                                           **Decision

                                                                                     **Sanctions:

             *For performance, PIP                                                   First written warning
             has been implemented
                                                             Appeal                  Final written warning
             without improvement
             in performance.
                                                                                     Dismissal (After warnings /
                                                                                     for Gross misconduct)

                                                         Final Outcome




                                                                                                                      1
April 2012                                        Schneider Trading Ltd

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Disciplinary flowchart

  • 1. Disciplinary Flowchart Informal See ‘Performance Performance / conduct Start Management’ issue identified flowchart *Formal Determine level of Appears to be serious/ misconduct gross misconduct Consider suspension Appears to be minor misconduct Formal investigation No further action required Address with informal discussion Invite to disciplinary hearing including allegations Hold disciplinary hearing Arrange appropriate support **Decision **Sanctions: *For performance, PIP First written warning has been implemented Appeal Final written warning without improvement in performance. Dismissal (After warnings / for Gross misconduct) Final Outcome 1 April 2012 Schneider Trading Ltd