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Afrint
intensification of food crops agriculture
in sub-Saharan Africa

Swedish-African Research Network
Agricultural development and its
relation to food security and poverty
alleviation
Primary research in nine sub‐Saharan
African countries
1
Afrint - three phases 200I-2016
Afrint I - 2001-2005
The African Food Crisis – the Relevance of
Asian Experiences
Afrint II - 2007-2010
The Millennium Development Goals
and the African Food Crisis
Afrint III - 2011-2016
• Equity impacts of rural income
diversification in Kenya and Ghana – (VR)
• Gender gaps and pro-poor agricultural
growth in Malawi and Zambia - (Sida)
• African Urban Agriculture – Kenya and
Ghana (Sida, Formas)

2
African Afrint teams
Ethiopia
Dr. Wolday Amha, Ethiopian Economic
Association

Dr. Teketel Abebe, Addis Ababa
University
Dr. Mulat Demeke, Addis Ababa
University
Kenya
Prof. Willis Oluoch-Kosura, African
Economic Research Consortium (AERC)

Tanzania
Prof. Aida Isinika, Institute of Continuing
Education, Sokoine Agricultural
University.
Malawi
Dr. John Kadzandira, Centre for Social
Research, University of Malawi, Zomba

Nigeria
Prof. Olatunji Akande, Nigerian Institute
for Social and Economic Research
(NISER), Ibadan
Dr. Olorunfemi Oladapo
Ogujndele, Nigerian Institute for Social
and Economic Research (NISER), Ibadan

Dr. Wapulumuka O. Mulwafu, Faculty of Ghana
Social Science, University of
Prof. Ernest Aryeetey, Vice Chancellor.
Malawi, Zomba
University of Ghana

Assoc. Prof. Daniel Bruce
Zambia
Sarpong, Department of Agricultural
Mr. Mukata Wamulume, Institute of
Economics & Agribusiness, University of
of Geography, Kenyatta University
Economic and Social Research (INESOR) Ghana
Assoc prof. Joseph Karugia, Inernational
Ms. Charlotte Wonani, Development
Livestock research institute (ILRI)
Dr. Fred Dzanku, Institute of
Studies Department, University of
Statistical, Social and Economic Research
Zambia
(ISSER), Legon-Accra
Uganda
Prof. Oliver Saasa, Institute of Economic
Prof. Bernard
and Social Research, University of
Bashaasha, Principal, College of
Zambia
Agricultural and Environmental
Sciences, Makerere University, Kampala
Mozambique
Dr. Peter Coughlin, EconPolicy Research
Group, Ltd., Maputo
Dr. Stephen K. Wambugu, Department

3
Afrint I-III
Advisors Afrint I:
Göran Hydén,
Ruth Oniang’o,
Deborah Bryceson,
Kjell Havnevik
Advisors Afrin II:
Göran Hydén,
Richard Mkandawire ,
Judi Wakhungu,
Monty P. Jones

Funded by:
Afrint I: 2002-2005: Bank of
Sweden Tercentenary
Foundation and Sida
Afrint II: 2007-2010: Swedish
Research Council and
Sida/SAREC
Afrint III: 2011-2016: Swedish
Research Council, Sida, and
Formas

Swedish Afrint team:
Agnes Andersson Djurfeldt
(team leader) (LU)
Sarah Alobo (LU-CIRAD)
Elina Andersson (LU)
Magnus Andersson (LU)
Johanna Bergman Lodin (SLU)
Göran Djurfeldt (LU)
Ola Hall (LU)
Mikael Hammarskjöld (LU)
Ellen Hillbom (LU)
Hans Holmén (LU UNITO, Turin)
Björn Holmquist (LU)
Vera Karmebäck (LU, UoN)
Magnus Jirström (LU)
Rolf Larsson (LU)
Yahia Mahmoud
Sultana Nasrin (LU)
Cheryl Sjöström (LU)
4
Why?
175
150

E&SEAsia
SouthAsia
RestWorld
SSAfrica

125
100
75

19
61
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64
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67
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70
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73
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76
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79
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82
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85
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88
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91
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94
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97
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00
20
03

FAO index value, 1961=100 .

Food output per capita by region, 1961-2003

5
When starting Afrint in 2001 we questionned the
wide spread pessism about African development
• Asia in the 1950s and 1960s:
– Threat of famine, chronic food
shortages, import
dependency, rampant poverty
– Rapid population growth
– Soft states, corrupt governments
– Western pessimism

• Africa in 2000:
– Threat of famine, chronic food
shortages, import
dependency, rampant poverty
– Rapid population growth, AIDS
– Soft states, corrupt governments
– Westen pessimism
6
Modelling agricultural development in Asia

Geo-political
context
Domestic
factors
Technology

Contextual
conditions

Small-farmer
base
State
interventions
in agriculture

Mechanism

Self-sufficiency
in food grains

Marketmediation

Intervening
conditions and
mechanism

Effect

7
Afrint case studies – Mixed method approach
• Macro study (secondary sources & interviews)
• Micro study (survey & qualitative field research)

8
African micro study
• 9 countries
• 20 regions
• 103 villages
• 4000 farms &
households (3000 in the panel
from 2002 to 2008)
• Third round (2013) of data
collection includes only four
countries, 1600 houeholds.
• The farm households are
typical, but not necessarily
statistically representative
9
Results from Afrint I: The African Food Crisis
is a deep economic and political crisis
– Food crop intensification
decelerated post-SAP
– Not (primarily) an
ecological crisis
– Neither (primarily) a
technological one
– Nor a demographic one

10
Results from Afrint I: An untapped potential
for increasing production and productivity
– Contemporary evidence
– yield gaps
– Historical evidence –
spurts in production

11
12
The Afrint II project:
• Changes in the staple crop sector between
2002 and 2008
• Same countries, a few villages dropped,
others added, but on the whole the same
villages
• Income data added in this round, also more
technology data
• Spatial linkages of household livelihoods
• A couple of qualitative studies added
• Development of a meso (community level)
questionnaire, around 500 variables
• 4000 farms & households (3000 in the
panel from 2002 to 2008)
13
Results from Afrint II: Cross-sectional analysis
• Decreasing farm sizes, uneven access to land,
stable crop portfolios
• Persistent yield gaps (around 55%) for all cereals
• Stable technology use
• Around half of the households sell some of their
staple crop output.
• Sale of staple crops most important source of
cash income
• Non-farm incomes around a third of total cash
income, half the sample lacks any kind of NFI
14
Results from Afrint II: Panel level analysis
- Commercialization the main driver of maize
production
- Larger farmers have left the maize market,
making room for poorer households
- Households return from the non-farm sector
into agriculture
- Market led growth is not anti-poor or antiwomen
15
Afrint III
• Equity aspects of income diversification
outside agriculture in Ghana and Kenya
funded by Swedish Research Council 20112013: Uses the micro/meso/macro setup
• Gender gaps and pro-poor agricultural
growth in Malawi and Zambia (Sida), 20122014, micro survey and qualitative data
- Places livelihoods in wider perspective
- Strengthens the gender dimension
- Looks inside the household
- Survey data to be collected in early 2013
(around 1600 households)
- A mixed-methods focus

• African urban agriculture (Sida, Formas)
2013-2016)
- small and medium-size urban centres in
Kenya and Ghana Survey data late
2013, around 4100 households
- A mixed -Method focus

16
Book 2005

Book 2012

Sida reports 2006,
2012

Selection of Journals in which we have published since 2012:
World Development (2012) and (2013), Oxford Development Studies (2013),
Africa Review (2012), Journal of Agribusiness in Developing and Emerging
Economies (2012) , Global Food Security (2013), Culture, Agriculture, Food and
Environment (2014), Journal of Eastern African Studies (2012), Food Security
(2013), Journal of Modern African Studies (2012), Gender, Technology and
Development (2012)

17
MSU

CIRAD

LSE

IITA

Afrint Swedish team - Lund

SLU, Ultuna

KU

SLU, Umeå
SLU, Alnarp

18
Farmers participating in an Afrint feed-back meeting
in one of the Nyeri villages , Kenya, January 2012

19
THANK YOU!

20

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Magnus Jirström, Lund University at SIANI Annual Meeting 2014

  • 1. Afrint intensification of food crops agriculture in sub-Saharan Africa Swedish-African Research Network Agricultural development and its relation to food security and poverty alleviation Primary research in nine sub‐Saharan African countries 1
  • 2. Afrint - three phases 200I-2016 Afrint I - 2001-2005 The African Food Crisis – the Relevance of Asian Experiences Afrint II - 2007-2010 The Millennium Development Goals and the African Food Crisis Afrint III - 2011-2016 • Equity impacts of rural income diversification in Kenya and Ghana – (VR) • Gender gaps and pro-poor agricultural growth in Malawi and Zambia - (Sida) • African Urban Agriculture – Kenya and Ghana (Sida, Formas) 2
  • 3. African Afrint teams Ethiopia Dr. Wolday Amha, Ethiopian Economic Association Dr. Teketel Abebe, Addis Ababa University Dr. Mulat Demeke, Addis Ababa University Kenya Prof. Willis Oluoch-Kosura, African Economic Research Consortium (AERC) Tanzania Prof. Aida Isinika, Institute of Continuing Education, Sokoine Agricultural University. Malawi Dr. John Kadzandira, Centre for Social Research, University of Malawi, Zomba Nigeria Prof. Olatunji Akande, Nigerian Institute for Social and Economic Research (NISER), Ibadan Dr. Olorunfemi Oladapo Ogujndele, Nigerian Institute for Social and Economic Research (NISER), Ibadan Dr. Wapulumuka O. Mulwafu, Faculty of Ghana Social Science, University of Prof. Ernest Aryeetey, Vice Chancellor. Malawi, Zomba University of Ghana Assoc. Prof. Daniel Bruce Zambia Sarpong, Department of Agricultural Mr. Mukata Wamulume, Institute of Economics & Agribusiness, University of of Geography, Kenyatta University Economic and Social Research (INESOR) Ghana Assoc prof. Joseph Karugia, Inernational Ms. Charlotte Wonani, Development Livestock research institute (ILRI) Dr. Fred Dzanku, Institute of Studies Department, University of Statistical, Social and Economic Research Zambia (ISSER), Legon-Accra Uganda Prof. Oliver Saasa, Institute of Economic Prof. Bernard and Social Research, University of Bashaasha, Principal, College of Zambia Agricultural and Environmental Sciences, Makerere University, Kampala Mozambique Dr. Peter Coughlin, EconPolicy Research Group, Ltd., Maputo Dr. Stephen K. Wambugu, Department 3
  • 4. Afrint I-III Advisors Afrint I: Göran Hydén, Ruth Oniang’o, Deborah Bryceson, Kjell Havnevik Advisors Afrin II: Göran Hydén, Richard Mkandawire , Judi Wakhungu, Monty P. Jones Funded by: Afrint I: 2002-2005: Bank of Sweden Tercentenary Foundation and Sida Afrint II: 2007-2010: Swedish Research Council and Sida/SAREC Afrint III: 2011-2016: Swedish Research Council, Sida, and Formas Swedish Afrint team: Agnes Andersson Djurfeldt (team leader) (LU) Sarah Alobo (LU-CIRAD) Elina Andersson (LU) Magnus Andersson (LU) Johanna Bergman Lodin (SLU) Göran Djurfeldt (LU) Ola Hall (LU) Mikael Hammarskjöld (LU) Ellen Hillbom (LU) Hans Holmén (LU UNITO, Turin) Björn Holmquist (LU) Vera Karmebäck (LU, UoN) Magnus Jirström (LU) Rolf Larsson (LU) Yahia Mahmoud Sultana Nasrin (LU) Cheryl Sjöström (LU) 4
  • 6. When starting Afrint in 2001 we questionned the wide spread pessism about African development • Asia in the 1950s and 1960s: – Threat of famine, chronic food shortages, import dependency, rampant poverty – Rapid population growth – Soft states, corrupt governments – Western pessimism • Africa in 2000: – Threat of famine, chronic food shortages, import dependency, rampant poverty – Rapid population growth, AIDS – Soft states, corrupt governments – Westen pessimism 6
  • 7. Modelling agricultural development in Asia Geo-political context Domestic factors Technology Contextual conditions Small-farmer base State interventions in agriculture Mechanism Self-sufficiency in food grains Marketmediation Intervening conditions and mechanism Effect 7
  • 8. Afrint case studies – Mixed method approach • Macro study (secondary sources & interviews) • Micro study (survey & qualitative field research) 8
  • 9. African micro study • 9 countries • 20 regions • 103 villages • 4000 farms & households (3000 in the panel from 2002 to 2008) • Third round (2013) of data collection includes only four countries, 1600 houeholds. • The farm households are typical, but not necessarily statistically representative 9
  • 10. Results from Afrint I: The African Food Crisis is a deep economic and political crisis – Food crop intensification decelerated post-SAP – Not (primarily) an ecological crisis – Neither (primarily) a technological one – Nor a demographic one 10
  • 11. Results from Afrint I: An untapped potential for increasing production and productivity – Contemporary evidence – yield gaps – Historical evidence – spurts in production 11
  • 12. 12
  • 13. The Afrint II project: • Changes in the staple crop sector between 2002 and 2008 • Same countries, a few villages dropped, others added, but on the whole the same villages • Income data added in this round, also more technology data • Spatial linkages of household livelihoods • A couple of qualitative studies added • Development of a meso (community level) questionnaire, around 500 variables • 4000 farms & households (3000 in the panel from 2002 to 2008) 13
  • 14. Results from Afrint II: Cross-sectional analysis • Decreasing farm sizes, uneven access to land, stable crop portfolios • Persistent yield gaps (around 55%) for all cereals • Stable technology use • Around half of the households sell some of their staple crop output. • Sale of staple crops most important source of cash income • Non-farm incomes around a third of total cash income, half the sample lacks any kind of NFI 14
  • 15. Results from Afrint II: Panel level analysis - Commercialization the main driver of maize production - Larger farmers have left the maize market, making room for poorer households - Households return from the non-farm sector into agriculture - Market led growth is not anti-poor or antiwomen 15
  • 16. Afrint III • Equity aspects of income diversification outside agriculture in Ghana and Kenya funded by Swedish Research Council 20112013: Uses the micro/meso/macro setup • Gender gaps and pro-poor agricultural growth in Malawi and Zambia (Sida), 20122014, micro survey and qualitative data - Places livelihoods in wider perspective - Strengthens the gender dimension - Looks inside the household - Survey data to be collected in early 2013 (around 1600 households) - A mixed-methods focus • African urban agriculture (Sida, Formas) 2013-2016) - small and medium-size urban centres in Kenya and Ghana Survey data late 2013, around 4100 households - A mixed -Method focus 16
  • 17. Book 2005 Book 2012 Sida reports 2006, 2012 Selection of Journals in which we have published since 2012: World Development (2012) and (2013), Oxford Development Studies (2013), Africa Review (2012), Journal of Agribusiness in Developing and Emerging Economies (2012) , Global Food Security (2013), Culture, Agriculture, Food and Environment (2014), Journal of Eastern African Studies (2012), Food Security (2013), Journal of Modern African Studies (2012), Gender, Technology and Development (2012) 17
  • 18. MSU CIRAD LSE IITA Afrint Swedish team - Lund SLU, Ultuna KU SLU, Umeå SLU, Alnarp 18
  • 19. Farmers participating in an Afrint feed-back meeting in one of the Nyeri villages , Kenya, January 2012 19