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FACILITATING CHANGE
A Collaborative Approach
By: Rosie Ford, HFS and Counselor Intern
BUILDING RAPPORT
 At the core of a positive collaborative relationship
 Particularly important EARLY in the relationship
 Establish open, trusting, collaborative relationship
 A poor collaborative alliance predicts premature client drop out
 Especially important within a change process
 Strength of collaborative alliance is directly related to the degree of change a
client makes
 Reflects the extent to which client and coach are on the same
wavelength
 Working together
 Collaboration for change
BUILDING RAPPORT
COACHES’ QUALITIES
 Genuine - authentic, honest, congruent → builds trust
 Empathetic - enter the client’s worldview and convey understanding
 Non-judgmental
 Respectful - acceptance, unconditional positive regard → may not
agree with everything they do but ALWAYS show acceptance
 Collaborative/team player
 Agreement of goals
 Agreement of tasks that will help achieve goals
 Actively involved in process
 Positive relationship
BUILDING RAPPORT
COACHES’ QUALITIES (CONT’D)
 Warm and caring
 Flexible
 High degree of comfort in interpersonal relationships
 Easy to talk to
 Honest and sincere
 Understanding
 Not suspicious
 Not hostile or aggressive
SKILLS TO BUILD RAPPORT
 Attending
 Verbal and non-verbal
Examples:
 Eye contact, facial expressions, minimal encouragers (uh huh, I see, yea,
ok), body language, tone of voice
 Reflecting
 Demonstrates understanding
Examples:
 Content – “So what I am hearing you say is….”
“So you would like to learn more ways to prepare your
veggies, is that right?
 Feeling – “You are very excited about this idea!”
“You feel overwhelmed because you don’t have time to
prepare your veggies.”
SKILLS TO BUILD RAPPORT (CONT’D)
 Paraphrasing/Summarizing
Examples:
 “What I am hearing you say is you are hungry when you get
home from work and tend to eat whatever is available.”
 “So it sounds like your main concerns are eating out, social
situations and not having time to prepare your meals.”
 Empathetic Understanding
 Ability to accurately understand a client’s perspective in a given
situation
Examples:
 “I can see how you could be confused in that situation.”
 “That must have been very difficult for you.”
SKILLS TO BUILD RAPPORT (CONT’D)
 Self-disclosure
 Used very sparingly and ONLY when it will benefit the client
Examples:
 “I know when I don’t plan ahead, things never go well.”
 “Crock pot cooking helps me out a lot.”
 Provide Information
Examples:
 Recipes
 Educate on physiological concepts of program
 Tanita Reads
 Tips on eating out
NECESSARY CONDITIONS
 Relationship
 Vulnerability
 Genuineness
 Perception of Genuineness
 The client must FEEL the coach is genuine
 Unconditional Positive Regard
 Accurate Empathy
BEGINNING TASKS
 Build alliance or bridge → relationship → FIRST session → will be likely
to come back
 Increase importance of change → move stage of change
 Build self-efficacy for change
STAGES OF CHANGE
 Precontemplation
 Unaware of the problem OR lack desire to change
 The cons of change outweigh the pros
 High drop out risk
 Contemplation
 Aware of the problem but are not ready to change it OR do not
understand the problem
 Cons equal the pros
 Wonder if they can change or ambivalent about change
 Will drop out if suggested
 Preparation
 Develop an action plan
 The pros outweigh the cons
 Some problems
 plan is too vague (“I want to be healthier”)
 not supported by others/their network
Preparation
STAGES OF CHANGE (CONT’D)
 Action
 Actively changing the behavior and/or modifying environment
 Usually take a few steps forward and a few back – this is OK!
 baby steps
 one day at a time
 Major problems
 changing too many things at once
 lack of support
 Coaches like this stage
 not everyone comes at this stage
 Maintenance
 HARDEST stage
 What you did in the action phase will be different than in the maintenance
phase (ex: Loosing weight)
 Common problems
 streamlining the action plan
 coping with lapses/set backs
 incorporating change into the overall lifestyle
 Can cycle back and forth through stages
 Tailor approach to match stage of change
MOTIVATIONAL INTERVIEWING (MI)
 Basic Premise: Individuals become more committed
to what they say to themselves than what they hear
from others
 Effective and necessary at the pre-contemplation
stage of change
 Skills used for building rapport also very
important when using MI
Motivational
Interviewing
Roll With
Resistance
Motivational
Interviewing
Express
Empathy
Create
Discrepancies
Roll With
Resistance
Support
Self-efficacy
MOTIVATIONAL INTERVIEWING (CONT’D)
 Express Empathy
 Know that acceptance facilitates change
 Use reflective listening
 Be empathetic to the ambivalence
EMPATHY
 Communicates respect for and acceptance of clients and their feelings
 Encourages a nonjudgmental, collaborative relationship
 Allows you to be a supportive and knowledgeable consultant
 Sincerely compliments rather than belittles
 Listens rather than tells
 Gently persuades with the understanding that the decision to change is
the client's
 Provides support throughout the process
MOTIVATIONAL INTERVIEWING (CONT’D)
 Create Discrepancies
 Developing awareness of consequences helps clients examine their
behavior
 A discrepancy between present behavior and important goals motivates
change
 The client should present the arguments for change
MOTIVATIONAL INTERVIEWING (CONT’D)
 Roll With Resistance
 Avoid Arguments
 Arguments are counterproductive
 Defending breeds defensiveness
 Labeling is unnecessary
 Do not directly oppose resistance
 New perspectives are invited but not imposed
 The client is a valuable resource in finding solutions to problems
 Resistance is a signal to respond differently
MOTIVATIONAL INTERVIEWING (CONT’D)
 Build self-efficacy
 Belief in the possibility of change is an important motivator
 The client is responsible for choosing and carrying out personal change
 There is hope in the range of alternative approaches available
 The coach’s belief in client’s ability to change becomes a self-fulfilling
prophecy
You’re awesome!
SELF-EFFICACY
 Elicit and support hope, optimism, and the feasibility of accomplishing
change
 Self-efficacy is a critical component of behavior change
 you as the coach must also believe in your client’s capacity to reach their
goals
 Recognize the client's strengths and accomplishments and bring these
to the forefront whenever possible
SELF-EFFICACY (CONT’D)
 When client believes change is not possible
 perceived discrepancy between the desire for change and feelings of
hopelessness result in rationalizations or denial in order to reduce discomfort
 Helpful to talk about how persons in similar situations have successfully
changed their behavior → other clients can serve as role models and
offer encouragement
 One day at a time
 Education can increase client’s sense of self-efficacy
RESISTANCE
 Unwillingness to work on their problems and initiate change
 Vital to learn how to work through resistance
 Likely to manifest itself in all clients at one point or another
 Thinking about motivation and resistance in a different way…
 As a state – changes
 OR as a trait – unchangeable
 How you think about motivation influences how you deal with it!
CHALLENGING
USE ONLY WHEN RAPPORT HAS BEEN ESTABLISHED!
 Confronting
 Point out discrepancies between words, goals and
behaviors
Example:
 “You’ve mentioned that you really want to meet your goal
in time for the wedding yet your recent deviations have
really slowed down your progress. I just wonder what your
thoughts are on that.”
 Interpreting
 Suggesting possible reasons for client behavior
Example:
“I don’t know but I am just wondering if your recent deviations
might be because you are afraid of maintenance. What do
you think?”
CHALLENGING (CONT’D)
 Feedback
 Sharing thoughts and impressions
Examples:
 “You know I have noticed that every time you get close to your
goal you deviate. I just wonder what is going on with that.”
 “You get very excited when you talk about being able to play with
your children.”
 Pose it as a question or hunch
 The Columbo Approach
Example:
 “I don’t know, but I’m just wondering
if preparing your food ahead of time
would be helpful. What do you think?”
INCREASING COMMITMENT TO CHANGE
 Promote an internal attribution for change
 Makes them more invested/active in the change process
 because you want to vs because you have to
 Provide Choices (menu)
 Input
 The more you get them to participate the more committed → have to ask
themselves…. “I must be very committed if I am participating so much.”
INCREASING COMMITMENT TO CHANGE
(CONT’D)
 Minimize outside pressure or force
 May attribute behavior to external force rather than internal
 Reactance → when freedom is impinged upon → uncomfortable feeling
→ will try to restore sense of freedom
 can feel pressured
 can cause opposite effect on behavior
 Be careful how you deliver information
 speak to stage of change
“Success seems to be largely a
matter of hanging on after others
have let go.”
~William Feather
QUESTIONS
REFERENCES
 Erford, B., Hays, D., & Crockett, S. (2015). Helping Relationships. In Mastering the
national counselor preparation comprehensive examination (2nd ed., Vol. 1, pp. 121-
152). Upper Saddle River: Pearson.
 Facilitating health behavior change. (2014). In G. Liguori (Ed.), ACSM's Resources for
the Health Fitness Specialist (First ed., Vol. 1, pp. 249-263). Philadelphia: Lippincott
Williams & Wilkins.
RESOURCES
 G. Gintner, Ph.D., Associate Professor and Program Leader, Counselor Education,
122C Peabody Hall, Louisiana State University.
 Laura H. Choate, Ed.D., LPC, NCC, Associate Professor, Counselor Education,
Louisiana State University.

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Facilitating Change

  • 1. FACILITATING CHANGE A Collaborative Approach By: Rosie Ford, HFS and Counselor Intern
  • 2. BUILDING RAPPORT  At the core of a positive collaborative relationship  Particularly important EARLY in the relationship  Establish open, trusting, collaborative relationship  A poor collaborative alliance predicts premature client drop out  Especially important within a change process  Strength of collaborative alliance is directly related to the degree of change a client makes  Reflects the extent to which client and coach are on the same wavelength  Working together  Collaboration for change
  • 3. BUILDING RAPPORT COACHES’ QUALITIES  Genuine - authentic, honest, congruent → builds trust  Empathetic - enter the client’s worldview and convey understanding  Non-judgmental  Respectful - acceptance, unconditional positive regard → may not agree with everything they do but ALWAYS show acceptance  Collaborative/team player  Agreement of goals  Agreement of tasks that will help achieve goals  Actively involved in process  Positive relationship
  • 4. BUILDING RAPPORT COACHES’ QUALITIES (CONT’D)  Warm and caring  Flexible  High degree of comfort in interpersonal relationships  Easy to talk to  Honest and sincere  Understanding  Not suspicious  Not hostile or aggressive
  • 5. SKILLS TO BUILD RAPPORT  Attending  Verbal and non-verbal Examples:  Eye contact, facial expressions, minimal encouragers (uh huh, I see, yea, ok), body language, tone of voice  Reflecting  Demonstrates understanding Examples:  Content – “So what I am hearing you say is….” “So you would like to learn more ways to prepare your veggies, is that right?  Feeling – “You are very excited about this idea!” “You feel overwhelmed because you don’t have time to prepare your veggies.”
  • 6. SKILLS TO BUILD RAPPORT (CONT’D)  Paraphrasing/Summarizing Examples:  “What I am hearing you say is you are hungry when you get home from work and tend to eat whatever is available.”  “So it sounds like your main concerns are eating out, social situations and not having time to prepare your meals.”  Empathetic Understanding  Ability to accurately understand a client’s perspective in a given situation Examples:  “I can see how you could be confused in that situation.”  “That must have been very difficult for you.”
  • 7. SKILLS TO BUILD RAPPORT (CONT’D)  Self-disclosure  Used very sparingly and ONLY when it will benefit the client Examples:  “I know when I don’t plan ahead, things never go well.”  “Crock pot cooking helps me out a lot.”  Provide Information Examples:  Recipes  Educate on physiological concepts of program  Tanita Reads  Tips on eating out
  • 8. NECESSARY CONDITIONS  Relationship  Vulnerability  Genuineness  Perception of Genuineness  The client must FEEL the coach is genuine  Unconditional Positive Regard  Accurate Empathy
  • 9. BEGINNING TASKS  Build alliance or bridge → relationship → FIRST session → will be likely to come back  Increase importance of change → move stage of change  Build self-efficacy for change
  • 10. STAGES OF CHANGE  Precontemplation  Unaware of the problem OR lack desire to change  The cons of change outweigh the pros  High drop out risk  Contemplation  Aware of the problem but are not ready to change it OR do not understand the problem  Cons equal the pros  Wonder if they can change or ambivalent about change  Will drop out if suggested  Preparation  Develop an action plan  The pros outweigh the cons  Some problems  plan is too vague (“I want to be healthier”)  not supported by others/their network Preparation
  • 11. STAGES OF CHANGE (CONT’D)  Action  Actively changing the behavior and/or modifying environment  Usually take a few steps forward and a few back – this is OK!  baby steps  one day at a time  Major problems  changing too many things at once  lack of support  Coaches like this stage  not everyone comes at this stage  Maintenance  HARDEST stage  What you did in the action phase will be different than in the maintenance phase (ex: Loosing weight)  Common problems  streamlining the action plan  coping with lapses/set backs  incorporating change into the overall lifestyle  Can cycle back and forth through stages  Tailor approach to match stage of change
  • 12. MOTIVATIONAL INTERVIEWING (MI)  Basic Premise: Individuals become more committed to what they say to themselves than what they hear from others  Effective and necessary at the pre-contemplation stage of change  Skills used for building rapport also very important when using MI Motivational Interviewing Roll With Resistance Motivational Interviewing Express Empathy Create Discrepancies Roll With Resistance Support Self-efficacy
  • 13. MOTIVATIONAL INTERVIEWING (CONT’D)  Express Empathy  Know that acceptance facilitates change  Use reflective listening  Be empathetic to the ambivalence
  • 14. EMPATHY  Communicates respect for and acceptance of clients and their feelings  Encourages a nonjudgmental, collaborative relationship  Allows you to be a supportive and knowledgeable consultant  Sincerely compliments rather than belittles  Listens rather than tells  Gently persuades with the understanding that the decision to change is the client's  Provides support throughout the process
  • 15. MOTIVATIONAL INTERVIEWING (CONT’D)  Create Discrepancies  Developing awareness of consequences helps clients examine their behavior  A discrepancy between present behavior and important goals motivates change  The client should present the arguments for change
  • 16. MOTIVATIONAL INTERVIEWING (CONT’D)  Roll With Resistance  Avoid Arguments  Arguments are counterproductive  Defending breeds defensiveness  Labeling is unnecessary  Do not directly oppose resistance  New perspectives are invited but not imposed  The client is a valuable resource in finding solutions to problems  Resistance is a signal to respond differently
  • 17. MOTIVATIONAL INTERVIEWING (CONT’D)  Build self-efficacy  Belief in the possibility of change is an important motivator  The client is responsible for choosing and carrying out personal change  There is hope in the range of alternative approaches available  The coach’s belief in client’s ability to change becomes a self-fulfilling prophecy You’re awesome!
  • 18. SELF-EFFICACY  Elicit and support hope, optimism, and the feasibility of accomplishing change  Self-efficacy is a critical component of behavior change  you as the coach must also believe in your client’s capacity to reach their goals  Recognize the client's strengths and accomplishments and bring these to the forefront whenever possible
  • 19. SELF-EFFICACY (CONT’D)  When client believes change is not possible  perceived discrepancy between the desire for change and feelings of hopelessness result in rationalizations or denial in order to reduce discomfort  Helpful to talk about how persons in similar situations have successfully changed their behavior → other clients can serve as role models and offer encouragement  One day at a time  Education can increase client’s sense of self-efficacy
  • 20. RESISTANCE  Unwillingness to work on their problems and initiate change  Vital to learn how to work through resistance  Likely to manifest itself in all clients at one point or another  Thinking about motivation and resistance in a different way…  As a state – changes  OR as a trait – unchangeable  How you think about motivation influences how you deal with it!
  • 21. CHALLENGING USE ONLY WHEN RAPPORT HAS BEEN ESTABLISHED!  Confronting  Point out discrepancies between words, goals and behaviors Example:  “You’ve mentioned that you really want to meet your goal in time for the wedding yet your recent deviations have really slowed down your progress. I just wonder what your thoughts are on that.”  Interpreting  Suggesting possible reasons for client behavior Example: “I don’t know but I am just wondering if your recent deviations might be because you are afraid of maintenance. What do you think?”
  • 22. CHALLENGING (CONT’D)  Feedback  Sharing thoughts and impressions Examples:  “You know I have noticed that every time you get close to your goal you deviate. I just wonder what is going on with that.”  “You get very excited when you talk about being able to play with your children.”  Pose it as a question or hunch  The Columbo Approach Example:  “I don’t know, but I’m just wondering if preparing your food ahead of time would be helpful. What do you think?”
  • 23. INCREASING COMMITMENT TO CHANGE  Promote an internal attribution for change  Makes them more invested/active in the change process  because you want to vs because you have to  Provide Choices (menu)  Input  The more you get them to participate the more committed → have to ask themselves…. “I must be very committed if I am participating so much.”
  • 24. INCREASING COMMITMENT TO CHANGE (CONT’D)  Minimize outside pressure or force  May attribute behavior to external force rather than internal  Reactance → when freedom is impinged upon → uncomfortable feeling → will try to restore sense of freedom  can feel pressured  can cause opposite effect on behavior  Be careful how you deliver information  speak to stage of change “Success seems to be largely a matter of hanging on after others have let go.” ~William Feather
  • 26. REFERENCES  Erford, B., Hays, D., & Crockett, S. (2015). Helping Relationships. In Mastering the national counselor preparation comprehensive examination (2nd ed., Vol. 1, pp. 121- 152). Upper Saddle River: Pearson.  Facilitating health behavior change. (2014). In G. Liguori (Ed.), ACSM's Resources for the Health Fitness Specialist (First ed., Vol. 1, pp. 249-263). Philadelphia: Lippincott Williams & Wilkins. RESOURCES  G. Gintner, Ph.D., Associate Professor and Program Leader, Counselor Education, 122C Peabody Hall, Louisiana State University.  Laura H. Choate, Ed.D., LPC, NCC, Associate Professor, Counselor Education, Louisiana State University.