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1	
  
	
  
FROM	
  AUTOCONSTRUCTION	
  TO	
  OPEN	
  BUILDING:	
  the	
  dweller	
  interference	
  in	
  
the	
  decision-­‐making	
  process	
  and	
  a	
  contextual	
  reinterpretation	
  of	
  support	
  and	
  
infill	
  from	
  adapted	
  dwellings	
  in	
  Brazil	
  
Rosamônica	
  da	
  Fonseca	
  Lamounier
1
	
  and	
  Denise	
  Morado	
  Nascimento
2	
  
1
Architecture	
  School,	
  Federal	
  University	
  of	
  Minas	
  Gerais,	
  Brazil,	
  rosamonicafl@gmail.com	
  
2
Architecture	
  School,	
  Federal	
  University	
  of	
  Minas	
  Gerais,	
  Brazil,	
  dmorado@gmail.com	
  
	
  
PAPER	
  ABSTRACT:	
  This	
  article	
  discusses	
  the	
  research	
  regarding	
  the	
  implementation	
  feasibility	
  of	
  the	
  Open	
  
Building	
  methodology	
  in	
  Brazil.	
  It	
  is	
  believed	
  that	
  the	
  knowledge	
  and	
  the	
  predominating	
  practice	
  of	
  
autoconstructors	
  in	
  the	
  Brazilian	
  housing	
  production,	
  motivated	
  by	
  the	
  housing	
  needs	
  present	
  in	
  the	
  various	
  
forms	
  of	
  space	
  appropriation,	
  is	
  useful	
  to	
  reconfigure	
  and	
  improve	
  the	
  designed	
  space	
  production	
  in	
  their	
  
agents,	
  proceedings	
  and	
  processes.	
  In	
  this	
  sense,	
  the	
  text	
  proposes	
  a	
  contextual	
  reinterpretation	
  of	
  the	
  
support	
  and	
  infill	
  approach,	
  from	
  field	
  research	
  with	
  autoconstructors	
  dwellers.	
  
This	
  field	
  research	
  has	
  contemplated	
  several	
  universes	
  of	
  this	
  production	
  encompassing	
  different:	
  (1)	
  
architectural	
  typology	
  (single-­‐family	
  housing,	
  townhouses,	
  row	
  homes,	
  two-­‐story	
  houses,	
  vertical	
  buildings);	
  
(2)	
  producing	
  agents	
  and	
  managers	
  (state,	
  business,	
  outsourced,	
  auto-­‐organised,	
  autoconstructors,	
  having	
  or	
  
not	
  project);	
  (3)	
  construction	
  processes	
  (self-­‐supporting/closed,	
  structured/open);	
  (4)	
  locations	
  (pericentral,	
  
peripheral,	
  slums,	
  occupations,	
  rural	
  settlements);	
  at	
  different	
  scales	
  and	
  intervention	
  levels	
  –	
  from	
  layout	
  to	
  
expansion	
  or	
  new	
  constructions.	
  
However,	
  all	
  of	
  these	
  contexts	
  have	
  in	
  common,	
  dwellings,	
  which,	
  over	
  time,	
  underwent	
  modifications	
  by	
  the	
  
dwellers	
  themselves,	
  not	
  anchored	
  on	
  precepts,	
  such	
  as	
  those	
  of	
  movement.	
  The	
  spaces	
  understanding	
  will	
  
attempt	
  to	
  identify	
  the	
  inter-­‐scale	
  relation	
  and	
  the	
  limits	
  between	
  the	
  so-­‐called	
  ‘support	
  and	
  infill’,	
  present	
  in	
  
the	
  interior	
  space,	
  up	
  to	
  the	
  building	
  scale	
  (room-­‐dwelling-­‐block),	
  according	
  to	
  the	
  Open	
  Building	
  
environmental	
  levels.	
  
The	
  mapping	
  of	
  these	
  attributes	
  and	
  the	
  recognition	
  of	
  the	
  dwellers	
  insertion	
  in	
  the	
  making-­‐decision	
  process,	
  
along	
  with	
  reflections	
  on	
  other	
  issues	
  (capitalist	
  mode	
  of	
  production,	
  agents	
  involved,	
  current	
  housing	
  policy),	
  
developed	
  in	
  other	
  works,	
  will	
  contribute	
  to	
  evidence	
  another	
  logic	
  of	
  design	
  practice	
  which	
  applies	
  the	
  
principles	
  of	
  Open	
  Building.	
  
This	
  paper	
  presents	
  results	
  and	
  analyses	
  of	
  a	
  field	
  research	
  stage,	
  which	
  focused	
  on	
  housing	
  developments	
  
with	
  modified	
  dwellings,	
  having	
  a	
  preliminary	
  project,	
  but	
  with	
  different	
  characteristics	
  in	
  terms	
  of	
  typology,	
  
location,	
  policies,	
  management	
  and	
  constructive	
  systems.	
  
KEYWORDS:	
  residential	
  open	
  building;	
  appropriation;	
  support	
  and	
  infill;	
  autoconstruction;	
  autonomy	
  
AUTHOR	
  BIOGRAPHY:	
  Rosamônica	
  da	
  Fonseca	
  Lamounier	
  is	
  Architect,	
  master	
  and	
  Professor	
  at	
  the	
  Methodist	
  
University	
  Center	
  Izabela	
  Hendrix	
  and	
  at	
  the	
  University	
  of	
  Itaúna,	
  PhD	
  Student	
  at	
  the	
  School	
  of	
  Architecture	
  
(Universidade	
  Federal	
  de	
  Minas	
  Gerais)	
  member	
  of	
  the	
  research	
  group	
  PRAXIS	
  (www.arq.ufmg.br/praxis).	
  
Denise	
  Morado	
  Nascimento	
  is	
  Architect,	
  PhD	
  and	
  Professor	
  at	
  the	
  School	
  of	
  Architecture	
  (Universidade	
  Federal	
  
de	
  Minas	
  Gerais),	
  leader	
  of	
  the	
  research	
  group	
  PRAXIS	
  (www.arq.ufmg.br/praxis)	
  researcher	
  at	
  CNPq.	
  
	
  
	
  
	
  
	
  
	
  
 
2	
  
	
  
1	
  Introduction:	
  the	
  housing	
  provision	
  through	
  autoconstruction	
  
The	
  verification	
  of	
  the	
  applicability	
  of	
  the	
  Open	
  Building	
  movement	
  principles,	
  derived	
  from	
  J.	
  N.	
  Habraken’s	
  
Theory	
  of	
  Supports,	
  to	
  the	
  production	
  of	
  social	
  housing	
  in	
  Brazil	
  demands	
  a	
  very	
  broad	
  and	
  complex	
  
investigation.	
  Such	
  an	
  analysis	
  must	
  include	
  aspects	
  relating	
  to	
  housing	
  production	
  conditions:	
  techniques	
  and	
  
technology	
  available	
  in	
  Brazilian	
  civil	
  construction	
  (materials,	
  systems,	
  processes,	
  labour,	
  specialised	
  or	
  
otherwise);	
  legislative	
  policies	
  (legal-­‐political)	
  and	
  normatives;	
  market-­‐based	
  economic	
  policies,	
  financial	
  
capital,	
  current	
  scenario	
  of	
  neoliberal	
  policies;	
  professionals	
  and	
  academics	
  who	
  deal	
  with	
  the	
  teaching,	
  
research	
  and	
  practice	
  of	
  architecture	
  in	
  Brazil;	
  cultural;	
  and	
  finally	
  social	
  aspects,	
  which	
  includes	
  Brazilian	
  
society	
  with	
  its	
  power	
  of	
  social	
  mobilisation,	
  especially	
  of	
  autoconstruction	
  dwellers.	
  In	
  other	
  words,	
  the	
  
analysis	
  of	
  the	
  housing	
  field1
,	
  consisting	
  of	
  agents,	
  institutions,	
  mechanisms	
  and	
  relationships,	
  in	
  the	
  light	
  of	
  an	
  
appropriate	
  theoretical	
  framework.	
  This	
  text	
  will	
  specifically	
  address,	
  within	
  the	
  aforementioned	
  aspects,	
  the	
  
consideration	
  and	
  condition	
  of	
  dwellers,	
  among	
  the	
  agents,	
  of	
  the	
  applicability	
  of	
  the	
  movement’s	
  
presuppositions.	
  
According	
  to	
  the	
  Brasil	
  (2009,	
  p.139	
  e	
  163),	
  around	
  70%	
  of	
  Brazilian	
  houses	
  are	
  autoconstructed.	
  This	
  means	
  
that	
  the	
  vast	
  majority	
  of	
  housing	
  in	
  Brazil	
  is	
  either	
  built	
  by	
  the	
  residents	
  themselves,	
  with	
  or	
  without	
  the	
  help	
  
of	
  family,	
  friends	
  or	
  neighbours,	
  or	
  is	
  produced/	
  managed	
  by	
  the	
  same	
  (autoproduction),	
  the	
  latter	
  involving	
  
the	
  direct	
  hiring	
  of	
  civil	
  construction	
  labour	
  (masons,	
  labourers	
  and	
  independent	
  contractors).	
  In	
  both	
  cases,	
  
the	
  process	
  occurs	
  using	
  the	
  residents’	
  own	
  resources	
  and	
  without	
  technical	
  assistance	
  from	
  architects	
  or	
  
engineers.	
  Besides	
  this	
  prevailing	
  reality	
  of	
  autoconstruction	
  from	
  the	
  onset	
  of	
  work,	
  there	
  is	
  a	
  portion	
  of	
  
houses,	
  which	
  are	
  designed	
  and	
  constructed	
  with	
  the	
  participation	
  of	
  professionals,	
  and/	
  or	
  construction	
  
companies,	
  and	
  others	
  produced	
  by	
  the	
  State	
  which	
  undergo	
  modifications	
  over	
  time,	
  to	
  a	
  greater	
  or	
  lesser	
  
degree.	
  A	
  sizeable	
  number	
  of	
  such	
  modifications	
  (renovations,	
  spatial	
  rearticulations	
  or	
  expansions)	
  are	
  also	
  
performed	
  and	
  /	
  or	
  managed	
  by	
  the	
  residents	
  themselves,	
  without	
  professional	
  assistance,	
  composing	
  what	
  
we	
  call	
  autoconstruction.	
  In	
  other	
  words,	
  autoconstruction	
  is	
  present	
  at	
  different	
  levels	
  of	
  intervention	
  –	
  from	
  
a	
  low	
  level	
  of	
  the	
  rearrangement	
  of	
  internal	
  space	
  or	
  the	
  changing	
  of	
  a	
  domestic	
  unit’s	
  finishing,	
  through	
  
renovations	
  including	
  expansions,	
  up	
  to	
  total	
  self-­‐construction	
  which	
  starts	
  with	
  the	
  choice	
  of	
  land.	
  
Geographically,	
  there	
  are	
  autoconstructive	
  spaces	
  in	
  rural	
  areas	
  and	
  suburbs,	
  but	
  also	
  in	
  pericentral	
  regions	
  
and	
  in	
  slums	
  and	
  occupations	
  (spontaneous	
  or	
  organised,	
  in	
  the	
  suburbs	
  or	
  the	
  centre),	
  constituting	
  an	
  action	
  
present	
  in	
  different	
  social	
  classes.	
  
This	
  article	
  aims	
  to	
  establish	
  connections	
  between	
  the	
  practice	
  of	
  autoconstruction	
  in	
  Brazil	
  and	
  the	
  principles	
  
of	
  Open	
  Building.	
  To	
  illustrate	
  this	
  operation,	
  this	
  paper	
  will	
  later	
  present	
  partial	
  results	
  from	
  one	
  of	
  stages	
  of	
  
the	
  field	
  research	
  of	
  a	
  Doctoral	
  Thesis	
  in	
  progress,	
  which	
  included	
  autoconstructed	
  and/	
  or	
  auto-­‐produced	
  
changes	
  in	
  housing	
  developments	
  previously	
  produced	
  under	
  the	
  current	
  housing	
  program	
  Minha	
  Casa,	
  Minha	
  
Vida	
  (PMCMV	
  –	
  My	
  House,	
  My	
  Life	
  Program)2
.	
  
Such	
  autoconstructive	
  actions	
  in	
  space	
  differ	
  from	
  private	
  production	
  (business-­‐based	
  production	
  performed	
  
by	
  construction	
  companies)	
  and	
  public	
  production	
  (performed	
  by	
  the	
  State),	
  which	
  together	
  constitute	
  the	
  
minority	
  of	
  Brazilian	
  housing	
  production.	
  The	
  numerical	
  disproportion	
  of	
  these	
  two	
  types	
  of	
  production	
  (public	
  
and	
  private)	
  towards	
  autoconstruction,	
  is	
  even	
  more	
  accentuated	
  when	
  it	
  comes	
  to	
  housing	
  for	
  lower	
  income	
  
classes,	
  which	
  is	
  the	
  object	
  of	
  this	
  study	
  (MC,	
  2009,	
  p.14	
  and	
  163).	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1
	
  Concept	
  coined	
  by	
  Pierre	
  Bourdieu	
  (2004,	
  p.20)	
  and	
  in	
  the	
  context	
  of	
  this	
  work	
  would	
  mean	
  the	
  universe	
  in	
  
which	
  the	
  actors	
  live	
  and	
  institutions,	
  that	
  produce,	
  reproduce	
  or	
  disseminate	
  housing	
  production	
  in	
  Brazil	
  via	
  
instruments	
  (laws,	
  booklets,	
  manuals)	
  and	
  its	
  own	
  specific	
  mechanisms	
  (capitalist	
  production),	
  with	
  a	
  marked	
  
degree	
  of	
  autonomy.	
  
2
The	
  PMCMV	
  is	
  currently	
  the	
  only	
  public	
  program	
  for	
  existing	
  housing	
  in	
  the	
  country,	
  since	
  2009,	
  and	
  has	
  
delegated	
  and	
  designates	
  construction	
  companies,	
  responsibility	
  and	
  resources	
  for	
  this	
  production.	
  An	
  
extensive	
  Evaluative	
  Study	
  about	
  the	
  program	
  in	
  the	
  metropolitan	
  area	
  of	
  Belo	
  Horizonte	
  (RMBH)	
  was	
  carried	
  
out	
  by	
  the	
  group	
  PRAXIS	
  and	
  coordinated	
  by	
  Prof.	
  Denise	
  Morado	
  Nascimento.	
  It	
  is	
  available	
  at	
  
www.arq.ufmg.br/praxis.	
  This	
  study	
  includes	
  analysis	
  of	
  different	
  spatial	
  appropriations	
  and	
  changes	
  made	
  by	
  
residents	
  in	
  housing	
  units.	
  Regarding	
  this,	
  we	
  also	
  presented	
  a	
  paper	
  in	
  the	
  last	
  Open	
  Building	
  meeting:	
  Open	
  
Building	
  in	
  Brazil:	
  is	
  it	
  possible?	
  (http://www.uia2014durban.org).	
  
 
3	
  
	
  
The	
  Brazilian	
  literature,	
  which	
  addresses	
  low-­‐income	
  autoconstruction,	
  approaches	
  the	
  phenomenon	
  in	
  terms	
  
of	
  the	
  physical,	
  functional,	
  urban,	
  economic,	
  cultural	
  and	
  social	
  aspects.	
  This	
  article	
  approaches	
  the	
  fact	
  from	
  
the	
  aspect	
  of	
  the	
  political	
  action	
  of	
  the	
  dweller,	
  in	
  relation	
  to	
  their	
  involvement	
  in	
  the	
  decision-­‐making	
  process	
  
for	
  the	
  production	
  of	
  their	
  house.	
  
2	
  The	
  debate	
  concerning	
  autoconstruction	
  
On	
  the	
  international	
  scene	
  John	
  Turner	
  developed	
  important	
  work	
  in	
  favor	
  of	
  autonomy	
  in	
  the	
  production	
  of	
  
home	
  ownership	
  (Freedom	
  to	
  Building	
  1972,	
  Housing	
  by	
  People,	
  1976),	
  in	
  addition	
  to	
  taking	
  ideas	
  for	
  housing	
  
policies	
  that	
  value	
  the	
  autoconstruction	
  to	
  various	
  countries	
  (including	
  Brazil).	
  
In	
  Brazil,	
  several	
  authors3
	
  have	
  debated	
  the	
  issue.	
  Sérgio	
  Ferro	
  (1969,	
  p.61-­‐67)	
  describes	
  the	
  autoconstruction	
  
process	
  in	
  terms	
  of	
  product,	
  use,	
  as	
  well	
  as	
  the	
  socioeconomic	
  status	
  of	
  the	
  autoconstructor.	
  The	
  materials	
  
and	
  techniques	
  recurrently	
  employed	
  are	
  usually	
  handmade	
  in	
  nature,	
  predominantly	
  the	
  “pile	
  of	
  bricks”	
  and	
  
the	
  prefabricated	
  slab,	
  creating	
  a	
  product,	
  which	
  combines	
  "very	
  low	
  organic	
  composition	
  of	
  capital	
  and	
  a	
  lot	
  
of	
  labour	
  force”.	
  In	
  the	
  autoconstructed	
  space,	
  the	
  use	
  value	
  overrides	
  the	
  exchange	
  value,	
  dictating	
  their	
  
production,	
  being	
  for	
  direct	
  and	
  immediate	
  use,	
  unmediated,	
  without	
  fetish	
  or	
  superfluity.	
  On	
  the	
  other	
  hand,	
  
Ferro	
  (2006,	
  p.230)	
  states	
  that	
  the	
  autoconstruction	
  ends	
  up	
  being	
  a	
  consequence,	
  at	
  the	
  same	
  time	
  justified	
  
by	
  low	
  wages	
  (that	
  does	
  not	
  include	
  housing	
  costs)	
  of	
  a	
  contingent	
  of	
  well,	
  fed	
  workforce,	
  thus	
  contrarily	
  
encouraging	
  capitalist	
  production.	
  Francisco	
  Oliveira	
  (2006,	
  p.67-­‐85)	
  addresses	
  the	
  issue	
  of	
  autoconstruction	
  
under	
  self-­‐managed	
  joint-­‐efforts.	
  He	
  criticises	
  the	
  institutionalisation	
  of	
  autoconstruction	
  through	
  self-­‐
management	
  as	
  it	
  depends	
  on	
  unemployed	
  workers	
  and	
  does	
  not	
  contribute	
  to	
  the	
  formation	
  of	
  a	
  real	
  estate	
  
market.	
  For	
  the	
  sociologist,	
  capitalist	
  accumulation	
  is	
  also	
  based	
  on	
  autoconstruction,	
  and	
  the	
  industrialisation	
  
in	
  civil	
  construction	
  in	
  Brazil	
  is	
  not	
  achieved,	
  not	
  due	
  to	
  technological	
  impossibility,	
  but	
  because	
  the	
  labour	
  cost	
  
in	
  the	
  conventional	
  way	
  of	
  producing	
  space	
  is	
  very	
  low.	
  On	
  the	
  other	
  hand,	
  the	
  architect	
  João	
  Marcos	
  Lopes	
  
(2006,	
  p.219-­‐227)	
  maintains	
  that	
  "the	
  worker	
  that	
  auto-­‐constructs	
  is	
  the	
  owner	
  of	
  a	
  property	
  willing	
  to	
  accept,	
  
if	
  necessary,	
  in	
  mercantile	
  circulation".	
  For	
  him	
  the	
  house,	
  even	
  autoconstructed	
  is,	
  paradoxically,	
  use	
  value	
  
and	
  exchange	
  value.	
  For	
  this	
  author,	
  poor	
  housing	
  and	
  how	
  to	
  produce	
  it	
  are	
  not	
  the	
  same.	
  Nabil	
  Bonduki	
  
(1998,	
  p.276)	
  calls	
  the	
  phenomenon	
  "auto-­‐development"	
  because	
  it	
  is	
  based	
  on	
  the	
  trinomial	
  of	
  peripheral	
  
housing	
  development,	
  home	
  ownership	
  and	
  autoconstruction.	
  Historically,	
  in	
  Brazil	
  the	
  autoconstructor	
  has	
  
consolidated	
  their	
  position	
  beyond	
  the	
  slums,	
  in	
  poor	
  and	
  remote	
  lots,	
  with	
  dense	
  and	
  disorderly	
  growth,	
  
without	
  any	
  urban	
  and	
  transport	
  infrastructure,	
  as	
  a	
  cheap	
  solution	
  for	
  home	
  ownership,	
  emphasising	
  its	
  
impact	
  on	
  the	
  Brazilian	
  cities	
  as	
  we	
  seen	
  today.	
  In	
  contrast,	
  Bonduki	
  states	
  that	
  autoconstruction	
  best	
  meets	
  
the	
  housing	
  needs	
  of	
  families	
  and	
  therefore	
  is	
  the	
  preferred	
  mode	
  for	
  lower	
  income	
  families.	
  
Morado	
  Nascimento	
  (2011,	
  p.223)	
  warns	
  that	
  "there	
  is	
  no	
  denying	
  the	
  ability	
  of	
  poor	
  households,	
  historically	
  
neglected	
  by	
  formal	
  housing	
  construction,	
  to	
  develop	
  ways	
  to	
  overcome	
  their	
  demands	
  through	
  their	
  own	
  
resources	
  (of	
  any	
  nature).	
  The	
  autoconstruction	
  in	
  slums	
  and	
  peripheral	
  lots	
  has	
  existed	
  in	
  Brazil	
  since	
  the	
  
1940s	
  and	
  1970s,	
  respectively."	
  The	
  dweller	
  "acquires	
  or	
  occupies	
  the	
  land;	
  draws,	
  without	
  technical	
  support,	
  
a	
  construction	
  scheme;	
  enables	
  the	
  obtaining	
  of	
  materials;	
  manages	
  free	
  and/	
  or	
  informally	
  paid	
  labour;	
  and	
  
then	
  raises	
  the	
  house"	
  -­‐	
  a	
  non-­‐capitalist	
  domestic	
  production	
  (Bonduki,	
  1998,	
  p.281).	
  
We	
  can	
  only	
  reveal	
  here	
  the	
  attributes	
  that	
  lie	
  at	
  the	
  heart	
  of	
  autoconstruction	
  and	
  that	
  converge	
  with	
  the	
  
intentions	
  of	
  this	
  study.	
  
It	
  seems	
  to	
  us	
  that	
  it	
  is	
  exactly	
  autonomy	
  -­‐	
  freedom,	
  independence	
  to	
  produce	
  for	
  oneself	
  -­‐	
  as	
  opposed	
  to	
  
heteronomy	
  -­‐	
  dependence,	
  submission,	
  subordination	
  to	
  that	
  produced	
  by	
  others	
  –	
  which	
  is	
  the	
  benefit	
  of	
  
autoconstruction.	
  While	
  it	
  is	
  precarious,	
  without	
  prevalence	
  of	
  exchange	
  value,	
  constituting	
  a	
  value	
  of	
  social	
  
use,	
  the	
  decisions	
  concerning	
  the	
  space	
  itself	
  are	
  taken	
  without	
  outside	
  interference.	
  
In	
  surveys4
	
  of	
  autoconstructors	
  in	
  peripheral	
  lots	
  and	
  occupations	
  in	
  the	
  city	
  of	
  Belo	
  Horizonte,	
  we	
  found	
  the	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
3
In	
  addition	
  to	
  the	
  authors	
  mentioned	
  in	
  the	
  text,	
  there	
  are	
  others	
  who	
  discuss	
  the	
  subject:	
  Carlos	
  Alberto	
  
Cerqueira	
  Lemos;	
  Maria	
  Ruth	
  Amaral	
  Sampaio;	
  Raquel	
  Rolnik;	
  Lúcio	
  Kowarick;	
  Flávio	
  Villaça;	
  Gabriel	
  Bolaffi;	
  
Luís	
  César	
  Queiroz	
  Ribeiro;	
  Sérgio	
  Azevedo;	
  Adauto	
  Cardoso;	
  Rosa	
  Lima;	
  Pedro	
  Arantes,	
  among	
  others.	
  
4
	
  Surveys	
  performed	
  by	
  the	
  PRAXIS	
  research	
  group,	
  of	
  UFMG’s	
  School	
  of	
  Architecture,	
  coordinated	
  by	
  Prof.	
  Dr.	
  
 
4	
  
	
  
dweller’s	
  power	
  to	
  choose	
  to	
  acquire	
  or	
  occupy	
  land	
  and	
  autonomously	
  build	
  their	
  house,	
  without	
  State	
  
intervention,	
  as	
  a	
  refusal	
  of	
  public	
  housing	
  policy	
  procedures.	
  Morado	
  Nascimento	
  (2011,	
  p.225),	
  claims	
  
autoconstruction	
  to	
  be	
  "a	
  conscious	
  choice	
  of	
  families,	
  understood	
  as	
  an	
  agile	
  counterpoint	
  to	
  State	
  welfarism,	
  
to	
  insecurities	
  of	
  rent	
  and	
  to	
  financial	
  market	
  regulations,	
  as	
  well	
  as	
  instruments	
  of	
  social	
  pressure	
  in	
  winning	
  
other	
  rights,	
  such	
  as	
  urban	
  services,	
  education,	
  transportation,	
  etc."	
  In	
  addition,	
  "there	
  is,	
  undeniably,	
  clear	
  
thinking	
  and	
  judgment	
  on	
  the	
  part	
  of	
  autoconstructors	
  in	
  the	
  selection	
  and	
  evaluation	
  of	
  options	
  that	
  can	
  
meet,	
  with	
  flexibility,	
  their	
  individual	
  needs	
  and	
  aspirations,	
  in	
  relation	
  to	
  construction,	
  financing,	
  ownership	
  
or	
  management."	
  In	
  other	
  words,	
  autoconstruction	
  is	
  the	
  ability	
  per	
  se	
  of	
  the	
  dwellers	
  to	
  decide	
  on	
  the	
  space	
  
itself,	
  exactly	
  because	
  it	
  is	
  linked	
  to	
  how	
  people's	
  daily	
  lives	
  are	
  constructed.	
  
It	
  is	
  with	
  this	
  autonomy,	
  with	
  this	
  autoconstructor’s	
  power	
  in	
  the	
  decision-­‐making	
  power	
  process	
  in	
  the	
  
production	
  of	
  their	
  own	
  space,	
  that	
  in	
  the	
  following	
  sections	
  we	
  wish	
  to	
  establish	
  connections	
  with	
  the	
  Open	
  
Building	
  principles,	
  towards	
  a	
  counterpoint	
  way	
  of	
  producing	
  social	
  housing.	
  
3.	
  The	
  principles	
  of	
  Open	
  Building	
  in	
  the	
  context	
  of	
  this	
  paper	
  
The	
  five	
  principles	
  posed	
  by	
  the	
  Open	
  Building	
  movement	
  are	
  extremely	
  relevant	
  in	
  the	
  context	
  of	
  this	
  work.	
  
However,	
  when	
  considering	
  autoconstruction	
  in	
  Brazil	
  as	
  a	
  starting	
  point	
  for	
  this	
  discussion,	
  two	
  assumptions	
  
should	
  be	
  highlighted.	
  
The	
  first,	
  identified	
  and	
  discussed	
  in	
  examples	
  to	
  be	
  presented	
  in	
  the	
  following	
  sections,	
  is	
  the	
  need	
  for	
  
different	
  levels	
  of	
  intervention	
  in	
  the	
  constructed	
  space,	
  represented	
  by	
  “support”	
  and	
  “infill”.	
  Inevitably,	
  this	
  
distinction	
  is	
  tied	
  to	
  the	
  need	
  for	
  a	
  constructive	
  system	
  whose	
  interface	
  between	
  components	
  allows	
  for	
  the	
  
substitution	
  by	
  another	
  component	
  /	
  system	
  of	
  the	
  same	
  function,	
  with	
  minimum	
  disruption.	
  	
  
The	
  second,	
  which	
  is	
  perhaps	
  more	
  important	
  in	
  the	
  context	
  of	
  the	
  discussion	
  in	
  this	
  article,	
  but	
  is	
  also	
  directly	
  
linked	
  to	
  the	
  first,	
  is	
  the	
  presupposition	
  that	
  dwellers	
  are	
  important	
  agents	
  who	
  intervene	
  in	
  the	
  policy	
  and	
  
professional	
  decision	
  making	
  process	
  of	
  the	
  housing	
  production.	
  
If	
  what	
  is	
  being	
  investigated	
  is	
  the	
  possibility	
  of	
  the	
  application	
  of	
  these	
  principles	
  in	
  the	
  production	
  of	
  social	
  
housing	
  in	
  Brazil,	
  in	
  terms	
  of	
  the	
  autoconstruction	
  context,	
  then	
  the	
  following	
  question	
  arises.	
  Can	
  the	
  practice	
  
of	
  autoconstructors	
  contribute	
  to	
  the	
  implementation	
  of	
  the	
  Open	
  Building	
  principles	
  in	
  what	
  refers	
  to	
  the	
  
interference	
  of	
  the	
  dwellers	
  in	
  the	
  decision-­‐making	
  process?	
  Or,	
  posed	
  in	
  a	
  different	
  way,	
  is	
  the	
  
autoconstructors	
  practice	
  and	
  their	
  knowledge	
  relevant	
  to	
  the	
  production	
  implementation	
  via	
  Open	
  Building,	
  
our	
  country,	
  considering	
  involved	
  in	
  this	
  practice	
  the	
  political,	
  social,	
  economic	
  and	
  cultural	
  aspects?	
  As	
  
discussed	
  in	
  the	
  first	
  paragraph	
  of	
  this	
  article,	
  the	
  feasibility	
  of	
  applying	
  the	
  Open	
  Building	
  principles	
  in	
  the	
  
housing	
  production	
  in	
  Brazil	
  should	
  also	
  be	
  analysed	
  from	
  the	
  perspective	
  of	
  other	
  agents	
  of	
  production.	
  
However,	
  at	
  this	
  moment,	
  the	
  connection	
  to	
  such	
  principles	
  that	
  seeks	
  to	
  establish	
  is	
  the	
  relationship	
  with	
  the	
  
dweller	
  agent.	
  
In	
  December	
  2014	
  the	
  PRAXIS	
  research	
  group	
  held	
  workshops	
  with	
  autoconstructors,	
  proposing	
  a	
  rapid	
  design	
  
exercise	
  with	
  the	
  application	
  of	
  the	
  Open	
  Building	
  premises.	
  Although	
  the	
  whole	
  process	
  was	
  too	
  detailed	
  to	
  
describe	
  here,	
  it	
  is	
  worth	
  mentioning	
  that	
  the	
  groups/	
  families	
  did	
  not	
  have	
  difficulties	
  in	
  performing	
  the	
  
exercise,	
  explaining,	
  ultimately,	
  the	
  discovery	
  of	
  another	
  way	
  to	
  produce	
  housing	
  that	
  very	
  much	
  converges	
  
with	
  the	
  everyday	
  reality	
  of	
  autoconstruction.	
  Such	
  evaluations	
  became	
  indicators	
  to	
  what	
  we	
  want	
  to	
  
demonstrate	
  here.	
  
It	
  is	
  also	
  worth	
  noting	
  that	
  the	
  organization	
  in	
  the	
  project	
  intervention	
  levels	
  proposed	
  by	
  Open	
  Building	
  (Fig.	
  
1),	
  defined	
  the	
  limit	
  of	
  what	
  is	
  ‘support/	
  influence’	
  and	
  what	
  is	
  ‘infill/	
  control’,	
  bound	
  to	
  an	
  inter-­‐scale	
  
relationship,	
  and	
  guided	
  us	
  in	
  how	
  to	
  organize	
  and	
  analyse	
  the	
  universes	
  of	
  the	
  empirical	
  research.	
  This	
  
organization	
  came	
  from	
  the	
  scale	
  ‘room-­‐dwelling-­‐block’,	
  from	
  the	
  identified	
  degrees	
  of	
  intervention	
  and,	
  
consequently,	
  from	
  the	
  limits	
  between	
  what	
  is	
  predetermined	
  (support),	
  and	
  what	
  is	
  open	
  (infill).	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
Denise	
  Morado	
  Nascimento.	
  Further	
  information:	
  www.arq.ufmg.br/praxis	
  
 
5	
  
	
  
	
  
Fig.	
  1	
  –	
  a	
  diagram	
  of	
  the	
  principle	
  of	
  environmental	
  levels	
  
Source:	
  http://open-­‐building.org/ob/concepts.html,	
  accessed	
  in	
  4/30/2015	
  
4.	
  The	
  empirical	
  approach:	
  data,	
  results	
  and	
  discussion	
  
To	
  reveal	
  the	
  decision-­‐making	
  processes	
  of	
  autoconstructors,	
  as	
  well	
  to	
  map	
  out	
  support-­‐infill	
  in	
  the	
  spaces,	
  
we	
  visited	
  and	
  interviewed	
  dwellers	
  of	
  18	
  modified	
  houses	
  over	
  time,	
  set	
  in	
  occupied	
  housing	
  for	
  at	
  least	
  12	
  
years	
  and	
  produced	
  by	
  the	
  municipal	
  government.	
  
From	
  a	
  list	
  of	
  more	
  than	
  100	
  housing	
  development	
  advised	
  and	
  carried	
  out	
  by	
  the	
  Urbanisation	
  Company	
  of	
  
Belo	
  Horizonte	
  (URBEL)5
,	
  we	
  selected	
  6	
  developments	
  of	
  public	
  production	
  considered	
  to	
  have	
  different:	
  [1]	
  
locations	
  in	
  the	
  city	
  (Map	
  1)	
  [2]	
  adopted	
  architectural	
  typologies,	
  [3]	
  construction	
  systems	
  and	
  [4]	
  types	
  of	
  
producer	
  /	
  works	
  manager	
  (Table	
  1,	
  Fig.	
  2).	
  Of	
  the	
  houses	
  visited,	
  we	
  chose	
  three	
  to	
  conduct	
  the	
  discussion	
  
(Tables	
  2,	
  3	
  and	
  4;	
  Fig.	
  3-­‐8.).	
  As	
  it	
  is	
  qualitative	
  research,	
  a	
  case	
  study	
  with	
  multiple	
  cases,	
  sampling	
  is	
  
configured	
  as	
  that	
  which	
  Gaston	
  Bachelard	
  calls	
  -­‐	
  and	
  Pierre	
  Bourdieu	
  expands	
  –	
  of	
  a	
  "particular	
  case	
  of	
  the	
  
possible."	
  In	
  other	
  words,	
  "one	
  figure	
  in	
  a	
  universe	
  of	
  possible	
  configurations”,	
  whose	
  analysis	
  objectives	
  
"takes	
  the	
  invariant,	
  the	
  structure,	
  in	
  the	
  observed	
  variation"	
  (Bourdieu	
  1996,	
  p.15).	
  
The	
  research	
  was	
  guided	
  by	
  an	
  open,	
  semi-­‐structured	
  interview	
  guide 6
	
  (which	
  provided	
  long	
  conversations	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
5
	
  A	
  public	
  company	
  of	
  the	
  Local	
  Council	
  of	
  Belo	
  Horizonte,	
  Minas	
  Gerais,	
  responsible	
  for	
  the	
  implementation	
  of	
  
the	
  Municipal	
  Social	
  Housing	
  Policy	
  in	
  the	
  city.	
  Since	
  1993,	
  the	
  company	
  has	
  implemented	
  various	
  local	
  
programs,	
  such	
  as	
  those	
  exemplified	
  in	
  Table	
  1,	
  in	
  order	
  to	
  promote	
  the	
  municipal	
  supply	
  of	
  housing.	
  Some	
  
regarded	
  this	
  as	
  'participatory',	
  but	
  it	
  is	
  nothing	
  like	
  the	
  principles	
  of	
  Open	
  Building.	
  Currently	
  the	
  production	
  is	
  
restricted	
  to	
  the	
  national	
  program	
  My	
  House,	
  My	
  Life.	
  
6
	
  Basically	
  the	
  initial	
  questions	
  directed	
  to	
  the	
  dweller	
  were:	
  
1) What	
  were	
  the	
  housing	
  needs	
  or	
  desires	
  that	
  led	
  to	
  modification	
  of	
  the	
  space?	
  What,	
  why	
  and	
  when	
  
was	
  it?	
  
2) Was	
  there	
  any	
  design,	
  drawing	
  or	
  sketch?	
  How	
  did	
  the	
  process	
  of	
  thinking	
  change?	
  
3) What	
  was	
  the	
  decision-­‐making	
  process	
  like?	
  Who	
  made	
  the	
  decisions?	
  Were	
  the	
  decisions	
  individual,	
  
family	
  or	
  collective	
  in	
  nature?	
  Was	
  a	
  negotiation	
  with	
  the	
  neighbourhood	
  necessary?	
  
4) How	
  did	
  you	
  construct	
  it?	
  Was	
  there	
  any	
  hiring	
  of	
  professionals,	
  businesses	
  or	
  labour?	
  Who	
  did	
  
 
6	
  
	
  
with	
  the	
  dwellers,	
  and	
  thus	
  are	
  rich	
  narratives),	
  as	
  well	
  as	
  pictures,	
  movies	
  and	
  direct	
  observation.	
  In	
  addition	
  
to	
  recording	
  socioeconomic	
  characteristics	
  of	
  dwellers	
  and	
  technical	
  variables,	
  materials	
  and	
  programmatic	
  of	
  
the	
  dwelling	
  (Tables	
  2,	
  3	
  and	
  4;	
  Fig.	
  3-­‐8),	
  it	
  mattered	
  that	
  we	
  know	
  what,	
  where,	
  why,	
  how	
  and	
  when	
  the	
  
changes	
  were	
  made.	
  This	
  information	
  about	
  the	
  practice	
  and	
  decision-­‐making	
  in	
  autoconstruction,	
  associated	
  
with	
  the	
  identification	
  of	
  'support'	
  and	
  'infill'	
  characteristics,	
  in	
  action,	
  allowed	
  us	
  investigating	
  practice	
  and	
  
theory	
  simultaneously.	
  
During	
  the	
  visits	
  that	
  were	
  carried	
  out,	
  it	
  was	
  possible	
  to	
  note	
  that,	
  either	
  people	
  relinquish	
  and	
  fit	
  the	
  space	
  
available	
  to	
  them	
  (adhesion)	
  or	
  appropriate	
  more	
  radically,	
  impressing	
  changes	
  on	
  what	
  is	
  imposed	
  
(adaptation	
  or	
  subversion).	
  In	
  the	
  latter	
  case,	
  the	
  changes	
  can	
  be	
  from	
  a	
  new	
  internal	
  rearrangement	
  of	
  the	
  
layout	
  or	
  connection	
  between	
  the	
  spaces	
  (Dwelling	
  8/	
  a	
  Flat),	
  to	
  expansions	
  and	
  renovations	
  that	
  
mischaracterise	
  the	
  building	
  completely,	
  placing	
  itself	
  as	
  a	
  controversy	
  to	
  the	
  initially	
  designed	
  space	
  (Fig.	
  9).	
  
This	
  level	
  of	
  cohesion	
  with	
  the	
  space	
  is	
  either	
  a	
  feature	
  of	
  own	
  family	
  or	
  of	
  the	
  dweller,	
  or	
  is	
  clearly	
  associated	
  
with	
  the	
  building	
  system	
  used	
  in	
  the	
  works	
  and/	
  or	
  primarily	
  the	
  architectural	
  typology	
  adopted	
  in	
  design.	
  The	
  
facades	
  of	
  the	
  visited	
  developments	
  denote	
  this	
  argument.	
  The	
  verticalised	
  typologies	
  of	
  buildings	
  2,	
  4	
  and	
  5,	
  
and	
  also	
  the	
  houses	
  of	
  development	
  1	
  (this	
  does	
  not	
  show	
  retreat	
  on	
  the	
  frontal	
  clearance	
  as	
  the	
  houses	
  of	
  
developments	
  3	
  and	
  6),	
  maintain	
  in	
  a	
  sense,	
  their	
  preserved	
  facades.	
  Developments	
  3	
  and	
  6,	
  which	
  have	
  
houses	
  that	
  have	
  a	
  retreat	
  on	
  the	
  frontal	
  clearance,	
  already	
  present	
  very	
  diverse	
  facades	
  and	
  additions.	
  In	
  this	
  
case	
  we	
  could	
  say	
  that	
  the	
  facade	
  has	
  become	
  an	
  'infill'	
  element	
  in	
  the	
  building,	
  since	
  it	
  was	
  changed	
  
individually	
  and	
  according	
  to	
  the	
  control	
  of	
  each	
  dweller,	
  despite	
  being	
  predicted	
  to	
  be	
  'support'	
  in	
  the	
  original	
  
design.	
  (Fig.	
  10)	
  
In	
  the	
  case	
  illustrated	
  above,	
  either	
  is	
  the	
  area	
  of	
  the	
  frontal	
  retreat	
  which	
  enables	
  expansion,	
  which	
  is	
  also	
  a	
  
recurrent	
  feature	
  in	
  private	
  areas	
  (open	
  and	
  uncovered	
  areas)	
  in	
  the	
  back	
  of	
  the	
  houses	
  in	
  development	
  1	
  (Fig.	
  
11),	
  especially	
  those	
  that	
  have	
  the	
  third	
  room	
  at	
  the	
  back;	
  or	
  is	
  it	
  the	
  "two-­‐story	
  house"	
  type	
  which	
  is	
  more	
  
individualised	
  in	
  character,	
  as	
  shown	
  in	
  the	
  changing	
  of	
  iron	
  frames	
  for	
  aluminum	
  ones,	
  toughened	
  glass,	
  
window	
  arches,	
  etc.,	
  of	
  development	
  3	
  (Fig.	
  12).	
  
The	
  lack	
  of	
  ability	
  to	
  have	
  a	
  parking	
  space	
  adjacent	
  to	
  the	
  house	
  in	
  the	
  case	
  of	
  “two-­‐story	
  house”	
  caused	
  
several	
  families	
  to	
  adapt	
  parking	
  garages,	
  in	
  the	
  interstitial	
  areas	
  of	
  the	
  dwellings	
  (Fig.	
  13).	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
execute?	
  What	
  were	
  the	
  techniques	
  and	
  methods	
  employed?	
  
5) What	
  were	
  the	
  major	
  difficulties	
  faced	
  in	
  this	
  process?	
  And	
  what	
  was	
  easy?	
  
6) What	
  features	
  of	
  the	
  original	
  building	
  hindered	
  or	
  facilitated	
  the	
  renovation/	
  expansion?	
  
 
7	
  
	
  
	
  
	
  
	
  
Map	
  1	
  –	
  location	
  of	
  the	
  housing	
  developments	
  visited	
  in	
  the	
  Belo	
  Horizonte	
  city	
  map.	
  The	
  others	
  points	
  
indicate	
  others	
  housing	
  developments	
  
Source:	
  URBEL,	
  worked	
  out	
  by	
  authors,	
  2015	
  
 
8	
  
	
  
	
  
	
  
	
  
Fig.	
  2	
  –	
  dwelling	
  location	
  in	
  the	
  housing	
  development	
  
Source:	
  Google	
  Earth,	
  work	
  out	
  by	
  authors,	
  2015	
  
The	
  example	
  of	
  Dwelling	
  4	
  shows	
  the	
  dweller’s	
  power	
  of	
  decision.	
  Although	
  the	
  building	
  system	
  was	
  
freestanding,	
  this	
  was	
  no	
  obstacle	
  to	
  make	
  significant	
  changes	
  with	
  the	
  joining	
  of	
  the	
  two	
  houses	
  (Fig.	
  4).	
  That	
  
is,	
  in	
  certain	
  cases	
  the	
  modifications	
  occur,	
  whether	
  the	
  space	
  facilitates	
  this	
  or	
  not.	
  The	
  choice	
  of	
  the	
  house	
  to	
  
be	
  exchanged,	
  adjacent	
  to	
  the	
  house	
  of	
  his	
  future	
  wife	
  was	
  contingent	
  on	
  the	
  position	
  of	
  the	
  bathroom,	
  but	
  
the	
  structural	
  reinforcements	
  for	
  the	
  broken	
  masonry	
  had	
  to	
  be	
  performed,	
  in	
  this	
  case	
  with	
  a	
  metal	
  frame.	
  
We	
  can	
  infer	
  that	
  if	
  the	
  project	
  and	
  the	
  original	
  construction	
  had	
  observed	
  principles	
  such	
  as	
  Open	
  Building,	
  
then	
  all	
  modifications	
  would	
  have	
  been	
  made	
  easier	
  and	
  less	
  onerous.	
  The	
  procedure	
  with	
  the	
  stairs	
  was	
  the	
  
least	
  disruptive	
  to	
  the	
  existing	
  system	
  because	
  it	
  was	
  the	
  "most	
  industrialised"	
  component,	
  albeit	
  affecting	
  
openings	
  and	
  closings	
  on	
  the	
  wall	
  in	
  question.	
  The	
  need	
  to	
  install	
  new	
  bathrooms	
  upstairs	
  has	
  already	
  
generated	
  major	
  adjustments,	
  especially	
  in	
  terms	
  of	
  electrical	
  and	
  hydraulic	
  installations.	
  
 
9	
  
	
  
	
  
 
10	
  
	
  
	
  
Fig.	
  3a	
  –	
  diagram	
  with	
  dwelling	
  4	
  modifications	
  
Source:	
  PRAXIS/	
  EA-­‐UFMG,	
  worked	
  out	
  by	
  authors,	
  2015	
  
 
11	
  
	
  
	
  
Fig.	
  3b	
  –	
  diagram	
  with	
  dwelling	
  4	
  modifications	
  
Source:	
  PRAXIS/	
  EA-­‐UFMG,	
  worked	
  out	
  by	
  authors,	
  2015	
  
	
  
 
12	
  
	
  
	
  
Fig.	
  4	
  –	
  pictures	
  of	
  the	
  dwelling	
  4	
  
Source:	
  PRAXIS/	
  EAUFMG,	
  2015	
  
 
13	
  
	
  
	
  
 
14	
  
	
  
	
  
Fig.	
  5	
  –	
  diagram	
  with	
  dwelling	
  8	
  modifications	
  
Source:	
  PRAXIS/	
  EA-­‐UFMG,	
  worked	
  out	
  by	
  authors,	
  2015	
  
	
  
 
15	
  
	
  
	
  
Fig.	
  6	
  –	
  pictures	
  of	
  the	
  dwelling	
  8	
  
Source:	
  PRAXIS/	
  EAUFMG,	
  2015	
  
	
  
 
16	
  
	
  
	
  
 
17	
  
	
  
	
  
Fig.	
  7	
  –	
  diagram	
  with	
  dwelling	
  16	
  modifications	
  
Source:	
  PRAXIS/	
  EA-­‐UFMG,	
  worked	
  out	
  by	
  authors,	
  2015	
  
	
  
 
18	
  
	
  
	
  
Fig.	
  8	
  –	
  pictures	
  of	
  the	
  dwelling	
  16	
  
Source:	
  PRAXIS/	
  EAUFMG,	
  2015	
  
 
19	
  
	
  
	
  
Fig.	
  9	
  –	
  extreme	
  modifications	
  in	
  the	
  dwelling	
  12	
  
Source:	
  PRAXIS/	
  EAUFMG,	
  2015	
  
	
  
 
20	
  
	
  
	
  
Fig.	
  10	
  –	
  facades	
  as	
  infill	
  and	
  as	
  support	
  
Source:	
  PRAXIS/	
  EA-­‐UFMG	
  and	
  URBEL,	
  2015	
  
 
21	
  
	
  
	
  
Fig.	
  11	
  -­‐	
  recurrence	
  covered	
  private	
  areas/	
  backyard	
  
Source:	
  PRAXIS/	
  EA-­‐UFMG,	
  2015	
  
This	
  and	
  other	
  visits	
  have	
  also	
  shown	
  that	
  in	
  autoconstruction,	
  with	
  all	
  the	
  damage	
  that	
  the	
  rigid	
  articulation	
  of	
  
its	
  components	
  brings7
,	
  the	
  final	
  finishing	
  required	
  by	
  the	
  repeatedly	
  adopted	
  techniques,	
  are	
  left	
  for	
  the	
  
future	
  ending	
  up	
  in	
  most	
  cases	
  not	
  being	
  performed,	
  for	
  financial	
  reasons	
  and	
  because	
  a	
  new	
  demand	
  arises	
  
("a	
  roof	
  showing	
  signs	
  of	
  mold,	
  darkens,	
  allows	
  dripping;	
  a	
  ceiling	
  to	
  install,	
  uncoated	
  floor	
  and	
  walls,	
  no	
  
guardrails	
  on	
  the	
  stairs",	
  Resident	
  Dwelling	
  4,	
  2015)	
  (Fig.	
  4).	
  The	
  rigidity	
  of	
  the	
  solutions	
  (support,	
  but	
  also	
  
infill)	
  clearly	
  appears	
  in	
  the	
  opening	
  between	
  the	
  lower	
  floor	
  rooms,	
  which	
  firstly	
  required	
  an	
  improvised	
  
closing	
  for	
  installation	
  of	
  the	
  blacksmiths,	
  and	
  will	
  soon	
  be	
  removed	
  to	
  once	
  again	
  join	
  the	
  rooms	
  (Fig.	
  4).	
  In	
  
this	
  case,	
  the	
  industrialised	
  building	
  system	
  has	
  at	
  least	
  two	
  advantages:	
  it	
  unburdens	
  the	
  autoconstructor	
  in	
  
terms	
  of	
  the	
  amount	
  of	
  labour	
  that	
  he	
  applied	
  and	
  enables	
  open	
  architecture.	
  
Dwelling	
  8	
  (a	
  flat)	
  demonstrates	
  that	
  although	
  the	
  structural	
  system	
  will	
  be	
  self-­‐supporting,	
  the	
  adopted	
  type	
  
also	
  interferes	
  with	
  the	
  desired	
  degree	
  of	
  modifications,	
  in	
  this	
  case,	
  expansion.	
  On	
  the	
  other	
  hand,	
  the	
  same	
  
system	
  has	
  brought	
  freedom	
  (allied	
  to	
  the	
  sense	
  of	
  ownership)	
  to	
  perform	
  changes.	
  The	
  neighbourhood	
  also	
  
sought	
  to	
  solve	
  a	
  deficiency	
  in	
  housing	
  units	
  (the	
  size	
  of	
  the	
  laundry	
  area)	
  making	
  use	
  of	
  a	
  common	
  area	
  on	
  the	
  
ground	
  floor	
  for	
  drying	
  clothes.	
  
The	
  residents	
  of	
  Dwelling	
  16	
  narrated	
  the	
  whole	
  story	
  of	
  the	
  self-­‐management	
  process	
  that	
  development	
  6	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
7
	
  As	
  masonry	
  is	
  the	
  prevalent	
  sealing	
  and	
  sometimes	
  also	
  structure	
  technique,	
  and	
  as	
  there	
  is	
  a	
  wide	
  diversity	
  
of	
  bricks	
  on	
  the	
  market	
  (red	
  brick,	
  concrete	
  block,	
  ceramic	
  brick,	
  plaster),	
  often	
  the	
  supplements	
  are	
  taken	
  for	
  
components	
  with	
  totally	
  different	
  features	
  and	
  functions,	
  a	
  concept	
  that	
  differs	
  from	
  one	
  of	
  the	
  principles	
  of	
  
Open	
  Building.	
  This	
  practice	
  is	
  intensified	
  by	
  the	
  viability	
  of	
  manufacturing,	
  as	
  seen	
  in	
  the	
  example	
  of	
  House	
  4	
  
whose	
  owner	
  is	
  a	
  blacksmith.	
  
 
22	
  
	
  
required,	
  and	
  this	
  process	
  ended	
  up	
  having	
  repercussions	
  on	
  the	
  changes	
  that	
  have	
  been	
  happening	
  over	
  time.	
  
Both	
  by	
  the	
  adopted	
  typology,	
  but	
  surely	
  also	
  by	
  the	
  type	
  of	
  works	
  management,	
  it	
  is	
  becoming	
  an	
  embedded	
  
practice	
  among	
  the	
  autoconstructors.	
  
	
  
Fig.	
  12	
  –	
  exchange	
  of	
  frames	
  
Source:	
  PRAXIS/	
  EA-­‐UFMG,	
  2015	
  
	
  
	
  
	
  
Fig.	
  13	
  –	
  vehicles	
  garage	
  in	
  the	
  common	
  spaces	
  
Source:	
  PRAXIS/	
  EA-­‐UFMG,	
  2015	
  
Taking	
  as	
  its	
  starting	
  point	
  the	
  conclusions	
  of	
  previous	
  research	
  undertaken	
  by	
  the	
  PRAXIS	
  research	
  group,	
  
move	
  us	
  on	
  to	
  the	
  conclusions	
  of	
  this	
  empirical	
  research,	
  which	
  permits	
  the	
  establishment	
  of	
  connections	
  with	
  
Open	
  Building	
  (Table	
  5).	
  
Conceptually,	
  there	
  are	
  many	
  convergences	
  of	
  productive	
  processes	
  of	
  autoconstruction	
  with	
  the	
  principles	
  of	
  
Open	
  Building.	
  The	
  issue	
  of	
  constructive	
  systems	
  (techniques,	
  components	
  and	
  materials),	
  both	
  as	
  support	
  or	
  
as	
  infill,	
  appears	
  as	
  rigidity	
  in	
  autoconstruction,	
  hindering	
  the	
  connection	
  between	
  the	
  components,	
  causing	
  
them	
  to	
  diverge	
  from	
  the	
  practice	
  of	
  Open	
  Building.	
  In	
  the	
  cases	
  analysed,	
  this	
  becomes	
  quite	
  evident,	
  since	
  
changes	
  are	
  manifested	
  from	
  spaces	
  also	
  made	
  of	
  constructive	
  systems	
  that	
  have	
  a	
  rigid	
  connection	
  between	
  
their	
  components.	
  
Table	
  6	
  shows	
  which	
  would	
  be	
  support	
  and	
  infill	
  both	
  in	
  designed	
  space	
  (original	
  project),	
  and	
  in	
  
autoconstructed	
  space.	
  Whenever	
  there	
  is	
  disagreement/	
  divergence	
  between	
  the	
  original	
  design	
  and	
  
autoconstruction	
  with	
  respect	
  to	
  support	
  and	
  infill	
  moments,	
  this	
  indicates	
  conflict	
  and	
  a	
  rethinking	
  of	
  the	
  
project	
  towards	
  more	
  open	
  architecture.	
  Dwelling	
  4	
  and	
  16	
  showed	
  this	
  divergence	
  repeatedly,	
  indicating	
  
directions	
  taken	
  from	
  the	
  autoconstructor	
  action.	
  On	
  the	
  other	
  hand,	
  the	
  rigid	
  typology	
  and	
  the	
  minimum	
  
degree	
  of	
  Dwelling	
  8	
  intervention	
  did	
  not	
  mean	
  that	
  the	
  case	
  converges	
  with	
  the	
  principles	
  of	
  Open	
  Building.	
  
Either	
  way,	
  the	
  analysis	
  presented	
  here	
  allows	
  us	
  to	
  uncover	
  connections	
  between	
  autoconstruction	
  and	
  Open	
  
Building.	
  
5.	
  Conclusion	
  
It	
  seems	
  the	
  joining	
  or	
  convergence	
  of	
  the	
  principles	
  of	
  Open	
  Building	
  with	
  the	
  autonomy	
  of	
  the	
  dweller	
  in	
  an	
  
act	
  of	
  auto-­‐construct	
  can	
  point	
  a	
  path	
  that	
  re-­‐qualifies	
  political	
  relations	
  between	
  the	
  process	
  agents	
  and	
  the	
  
way	
  of	
  thinking	
  about	
  the	
  architectural	
  object	
  the	
  'dwelling'.	
  In	
  this	
  process,	
  autoconstruction	
  could	
  be	
  
 
23	
  
	
  
understood	
  as	
  a	
  stage,	
  the	
  moment	
  of	
  infill	
  in	
  Habraken’s	
  Theory	
  of	
  Supports.	
  The	
  application	
  of	
  the	
  principles	
  	
  
	
  
1
TABLE&5&–&CONNECTIONS&BETWEEN&AUTO0CONSTRUCTION&AND&OPEN&BUILDING&
PRODUCTIVE&PROCESSES&OF&AUTO0CONSTRUCTION! OPEN&BUILDING&PRINCIPLES!
CONVERGENCE&IN&CONNECTIONS! DIVERGENCE&IN&CONNECTIONS&
No&previous&project&and&at&best&an&outline&
or&a&schematic&plan&
! The! Existence! of! different! levels! of! intervention! in!
the! constructed! environment,! represented! by!
"support"!(collective!decision)!and!"infill"!(individual!
decision)!both!in!urban!and!architectural!design!
!
The!idea!of!"support",!understood!as!a!flexible!urban!
structure,!open!to!dweller!intervention,!seems!to!be!
a! good! proposal! for! new! housing! policies! and!
productions!
!
Open! building! presupposes! agreement! and!
negotiation!
The&uniqueness&of&the&narratives&associated&
with&the&daily&reality&of&each&family&
promotes&a&natural&and&coherent&auto0
production&with&the&necessary&adaptations&
and&permanent&functionality&
!
The&typology&of&the&existing&space&can&facilitate&or&hinder&future&modifications&
In&some&cases,&negotiating&modifications&
with&the&neighbourhood&is&necessary,&which&
in&general&is&quite&peaceful&
!
The&construction&site&is&permanent& ! The!interface!between!constructive!system!
components!must!allow!the!replacement!by!another!
system!of!the!same!function!with!minimal!
disturbance!to!existing!systems!
!
The!constructed!environment!is!constantly!changing!
and!such!changes!must!be!recognised!and!studied!
The&structure&is&built&in&order&to&
accommodate&future&expansions&
!
Attention&is&given&to&expansion&at&the&
expense&of&performing&final&finishes&to&the&
constructed&part&
!
The&change&of&housing,&over&time,&is&a&
prerequisite&for&growth&and&the&
consolidation&of&families&in&place&
!
It&recurs&the&need&to&accommodate&mixed&
use&
!
& The!constructive!system!adopted!
hinders!the!changes!by!
presenting!rigid!links!between!
the!components:!
[1]!the!sealings!are!built!with!
ceramic!or!concrete!bricks,!
plastered,!painted!and!with!metal!
or!wood!frames!
[2]!the!plumbing!and!electrical!
installations!are!in!PVC!and!
embedded!in!the!masonry!
The&construction&equipment&is&all&domestic& ! The!users!and!residents!can!make!project!and!works!
decisions!Either&the&dweller&is&a&civil&construction&
worker,&or&has&already&had&experience&in&the&
sector&
!
The&labour&is&always&from&the&family&and,&
when&necessary&directly&contracted&
!
Auto0production&reflects&the&ability&of&users&
to&decide&on&the&space,&far&beyond&the&mere&
fulfillment&of&their&desires&and&needs&
!
Decision0making&process&is&restricted&to&the&
family&circle.&The&woman&is&an&important&
figure&in&the&decision0making&process&on&the&
new&family&configuration,&whereas&the&
technical&decisions&on&how&to&do&things&
normally&comes&from&the&male&figure&
!
Auto0production&is&a&conscious&choice&made&
by&auto0producers&in&opposition&at&be&
subjected&to&state&imposition&via&
standardised&space&
!
Family,&friends&and&neighbours&share&values&
such&as&cooperation,&solidarity,&complicity&
and&security&
! The!project!is!a!process!with!multiple!participants!
and!different!types!of!professionals,!unlimited!and!
open!to!new!
!
Open!Building!presupposes!a!Shared!Design!Process!
Source:!worked!out!by!the!authors,!2015
 
24	
  
	
  
	
  
represents	
  another	
  logic	
  of	
  design	
  practice,	
  associated	
  with	
  public	
  policies	
  that	
  guarantee	
  the	
  right	
  to	
  housing	
  
as	
  envisaged	
  in	
  our	
  Federal	
  Constitution,	
  comprehending	
  the	
  urgency	
  of	
  agreement	
  among	
  who	
  decides	
  what	
  
and	
  when.	
  In	
  each	
  case	
  it	
  must	
  be	
  clear	
  which	
  decisions	
  should	
  be	
  shared	
  with	
  whom,	
  and	
  which	
  decisions	
  
should	
  be	
  individual.	
  As	
  stated	
  by	
  Kendall	
  (2015),	
  neither	
  prison	
  nor	
  anarchy,	
  because	
  neither	
  extreme	
  is	
  
desirable.	
  
We	
  hope,	
  with	
  the	
  next	
  surveys	
  and	
  investigations,	
  to	
  further	
  this	
  convergence,	
  so	
  that	
  autoconstruction	
  
becomes	
  part	
  of	
  a	
  scenario,	
  where,	
  as	
  Villaça	
  (1986,	
  p.60)	
  states,	
  the	
  autoconstructor	
  builds	
  their	
  house	
  
"neither	
  at	
  the	
  sacrifice	
  of	
  free-­‐time"	
  and	
  nor	
  by	
  opposition	
  from	
  the	
  State,	
  "but	
  by	
  a	
  process	
  that	
  will	
  
effectively	
  be	
  determined	
  and	
  controlled	
  by	
  users,	
  a	
  process	
  that	
  will	
  be	
  won	
  by	
  political	
  practice	
  and	
  not	
  by	
  
the	
  convincement	
  of	
  the	
  managing	
  class	
  of	
  what	
  is	
  right".	
  
Acknowledgements	
  
The	
  authors	
  are	
  grateful	
  for	
  the	
  institutional	
  and	
  financial	
  support	
  provided	
  by	
  NPGAU/UFMG,	
  CAPES	
  and	
  
CNPq.	
  
References	
  
BONDUKI,	
  Nabil.	
  Origens	
  da	
  habitação	
  social	
  no	
  Brasil.	
  2º	
  ed.	
  São	
  Paulo:	
  Estação	
  Liberdade:	
  FAPESP,	
  1998.	
  
BOURDIEU,	
  Pierre.	
  Os	
  usos	
  sociais	
  da	
  ciência:	
  por	
  uma	
  sociologia	
  clínica	
  do	
  campo	
  científico.	
  São	
  Paulo:	
  Editora	
  
UNESP,	
  2004	
  
BOURDIEU,	
  Pierre.	
  Razões	
  Práticas:	
  sobre	
  a	
  Teoria	
  da	
  Ação.	
  Campinas/	
  SP:	
  Papirus,	
  1996	
  
BRASIL.	
  Ministério	
  das	
  Cidades.	
  Curso	
  a	
  Distância:	
  Planos	
  Locais	
  de	
  Habitação	
  de	
  Interesse	
  Social.	
  Brasília:	
  
Ministério	
  das	
  Cidades,	
  2009.	
  Disponível	
  em	
  www.capacidades.gov.br.	
  Acessado	
  em	
  20	
  de	
  abril	
  de	
  2015.	
  
FERRO,	
  Sérgio	
  (1969).	
  “A	
  produção	
  da	
  casa	
  no	
  Brasil”	
  In:	
  FERRO,	
  Sérgio.	
  Arquitetura	
  e	
  Trabalho	
  Livre.	
  São	
  
Paulo:	
  CosacNaify,	
  2006,	
  p.61-­‐101	
  
FERRO,	
  Sérgio	
  (2006).	
  Notas	
  sobre	
  o	
  ‘vício	
  da	
  virtude’.	
  CEBRAP,	
  76,	
  novembro	
  de	
  2006,	
  p.229-­‐234	
  
HABRAKEN,	
  J.	
  N..	
  Supports:	
  an	
  Alternate	
  to	
  Mass	
  Housing.	
  Reprint	
  from	
  1972	
  English	
  Edition.	
  The	
  Urban	
  
International	
  Press,	
  U.K.,	
  2011	
  
KENDALL,	
  Steven.	
  OPEN	
  BUILDING	
  INTENSIVE	
  WITH	
  PROF.	
  KENDALL:	
  HOW	
  TO	
  DESIGN	
  OPEN	
  BUILDINGS	
  –	
  
BRIEF.	
  Johannesburg:	
  UJ-­‐UNIT2,	
  2015.	
  Available	
  in:	
  http://uj-­‐unit2.co.za/open-­‐building-­‐intensive-­‐with-­‐prof-­‐
kendall-­‐how-­‐to-­‐design-­‐open-­‐buildings-­‐studio-­‐at-­‐denver-­‐and-­‐mtech2-­‐site-­‐applications	
  (Accessed	
  in	
  04/30/2015	
  
LOPES,	
  João	
  Marcos.	
  O	
  anão	
  caolho.	
  Novos	
  Estudos,	
  CEBRAP,	
  76,	
  novembro	
  de	
  2006,	
  p.219-­‐227	
  
MARICATO,	
  Ermínia.	
  A	
  produção	
  capitalista	
  da	
  casa	
  (e	
  da	
  cidade)	
  no	
  Brasil	
  industrial.	
  São	
  Paulo:	
  Editora	
  Alfa-­‐
ômega,	
  1982	
  
 
25	
  
	
  
MORADO	
  NASCIMENTO,	
  Denise.	
  A	
  autoconstrução	
  na	
  produção	
  do	
  espaço	
  urbano.	
  In:	
  MENDONÇA	
  Jupira	
  
Gomes	
  de;	
  COSTA,	
  Heloísa	
  Soares	
  de	
  Moura	
  (org.)	
  Estado	
  e	
  capital	
  imobiliário:	
  convergências	
  atuais	
  na	
  
produção	
  do	
  espaço	
  urbano	
  brasileiro.	
  Belo	
  Horizonte:	
  Ed.	
  C/Arte,	
  2011.	
  p.217-­‐230	
  
MORADO	
  NASCIMENTO,	
  Denise.	
  N.	
  J.	
  Habraken	
  explains	
  the	
  potential	
  of	
  the	
  Open	
  Building	
  approach	
  in	
  
architectural	
  practice.	
  Entrevista,	
  São	
  Paulo,	
  13.052,	
  Vitruvius	
  e	
  Open	
  House	
  International,	
  Dez	
  2012,	
  v.37,	
  n.4.	
  
UK	
  
MORADO	
  NASCIMENTO,	
  Denise.	
  Os	
  processos	
  produtivos	
  da	
  autoprodução	
  habitacional	
  em	
  Belo	
  Horizonte.	
  In:	
  
CTHAB,	
  Universidade	
  Federal	
  de	
  Santa	
  Catarina,	
  Novembro	
  2009	
  
OLIVEIRA,	
  Francisco.	
  O	
  vício	
  da	
  virtude:	
  autoconstrução	
  e	
  acumulação	
  capitalista	
  no	
  Brasil.	
  São	
  Paulo:	
  CEBRAP,	
  
Novos	
  Estudos,	
  74,	
  março	
  de	
  2006,	
  p.67-­‐85	
  
PREFEITURA	
  MUNICIPAL	
  DE	
  BELO	
  HORIZONTE,	
  URBEL.	
  Apresentação	
  e	
  discussão	
  sobre	
  a	
  elaboração	
  de	
  
projetos	
  de	
  conjuntos	
  habitacionais	
  produzidos	
  pela	
  URBEL.	
  Belo	
  Horizonte:	
  PBH,	
  1998.	
  
PREFEITURA	
  MUNICIPAL	
  DE	
  BELO	
  HORIZONTE,	
  URBEL.	
  Varied	
  designs,	
  maps	
  and	
  tables	
  in	
  digital	
  mídia.	
  
VILLAÇA,	
  Flávio.	
  O	
  que	
  todo	
  cidadão	
  precisa	
  saber	
  sobre	
  habitação.	
  São	
  Paulo:	
  Editora	
  Global,	
  1986	
  
TURNER,	
  John.	
  Freedom	
  to	
  Build:	
  Dweller	
  Control	
  of	
  the	
  Housing	
  Process	
  (New	
  York:	
  Macmillan,	
  1972).	
  
TURNER,	
  John.	
  Housing	
  by	
  people:	
  towards	
  Autonomy	
  in	
  Building	
  Environments.	
  London:	
  Marion	
  Boyars,	
  1991.	
  

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From autoconstruction to Open Building

  • 1.   1     FROM  AUTOCONSTRUCTION  TO  OPEN  BUILDING:  the  dweller  interference  in   the  decision-­‐making  process  and  a  contextual  reinterpretation  of  support  and   infill  from  adapted  dwellings  in  Brazil   Rosamônica  da  Fonseca  Lamounier 1  and  Denise  Morado  Nascimento 2   1 Architecture  School,  Federal  University  of  Minas  Gerais,  Brazil,  rosamonicafl@gmail.com   2 Architecture  School,  Federal  University  of  Minas  Gerais,  Brazil,  dmorado@gmail.com     PAPER  ABSTRACT:  This  article  discusses  the  research  regarding  the  implementation  feasibility  of  the  Open   Building  methodology  in  Brazil.  It  is  believed  that  the  knowledge  and  the  predominating  practice  of   autoconstructors  in  the  Brazilian  housing  production,  motivated  by  the  housing  needs  present  in  the  various   forms  of  space  appropriation,  is  useful  to  reconfigure  and  improve  the  designed  space  production  in  their   agents,  proceedings  and  processes.  In  this  sense,  the  text  proposes  a  contextual  reinterpretation  of  the   support  and  infill  approach,  from  field  research  with  autoconstructors  dwellers.   This  field  research  has  contemplated  several  universes  of  this  production  encompassing  different:  (1)   architectural  typology  (single-­‐family  housing,  townhouses,  row  homes,  two-­‐story  houses,  vertical  buildings);   (2)  producing  agents  and  managers  (state,  business,  outsourced,  auto-­‐organised,  autoconstructors,  having  or   not  project);  (3)  construction  processes  (self-­‐supporting/closed,  structured/open);  (4)  locations  (pericentral,   peripheral,  slums,  occupations,  rural  settlements);  at  different  scales  and  intervention  levels  –  from  layout  to   expansion  or  new  constructions.   However,  all  of  these  contexts  have  in  common,  dwellings,  which,  over  time,  underwent  modifications  by  the   dwellers  themselves,  not  anchored  on  precepts,  such  as  those  of  movement.  The  spaces  understanding  will   attempt  to  identify  the  inter-­‐scale  relation  and  the  limits  between  the  so-­‐called  ‘support  and  infill’,  present  in   the  interior  space,  up  to  the  building  scale  (room-­‐dwelling-­‐block),  according  to  the  Open  Building   environmental  levels.   The  mapping  of  these  attributes  and  the  recognition  of  the  dwellers  insertion  in  the  making-­‐decision  process,   along  with  reflections  on  other  issues  (capitalist  mode  of  production,  agents  involved,  current  housing  policy),   developed  in  other  works,  will  contribute  to  evidence  another  logic  of  design  practice  which  applies  the   principles  of  Open  Building.   This  paper  presents  results  and  analyses  of  a  field  research  stage,  which  focused  on  housing  developments   with  modified  dwellings,  having  a  preliminary  project,  but  with  different  characteristics  in  terms  of  typology,   location,  policies,  management  and  constructive  systems.   KEYWORDS:  residential  open  building;  appropriation;  support  and  infill;  autoconstruction;  autonomy   AUTHOR  BIOGRAPHY:  Rosamônica  da  Fonseca  Lamounier  is  Architect,  master  and  Professor  at  the  Methodist   University  Center  Izabela  Hendrix  and  at  the  University  of  Itaúna,  PhD  Student  at  the  School  of  Architecture   (Universidade  Federal  de  Minas  Gerais)  member  of  the  research  group  PRAXIS  (www.arq.ufmg.br/praxis).   Denise  Morado  Nascimento  is  Architect,  PhD  and  Professor  at  the  School  of  Architecture  (Universidade  Federal   de  Minas  Gerais),  leader  of  the  research  group  PRAXIS  (www.arq.ufmg.br/praxis)  researcher  at  CNPq.            
  • 2.   2     1  Introduction:  the  housing  provision  through  autoconstruction   The  verification  of  the  applicability  of  the  Open  Building  movement  principles,  derived  from  J.  N.  Habraken’s   Theory  of  Supports,  to  the  production  of  social  housing  in  Brazil  demands  a  very  broad  and  complex   investigation.  Such  an  analysis  must  include  aspects  relating  to  housing  production  conditions:  techniques  and   technology  available  in  Brazilian  civil  construction  (materials,  systems,  processes,  labour,  specialised  or   otherwise);  legislative  policies  (legal-­‐political)  and  normatives;  market-­‐based  economic  policies,  financial   capital,  current  scenario  of  neoliberal  policies;  professionals  and  academics  who  deal  with  the  teaching,   research  and  practice  of  architecture  in  Brazil;  cultural;  and  finally  social  aspects,  which  includes  Brazilian   society  with  its  power  of  social  mobilisation,  especially  of  autoconstruction  dwellers.  In  other  words,  the   analysis  of  the  housing  field1 ,  consisting  of  agents,  institutions,  mechanisms  and  relationships,  in  the  light  of  an   appropriate  theoretical  framework.  This  text  will  specifically  address,  within  the  aforementioned  aspects,  the   consideration  and  condition  of  dwellers,  among  the  agents,  of  the  applicability  of  the  movement’s   presuppositions.   According  to  the  Brasil  (2009,  p.139  e  163),  around  70%  of  Brazilian  houses  are  autoconstructed.  This  means   that  the  vast  majority  of  housing  in  Brazil  is  either  built  by  the  residents  themselves,  with  or  without  the  help   of  family,  friends  or  neighbours,  or  is  produced/  managed  by  the  same  (autoproduction),  the  latter  involving   the  direct  hiring  of  civil  construction  labour  (masons,  labourers  and  independent  contractors).  In  both  cases,   the  process  occurs  using  the  residents’  own  resources  and  without  technical  assistance  from  architects  or   engineers.  Besides  this  prevailing  reality  of  autoconstruction  from  the  onset  of  work,  there  is  a  portion  of   houses,  which  are  designed  and  constructed  with  the  participation  of  professionals,  and/  or  construction   companies,  and  others  produced  by  the  State  which  undergo  modifications  over  time,  to  a  greater  or  lesser   degree.  A  sizeable  number  of  such  modifications  (renovations,  spatial  rearticulations  or  expansions)  are  also   performed  and  /  or  managed  by  the  residents  themselves,  without  professional  assistance,  composing  what   we  call  autoconstruction.  In  other  words,  autoconstruction  is  present  at  different  levels  of  intervention  –  from   a  low  level  of  the  rearrangement  of  internal  space  or  the  changing  of  a  domestic  unit’s  finishing,  through   renovations  including  expansions,  up  to  total  self-­‐construction  which  starts  with  the  choice  of  land.   Geographically,  there  are  autoconstructive  spaces  in  rural  areas  and  suburbs,  but  also  in  pericentral  regions   and  in  slums  and  occupations  (spontaneous  or  organised,  in  the  suburbs  or  the  centre),  constituting  an  action   present  in  different  social  classes.   This  article  aims  to  establish  connections  between  the  practice  of  autoconstruction  in  Brazil  and  the  principles   of  Open  Building.  To  illustrate  this  operation,  this  paper  will  later  present  partial  results  from  one  of  stages  of   the  field  research  of  a  Doctoral  Thesis  in  progress,  which  included  autoconstructed  and/  or  auto-­‐produced   changes  in  housing  developments  previously  produced  under  the  current  housing  program  Minha  Casa,  Minha   Vida  (PMCMV  –  My  House,  My  Life  Program)2 .   Such  autoconstructive  actions  in  space  differ  from  private  production  (business-­‐based  production  performed   by  construction  companies)  and  public  production  (performed  by  the  State),  which  together  constitute  the   minority  of  Brazilian  housing  production.  The  numerical  disproportion  of  these  two  types  of  production  (public   and  private)  towards  autoconstruction,  is  even  more  accentuated  when  it  comes  to  housing  for  lower  income   classes,  which  is  the  object  of  this  study  (MC,  2009,  p.14  and  163).                                                                                                                                           1  Concept  coined  by  Pierre  Bourdieu  (2004,  p.20)  and  in  the  context  of  this  work  would  mean  the  universe  in   which  the  actors  live  and  institutions,  that  produce,  reproduce  or  disseminate  housing  production  in  Brazil  via   instruments  (laws,  booklets,  manuals)  and  its  own  specific  mechanisms  (capitalist  production),  with  a  marked   degree  of  autonomy.   2 The  PMCMV  is  currently  the  only  public  program  for  existing  housing  in  the  country,  since  2009,  and  has   delegated  and  designates  construction  companies,  responsibility  and  resources  for  this  production.  An   extensive  Evaluative  Study  about  the  program  in  the  metropolitan  area  of  Belo  Horizonte  (RMBH)  was  carried   out  by  the  group  PRAXIS  and  coordinated  by  Prof.  Denise  Morado  Nascimento.  It  is  available  at   www.arq.ufmg.br/praxis.  This  study  includes  analysis  of  different  spatial  appropriations  and  changes  made  by   residents  in  housing  units.  Regarding  this,  we  also  presented  a  paper  in  the  last  Open  Building  meeting:  Open   Building  in  Brazil:  is  it  possible?  (http://www.uia2014durban.org).  
  • 3.   3     The  Brazilian  literature,  which  addresses  low-­‐income  autoconstruction,  approaches  the  phenomenon  in  terms   of  the  physical,  functional,  urban,  economic,  cultural  and  social  aspects.  This  article  approaches  the  fact  from   the  aspect  of  the  political  action  of  the  dweller,  in  relation  to  their  involvement  in  the  decision-­‐making  process   for  the  production  of  their  house.   2  The  debate  concerning  autoconstruction   On  the  international  scene  John  Turner  developed  important  work  in  favor  of  autonomy  in  the  production  of   home  ownership  (Freedom  to  Building  1972,  Housing  by  People,  1976),  in  addition  to  taking  ideas  for  housing   policies  that  value  the  autoconstruction  to  various  countries  (including  Brazil).   In  Brazil,  several  authors3  have  debated  the  issue.  Sérgio  Ferro  (1969,  p.61-­‐67)  describes  the  autoconstruction   process  in  terms  of  product,  use,  as  well  as  the  socioeconomic  status  of  the  autoconstructor.  The  materials   and  techniques  recurrently  employed  are  usually  handmade  in  nature,  predominantly  the  “pile  of  bricks”  and   the  prefabricated  slab,  creating  a  product,  which  combines  "very  low  organic  composition  of  capital  and  a  lot   of  labour  force”.  In  the  autoconstructed  space,  the  use  value  overrides  the  exchange  value,  dictating  their   production,  being  for  direct  and  immediate  use,  unmediated,  without  fetish  or  superfluity.  On  the  other  hand,   Ferro  (2006,  p.230)  states  that  the  autoconstruction  ends  up  being  a  consequence,  at  the  same  time  justified   by  low  wages  (that  does  not  include  housing  costs)  of  a  contingent  of  well,  fed  workforce,  thus  contrarily   encouraging  capitalist  production.  Francisco  Oliveira  (2006,  p.67-­‐85)  addresses  the  issue  of  autoconstruction   under  self-­‐managed  joint-­‐efforts.  He  criticises  the  institutionalisation  of  autoconstruction  through  self-­‐ management  as  it  depends  on  unemployed  workers  and  does  not  contribute  to  the  formation  of  a  real  estate   market.  For  the  sociologist,  capitalist  accumulation  is  also  based  on  autoconstruction,  and  the  industrialisation   in  civil  construction  in  Brazil  is  not  achieved,  not  due  to  technological  impossibility,  but  because  the  labour  cost   in  the  conventional  way  of  producing  space  is  very  low.  On  the  other  hand,  the  architect  João  Marcos  Lopes   (2006,  p.219-­‐227)  maintains  that  "the  worker  that  auto-­‐constructs  is  the  owner  of  a  property  willing  to  accept,   if  necessary,  in  mercantile  circulation".  For  him  the  house,  even  autoconstructed  is,  paradoxically,  use  value   and  exchange  value.  For  this  author,  poor  housing  and  how  to  produce  it  are  not  the  same.  Nabil  Bonduki   (1998,  p.276)  calls  the  phenomenon  "auto-­‐development"  because  it  is  based  on  the  trinomial  of  peripheral   housing  development,  home  ownership  and  autoconstruction.  Historically,  in  Brazil  the  autoconstructor  has   consolidated  their  position  beyond  the  slums,  in  poor  and  remote  lots,  with  dense  and  disorderly  growth,   without  any  urban  and  transport  infrastructure,  as  a  cheap  solution  for  home  ownership,  emphasising  its   impact  on  the  Brazilian  cities  as  we  seen  today.  In  contrast,  Bonduki  states  that  autoconstruction  best  meets   the  housing  needs  of  families  and  therefore  is  the  preferred  mode  for  lower  income  families.   Morado  Nascimento  (2011,  p.223)  warns  that  "there  is  no  denying  the  ability  of  poor  households,  historically   neglected  by  formal  housing  construction,  to  develop  ways  to  overcome  their  demands  through  their  own   resources  (of  any  nature).  The  autoconstruction  in  slums  and  peripheral  lots  has  existed  in  Brazil  since  the   1940s  and  1970s,  respectively."  The  dweller  "acquires  or  occupies  the  land;  draws,  without  technical  support,   a  construction  scheme;  enables  the  obtaining  of  materials;  manages  free  and/  or  informally  paid  labour;  and   then  raises  the  house"  -­‐  a  non-­‐capitalist  domestic  production  (Bonduki,  1998,  p.281).   We  can  only  reveal  here  the  attributes  that  lie  at  the  heart  of  autoconstruction  and  that  converge  with  the   intentions  of  this  study.   It  seems  to  us  that  it  is  exactly  autonomy  -­‐  freedom,  independence  to  produce  for  oneself  -­‐  as  opposed  to   heteronomy  -­‐  dependence,  submission,  subordination  to  that  produced  by  others  –  which  is  the  benefit  of   autoconstruction.  While  it  is  precarious,  without  prevalence  of  exchange  value,  constituting  a  value  of  social   use,  the  decisions  concerning  the  space  itself  are  taken  without  outside  interference.   In  surveys4  of  autoconstructors  in  peripheral  lots  and  occupations  in  the  city  of  Belo  Horizonte,  we  found  the                                                                                                                                           3 In  addition  to  the  authors  mentioned  in  the  text,  there  are  others  who  discuss  the  subject:  Carlos  Alberto   Cerqueira  Lemos;  Maria  Ruth  Amaral  Sampaio;  Raquel  Rolnik;  Lúcio  Kowarick;  Flávio  Villaça;  Gabriel  Bolaffi;   Luís  César  Queiroz  Ribeiro;  Sérgio  Azevedo;  Adauto  Cardoso;  Rosa  Lima;  Pedro  Arantes,  among  others.   4  Surveys  performed  by  the  PRAXIS  research  group,  of  UFMG’s  School  of  Architecture,  coordinated  by  Prof.  Dr.  
  • 4.   4     dweller’s  power  to  choose  to  acquire  or  occupy  land  and  autonomously  build  their  house,  without  State   intervention,  as  a  refusal  of  public  housing  policy  procedures.  Morado  Nascimento  (2011,  p.225),  claims   autoconstruction  to  be  "a  conscious  choice  of  families,  understood  as  an  agile  counterpoint  to  State  welfarism,   to  insecurities  of  rent  and  to  financial  market  regulations,  as  well  as  instruments  of  social  pressure  in  winning   other  rights,  such  as  urban  services,  education,  transportation,  etc."  In  addition,  "there  is,  undeniably,  clear   thinking  and  judgment  on  the  part  of  autoconstructors  in  the  selection  and  evaluation  of  options  that  can   meet,  with  flexibility,  their  individual  needs  and  aspirations,  in  relation  to  construction,  financing,  ownership   or  management."  In  other  words,  autoconstruction  is  the  ability  per  se  of  the  dwellers  to  decide  on  the  space   itself,  exactly  because  it  is  linked  to  how  people's  daily  lives  are  constructed.   It  is  with  this  autonomy,  with  this  autoconstructor’s  power  in  the  decision-­‐making  power  process  in  the   production  of  their  own  space,  that  in  the  following  sections  we  wish  to  establish  connections  with  the  Open   Building  principles,  towards  a  counterpoint  way  of  producing  social  housing.   3.  The  principles  of  Open  Building  in  the  context  of  this  paper   The  five  principles  posed  by  the  Open  Building  movement  are  extremely  relevant  in  the  context  of  this  work.   However,  when  considering  autoconstruction  in  Brazil  as  a  starting  point  for  this  discussion,  two  assumptions   should  be  highlighted.   The  first,  identified  and  discussed  in  examples  to  be  presented  in  the  following  sections,  is  the  need  for   different  levels  of  intervention  in  the  constructed  space,  represented  by  “support”  and  “infill”.  Inevitably,  this   distinction  is  tied  to  the  need  for  a  constructive  system  whose  interface  between  components  allows  for  the   substitution  by  another  component  /  system  of  the  same  function,  with  minimum  disruption.     The  second,  which  is  perhaps  more  important  in  the  context  of  the  discussion  in  this  article,  but  is  also  directly   linked  to  the  first,  is  the  presupposition  that  dwellers  are  important  agents  who  intervene  in  the  policy  and   professional  decision  making  process  of  the  housing  production.   If  what  is  being  investigated  is  the  possibility  of  the  application  of  these  principles  in  the  production  of  social   housing  in  Brazil,  in  terms  of  the  autoconstruction  context,  then  the  following  question  arises.  Can  the  practice   of  autoconstructors  contribute  to  the  implementation  of  the  Open  Building  principles  in  what  refers  to  the   interference  of  the  dwellers  in  the  decision-­‐making  process?  Or,  posed  in  a  different  way,  is  the   autoconstructors  practice  and  their  knowledge  relevant  to  the  production  implementation  via  Open  Building,   our  country,  considering  involved  in  this  practice  the  political,  social,  economic  and  cultural  aspects?  As   discussed  in  the  first  paragraph  of  this  article,  the  feasibility  of  applying  the  Open  Building  principles  in  the   housing  production  in  Brazil  should  also  be  analysed  from  the  perspective  of  other  agents  of  production.   However,  at  this  moment,  the  connection  to  such  principles  that  seeks  to  establish  is  the  relationship  with  the   dweller  agent.   In  December  2014  the  PRAXIS  research  group  held  workshops  with  autoconstructors,  proposing  a  rapid  design   exercise  with  the  application  of  the  Open  Building  premises.  Although  the  whole  process  was  too  detailed  to   describe  here,  it  is  worth  mentioning  that  the  groups/  families  did  not  have  difficulties  in  performing  the   exercise,  explaining,  ultimately,  the  discovery  of  another  way  to  produce  housing  that  very  much  converges   with  the  everyday  reality  of  autoconstruction.  Such  evaluations  became  indicators  to  what  we  want  to   demonstrate  here.   It  is  also  worth  noting  that  the  organization  in  the  project  intervention  levels  proposed  by  Open  Building  (Fig.   1),  defined  the  limit  of  what  is  ‘support/  influence’  and  what  is  ‘infill/  control’,  bound  to  an  inter-­‐scale   relationship,  and  guided  us  in  how  to  organize  and  analyse  the  universes  of  the  empirical  research.  This   organization  came  from  the  scale  ‘room-­‐dwelling-­‐block’,  from  the  identified  degrees  of  intervention  and,   consequently,  from  the  limits  between  what  is  predetermined  (support),  and  what  is  open  (infill).                                                                                                                                                                                                                                                                                                                                                                                                                                       Denise  Morado  Nascimento.  Further  information:  www.arq.ufmg.br/praxis  
  • 5.   5       Fig.  1  –  a  diagram  of  the  principle  of  environmental  levels   Source:  http://open-­‐building.org/ob/concepts.html,  accessed  in  4/30/2015   4.  The  empirical  approach:  data,  results  and  discussion   To  reveal  the  decision-­‐making  processes  of  autoconstructors,  as  well  to  map  out  support-­‐infill  in  the  spaces,   we  visited  and  interviewed  dwellers  of  18  modified  houses  over  time,  set  in  occupied  housing  for  at  least  12   years  and  produced  by  the  municipal  government.   From  a  list  of  more  than  100  housing  development  advised  and  carried  out  by  the  Urbanisation  Company  of   Belo  Horizonte  (URBEL)5 ,  we  selected  6  developments  of  public  production  considered  to  have  different:  [1]   locations  in  the  city  (Map  1)  [2]  adopted  architectural  typologies,  [3]  construction  systems  and  [4]  types  of   producer  /  works  manager  (Table  1,  Fig.  2).  Of  the  houses  visited,  we  chose  three  to  conduct  the  discussion   (Tables  2,  3  and  4;  Fig.  3-­‐8.).  As  it  is  qualitative  research,  a  case  study  with  multiple  cases,  sampling  is   configured  as  that  which  Gaston  Bachelard  calls  -­‐  and  Pierre  Bourdieu  expands  –  of  a  "particular  case  of  the   possible."  In  other  words,  "one  figure  in  a  universe  of  possible  configurations”,  whose  analysis  objectives   "takes  the  invariant,  the  structure,  in  the  observed  variation"  (Bourdieu  1996,  p.15).   The  research  was  guided  by  an  open,  semi-­‐structured  interview  guide 6  (which  provided  long  conversations                                                                                                                                           5  A  public  company  of  the  Local  Council  of  Belo  Horizonte,  Minas  Gerais,  responsible  for  the  implementation  of   the  Municipal  Social  Housing  Policy  in  the  city.  Since  1993,  the  company  has  implemented  various  local   programs,  such  as  those  exemplified  in  Table  1,  in  order  to  promote  the  municipal  supply  of  housing.  Some   regarded  this  as  'participatory',  but  it  is  nothing  like  the  principles  of  Open  Building.  Currently  the  production  is   restricted  to  the  national  program  My  House,  My  Life.   6  Basically  the  initial  questions  directed  to  the  dweller  were:   1) What  were  the  housing  needs  or  desires  that  led  to  modification  of  the  space?  What,  why  and  when   was  it?   2) Was  there  any  design,  drawing  or  sketch?  How  did  the  process  of  thinking  change?   3) What  was  the  decision-­‐making  process  like?  Who  made  the  decisions?  Were  the  decisions  individual,   family  or  collective  in  nature?  Was  a  negotiation  with  the  neighbourhood  necessary?   4) How  did  you  construct  it?  Was  there  any  hiring  of  professionals,  businesses  or  labour?  Who  did  
  • 6.   6     with  the  dwellers,  and  thus  are  rich  narratives),  as  well  as  pictures,  movies  and  direct  observation.  In  addition   to  recording  socioeconomic  characteristics  of  dwellers  and  technical  variables,  materials  and  programmatic  of   the  dwelling  (Tables  2,  3  and  4;  Fig.  3-­‐8),  it  mattered  that  we  know  what,  where,  why,  how  and  when  the   changes  were  made.  This  information  about  the  practice  and  decision-­‐making  in  autoconstruction,  associated   with  the  identification  of  'support'  and  'infill'  characteristics,  in  action,  allowed  us  investigating  practice  and   theory  simultaneously.   During  the  visits  that  were  carried  out,  it  was  possible  to  note  that,  either  people  relinquish  and  fit  the  space   available  to  them  (adhesion)  or  appropriate  more  radically,  impressing  changes  on  what  is  imposed   (adaptation  or  subversion).  In  the  latter  case,  the  changes  can  be  from  a  new  internal  rearrangement  of  the   layout  or  connection  between  the  spaces  (Dwelling  8/  a  Flat),  to  expansions  and  renovations  that   mischaracterise  the  building  completely,  placing  itself  as  a  controversy  to  the  initially  designed  space  (Fig.  9).   This  level  of  cohesion  with  the  space  is  either  a  feature  of  own  family  or  of  the  dweller,  or  is  clearly  associated   with  the  building  system  used  in  the  works  and/  or  primarily  the  architectural  typology  adopted  in  design.  The   facades  of  the  visited  developments  denote  this  argument.  The  verticalised  typologies  of  buildings  2,  4  and  5,   and  also  the  houses  of  development  1  (this  does  not  show  retreat  on  the  frontal  clearance  as  the  houses  of   developments  3  and  6),  maintain  in  a  sense,  their  preserved  facades.  Developments  3  and  6,  which  have   houses  that  have  a  retreat  on  the  frontal  clearance,  already  present  very  diverse  facades  and  additions.  In  this   case  we  could  say  that  the  facade  has  become  an  'infill'  element  in  the  building,  since  it  was  changed   individually  and  according  to  the  control  of  each  dweller,  despite  being  predicted  to  be  'support'  in  the  original   design.  (Fig.  10)   In  the  case  illustrated  above,  either  is  the  area  of  the  frontal  retreat  which  enables  expansion,  which  is  also  a   recurrent  feature  in  private  areas  (open  and  uncovered  areas)  in  the  back  of  the  houses  in  development  1  (Fig.   11),  especially  those  that  have  the  third  room  at  the  back;  or  is  it  the  "two-­‐story  house"  type  which  is  more   individualised  in  character,  as  shown  in  the  changing  of  iron  frames  for  aluminum  ones,  toughened  glass,   window  arches,  etc.,  of  development  3  (Fig.  12).   The  lack  of  ability  to  have  a  parking  space  adjacent  to  the  house  in  the  case  of  “two-­‐story  house”  caused   several  families  to  adapt  parking  garages,  in  the  interstitial  areas  of  the  dwellings  (Fig.  13).                                                                                                                                                                                                                                                                                                                                                                                                                                       execute?  What  were  the  techniques  and  methods  employed?   5) What  were  the  major  difficulties  faced  in  this  process?  And  what  was  easy?   6) What  features  of  the  original  building  hindered  or  facilitated  the  renovation/  expansion?  
  • 7.   7           Map  1  –  location  of  the  housing  developments  visited  in  the  Belo  Horizonte  city  map.  The  others  points   indicate  others  housing  developments   Source:  URBEL,  worked  out  by  authors,  2015  
  • 8.   8           Fig.  2  –  dwelling  location  in  the  housing  development   Source:  Google  Earth,  work  out  by  authors,  2015   The  example  of  Dwelling  4  shows  the  dweller’s  power  of  decision.  Although  the  building  system  was   freestanding,  this  was  no  obstacle  to  make  significant  changes  with  the  joining  of  the  two  houses  (Fig.  4).  That   is,  in  certain  cases  the  modifications  occur,  whether  the  space  facilitates  this  or  not.  The  choice  of  the  house  to   be  exchanged,  adjacent  to  the  house  of  his  future  wife  was  contingent  on  the  position  of  the  bathroom,  but   the  structural  reinforcements  for  the  broken  masonry  had  to  be  performed,  in  this  case  with  a  metal  frame.   We  can  infer  that  if  the  project  and  the  original  construction  had  observed  principles  such  as  Open  Building,   then  all  modifications  would  have  been  made  easier  and  less  onerous.  The  procedure  with  the  stairs  was  the   least  disruptive  to  the  existing  system  because  it  was  the  "most  industrialised"  component,  albeit  affecting   openings  and  closings  on  the  wall  in  question.  The  need  to  install  new  bathrooms  upstairs  has  already   generated  major  adjustments,  especially  in  terms  of  electrical  and  hydraulic  installations.  
  • 10.   10       Fig.  3a  –  diagram  with  dwelling  4  modifications   Source:  PRAXIS/  EA-­‐UFMG,  worked  out  by  authors,  2015  
  • 11.   11       Fig.  3b  –  diagram  with  dwelling  4  modifications   Source:  PRAXIS/  EA-­‐UFMG,  worked  out  by  authors,  2015    
  • 12.   12       Fig.  4  –  pictures  of  the  dwelling  4   Source:  PRAXIS/  EAUFMG,  2015  
  • 14.   14       Fig.  5  –  diagram  with  dwelling  8  modifications   Source:  PRAXIS/  EA-­‐UFMG,  worked  out  by  authors,  2015    
  • 15.   15       Fig.  6  –  pictures  of  the  dwelling  8   Source:  PRAXIS/  EAUFMG,  2015    
  • 17.   17       Fig.  7  –  diagram  with  dwelling  16  modifications   Source:  PRAXIS/  EA-­‐UFMG,  worked  out  by  authors,  2015    
  • 18.   18       Fig.  8  –  pictures  of  the  dwelling  16   Source:  PRAXIS/  EAUFMG,  2015  
  • 19.   19       Fig.  9  –  extreme  modifications  in  the  dwelling  12   Source:  PRAXIS/  EAUFMG,  2015    
  • 20.   20       Fig.  10  –  facades  as  infill  and  as  support   Source:  PRAXIS/  EA-­‐UFMG  and  URBEL,  2015  
  • 21.   21       Fig.  11  -­‐  recurrence  covered  private  areas/  backyard   Source:  PRAXIS/  EA-­‐UFMG,  2015   This  and  other  visits  have  also  shown  that  in  autoconstruction,  with  all  the  damage  that  the  rigid  articulation  of   its  components  brings7 ,  the  final  finishing  required  by  the  repeatedly  adopted  techniques,  are  left  for  the   future  ending  up  in  most  cases  not  being  performed,  for  financial  reasons  and  because  a  new  demand  arises   ("a  roof  showing  signs  of  mold,  darkens,  allows  dripping;  a  ceiling  to  install,  uncoated  floor  and  walls,  no   guardrails  on  the  stairs",  Resident  Dwelling  4,  2015)  (Fig.  4).  The  rigidity  of  the  solutions  (support,  but  also   infill)  clearly  appears  in  the  opening  between  the  lower  floor  rooms,  which  firstly  required  an  improvised   closing  for  installation  of  the  blacksmiths,  and  will  soon  be  removed  to  once  again  join  the  rooms  (Fig.  4).  In   this  case,  the  industrialised  building  system  has  at  least  two  advantages:  it  unburdens  the  autoconstructor  in   terms  of  the  amount  of  labour  that  he  applied  and  enables  open  architecture.   Dwelling  8  (a  flat)  demonstrates  that  although  the  structural  system  will  be  self-­‐supporting,  the  adopted  type   also  interferes  with  the  desired  degree  of  modifications,  in  this  case,  expansion.  On  the  other  hand,  the  same   system  has  brought  freedom  (allied  to  the  sense  of  ownership)  to  perform  changes.  The  neighbourhood  also   sought  to  solve  a  deficiency  in  housing  units  (the  size  of  the  laundry  area)  making  use  of  a  common  area  on  the   ground  floor  for  drying  clothes.   The  residents  of  Dwelling  16  narrated  the  whole  story  of  the  self-­‐management  process  that  development  6                                                                                                                                           7  As  masonry  is  the  prevalent  sealing  and  sometimes  also  structure  technique,  and  as  there  is  a  wide  diversity   of  bricks  on  the  market  (red  brick,  concrete  block,  ceramic  brick,  plaster),  often  the  supplements  are  taken  for   components  with  totally  different  features  and  functions,  a  concept  that  differs  from  one  of  the  principles  of   Open  Building.  This  practice  is  intensified  by  the  viability  of  manufacturing,  as  seen  in  the  example  of  House  4   whose  owner  is  a  blacksmith.  
  • 22.   22     required,  and  this  process  ended  up  having  repercussions  on  the  changes  that  have  been  happening  over  time.   Both  by  the  adopted  typology,  but  surely  also  by  the  type  of  works  management,  it  is  becoming  an  embedded   practice  among  the  autoconstructors.     Fig.  12  –  exchange  of  frames   Source:  PRAXIS/  EA-­‐UFMG,  2015         Fig.  13  –  vehicles  garage  in  the  common  spaces   Source:  PRAXIS/  EA-­‐UFMG,  2015   Taking  as  its  starting  point  the  conclusions  of  previous  research  undertaken  by  the  PRAXIS  research  group,   move  us  on  to  the  conclusions  of  this  empirical  research,  which  permits  the  establishment  of  connections  with   Open  Building  (Table  5).   Conceptually,  there  are  many  convergences  of  productive  processes  of  autoconstruction  with  the  principles  of   Open  Building.  The  issue  of  constructive  systems  (techniques,  components  and  materials),  both  as  support  or   as  infill,  appears  as  rigidity  in  autoconstruction,  hindering  the  connection  between  the  components,  causing   them  to  diverge  from  the  practice  of  Open  Building.  In  the  cases  analysed,  this  becomes  quite  evident,  since   changes  are  manifested  from  spaces  also  made  of  constructive  systems  that  have  a  rigid  connection  between   their  components.   Table  6  shows  which  would  be  support  and  infill  both  in  designed  space  (original  project),  and  in   autoconstructed  space.  Whenever  there  is  disagreement/  divergence  between  the  original  design  and   autoconstruction  with  respect  to  support  and  infill  moments,  this  indicates  conflict  and  a  rethinking  of  the   project  towards  more  open  architecture.  Dwelling  4  and  16  showed  this  divergence  repeatedly,  indicating   directions  taken  from  the  autoconstructor  action.  On  the  other  hand,  the  rigid  typology  and  the  minimum   degree  of  Dwelling  8  intervention  did  not  mean  that  the  case  converges  with  the  principles  of  Open  Building.   Either  way,  the  analysis  presented  here  allows  us  to  uncover  connections  between  autoconstruction  and  Open   Building.   5.  Conclusion   It  seems  the  joining  or  convergence  of  the  principles  of  Open  Building  with  the  autonomy  of  the  dweller  in  an   act  of  auto-­‐construct  can  point  a  path  that  re-­‐qualifies  political  relations  between  the  process  agents  and  the   way  of  thinking  about  the  architectural  object  the  'dwelling'.  In  this  process,  autoconstruction  could  be  
  • 23.   23     understood  as  a  stage,  the  moment  of  infill  in  Habraken’s  Theory  of  Supports.  The  application  of  the  principles       1 TABLE&5&–&CONNECTIONS&BETWEEN&AUTO0CONSTRUCTION&AND&OPEN&BUILDING& PRODUCTIVE&PROCESSES&OF&AUTO0CONSTRUCTION! OPEN&BUILDING&PRINCIPLES! CONVERGENCE&IN&CONNECTIONS! DIVERGENCE&IN&CONNECTIONS& No&previous&project&and&at&best&an&outline& or&a&schematic&plan& ! The! Existence! of! different! levels! of! intervention! in! the! constructed! environment,! represented! by! "support"!(collective!decision)!and!"infill"!(individual! decision)!both!in!urban!and!architectural!design! ! The!idea!of!"support",!understood!as!a!flexible!urban! structure,!open!to!dweller!intervention,!seems!to!be! a! good! proposal! for! new! housing! policies! and! productions! ! Open! building! presupposes! agreement! and! negotiation! The&uniqueness&of&the&narratives&associated& with&the&daily&reality&of&each&family& promotes&a&natural&and&coherent&auto0 production&with&the&necessary&adaptations& and&permanent&functionality& ! The&typology&of&the&existing&space&can&facilitate&or&hinder&future&modifications& In&some&cases,&negotiating&modifications& with&the&neighbourhood&is&necessary,&which& in&general&is&quite&peaceful& ! The&construction&site&is&permanent& ! The!interface!between!constructive!system! components!must!allow!the!replacement!by!another! system!of!the!same!function!with!minimal! disturbance!to!existing!systems! ! The!constructed!environment!is!constantly!changing! and!such!changes!must!be!recognised!and!studied! The&structure&is&built&in&order&to& accommodate&future&expansions& ! Attention&is&given&to&expansion&at&the& expense&of&performing&final&finishes&to&the& constructed&part& ! The&change&of&housing,&over&time,&is&a& prerequisite&for&growth&and&the& consolidation&of&families&in&place& ! It&recurs&the&need&to&accommodate&mixed& use& ! & The!constructive!system!adopted! hinders!the!changes!by! presenting!rigid!links!between! the!components:! [1]!the!sealings!are!built!with! ceramic!or!concrete!bricks,! plastered,!painted!and!with!metal! or!wood!frames! [2]!the!plumbing!and!electrical! installations!are!in!PVC!and! embedded!in!the!masonry! The&construction&equipment&is&all&domestic& ! The!users!and!residents!can!make!project!and!works! decisions!Either&the&dweller&is&a&civil&construction& worker,&or&has&already&had&experience&in&the& sector& ! The&labour&is&always&from&the&family&and,& when&necessary&directly&contracted& ! Auto0production&reflects&the&ability&of&users& to&decide&on&the&space,&far&beyond&the&mere& fulfillment&of&their&desires&and&needs& ! Decision0making&process&is&restricted&to&the& family&circle.&The&woman&is&an&important& figure&in&the&decision0making&process&on&the& new&family&configuration,&whereas&the& technical&decisions&on&how&to&do&things& normally&comes&from&the&male&figure& ! Auto0production&is&a&conscious&choice&made& by&auto0producers&in&opposition&at&be& subjected&to&state&imposition&via& standardised&space& ! Family,&friends&and&neighbours&share&values& such&as&cooperation,&solidarity,&complicity& and&security& ! The!project!is!a!process!with!multiple!participants! and!different!types!of!professionals,!unlimited!and! open!to!new! ! Open!Building!presupposes!a!Shared!Design!Process! Source:!worked!out!by!the!authors,!2015
  • 24.   24       represents  another  logic  of  design  practice,  associated  with  public  policies  that  guarantee  the  right  to  housing   as  envisaged  in  our  Federal  Constitution,  comprehending  the  urgency  of  agreement  among  who  decides  what   and  when.  In  each  case  it  must  be  clear  which  decisions  should  be  shared  with  whom,  and  which  decisions   should  be  individual.  As  stated  by  Kendall  (2015),  neither  prison  nor  anarchy,  because  neither  extreme  is   desirable.   We  hope,  with  the  next  surveys  and  investigations,  to  further  this  convergence,  so  that  autoconstruction   becomes  part  of  a  scenario,  where,  as  Villaça  (1986,  p.60)  states,  the  autoconstructor  builds  their  house   "neither  at  the  sacrifice  of  free-­‐time"  and  nor  by  opposition  from  the  State,  "but  by  a  process  that  will   effectively  be  determined  and  controlled  by  users,  a  process  that  will  be  won  by  political  practice  and  not  by   the  convincement  of  the  managing  class  of  what  is  right".   Acknowledgements   The  authors  are  grateful  for  the  institutional  and  financial  support  provided  by  NPGAU/UFMG,  CAPES  and   CNPq.   References   BONDUKI,  Nabil.  Origens  da  habitação  social  no  Brasil.  2º  ed.  São  Paulo:  Estação  Liberdade:  FAPESP,  1998.   BOURDIEU,  Pierre.  Os  usos  sociais  da  ciência:  por  uma  sociologia  clínica  do  campo  científico.  São  Paulo:  Editora   UNESP,  2004   BOURDIEU,  Pierre.  Razões  Práticas:  sobre  a  Teoria  da  Ação.  Campinas/  SP:  Papirus,  1996   BRASIL.  Ministério  das  Cidades.  Curso  a  Distância:  Planos  Locais  de  Habitação  de  Interesse  Social.  Brasília:   Ministério  das  Cidades,  2009.  Disponível  em  www.capacidades.gov.br.  Acessado  em  20  de  abril  de  2015.   FERRO,  Sérgio  (1969).  “A  produção  da  casa  no  Brasil”  In:  FERRO,  Sérgio.  Arquitetura  e  Trabalho  Livre.  São   Paulo:  CosacNaify,  2006,  p.61-­‐101   FERRO,  Sérgio  (2006).  Notas  sobre  o  ‘vício  da  virtude’.  CEBRAP,  76,  novembro  de  2006,  p.229-­‐234   HABRAKEN,  J.  N..  Supports:  an  Alternate  to  Mass  Housing.  Reprint  from  1972  English  Edition.  The  Urban   International  Press,  U.K.,  2011   KENDALL,  Steven.  OPEN  BUILDING  INTENSIVE  WITH  PROF.  KENDALL:  HOW  TO  DESIGN  OPEN  BUILDINGS  –   BRIEF.  Johannesburg:  UJ-­‐UNIT2,  2015.  Available  in:  http://uj-­‐unit2.co.za/open-­‐building-­‐intensive-­‐with-­‐prof-­‐ kendall-­‐how-­‐to-­‐design-­‐open-­‐buildings-­‐studio-­‐at-­‐denver-­‐and-­‐mtech2-­‐site-­‐applications  (Accessed  in  04/30/2015   LOPES,  João  Marcos.  O  anão  caolho.  Novos  Estudos,  CEBRAP,  76,  novembro  de  2006,  p.219-­‐227   MARICATO,  Ermínia.  A  produção  capitalista  da  casa  (e  da  cidade)  no  Brasil  industrial.  São  Paulo:  Editora  Alfa-­‐ ômega,  1982  
  • 25.   25     MORADO  NASCIMENTO,  Denise.  A  autoconstrução  na  produção  do  espaço  urbano.  In:  MENDONÇA  Jupira   Gomes  de;  COSTA,  Heloísa  Soares  de  Moura  (org.)  Estado  e  capital  imobiliário:  convergências  atuais  na   produção  do  espaço  urbano  brasileiro.  Belo  Horizonte:  Ed.  C/Arte,  2011.  p.217-­‐230   MORADO  NASCIMENTO,  Denise.  N.  J.  Habraken  explains  the  potential  of  the  Open  Building  approach  in   architectural  practice.  Entrevista,  São  Paulo,  13.052,  Vitruvius  e  Open  House  International,  Dez  2012,  v.37,  n.4.   UK   MORADO  NASCIMENTO,  Denise.  Os  processos  produtivos  da  autoprodução  habitacional  em  Belo  Horizonte.  In:   CTHAB,  Universidade  Federal  de  Santa  Catarina,  Novembro  2009   OLIVEIRA,  Francisco.  O  vício  da  virtude:  autoconstrução  e  acumulação  capitalista  no  Brasil.  São  Paulo:  CEBRAP,   Novos  Estudos,  74,  março  de  2006,  p.67-­‐85   PREFEITURA  MUNICIPAL  DE  BELO  HORIZONTE,  URBEL.  Apresentação  e  discussão  sobre  a  elaboração  de   projetos  de  conjuntos  habitacionais  produzidos  pela  URBEL.  Belo  Horizonte:  PBH,  1998.   PREFEITURA  MUNICIPAL  DE  BELO  HORIZONTE,  URBEL.  Varied  designs,  maps  and  tables  in  digital  mídia.   VILLAÇA,  Flávio.  O  que  todo  cidadão  precisa  saber  sobre  habitação.  São  Paulo:  Editora  Global,  1986   TURNER,  John.  Freedom  to  Build:  Dweller  Control  of  the  Housing  Process  (New  York:  Macmillan,  1972).   TURNER,  John.  Housing  by  people:  towards  Autonomy  in  Building  Environments.  London:  Marion  Boyars,  1991.