Resolver Ballot is a dynamic tool that assists organizations in facilitating risk evaluation workshops, quite often to determine key risks that need to be mitigated through an Enterprise Risk Management and/or Audit program. This anonymous voting tool, functioning via keypad, computer or cell phone, enables a group to evaluate a set of objectives, risks and/or controls collaboratively in order to generate consensus on key areas of risk or discover control deficiencies. Ballot facilitates focused and collaborative discussions, more educated assessments of ideas (e.g. objectives, risks or controls), clearer understanding of the relationships and dependencies between risks, higher levels of consensus on the key areas of risk to the organization. Other popular applications of Ballot include strategic planning, priority setting, cause and effect analysis, employee surveys and town hall meetings. Presentation by: Mark Jenkins, Account Executive, Resolver Inc.

2. I am an Account Executive at Resolver.
markj@resolver.com

4. Risk
Assessment
Audit
Management
Compliance
Enterprise
Risk
Management
Response
Incident
Report
Investigate Analyze Improve
Operational
Risk
Management
Risk
Assessment
Enterprise
Risk
Management
Audit
Management
Operational
Risk
Management
Compliance

5. Risk
Assessment
Audit
Management
Compliance
Enterprise
Risk
Management
Response
Incident
Report
Investigate Analyze Improve
Operational
Risk
Management
Risk
Assessment
Enterprise
Risk
Management
Audit
Management
Operational
Risk
Management
Compliance

6. Determine Responsive Action.
Delegate risk ownership and track completion
of Responsive Action.
Track risk trends over time.
Provide assurance that key risks are addressed. Control effectiveness
Impact
Remediate Monitor
Urgent
remediation
Internal
audit focus
CSA

7. Dramatically
enhance risk
workshop efficiency
and effectiveness,
collect better data
through anonymous
voting.
Instantly reveal and
address disparate
perceptions of risk
impact, likelihood or
control effectiveness
and align key
stakeholders.
Reduce or eliminate
the time spent on
producing reports,
heat maps and other
deliverables
following the risk
assessment.
Better inform
appropriate
responsive action
relative to
organization’s key
risks.

9. - Upload assessment results to cloud-based
risk management and monitoring tool.
- Push risk ownership notifications to
relevant individuals.
- Document controls and action plans.
- Track effectiveness and progress over time.
- Automatic trending info and periodic re-
assessment.
Simple, Cloud-based Risk Monitoring
Risk
Assessment
Assign Risk
Owners. Create
Risk Scorecards
Document Controls
and Plan
Responsive Action
Monitor and
Follow-Through,
Periodic Re-
Assessment
Risk Trending
Data, Dynamic
Risk Register

10. Assign Risk
Owners
Load Assessment
Results
Define
Responsive
Action, Controls
Action
Plan
Required?
Review Response
Start Quarterly
Update
Complete
Quarterly Update
Create/Progress
Update
Review/Provide
Feedback
Complete Action
Plan
Email notification

12. markj@resolver.com