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Principles of Roman
Law Relating to
Obligations
Preeti Kana Sikder
Lecturer
Department of Law & Justice
Jahangirnagar University
“A legal bond whereby we are
constrained by a necessity of
performing something according to
the laws of our country”
Definition of Obligation in the ‘Institutes’
• Obligation is a res incorporalis.
• It creates a jus in personam; right available against a
specific person.
• By Roman usage, it only included rights in personam
capable of estimation in money or pertaining to the sphere of
proprietary rights.
Nature of Obligation
Civil and
Praetorian
Civil and
Natural
Arising from
Contract, quasi
contract, delict and
quasi delict
Classification of Obligations
Who is a Praetor?
• Civil obligations are created by statutes or, at least
approved by civil law
• Praetorian obligations created by praetors in exercise of
his jurisdiction. They are also called honorary.
First Category of Classification:
Civil and Praetorian/Honorary
• A civil obligation is one which is fully protected by law
and enforceable by action.
• A natural obligation is one which is only imperfectly
protected by law, therefore not enforceable by action but
has legal consequences, which vary with the
circumstances. (Contracts of slaves, Contracts between
persons subject to the same potestas)
Second Category of Classification:
Civil and Natural
Third Category of Classification:
Obligations Arising from Contract
Obligations from Delict
Obligations arising from Quasi-contract
Obligations from Quasi-Delict
Basic Ideas Relating to
Contract
These ideas are necessary to understand the types of contracts
formulated under Roman Law
Basic Ideas Relating to Contract
• Duty of performance is all on one side
• Duty may exist on both sides; equally,
immediate or contingent
Unilateral
v
Bilateral
• Binding the promisor to the very thing he
has promised (Unilateral)
• The judges were allowed a greater
latitude of interpretation and of decision
so as to do substantial justice between
parties (Bilateral)
Stricti Juris
V
Bonae Fidei
Basic Ideas Relating to Contract
• The form makes the contract
• Depends on the intention of the
parties
Formal
v
Informal
• Self-contained contracts where
inquiry is irrelevant (Formal)
• The reason behind promise
becomes relevant (Informal)
Abstract
V
Causal
General Principles of
Contract under Roman
Law
Formation of Contract v Operation of
Contract
Formation of Contract
What is necessary for initial validity?
• An agreement: there must be consensus ad idem
(Mutual Agreement)
• Intended to create: if the parties do not intend to be
bound, the law will not bind them
• Apt to create a legal obligation between the parties
• Relating to an object which is possible and lawful
What is necessary for initial validity?
• Made between competent persons:
 list of incompetent persons –
Persons of unsound mind, except during lucid intervals,
Infantes: Children under 7 years of age
Pupilli: Children under 14 (males) or 12 (females) who are not in
the power of an ascendant
Slaves
Sons and other male descendants in power could not contract by
civil law with their paterfamilias
Women
What is necessary for initial validity?
Mustnotbevoidableby
Dolus
Metus
Vis
Operation of Contract
A contract affects the parties to it and no one else
How are persons affected by it?
• One can not enforce a contract
in the performance of which he
is not personally interested.
• If A says to B, “Do you promise
to give ten aurei to C?” and B
answers, “I promise”, the
stipulation is valid.
• A acquires no right, because
he has no interest. C acquires
no right, because he is not a
party.
• No one can promise for
another.
• If A says to B, “Do you
promise that C will pay ten
aurei?” and B answers, “I
promise”, the stipulation is
invalid.
• B incurs no liability, because
he undertakes nothing on his
own account, nor does C,
because he is not a party to
the contract.
Most of these general principles
are to be found in Institutes, which
were applicable to contracts in
general. However, the theory of
contract in general were not
prominent.
It was specified classes of special contracts which were
taken mostly into account by Roman Law. Therefore,
Roman law is said to have a ‘law of contracts’, and not a
‘law of contract’.
• When the Romans speak of obligations arising from
contract, they mean obligations arising from
agreement.
• In Roman law, agreements were not actionable
unless they could be referred to one of the four
categories, and it was only then that they were said
to give rise to obligations from contract.
Obligations arising from Contract
By handing over
of a thing (res)
By a special kind
of writing (litteris)
By agreement
without anything
further (consensu)
By a form of
words (verbis)
Four classes distinguished as obligations
Contracts known to Roman Law
Real Verbal
Litteral Consensual
Types of Real Contract
Mutuum
Commodatum
Depositum
Pignus
Types of Verbal Contract
Dotis Dictio
Jusjurandaum
Liberti
StipulatioPignus
Types of Consensual Contract
Emptio
Venditio
Locatio
Conductio
Societas
Mandatum
Principles of Roman
Law Relating to
Succession
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Principles of Roman Law: Law of Obligation

  • 1. Principles of Roman Law Relating to Obligations Preeti Kana Sikder Lecturer Department of Law & Justice Jahangirnagar University
  • 2. “A legal bond whereby we are constrained by a necessity of performing something according to the laws of our country” Definition of Obligation in the ‘Institutes’
  • 3. • Obligation is a res incorporalis. • It creates a jus in personam; right available against a specific person. • By Roman usage, it only included rights in personam capable of estimation in money or pertaining to the sphere of proprietary rights. Nature of Obligation
  • 4. Civil and Praetorian Civil and Natural Arising from Contract, quasi contract, delict and quasi delict Classification of Obligations
  • 5. Who is a Praetor?
  • 6. • Civil obligations are created by statutes or, at least approved by civil law • Praetorian obligations created by praetors in exercise of his jurisdiction. They are also called honorary. First Category of Classification: Civil and Praetorian/Honorary
  • 7. • A civil obligation is one which is fully protected by law and enforceable by action. • A natural obligation is one which is only imperfectly protected by law, therefore not enforceable by action but has legal consequences, which vary with the circumstances. (Contracts of slaves, Contracts between persons subject to the same potestas) Second Category of Classification: Civil and Natural
  • 8. Third Category of Classification: Obligations Arising from Contract Obligations from Delict Obligations arising from Quasi-contract Obligations from Quasi-Delict
  • 9. Basic Ideas Relating to Contract These ideas are necessary to understand the types of contracts formulated under Roman Law
  • 10. Basic Ideas Relating to Contract • Duty of performance is all on one side • Duty may exist on both sides; equally, immediate or contingent Unilateral v Bilateral • Binding the promisor to the very thing he has promised (Unilateral) • The judges were allowed a greater latitude of interpretation and of decision so as to do substantial justice between parties (Bilateral) Stricti Juris V Bonae Fidei
  • 11. Basic Ideas Relating to Contract • The form makes the contract • Depends on the intention of the parties Formal v Informal • Self-contained contracts where inquiry is irrelevant (Formal) • The reason behind promise becomes relevant (Informal) Abstract V Causal
  • 12. General Principles of Contract under Roman Law Formation of Contract v Operation of Contract
  • 14. What is necessary for initial validity? • An agreement: there must be consensus ad idem (Mutual Agreement) • Intended to create: if the parties do not intend to be bound, the law will not bind them • Apt to create a legal obligation between the parties • Relating to an object which is possible and lawful
  • 15. What is necessary for initial validity? • Made between competent persons:  list of incompetent persons – Persons of unsound mind, except during lucid intervals, Infantes: Children under 7 years of age Pupilli: Children under 14 (males) or 12 (females) who are not in the power of an ascendant Slaves Sons and other male descendants in power could not contract by civil law with their paterfamilias Women
  • 16. What is necessary for initial validity? Mustnotbevoidableby Dolus Metus Vis
  • 17. Operation of Contract A contract affects the parties to it and no one else
  • 18. How are persons affected by it? • One can not enforce a contract in the performance of which he is not personally interested. • If A says to B, “Do you promise to give ten aurei to C?” and B answers, “I promise”, the stipulation is valid. • A acquires no right, because he has no interest. C acquires no right, because he is not a party. • No one can promise for another. • If A says to B, “Do you promise that C will pay ten aurei?” and B answers, “I promise”, the stipulation is invalid. • B incurs no liability, because he undertakes nothing on his own account, nor does C, because he is not a party to the contract.
  • 19. Most of these general principles are to be found in Institutes, which were applicable to contracts in general. However, the theory of contract in general were not prominent. It was specified classes of special contracts which were taken mostly into account by Roman Law. Therefore, Roman law is said to have a ‘law of contracts’, and not a ‘law of contract’.
  • 20. • When the Romans speak of obligations arising from contract, they mean obligations arising from agreement. • In Roman law, agreements were not actionable unless they could be referred to one of the four categories, and it was only then that they were said to give rise to obligations from contract. Obligations arising from Contract
  • 21. By handing over of a thing (res) By a special kind of writing (litteris) By agreement without anything further (consensu) By a form of words (verbis) Four classes distinguished as obligations
  • 22. Contracts known to Roman Law Real Verbal Litteral Consensual
  • 23. Types of Real Contract Mutuum Commodatum Depositum Pignus
  • 24. Types of Verbal Contract Dotis Dictio Jusjurandaum Liberti StipulatioPignus
  • 25. Types of Consensual Contract Emptio Venditio Locatio Conductio Societas Mandatum
  • 26. Principles of Roman Law Relating to Succession NEXT CLASS