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Chapter 2: Global Energy Balance
This chapter discusses:
1. Earth’s emission temperature
2. Greenhouse effects
3. Global radiative energy balance and its
distributions
Why do we have seasons?
Earth’s Tilt and Seasonal Radiation
 Orbit around Sun: slightly elliptical
 Tilt of spin axis at 23.5°
Rotation on axis (day&night) in 24 hrs
Speed (eq 1038 mi/hr, 0 at axis)
Axis points toward North Star (Polaris)
 Summer Solstice (NH) on June 21/22
Axis toward Sun
Vertical rays on Tropic of Cancer (23.5°N Lat)
24-hr day above Arctic Circle (66.5°N Lat)
24-hr night below Antarctic Circle (66.5°S Lat)
 Winter Solstice (NH) on Dec. 21/22
Axis away from Sun
Vertical rays on Tropic of Capricorn (23.5°S Lat)
24-hr night above Arctic Circle (66.5°N Lat)
24-hr day below Antarctic Circle (66.5°S Lat)
 Fall Equinox (NH) on Sept 22/23 (day = night length at all points)
 Spring Equinox (NH) on March 20/21
(day=night length at all points)
Earth’s Orbit Today and the Seasons
Earth’s Orbit Parameters
Eccentricity (shape of the orbit: varies from being elliptical to
almost circular)
Obliquity (tilt of the axis of rotation)
Precession (wobbling of the axis of rotation)
Eccentricity: Earth’s orbit around the sun
Orbit = Circle
(Eccentricity = 0)
Orbit = Ellipse
(Eccentricity = 0.05 shown
0.0167 today
0.0605 maximum)
Varies from near circle to ellipse with a period of 100,000 years
Distance to Sun changes  insolation changes
Obliquity: Tilt of the Earth’s rotational axis
• Cycle of ~ 41,000 years
• Varies from 22.2 to 24.5°
(The current axial tilt is
23.5°)
If Earth’s orbit were circular,
No tilt = no seasons
90° tilt = largest seasonal differences at the
poles (6 mon. darkness, 6 mon. overhead sun)
• Greater tilt = more intense
seasons
Precession: positions of solstices and equinoxes in
the eccentric orbit slowly change
Period of about 23,000 years
Wobbling
of the axis
Turning of
the ellipse
Earth’s Orbit Changes Through Time
Changes in
Insolation Received
on Earth
• Precession dominates at
low and middle latitudes
• Tilt is more evident at
higher mid-latitudes.
• Eccentricity is not
significant directly, but
modulates the amplitude of
the precession cycle.
• Summer changes
dominate over winter at
polar latitudes.
Energy from the Sun
1. Characteristics
Travels through space (vacuum)
in a speed of light
3. Importance to climate and
climate change
In the form of waves:
In stream of particles
Electromagnetic waves
(Photons)
Primary driving force of Earth’s climate engine
2. Electromagnetic spectrum
From short wavelength, high energy,
gamma rays to long wavelength, low
energy, radio waves
Releases heat when absorbed
Ultraviolet, Visible, Infrared
Sun’s Electromagnetic Spectrum
Solar radiation has peak intensities in the shorter wavelengths,
dominant in the region we know as visible, thus shortwave
radiation
Blackbody Radiation Curves
Any object above
absolute zero radiates
heat, as proportional to T4
Longwave & Shortwave Radiation
The hot sun
radiates at
shorter
wavelengths
that carry more
energy, and the
fraction
absorbed by the
cooler earth is
then re-radiated
at longer
wavelengths.
Incoming Solar Radiation (Insolation)
At the top of the atmosphere
Warming Earth's Atmosphere
Solar radiation passes first through the upper atmosphere, but only
after absorption by earth's surface does it generate sensible heat to
warm the ground and generate longwave energy.
This heat and energy at the surface then warms the atmosphere
from below.
Earth’s Radiation Budget (Global Annual Average)
Earth reflects 30% directly back to space, absorbs about 20%
in the atmosphere, and absorbs about 50% at the surface.
Earth’s lower atmosphere is warmed by radiation, conduction,
convection of sensible heat and latent heat.
Kiehl and Trenberth (1997) BAMS (Fig. 7)
Comparison of Different Estimates
Kiehl and Trenberth (1997) BAMS (Fig. 7)
Incoming Solar Radiation
Solar radiation is scattered and reflected by the atmosphere, clouds,
and earth's surface, creating an average albedo of 30%.
Atmospheric gases and clouds absorb another 19 units, leaving 51
units of shortwave absorbed by the earth's surface.
Earth-Atmosphere Energy Balance
Earth's surface absorbs the 51 units of shortwave and 96 more of
longwave energy units from atmospheric gases and clouds.
These 147 units gained by earth are due to shortwave and longwave
greenhouse gas absorption and emittance.
Earth's surface loses these 147 units through conduction,
evaporation, and radiation.
Earth’s Average Radiating Temperature?
T= 15°C (59°F)
T= –18°C (0°F)
Greenhouse Effect!
Ground-based
Measurements
Space-based
Measurements
Caused by Greenhouse Gases!
 Water vapor accounts for 60% of the atmospheric greenhouse effect, CO2 26%,
and the remaining greenhouse gases 14%.
Greenhouse Gases
Water vapor (H2O)
Carbon dioxide (CO2) Methane (CH4)
Nitrous oxide (N2O)
Ozone (O3) Chlorofluorocarbons
(CFC’s)
 What are they?
 CO2 contributes most (55-60%) to the anthropogenic greenhouse effect,
and methane is a distant second (16%).
 CFCs cause the strongest greenhouse warming on a molecule-for-molecule
basis.
Lecture Outline
1. More on radiation, greenhouse effects, and
greenhouse gases
2. Forms of heat transfer in the atmosphere and
oceans
a. Radiation
b. Conduction
c. Convection
d. Turbulence
3. How radiation is distributed with latitude
4. Wind patterns and general circulation
Radiation - Heat Transfer
Radiation
travels as waves
of photons that
release energy
when absorbed.
All objects above
0° K release
radiation, and its
heat energy value
increases to the 4th
power of its
temperature
(Stefan-Boltzmann
Law).
EBB = σT4
σ = 5.67×10-8 W m-2 K-4
Energy Flux, Solar Constant, Emission Temperature
Energy (work) = Force × Length
1 joule (J) = 1 newton (N) × 1 meter (m)
Power = Energy / Time
watt (W) = J / s
Solar luminosity: L0=3.9×1026 J/s = 3.9×1026 W
Energy conservation: L0 at the Sun’s photosphere
= L0 at any distance d from the Sun (1st law of
thermodynamics dQ=dU – dW)
Flux density = flux / area = L0 / (4πd2) = solar
constant
Earth’s solar constant S0= 1367 ± 2 Wm-2
Emission temperature of the Sun = 5796 K
Emission temperature of a planet: solar radiation
absorbed = planetary radiation emitted
Asrar et al. (2001) BAMS (Fig. 5)
Energy Flux, Solar Constant, Emission Temperature
(continued)
Absorbed solar radiation = S0 (1 – α) π r2
Emitted terrestrial radiation = σ T4 4π r2
Both are equal: S0 (1 – α) /4 = σT4
Emission temperature: T = [(S0/4) (1 – α) /σ]1/4
Earth’s emission temperature = 255 K = –18°C
Absorption & Emission
Solar radiation is selectively absorbed by earth's surface cover.
Darker objects absorb shortwave and emit longwave with high
efficiency.
In a forest, this longwave energy melts snow.
Atmospheric Absorption
Solar radiation
passes rather freely
through earth's
atmosphere, but
earth's re-emitted
longwave energy
either fits through a
narrow window or is
absorbed by
greenhouse gases
and re-radiated
toward earth.
Wavelength
Absorption
(100%)
Nitrous Oxide
Methane
Ozone
Water Vapor
Carbon Dioxide
Total Atmo
IR
UV
Absorption, Scattering and Reflectance
(Albedo)
Temperature
increases
All directions
Backwards
Absorption, Scattering and Reflectance
(Albedo)
Scattered Light
Solar radiation
passing through
earth's
atmosphere is
scattered by
gases, aerosols,
and dust.
At the horizon
sunlight passes
through more
scatterers,
leaving longer
wavelengths
and redder
colors revealed.
Heat Transfer: Conduction
Conduction of
heat energy
occurs as
warmer
molecules
transmit
vibration, and
hence heat, to
adjacent cooler
molecules.
Warm ground
surfaces heat
overlying air
by conduction.
Heat Transfer: Convection of Sensible Heat
Convective turbulence
Another Example of Convection
Convection is heat energy moving as a fluid from hotter to cooler
areas.
Warm air at the ground surface rises as a thermal bubble expands,
consumes energy, and hence cools.
Convection: A Household Example
Heat Transfer: Latent Heat
Latent Heat
As water moves toward vapor it absorbs latent (e.g. not
sensed) heat to keep the molecules in rapid motion.
Heat Energy for Storms
Latent heat released from the billions of vapor droplets during
condensation and cloud formation fuels storm energy needs, warms
the air, and encourages taller cloud growth.
Radiation, Convection and Conduction
Basic Energy and Mass Transfers in
the Atmosphere
• Processes transfer heat/mass between the Earth’s surface and
the atmosphere (pages 21, 93)
– Radiation
– Conduction
– Convection
– Turbulence
• Three processes affect radiation in the Earth’s atmosphere
(pages 45, 296–297)
– Absorption
– Scattering
– Reflectance
Basic Energy and Mass Transfers in
the Atmosphere (Cont’d)
• Processes transfer heat/mass between the Earth’s surface and
the atmosphere (pages 21, 93)
– Radiation: the transfer of heat energy without the involvement of a
physical substance in the transmission. Radiation can transmit heat
through a vacuum.
– Convection: transmits heat by transporting groups of molecules
from place to place within a substance. Convection occurs in fluids
such as water and air, which move freely.
– Turbulence: is the tendency for air to be turned over as it moves.
– Conduction is the process by which heat energy is transmitted
through contact with neighboring molecules.
Unequal Radiation on a Sphere
Insolation is
stronger in the
tropics (low
latitudes) than in
the polar regions
(high latitudes).
Solar flux per unit surface area Q =
S0 (dm/d)2 cos θ
dm = mean sun-earth distance
d = actual sun-earth distance
θ= the solar zenith angle, which
depends on the latitude (φ), season
(δ), and time of day (h).
cos θ = sin φ sin δ + cos φ cos δ cos h
(See Appendix A)
At sunrise or sunset, cos h0 = – tan φ
tan δ
Averaged daily insolation at TOA
Qday = (S0 / π ) (dm/d)2 [ h0 sin φ sin δ
+ cos φ cos δ sin h0 ]
Why do we global wind patterns (general circulation)?
Unequal heating of tropics and poles
General Circulation of the Atmosphere

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Earth's Global Energy Balance

  • 1. Chapter 2: Global Energy Balance This chapter discusses: 1. Earth’s emission temperature 2. Greenhouse effects 3. Global radiative energy balance and its distributions
  • 2. Why do we have seasons? Earth’s Tilt and Seasonal Radiation
  • 3.  Orbit around Sun: slightly elliptical  Tilt of spin axis at 23.5° Rotation on axis (day&night) in 24 hrs Speed (eq 1038 mi/hr, 0 at axis) Axis points toward North Star (Polaris)  Summer Solstice (NH) on June 21/22 Axis toward Sun Vertical rays on Tropic of Cancer (23.5°N Lat) 24-hr day above Arctic Circle (66.5°N Lat) 24-hr night below Antarctic Circle (66.5°S Lat)  Winter Solstice (NH) on Dec. 21/22 Axis away from Sun Vertical rays on Tropic of Capricorn (23.5°S Lat) 24-hr night above Arctic Circle (66.5°N Lat) 24-hr day below Antarctic Circle (66.5°S Lat)  Fall Equinox (NH) on Sept 22/23 (day = night length at all points)  Spring Equinox (NH) on March 20/21 (day=night length at all points) Earth’s Orbit Today and the Seasons
  • 4. Earth’s Orbit Parameters Eccentricity (shape of the orbit: varies from being elliptical to almost circular) Obliquity (tilt of the axis of rotation) Precession (wobbling of the axis of rotation)
  • 5. Eccentricity: Earth’s orbit around the sun Orbit = Circle (Eccentricity = 0) Orbit = Ellipse (Eccentricity = 0.05 shown 0.0167 today 0.0605 maximum) Varies from near circle to ellipse with a period of 100,000 years Distance to Sun changes  insolation changes
  • 6. Obliquity: Tilt of the Earth’s rotational axis • Cycle of ~ 41,000 years • Varies from 22.2 to 24.5° (The current axial tilt is 23.5°) If Earth’s orbit were circular, No tilt = no seasons 90° tilt = largest seasonal differences at the poles (6 mon. darkness, 6 mon. overhead sun) • Greater tilt = more intense seasons
  • 7. Precession: positions of solstices and equinoxes in the eccentric orbit slowly change Period of about 23,000 years Wobbling of the axis Turning of the ellipse
  • 8. Earth’s Orbit Changes Through Time
  • 9. Changes in Insolation Received on Earth • Precession dominates at low and middle latitudes • Tilt is more evident at higher mid-latitudes. • Eccentricity is not significant directly, but modulates the amplitude of the precession cycle. • Summer changes dominate over winter at polar latitudes.
  • 10. Energy from the Sun 1. Characteristics Travels through space (vacuum) in a speed of light 3. Importance to climate and climate change In the form of waves: In stream of particles Electromagnetic waves (Photons) Primary driving force of Earth’s climate engine 2. Electromagnetic spectrum From short wavelength, high energy, gamma rays to long wavelength, low energy, radio waves Releases heat when absorbed Ultraviolet, Visible, Infrared
  • 11. Sun’s Electromagnetic Spectrum Solar radiation has peak intensities in the shorter wavelengths, dominant in the region we know as visible, thus shortwave radiation
  • 12. Blackbody Radiation Curves Any object above absolute zero radiates heat, as proportional to T4
  • 13. Longwave & Shortwave Radiation The hot sun radiates at shorter wavelengths that carry more energy, and the fraction absorbed by the cooler earth is then re-radiated at longer wavelengths.
  • 14. Incoming Solar Radiation (Insolation) At the top of the atmosphere
  • 15. Warming Earth's Atmosphere Solar radiation passes first through the upper atmosphere, but only after absorption by earth's surface does it generate sensible heat to warm the ground and generate longwave energy. This heat and energy at the surface then warms the atmosphere from below.
  • 16. Earth’s Radiation Budget (Global Annual Average) Earth reflects 30% directly back to space, absorbs about 20% in the atmosphere, and absorbs about 50% at the surface. Earth’s lower atmosphere is warmed by radiation, conduction, convection of sensible heat and latent heat. Kiehl and Trenberth (1997) BAMS (Fig. 7)
  • 17. Comparison of Different Estimates Kiehl and Trenberth (1997) BAMS (Fig. 7)
  • 18. Incoming Solar Radiation Solar radiation is scattered and reflected by the atmosphere, clouds, and earth's surface, creating an average albedo of 30%. Atmospheric gases and clouds absorb another 19 units, leaving 51 units of shortwave absorbed by the earth's surface.
  • 19. Earth-Atmosphere Energy Balance Earth's surface absorbs the 51 units of shortwave and 96 more of longwave energy units from atmospheric gases and clouds. These 147 units gained by earth are due to shortwave and longwave greenhouse gas absorption and emittance. Earth's surface loses these 147 units through conduction, evaporation, and radiation.
  • 20. Earth’s Average Radiating Temperature? T= 15°C (59°F) T= –18°C (0°F) Greenhouse Effect! Ground-based Measurements Space-based Measurements Caused by Greenhouse Gases!
  • 21.  Water vapor accounts for 60% of the atmospheric greenhouse effect, CO2 26%, and the remaining greenhouse gases 14%. Greenhouse Gases Water vapor (H2O) Carbon dioxide (CO2) Methane (CH4) Nitrous oxide (N2O) Ozone (O3) Chlorofluorocarbons (CFC’s)  What are they?  CO2 contributes most (55-60%) to the anthropogenic greenhouse effect, and methane is a distant second (16%).  CFCs cause the strongest greenhouse warming on a molecule-for-molecule basis.
  • 22. Lecture Outline 1. More on radiation, greenhouse effects, and greenhouse gases 2. Forms of heat transfer in the atmosphere and oceans a. Radiation b. Conduction c. Convection d. Turbulence 3. How radiation is distributed with latitude 4. Wind patterns and general circulation
  • 23. Radiation - Heat Transfer Radiation travels as waves of photons that release energy when absorbed. All objects above 0° K release radiation, and its heat energy value increases to the 4th power of its temperature (Stefan-Boltzmann Law). EBB = σT4 σ = 5.67×10-8 W m-2 K-4
  • 24. Energy Flux, Solar Constant, Emission Temperature Energy (work) = Force × Length 1 joule (J) = 1 newton (N) × 1 meter (m) Power = Energy / Time watt (W) = J / s Solar luminosity: L0=3.9×1026 J/s = 3.9×1026 W Energy conservation: L0 at the Sun’s photosphere = L0 at any distance d from the Sun (1st law of thermodynamics dQ=dU – dW) Flux density = flux / area = L0 / (4πd2) = solar constant Earth’s solar constant S0= 1367 ± 2 Wm-2 Emission temperature of the Sun = 5796 K Emission temperature of a planet: solar radiation absorbed = planetary radiation emitted Asrar et al. (2001) BAMS (Fig. 5)
  • 25. Energy Flux, Solar Constant, Emission Temperature (continued) Absorbed solar radiation = S0 (1 – α) π r2 Emitted terrestrial radiation = σ T4 4π r2 Both are equal: S0 (1 – α) /4 = σT4 Emission temperature: T = [(S0/4) (1 – α) /σ]1/4 Earth’s emission temperature = 255 K = –18°C
  • 26. Absorption & Emission Solar radiation is selectively absorbed by earth's surface cover. Darker objects absorb shortwave and emit longwave with high efficiency. In a forest, this longwave energy melts snow.
  • 27. Atmospheric Absorption Solar radiation passes rather freely through earth's atmosphere, but earth's re-emitted longwave energy either fits through a narrow window or is absorbed by greenhouse gases and re-radiated toward earth. Wavelength Absorption (100%) Nitrous Oxide Methane Ozone Water Vapor Carbon Dioxide Total Atmo IR UV
  • 28. Absorption, Scattering and Reflectance (Albedo) Temperature increases All directions Backwards
  • 29. Absorption, Scattering and Reflectance (Albedo)
  • 30. Scattered Light Solar radiation passing through earth's atmosphere is scattered by gases, aerosols, and dust. At the horizon sunlight passes through more scatterers, leaving longer wavelengths and redder colors revealed.
  • 31. Heat Transfer: Conduction Conduction of heat energy occurs as warmer molecules transmit vibration, and hence heat, to adjacent cooler molecules. Warm ground surfaces heat overlying air by conduction.
  • 32. Heat Transfer: Convection of Sensible Heat Convective turbulence
  • 33. Another Example of Convection Convection is heat energy moving as a fluid from hotter to cooler areas. Warm air at the ground surface rises as a thermal bubble expands, consumes energy, and hence cools.
  • 36. Latent Heat As water moves toward vapor it absorbs latent (e.g. not sensed) heat to keep the molecules in rapid motion.
  • 37. Heat Energy for Storms Latent heat released from the billions of vapor droplets during condensation and cloud formation fuels storm energy needs, warms the air, and encourages taller cloud growth.
  • 39. Basic Energy and Mass Transfers in the Atmosphere • Processes transfer heat/mass between the Earth’s surface and the atmosphere (pages 21, 93) – Radiation – Conduction – Convection – Turbulence • Three processes affect radiation in the Earth’s atmosphere (pages 45, 296–297) – Absorption – Scattering – Reflectance
  • 40. Basic Energy and Mass Transfers in the Atmosphere (Cont’d) • Processes transfer heat/mass between the Earth’s surface and the atmosphere (pages 21, 93) – Radiation: the transfer of heat energy without the involvement of a physical substance in the transmission. Radiation can transmit heat through a vacuum. – Convection: transmits heat by transporting groups of molecules from place to place within a substance. Convection occurs in fluids such as water and air, which move freely. – Turbulence: is the tendency for air to be turned over as it moves. – Conduction is the process by which heat energy is transmitted through contact with neighboring molecules.
  • 41. Unequal Radiation on a Sphere Insolation is stronger in the tropics (low latitudes) than in the polar regions (high latitudes). Solar flux per unit surface area Q = S0 (dm/d)2 cos θ dm = mean sun-earth distance d = actual sun-earth distance θ= the solar zenith angle, which depends on the latitude (φ), season (δ), and time of day (h). cos θ = sin φ sin δ + cos φ cos δ cos h (See Appendix A) At sunrise or sunset, cos h0 = – tan φ tan δ Averaged daily insolation at TOA Qday = (S0 / π ) (dm/d)2 [ h0 sin φ sin δ + cos φ cos δ sin h0 ]
  • 42. Why do we global wind patterns (general circulation)? Unequal heating of tropics and poles
  • 43. General Circulation of the Atmosphere