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UNIVERSITIES AS KNOWLEDGE
 GENERATORS IN THE FIGHT
     AGAINST POVERTY
                                 La Granja de San Ildefonso

                                    Jaime Cervera
                                        <jaime.cervera@upm.es>
Director: Development Cooperation, Universidad Politécnica Madrid
Director: Observatory of the Universitary Development Cooperation
   (CEURI ­ CRUE: Conference of Rectors of Spanish Universities)


       Jaime Cervera, 09/04/10
SUMMARY
◾   Consensus
             ◽    Science and technology roles in "North’s success"
             ◽    Official Development Assistance failures
◾   "The limitations of the special case"
             ◽    ... our limited knowledge about South’s processes.
◾   Universities as research agents on poverty 
    problems
             ◽    spanish universities and development cooperation
◾   Need of strategy and incentives
◾   Conclusions

     Jaime Cervera, 09/04/10
 SCIENCE IN DEVELOPMENT
◾   R&D in Science and technology (1%..4% of GDP)
◾   High success of R&D system in promoting North’s 
    development... (knowledge economy)
             ◽    element of a wide open system (economy, politics ...)
             ◽    driven by benefits, incentives, and public support




                                                             OECD Factbook
                                                             2009



     Jaime Cervera, 09/04/10
ODA "FAILURE" 
◾   2,3 trillion $ on last 50 years1
             ◽    Growing gaps...
◾   Growth success cases unrelated to ODA (asian 
    tigers,...)
             ◽    harmonious labour­management relations
             ◽    relative equity... and stability
             ◽    Public investment on health and education... 
◾   African stagnation in spite of Aid ...



     1
       William Easterly 2008:   2006 $
     Jaime Cervera, 09/04/10
ODA FAILURE (lessons learnt)
◾   Economic growth is needed but is not enough
◾   Infrastructures are needed but aren’t enough
◾   Institutional quality ... governance ... democracy 
    are needed
◾   ... as health and education...
            ◾   ... empowerment of poor women ...
◾   DEVELOPMENT, highly correlated with 
    deployment of institutional and human capabilities 
    and opportunities
◾   ... in the context of global economic conditions ...
◾   PRINCIPLES of 2005 PARIS DECLARATION 

     Jaime Cervera, 09/04/10
WEALTH  GAPS
◾   Technological / Digital gaps
◾   Distance to the technological frontier related with 
    current and future capacities and productivities
             ◽    human capital as key factor on the technology 
                    diffusion process... via adaptation and innovation 
             ◽    tertiary education as factor of economic divergence
             ◽    ... implies increasing or decreasing gaps
◾   Tertiary education and research capability are real 
    needs on south’s societies
             ◽    ... but attention to brain drain ...



     Jaime Cervera, 09/04/10
The limitations of the special case
 ◾   (Dudley Seers 1963)
     "... it is inherently implausible that a "general theory", or even propositions of any 
     generality, can be derived from the experience of a few countries with highly 
     unusual, not to say peculiar, characteristics. Teaching which concentrates on this 
     type of economy is somewhat distorted, and the distortion is dangerous if those 
     teaching fail to stress continually that they are dealing with what is a highly special 
     case"
     ¡¡¡ABOUT ECONOMICS, BUT CAN BE APPLIED TO ALL KNOWLEDGE AREAS!!!

 ◾   Particular solution  and general problem                                      10/90 GAP
                                                                                  Research resources
 ◾   key examples                                                                                90
       ◽    Urban concentrated <> rural  dispersed    populations
       ◽    Poverty concentrates on tropics
                                                                                   Target population
                Medicine, Agriculture, water management...
                ◾                                                                               10
       ◽    Duality of solutions in the world: rich­formal / poor­informal
                ◾   self-employment, informal construction, apprenticeship, ...
                                                                                     Global Forum for 
                                                                                     Health Research



           Jaime Cervera, 09/04/10
Health example




Global Forum for health research. Forum 11 report. 2007
Jaime Cervera, 09/04/10
Hunger example




Halving hunger: it can be done , Millenium Project, 2005
        
Jaime Cervera, 09/04/10
Health example


                     NO Benefit:
                     neglected research




   Benefit driven
   research




Health Research: An Essential Tool for Achieving Development 
Through Equity; David Harrison... IDRC 2001                   Global Forum for health research. Forum 10 report. 2006


                            Jaime Cervera, 09/04/10
Research orientations
                                 Active research fields




   Current knowledge frontier




                                                                 Knowledge areas


                                                           South’s needs
                                                     Neglected research fields



                 North’s needs




Jaime Cervera, 09/04/10
Research focuses
◾   Tropical problems on health, agriculture, water ...
             ◽    Crops, diseases, ... in a climate change context
◾   Informal (& disperse) economies and processes... 
             ◽    self and micro employment, local production, self­
                    building... apprenticeship...
             ◽    ...micro finance / micro assurance ...
◾   Improve COMPLEXITY and EMERGENT 
    PROPERTIES on poor’s processes and  societies
             ◽    Inclusive business, social entrepreneurship, ...
◾   cooperativeness versus competitiveness
◾   ... the long (and insolvent) tail, Base of Pyramid ...
                           ◾   how to make solvent the insolvent people (giving them
                               decision-making power)


     Jaime Cervera, 09/04/10
Evidence in poverty reduction:




  www.research4development.info/news.asp?ArticleID=50614
  30 March 2010
  Jaime Cervera, 09/04/10
DFID Research 2009 2010




                                              Health
                                              Education




   210 M£ R4D 3,7%
5.700 M£ DFID Total (0,9 from 0,43% GDP UK)
   ~ 1/150 of R&D investment in UK


      Jaime Cervera, 09/04/10
R4D EXAMPLES
www.manhica.org




www.ehas.org




www.ies.upm.es




www.unavarra.es/grupos/agriculturadesarrollo/




                     Jaime Cervera, 09/04/10
Universities as knowledge gen.
EXAMPLE: UPM 2009 figures 
                   (UPM’s budget was 422 M€)
 ◾ Research & Development

             ◽      15 Centers of R&D
             ◽    224 recognized research groups
             ◽      84 University&Enterprise chairs
             ◽    120 M€/year in R&D funding
◾   Development Coop. and  Research for Dev: R4D
             ◽        1 M€ total UPM’s contribution to spanish ODA
                           ◾   about 33% could be accounted as R4D contribution
             ◽      24 recognized development groups 
                           ◾   aimed to become research/action groups


     Jaime Cervera, 09/04/10
UPM’s development groups
◾   "Model" components:
             ◽    Work on their own scientific area ... aimed at 
                   poverty related south’s problems
             ◽    field project as essential component in the 
                     experimental application of research results
             ◽    Strong counterparts ­> need to strengthen 
                    counterparts
             ◽    academic rigour and precision
◾   ¡task for research groups!
             ◽    difficulties: for young researchers, to shift group’s 
                     traditional goals or research lines, ...
◾   development groups as initial wedges ...
◾   ... with an urgent need to scale up.

     Jaime Cervera, 09/04/10
Universities and Dev. Coop.
◾   CRUE ­> CEURI (CEURIC) ­> C CUD
            ◾   (coordinating ~ 40 spanish universities)
◾   Strategy:  
            ◾   ESCUDE 2000
                 ◽ more than 16 vice-chancellors with DC in its name

            ◾   Conduct Code on Development Cooperation 2006
                 ◽ 46 universities adhered

◾   Workgroups
            ◾   Instruments on Universitary Development Cooperation
            ◾   Quality and Evaluation tools
            ◾   Cooperation networks
◾   Common tools
            ◾   CUD Observatory (OCUD): www.ocud.org


     Jaime Cervera, 09/04/10
(OCUD) Activities and agents
  Education           Promotion, manage­
 Research             ment & coordination                             ENTITIES
    Inter­universitary Cooperation                participation
   (Institutional strengthening)                                    role in 
                                                                    action 
                                               ACTIONS                              role in
   Dissemination & awareness                                                        entity
   (Education for development)
  Projects and programs 
  (...calls, technical assistance...)                                           PERSONS
                                                                                  fic)
                                                                                  ra
                          TYPE                                                 eog
                                                                             (g
                                                                      at ion
Other TAXONOMIES: CRS, Director Plan                             rox
                                                                     im                       ns)
                                                               p         s)             ositio
                                                           Ap         ion            (p
                                                                  cat            ion
                                                            n  (lo        ifi cat
                                                        atio           od
                                                 al i z            L C
                                            Digit              GM




            Jaime Cervera, 09/04/10
Map extract




Jaime Cervera, 09/04/10
RESEARCH ON POVERTY
◾   Put poverty and informal and underdeveloped 
    societies under the science focus
◾   Drivers
             ◽    financing, incentives, recognition, ...
                           ◾   ... objective indicators on R4D impacts, not relied only on JCR
◾   Strategic objectives
             ◽    Establishment of research priorities (sect. & geog.)
             ◽    Set­up of networks and alliances
             ◽    Long­term and stable institutional support
◾   universitary normality with positive discrimination


     Jaime Cervera, 09/04/10
NEED OF INCENTIVES
◾   To undertake research priorities of partner 
    countries 
             ◽    and engage excellent and recognized groups...
◾   For the creation and stabilization of reliable 
    research institutions in partner countries
◾   For the stabilization and strengthening of poverty 
    oriented research institutions in north’s countries
             ◽    health / basic and social sciences / technology ...
◾   To stabilize strong specialized knowledge 
    networks between


     Jaime Cervera, 09/04/10
Need of strategies
◾   To agree R4D (or R&D) objectives with partner 
    countries.
         ◾   in the framework of the 2005 Paris Declaration and the European
             consensus on Development Cooperation...
         ◾   aiming to long-term collaboration and making attention to
             excellence differences between research partners.
◾   To conceive and build pilot large­scale experiences 
    and institutions
◾   To renew or invent financial/institutional instruments
◾   To develop objective impact measure tools and 
    indicators
         ◾   in agreement with Paris Declaration Principles
         ◾   in accordance with current praised indicators in R&D

       Jaime Cervera, 09/04/10
SP. DC Director Plan 09­12




Jaime Cervera, 09/04/10
SP. DC Director Plan 09­12
                                   Revised schedule, PACI 2010
                                                     2009                       2010                     2011                   2012
AE              ÁMBITO ESTRATÉGICO
                                                T1   T2   T3     T4    T1     T2     T3    T4      T1    T2      T3   T4   T1   T2   T3   T4


                                                               Impulso PLAN
1    EFICACIA DE LA AYUDA                                       DE ACCIÓN              Implementación
                                                               Impulso PLAN
2    MULTILATERALISMO ACTIVO Y EFICAZ                           DE ACCIÓN             Implementación

                                                                                   Impulso PLAN
3    COHERENCIA DE POLÍTICAS                                                        DE ACCIÓN
                                                               Bases                                             Implementación
                                                                                           Impulso PLAN DE
4    EDUCACIÓN PARA EL DESARROLLO                                                              ACCIÓN            Implementación
                                                                        Bases

     INVESTIGACIÓN, INNOVACIÓN Y ESTUDIOS                                                  Impulso PLAN DE
5
     SOBRE EL DESARROLLO                                                        Bases          ACCIÓN                 Implementación
                                                                                                  Impulso PLAN
6    CAPACIDADES INSTITUCIONALES Y HUMANAS                Implementación                           DE ACCIÓN
                                                                Bases                                                 Implementación
     CONSENSO, COORDINACIÓN Y
7                                                                                     Implementación
     COMPLEMENTARIEDAD




                  Jaime Cervera, 09/04/10
Active research fields




   Current knowledge frontier




                                                                  Knowledge areas


                                                            South’s needs
                                                     Neglected research fields

                                                          with specific incentives
                 North’s needs                     South researchers activity
                                                       without incentives




Jaime Cervera, 09/04/10
CONCLUSION
◾   Specific researches on poverty related problems 
    are needed.
◾   R&D support system has a great experience on 
    promoting research lines and institutions. 
             ◽    Many of its methods can be successfully employed
◾   R4D can open new trends and opportunities.
             ◽    Both in north and south’s countries
◾   Important resources and capabilities in universi­
    ties and research centers... but not yet fully used
◾   We need urgently to boost incentives and launch 
    strategies to efficiently deploy those skills.

     Jaime Cervera, 09/04/10

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EFICACIA DE LA AYUDA Y ORGANIZACIONES DE LA SOCIEDAD CIVIL: UNA MIRADA AL CAS...
EFICACIA DE LA AYUDA Y ORGANIZACIONES DE LA SOCIEDAD CIVIL: UNA MIRADA AL CAS...EFICACIA DE LA AYUDA Y ORGANIZACIONES DE LA SOCIEDAD CIVIL: UNA MIRADA AL CAS...
EFICACIA DE LA AYUDA Y ORGANIZACIONES DE LA SOCIEDAD CIVIL: UNA MIRADA AL CAS...
 

Science against Poverty

  • 1. UNIVERSITIES AS KNOWLEDGE GENERATORS IN THE FIGHT AGAINST POVERTY La Granja de San Ildefonso Jaime Cervera <jaime.cervera@upm.es> Director: Development Cooperation, Universidad Politécnica Madrid Director: Observatory of the Universitary Development Cooperation (CEURI ­ CRUE: Conference of Rectors of Spanish Universities) Jaime Cervera, 09/04/10
  • 2. SUMMARY ◾ Consensus ◽ Science and technology roles in "North’s success" ◽ Official Development Assistance failures ◾ "The limitations of the special case" ◽ ... our limited knowledge about South’s processes. ◾ Universities as research agents on poverty  problems ◽ spanish universities and development cooperation ◾ Need of strategy and incentives ◾ Conclusions Jaime Cervera, 09/04/10
  • 3.  SCIENCE IN DEVELOPMENT ◾ R&D in Science and technology (1%..4% of GDP) ◾ High success of R&D system in promoting North’s  development... (knowledge economy) ◽ element of a wide open system (economy, politics ...) ◽ driven by benefits, incentives, and public support OECD Factbook 2009 Jaime Cervera, 09/04/10
  • 4. ODA "FAILURE"  ◾ 2,3 trillion $ on last 50 years1 ◽ Growing gaps... ◾ Growth success cases unrelated to ODA (asian  tigers,...) ◽ harmonious labour­management relations ◽ relative equity... and stability ◽ Public investment on health and education...  ◾ African stagnation in spite of Aid ... 1  William Easterly 2008:   2006 $ Jaime Cervera, 09/04/10
  • 5. ODA FAILURE (lessons learnt) ◾ Economic growth is needed but is not enough ◾ Infrastructures are needed but aren’t enough ◾ Institutional quality ... governance ... democracy  are needed ◾ ... as health and education... ◾ ... empowerment of poor women ... ◾ DEVELOPMENT, highly correlated with  deployment of institutional and human capabilities  and opportunities ◾ ... in the context of global economic conditions ... ◾ PRINCIPLES of 2005 PARIS DECLARATION  Jaime Cervera, 09/04/10
  • 6. WEALTH  GAPS ◾ Technological / Digital gaps ◾ Distance to the technological frontier related with  current and future capacities and productivities ◽ human capital as key factor on the technology  diffusion process... via adaptation and innovation  ◽ tertiary education as factor of economic divergence ◽ ... implies increasing or decreasing gaps ◾ Tertiary education and research capability are real  needs on south’s societies ◽ ... but attention to brain drain ... Jaime Cervera, 09/04/10
  • 7. The limitations of the special case ◾ (Dudley Seers 1963) "... it is inherently implausible that a "general theory", or even propositions of any  generality, can be derived from the experience of a few countries with highly  unusual, not to say peculiar, characteristics. Teaching which concentrates on this  type of economy is somewhat distorted, and the distortion is dangerous if those  teaching fail to stress continually that they are dealing with what is a highly special  case" ¡¡¡ABOUT ECONOMICS, BUT CAN BE APPLIED TO ALL KNOWLEDGE AREAS!!! ◾ Particular solution  and general problem 10/90 GAP Research resources ◾ key examples 90 ◽ Urban concentrated <> rural  dispersed    populations ◽ Poverty concentrates on tropics Target population Medicine, Agriculture, water management... ◾ 10 ◽ Duality of solutions in the world: rich­formal / poor­informal ◾ self-employment, informal construction, apprenticeship, ... Global Forum for  Health Research Jaime Cervera, 09/04/10
  • 10. Health example NO Benefit: neglected research Benefit driven research Health Research: An Essential Tool for Achieving Development  Through Equity; David Harrison... IDRC 2001 Global Forum for health research. Forum 10 report. 2006 Jaime Cervera, 09/04/10
  • 11. Research orientations Active research fields Current knowledge frontier Knowledge areas South’s needs Neglected research fields North’s needs Jaime Cervera, 09/04/10
  • 12. Research focuses ◾ Tropical problems on health, agriculture, water ... ◽ Crops, diseases, ... in a climate change context ◾ Informal (& disperse) economies and processes...  ◽ self and micro employment, local production, self­ building... apprenticeship... ◽ ...micro finance / micro assurance ... ◾ Improve COMPLEXITY and EMERGENT  PROPERTIES on poor’s processes and  societies ◽ Inclusive business, social entrepreneurship, ... ◾ cooperativeness versus competitiveness ◾ ... the long (and insolvent) tail, Base of Pyramid ... ◾ how to make solvent the insolvent people (giving them decision-making power) Jaime Cervera, 09/04/10
  • 14. DFID Research 2009 2010 Health Education    210 M£ R4D 3,7% 5.700 M£ DFID Total (0,9 from 0,43% GDP UK)    ~ 1/150 of R&D investment in UK Jaime Cervera, 09/04/10
  • 16. Universities as knowledge gen. EXAMPLE: UPM 2009 figures                     (UPM’s budget was 422 M€) ◾ Research & Development ◽   15 Centers of R&D ◽ 224 recognized research groups ◽   84 University&Enterprise chairs ◽ 120 M€/year in R&D funding ◾ Development Coop. and  Research for Dev: R4D ◽     1 M€ total UPM’s contribution to spanish ODA ◾ about 33% could be accounted as R4D contribution ◽   24 recognized development groups  ◾ aimed to become research/action groups Jaime Cervera, 09/04/10
  • 17. UPM’s development groups ◾ "Model" components: ◽ Work on their own scientific area ... aimed at  poverty related south’s problems ◽ field project as essential component in the  experimental application of research results ◽ Strong counterparts ­> need to strengthen  counterparts ◽ academic rigour and precision ◾ ¡task for research groups! ◽ difficulties: for young researchers, to shift group’s  traditional goals or research lines, ... ◾ development groups as initial wedges ... ◾ ... with an urgent need to scale up. Jaime Cervera, 09/04/10
  • 18. Universities and Dev. Coop. ◾ CRUE ­> CEURI (CEURIC) ­> C CUD ◾ (coordinating ~ 40 spanish universities) ◾ Strategy:   ◾ ESCUDE 2000 ◽ more than 16 vice-chancellors with DC in its name ◾ Conduct Code on Development Cooperation 2006 ◽ 46 universities adhered ◾ Workgroups ◾ Instruments on Universitary Development Cooperation ◾ Quality and Evaluation tools ◾ Cooperation networks ◾ Common tools ◾ CUD Observatory (OCUD): www.ocud.org Jaime Cervera, 09/04/10
  • 19. (OCUD) Activities and agents Education Promotion, manage­ Research ment & coordination ENTITIES  Inter­universitary Cooperation participation (Institutional strengthening) role in  action  ACTIONS role in Dissemination & awareness entity (Education for development) Projects and programs  (...calls, technical assistance...) PERSONS fic) ra TYPE eog  (g at ion Other TAXONOMIES: CRS, Director Plan  rox im ns) p s) ositio Ap ion  (p cat ion n  (lo ifi cat atio od al i z L C Digit   GM Jaime Cervera, 09/04/10
  • 21. RESEARCH ON POVERTY ◾ Put poverty and informal and underdeveloped  societies under the science focus ◾ Drivers ◽ financing, incentives, recognition, ... ◾ ... objective indicators on R4D impacts, not relied only on JCR ◾ Strategic objectives ◽ Establishment of research priorities (sect. & geog.) ◽ Set­up of networks and alliances ◽ Long­term and stable institutional support ◾ universitary normality with positive discrimination Jaime Cervera, 09/04/10
  • 22. NEED OF INCENTIVES ◾ To undertake research priorities of partner  countries  ◽ and engage excellent and recognized groups... ◾ For the creation and stabilization of reliable  research institutions in partner countries ◾ For the stabilization and strengthening of poverty  oriented research institutions in north’s countries ◽ health / basic and social sciences / technology ... ◾ To stabilize strong specialized knowledge  networks between Jaime Cervera, 09/04/10
  • 23. Need of strategies ◾ To agree R4D (or R&D) objectives with partner  countries. ◾ in the framework of the 2005 Paris Declaration and the European consensus on Development Cooperation... ◾ aiming to long-term collaboration and making attention to excellence differences between research partners. ◾ To conceive and build pilot large­scale experiences  and institutions ◾ To renew or invent financial/institutional instruments ◾ To develop objective impact measure tools and  indicators ◾ in agreement with Paris Declaration Principles ◾ in accordance with current praised indicators in R&D Jaime Cervera, 09/04/10
  • 25. SP. DC Director Plan 09­12 Revised schedule, PACI 2010 2009 2010 2011 2012 AE ÁMBITO ESTRATÉGICO T1 T2 T3 T4 T1 T2 T3 T4 T1 T2 T3 T4 T1 T2 T3 T4 Impulso PLAN 1 EFICACIA DE LA AYUDA DE ACCIÓN Implementación Impulso PLAN 2 MULTILATERALISMO ACTIVO Y EFICAZ DE ACCIÓN Implementación Impulso PLAN 3 COHERENCIA DE POLÍTICAS DE ACCIÓN Bases Implementación Impulso PLAN DE 4 EDUCACIÓN PARA EL DESARROLLO ACCIÓN Implementación Bases INVESTIGACIÓN, INNOVACIÓN Y ESTUDIOS Impulso PLAN DE 5 SOBRE EL DESARROLLO Bases ACCIÓN Implementación Impulso PLAN 6 CAPACIDADES INSTITUCIONALES Y HUMANAS Implementación DE ACCIÓN Bases Implementación CONSENSO, COORDINACIÓN Y 7 Implementación COMPLEMENTARIEDAD Jaime Cervera, 09/04/10
  • 26. Active research fields Current knowledge frontier Knowledge areas South’s needs Neglected research fields with specific incentives North’s needs South researchers activity without incentives Jaime Cervera, 09/04/10
  • 27. CONCLUSION ◾ Specific researches on poverty related problems  are needed. ◾ R&D support system has a great experience on  promoting research lines and institutions.  ◽ Many of its methods can be successfully employed ◾ R4D can open new trends and opportunities. ◽ Both in north and south’s countries ◾ Important resources and capabilities in universi­ ties and research centers... but not yet fully used ◾ We need urgently to boost incentives and launch  strategies to efficiently deploy those skills. Jaime Cervera, 09/04/10