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FECYT	
  -­‐	
  Identi.iers	
  

               17/10/2012	
  




   1	
  	
  
Index	
  

•  FECYT	
  	
  
           –  Brief	
  presentation	
  
•  CVN	
  
           –  Brief	
  presentation	
  
                  •  Previous	
  common	
  scenario	
  
                  •  Birth	
  
                  •  Present	
  situation	
  
           –  Problems	
  (2)	
  and	
  needs	
  
•  Recolecta	
  
           –  Brief	
  presentation	
  
           –  Problem	
  
•  Needs	
  
           –    All	
  together	
  
           –    Other	
  uses	
  
           –    Work	
  done	
  so	
  far	
  
           –    ORCID	
  
           –    And	
  now?	
  




    2	
  	
  
FECYT	
  



3	
  	
  
FECYT	
  –	
  Brief	
  Presentation	
  (I)	
  

•  Spanish	
  Fundation	
  for	
  Science	
  and	
  Technology	
  

•  Public	
  Fundation	
  created	
  in	
  2001	
  

•  Key	
  leader	
  in	
  disseminating,	
  communicating	
  and	
  measuring	
  science	
  and	
  
   innovation	
  in	
  order	
  to	
  contribute	
  to	
  the	
  development	
  of	
  a	
  knowledge-­‐
   based	
  economy	
  

•  FECYT	
  initiatives:	
  
           –    A	
  Culture	
  of	
  Science	
  and	
  Innovation	
  for	
  All	
  
           –    A	
  Culture	
  of	
  Science	
  and	
  Innovation	
  for	
  Children	
  and	
  Young	
  People	
  
           –    A	
  Culture	
  of	
  Science	
  and	
  Innovation	
  for	
  the	
  Media	
  (SINC)	
  
           –    R&D&i	
  Information	
  for	
  All	
  (ICONO)	
  
           –    Resources	
  and	
  Services	
  for	
  Researchers*	
  



    4	
  	
  
FECYT	
  –	
  Brief	
  Presentation	
  (II)	
  

Resources	
  and	
  Services	
  for	
  Researches	
  
	
  
•  WOK,	
  Scopus…	
  

•  Let’s	
  focus:	
  
           –  CVN	
  (Normalized	
  Curriculum	
  Vitae)	
  
                •  Format	
  to	
  exchange	
  research	
  information	
  among	
  systems	
  
                •  Implemented	
  in	
  38	
  spanish	
  universities	
  
                	
  
           –  Recolecta	
  
                •  Open	
  science	
  harvester	
  
                •  Platform	
  supports	
  and	
  encourages	
  open	
  access	
  in	
  all	
  spanish	
  R+D	
  institutions	
  




    5	
  	
  
CVN	
  



6	
  	
  
CVN	
  –	
  Brief	
  Presentation	
  -­‐	
  Previous	
  Common	
  Scenario	
  (I)	
  
  Researchers                       Funding institution
                                  (Ministry of Economy)                    Research Information
               Curriculum Vitae




 •  Funding	
  institutions	
  store	
  a	
  huge	
  amount	
  of	
  information	
  
 •  But…	
   difficult	
  to	
  process	
  




   7	
  	
  
CVN	
  –	
  Brief	
  Presentation	
  -­‐	
  Previous	
  Common	
  Scenario	
  (II)	
  




•  Let’s	
  use	
  information	
  technologies	
  
•  Applicants	
  must	
  enter	
  their	
  data	
  through	
  web	
  forms	
  



    8	
  	
  
CVN	
  –	
  Brief	
  Presentation	
  -­‐	
  Previous	
  Common	
  Scenario	
  (III)	
  


                                                             Universities
                                                             Quality Agencies
                                                             Funding Institutions




•  Researchers	
  spend	
  around	
  2	
  weeks	
  introducing	
  their	
  data	
  every	
  time	
  
   they	
  apply	
  for	
  funds,	
  quality	
  evaluations	
  …	
  


    9	
  	
  
CVN	
  –	
  Brief	
  Presentation	
  -­‐	
  Birth	
  
                University                                    Funding Institution




                                                        Quality Agency
                University II




  •  CVN:	
  Standardize	
  CV	
  to	
  exchange	
  research	
  information	
  among	
  research	
  
     information	
  systems	
  

   10	
  	
  
CVN	
  –	
  Brief	
  Presentation	
  -­‐	
  Present	
  situation	
  
                 University                                 Funding Institution




•  PDF	
  with	
  embedded	
  XML	
  
•  Manual	
  exchange	
  


    11	
  	
  
CVN	
  –	
  Problems	
  (I)	
  –	
  Not	
  updated	
  information	
  


NOT	
  updated	
  information	
  	
  
                Typical scenario (National Plan): One application every three years


                University                       Ministry of Economy

                                       2006
                                       2009
                                       2012
                                        …
                The researcher has to send his data manually



   12	
  	
  
CVN	
  –	
  Problems	
  (I)	
  –	
  Not	
  updated	
  information	
  -­‐	
  Solution	
  


Solution:	
  Research	
  Network	
  
 Instead of manually sending the informartion:
 the institution ask for that data

                University                         Ministry of Economy




 (updated information)




   13	
  	
  
CVN	
  –	
  Problems	
  (I)	
  –	
  Not	
  updated	
  information	
  –	
  Need	
  
                  University                                               Funding Institution




Local research ID: 157 (158)                          =      Local research ID C-54 (158)


Local publication ID: 1317 (P85)                      =          Local publication ID: P-17 (P85)


Local publication ID: 879 (P87)


                                                                 Local publication ID: P-1389 (P195)



•  All	
  CV	
  Items	
  must	
  have	
  a	
  unique	
  ID	
  


     14	
  	
  
CVN	
  –	
  Problems	
  (II)	
  -­‐	
  Aggregation	
  


Data	
  duplication	
  when	
  aggregating	
  
data	
  
•  Duplication	
  problem	
  when	
  all	
  the	
  CVN	
  are	
  put	
  together	
  
           –  Two	
  researchers	
  have	
  the	
  same	
  publication	
  in	
  their	
  CV	
  	
  
           –  Two	
  researches	
  have	
  the	
  same	
  project	
  in	
  their	
  CV	
  
           –  …	
  


                                                             =

                                             +                                       =




    15	
  	
  
CVN	
  –	
  Problems	
  (II)	
  –	
  Aggregation	
  -­‐	
  Solution	
  


Solution:	
  All	
  CV	
  Items	
  must	
  have	
  a	
  
unique	
  ID	
  
•  Duplication	
  problem	
  when	
  all	
  the	
  CVN	
  are	
  put	
  together	
  
          –  Two	
  researchers	
  have	
  the	
  same	
  publication	
  in	
  their	
  CV	
  	
  
          –  Two	
  researches	
  have	
  the	
  same	
  project	
  in	
  their	
  CV	
  
          –  …	
  


                                                (451) =                                  (451)       (451)

                                            +                                       =                (451)

                                                (63)                                                 (63)

   16	
  	
  
Recolecta	
  



17	
  	
  
Recolecta	
  –	
  Brief	
  Presentation	
  


FECYT	
  service	
  whose	
  objectives	
  are	
  the	
  following:	
  
	
  
•  Creation	
  and	
  development	
  of	
  a	
  NETWORK	
  of	
  Digital	
  Open	
  Repositories	
  

•  Preservation	
  of	
  the	
  results	
  of	
  spanish	
  scientific	
  research	
  

•  Development	
  of	
  services	
  over	
  the	
  data	
  of	
  these	
  repositories	
  

•  Facilitation	
  of	
  the	
  implementation	
  of	
  the	
  spanish	
  open	
  access	
  mandate	
  
   (37th	
  article	
  of	
  the	
  new	
  Science	
  Law)	
  




    18	
  	
  
Recolecta	
  –	
  Problem	
  -­‐	
  Ambiguity	
  


Ambiguity	
  in	
  author’s	
  signatures	
  
•  One	
  author	
  can	
  use	
  different	
  signatures	
  
•  Two	
  different	
  authors	
  can	
  use	
  the	
  same	
  signature	
  



                                  garcia-ochoa, m
                                                                                        garcia-ochoa, m




   Miguel García Ochoa                                    Manuel García Ochoa
                                    garcia, m


•  Difficult	
  to	
  find	
  the	
  publications	
  of	
  one	
  author:	
  	
  
    •  I	
  need	
  to	
  know	
  all	
  his	
  signatures	
  
    •  I	
  need	
  to	
  know	
  which	
  publications	
  belongs	
  to	
  another	
  author	
  
       with	
  the	
  same	
  signature	
  

   19	
  	
  
Recolect	
  –	
  Problem	
  –	
  Ambiguity	
  -­‐	
  Solution	
  


Solution:	
  Use	
  of	
  ID	
  to	
  identify	
  an	
  
author	
  instead	
  of	
  the	
  signature	
  
                 (185)                                                   (8479)
                                      garcia-ochoa, m   (185)                                      garcia-ochoa, m   (8479)



    Miguel García Ochoa                                          Manuel García Ochoa
                                        garcia, m   (185)

•  Difficult	
  to	
  find	
  the	
  publications	
  of	
  one	
  author:	
  	
  
    •  I	
  need	
  to	
  know	
  all	
  his	
  signatures	
          I	
  need	
  to	
  know	
  the	
  author	
  ID	
  
    •  I	
  need	
  to	
  know	
  which	
  publications	
  belongs	
  to	
  another	
  author	
  with	
  
       the	
  same	
  signature	
                   There	
  are	
  not	
  two	
  authors	
  with	
  the	
  same	
  ID	
  

    20	
  	
  
Needs	
  



21	
  	
  
Needs-­‐	
  All	
  together	
  


•  CVN	
  
         –  Problem:	
  NOT	
  updated	
  information	
  
                •  Solution:	
  Research	
  Network	
  -­‐>	
  All	
  CV	
  Items	
  must	
  have	
  a	
  unique	
  ID	
  
         –  Problem:	
  Data	
  duplication	
  when	
  aggregating	
  data	
  
                •  Solution:	
  All	
  CV	
  Items	
  must	
  have	
  a	
  unique	
  ID	
  


•  Recolecta	
  
         –  Problem:	
  Ambiguity	
  in	
  author’s	
  signatures	
  
                •  Solution:	
  Use	
  of	
  ID	
  to	
  identify	
  an	
  author	
  instead	
  of	
  the	
  signature	
  




   22	
  	
  
Needs	
  -­‐	
  Other	
  uses	
  


•  Control	
  
          –  Measurement	
  
          –  Match	
  funds	
  with	
  publications	
  
          –  Assess	
  projects,	
  research	
  policy	
  as	
  a	
  whole	
  (very	
  important,	
  at	
  least	
  national	
  
             level)	
  


•  Trust	
  
          –  One	
  institution	
  can	
  certificate	
  that	
  one	
  person	
  is	
  the	
  author	
  of	
  one	
  
             publication	
  
          –  Ministry	
  of	
  Education	
  certificate	
  that	
  one	
  person	
  has	
  one	
  doctorate	
  
•  …             	
  	
  




    23	
  	
  
Needs	
  -­‐	
  What	
  has	
  FECYT	
  done	
  so	
  far?	
  

•  CVN	
  persistent	
  Identifier	
  –	
  2008	
  
          –  Dealed	
  with	
  the	
  implementation	
  of	
  persistent	
  identifiers	
  for	
  every	
  single	
  CV	
  
             item	
  
          –  Stopped	
  because	
  of	
  the	
  state	
  of	
  CVN	
  implementation.	
  Only	
  implemented	
  in	
  1	
  
             university	
  in	
  2008	
  
•  Others	
  Identifiers:	
  
          –  Entities	
  
          –  Titles	
  
          –  Other	
  tables	
  in	
  CVN	
  
•  Task	
  Group	
  IPA	
  -­‐	
  2010	
  
          –  Different	
  approach	
  
          –  Focus	
  on	
  authors,	
  institutions,	
  object	
  (publicaction)	
  and	
  repositories	
  
          –  Stopped	
  because	
  other	
  international	
  projects	
  such	
  as	
  ORCID	
  took	
  care	
  of	
  this	
  
             issue	
  




    24	
  	
  
Needs	
  -­‐	
  ORCID	
  




“ORCID	
  aims	
  to	
  solve	
  the	
  name	
  ambiguity	
  problem	
  in	
  scholarly	
  
communications	
  by	
  creating	
  a	
  registry	
  of	
  persistent	
  unique	
  identifiers	
  for	
  
individual	
  researchers	
  and	
  an	
  open	
  and	
  transparent	
  linking	
  mechanism	
  
between	
  ORCID,	
  other	
  ID	
  schemes,	
  and	
  research	
  objects	
  such	
  as	
  
publications,	
  grants,	
  and	
  patents.”	
  




   25	
  	
  
Needs	
  –	
  And	
  now?	
  

•  Solve	
  these	
  problems	
  taking	
  adavantage	
  of	
  other	
  european	
  initiatives	
  
	
  
•  There	
  is	
  a	
  national	
  initiative	
  to	
  coordinate	
  the	
  creation	
  of	
  a	
  unique	
  
     information	
  system	
  of	
  science,	
  research	
  and	
  innovation	
  acording	
  with	
  
     the	
  science	
  law	
  
	
  
•  Work	
  with	
  the	
  international	
  institutions	
  to	
  meet	
  these	
  FECYT’s	
  specific	
  
     issues	
  




   26	
  	
  
 
	
  
                          Thank	
  you!	
  
                                	
  
                         www.fecyt.es	
  
                    david.arellano@fecyt.es	
  




       27	
  	
  

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7c. merino technical sessionnationalidentifier_fecyt_v1.1

  • 1. FECYT  -­‐  Identi.iers   17/10/2012   1    
  • 2. Index   •  FECYT     –  Brief  presentation   •  CVN   –  Brief  presentation   •  Previous  common  scenario   •  Birth   •  Present  situation   –  Problems  (2)  and  needs   •  Recolecta   –  Brief  presentation   –  Problem   •  Needs   –  All  together   –  Other  uses   –  Work  done  so  far   –  ORCID   –  And  now?   2    
  • 4. FECYT  –  Brief  Presentation  (I)   •  Spanish  Fundation  for  Science  and  Technology   •  Public  Fundation  created  in  2001   •  Key  leader  in  disseminating,  communicating  and  measuring  science  and   innovation  in  order  to  contribute  to  the  development  of  a  knowledge-­‐ based  economy   •  FECYT  initiatives:   –  A  Culture  of  Science  and  Innovation  for  All   –  A  Culture  of  Science  and  Innovation  for  Children  and  Young  People   –  A  Culture  of  Science  and  Innovation  for  the  Media  (SINC)   –  R&D&i  Information  for  All  (ICONO)   –  Resources  and  Services  for  Researchers*   4    
  • 5. FECYT  –  Brief  Presentation  (II)   Resources  and  Services  for  Researches     •  WOK,  Scopus…   •  Let’s  focus:   –  CVN  (Normalized  Curriculum  Vitae)   •  Format  to  exchange  research  information  among  systems   •  Implemented  in  38  spanish  universities     –  Recolecta   •  Open  science  harvester   •  Platform  supports  and  encourages  open  access  in  all  spanish  R+D  institutions   5    
  • 7. CVN  –  Brief  Presentation  -­‐  Previous  Common  Scenario  (I)   Researchers Funding institution (Ministry of Economy) Research Information Curriculum Vitae •  Funding  institutions  store  a  huge  amount  of  information   •  But…   difficult  to  process   7    
  • 8. CVN  –  Brief  Presentation  -­‐  Previous  Common  Scenario  (II)   •  Let’s  use  information  technologies   •  Applicants  must  enter  their  data  through  web  forms   8    
  • 9. CVN  –  Brief  Presentation  -­‐  Previous  Common  Scenario  (III)   Universities Quality Agencies Funding Institutions •  Researchers  spend  around  2  weeks  introducing  their  data  every  time   they  apply  for  funds,  quality  evaluations  …   9    
  • 10. CVN  –  Brief  Presentation  -­‐  Birth   University Funding Institution Quality Agency University II •  CVN:  Standardize  CV  to  exchange  research  information  among  research   information  systems   10    
  • 11. CVN  –  Brief  Presentation  -­‐  Present  situation   University Funding Institution •  PDF  with  embedded  XML   •  Manual  exchange   11    
  • 12. CVN  –  Problems  (I)  –  Not  updated  information   NOT  updated  information     Typical scenario (National Plan): One application every three years University Ministry of Economy 2006 2009 2012 … The researcher has to send his data manually 12    
  • 13. CVN  –  Problems  (I)  –  Not  updated  information  -­‐  Solution   Solution:  Research  Network   Instead of manually sending the informartion: the institution ask for that data University Ministry of Economy (updated information) 13    
  • 14. CVN  –  Problems  (I)  –  Not  updated  information  –  Need   University Funding Institution Local research ID: 157 (158) = Local research ID C-54 (158) Local publication ID: 1317 (P85) = Local publication ID: P-17 (P85) Local publication ID: 879 (P87) Local publication ID: P-1389 (P195) •  All  CV  Items  must  have  a  unique  ID   14    
  • 15. CVN  –  Problems  (II)  -­‐  Aggregation   Data  duplication  when  aggregating   data   •  Duplication  problem  when  all  the  CVN  are  put  together   –  Two  researchers  have  the  same  publication  in  their  CV     –  Two  researches  have  the  same  project  in  their  CV   –  …   = + = 15    
  • 16. CVN  –  Problems  (II)  –  Aggregation  -­‐  Solution   Solution:  All  CV  Items  must  have  a   unique  ID   •  Duplication  problem  when  all  the  CVN  are  put  together   –  Two  researchers  have  the  same  publication  in  their  CV     –  Two  researches  have  the  same  project  in  their  CV   –  …   (451) = (451) (451) + = (451) (63) (63) 16    
  • 18. Recolecta  –  Brief  Presentation   FECYT  service  whose  objectives  are  the  following:     •  Creation  and  development  of  a  NETWORK  of  Digital  Open  Repositories   •  Preservation  of  the  results  of  spanish  scientific  research   •  Development  of  services  over  the  data  of  these  repositories   •  Facilitation  of  the  implementation  of  the  spanish  open  access  mandate   (37th  article  of  the  new  Science  Law)   18    
  • 19. Recolecta  –  Problem  -­‐  Ambiguity   Ambiguity  in  author’s  signatures   •  One  author  can  use  different  signatures   •  Two  different  authors  can  use  the  same  signature   garcia-ochoa, m garcia-ochoa, m Miguel García Ochoa Manuel García Ochoa garcia, m •  Difficult  to  find  the  publications  of  one  author:     •  I  need  to  know  all  his  signatures   •  I  need  to  know  which  publications  belongs  to  another  author   with  the  same  signature   19    
  • 20. Recolect  –  Problem  –  Ambiguity  -­‐  Solution   Solution:  Use  of  ID  to  identify  an   author  instead  of  the  signature   (185) (8479) garcia-ochoa, m (185) garcia-ochoa, m (8479) Miguel García Ochoa Manuel García Ochoa garcia, m (185) •  Difficult  to  find  the  publications  of  one  author:     •  I  need  to  know  all  his  signatures   I  need  to  know  the  author  ID   •  I  need  to  know  which  publications  belongs  to  another  author  with   the  same  signature   There  are  not  two  authors  with  the  same  ID   20    
  • 22. Needs-­‐  All  together   •  CVN   –  Problem:  NOT  updated  information   •  Solution:  Research  Network  -­‐>  All  CV  Items  must  have  a  unique  ID   –  Problem:  Data  duplication  when  aggregating  data   •  Solution:  All  CV  Items  must  have  a  unique  ID   •  Recolecta   –  Problem:  Ambiguity  in  author’s  signatures   •  Solution:  Use  of  ID  to  identify  an  author  instead  of  the  signature   22    
  • 23. Needs  -­‐  Other  uses   •  Control   –  Measurement   –  Match  funds  with  publications   –  Assess  projects,  research  policy  as  a  whole  (very  important,  at  least  national   level)   •  Trust   –  One  institution  can  certificate  that  one  person  is  the  author  of  one   publication   –  Ministry  of  Education  certificate  that  one  person  has  one  doctorate   •  …     23    
  • 24. Needs  -­‐  What  has  FECYT  done  so  far?   •  CVN  persistent  Identifier  –  2008   –  Dealed  with  the  implementation  of  persistent  identifiers  for  every  single  CV   item   –  Stopped  because  of  the  state  of  CVN  implementation.  Only  implemented  in  1   university  in  2008   •  Others  Identifiers:   –  Entities   –  Titles   –  Other  tables  in  CVN   •  Task  Group  IPA  -­‐  2010   –  Different  approach   –  Focus  on  authors,  institutions,  object  (publicaction)  and  repositories   –  Stopped  because  other  international  projects  such  as  ORCID  took  care  of  this   issue   24    
  • 25. Needs  -­‐  ORCID   “ORCID  aims  to  solve  the  name  ambiguity  problem  in  scholarly   communications  by  creating  a  registry  of  persistent  unique  identifiers  for   individual  researchers  and  an  open  and  transparent  linking  mechanism   between  ORCID,  other  ID  schemes,  and  research  objects  such  as   publications,  grants,  and  patents.”   25    
  • 26. Needs  –  And  now?   •  Solve  these  problems  taking  adavantage  of  other  european  initiatives     •  There  is  a  national  initiative  to  coordinate  the  creation  of  a  unique   information  system  of  science,  research  and  innovation  acording  with   the  science  law     •  Work  with  the  international  institutions  to  meet  these  FECYT’s  specific   issues   26    
  • 27.     Thank  you!     www.fecyt.es   david.arellano@fecyt.es   27