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PRINCIPLES OF CAVITY 
PREPARATIONS 
Ass.Prof.DDrr..MMoohhaammeedd AALLssaakkkkaaff 
CCoonnsseerrvvaattiivvee ddeeppaarrttmmeenntt 
FFaaccuullttyy ooff ddeennttiissttrryy 
UUnniivveerrssiittyy ooff AAddeenn 
1 
L4 
كنزارف س 3
PRINCIPLES OF CAVITY 
PREPARATIONS 
The principles of modern cavity preparation 
were first defined in 1896 by Dr. G.V . 
Black , a man considered by many to be the 
" father of modern restorative dentistry" 
when his original sequence of cavity was 
one of the most important considerations of 
. cavity design 
2 Ass.Prof.Dr.Mohamed ALsakkaf
However the degree of cavity extension is 
considerably less today , because of the 
realization that caries , primary or secondary , 
can be more effectively controlled and 
prevented by greater emphasis on oral hygiene 
. by the patient 
3
Although techniques have been refined and 
outlines have been modified , Black's 
principles are still used as the basic steps in 
the process of designing and preparing a 
cavity . The adherence to these principles 
will facilitate the procedure of cavity 
preparation . and decay removal 
4
BIOLOGICAL CONSIDERATION: 'Pulp 
:protection 
Avoid over cutting of dentin and ( 1) 
unnecessary deeping of the cavity 
because the deeper the cavity the 
.more irritated pulp 
Unnecessary application of ( 2) 
pressure in scooping out 
soft dentin at the bottom of a deep 
cavity, only gentle pressure, using 
. sharp excavators 
5
Unnecessary or excessive cutting of enamel, ( 3) 
in order to expose only a small area of dentin 
.to irritation 
.Avoid heat generation( 4) 
Injudicious use of rotary instruments in ( 5) 
. removing soft dentin at the bottom 
Don’t use chemical irritants in performing ( 6) 
the toilet of the cavity. No cavity sterilization 
. should be done 
6
:STEPS 
.Obtain the required outline form. 1 
.Obtain the required resistance form. 2 
.Obtain the required retention form. 3 
.Obtain the required convenience form. 4 
.Remove any remaining carious dentin. 5 
.Finish the enamel wall. 6 
Cleanse and medicate the cavity . 7 
. preparation 
7
Normally, these principles of cavity preparation 
are followed in the sequence as Outlined 
above. However , occasionally situations arise 
when the operator may have to deviate from 
. this sequence 
8
In very deep Lesions, where a pulp expose is 
feared or when there is gross destruction of 
the tooth structure because of caries, it is 
often advisable to remove the carious dentin 
)Principle #5( resistance and retention from 
)Principles #2 and #3(, or in extreme cases, 
even before obtaining the outline form 
((.))Principle #1 
9
These principles of cavity preparation should 
be understood on a biomechanical basis . 
They are concerned with both the biological 
structure that complement the physical and 
chemical properties of the restorative 
.material 
10
The basic biological objectives of cavity 
preparation procedures are the removal of 
a carious lesion , and the preservation of the 
optimum amount of remaining healthy 
tooth structure . Within these parameters 
the cavity preparation assumes a design 
that includes the actual carious lesion and 
the potential f . or it's future occurrence 
11
This is reflected by the location of the cavity 
margins in areas easily cleansable by the 
patient and readily accessible examination 
.by the dentist 
The mechanical factors included in cavity 
preparation are basically concerned with 
the retention of the restoration and the 
.continued vitality and function of the tooth 
12
OUTLINE FROM 
Obtaining or establishing the outline from 
means carrying the margin of the cavity to 
the position it will occupy upon completion 
of the cavity. The outline should encompass 
the carious lesion and may include portions 
of caries – susceptible areas on the surface 
.being restored 
13
The outline form should follow a gently, 
sweeping curve, especially on the occlusal 
surface. Many factors govern the outline 
.form of the cavity 
14
LOCATION AND EXTENT OF THE 
CARIOUS LESION 
The cavity preparation must be extended 
sufficiently to include the entire carious 
area and the enamel which is not supported 
by sound dentin. Enamel which is 
unsupported is subject to fracture. This 
conservation of tooth structure is of 
paramount importance for the preservation 
of esthetic, prevention of irritation to the 
dental pulp, and the maintenance of the 
natural relationship between the tooth and 
.the supporting tissues 15
16
The areas of tooth with caries susceptibility 
are usually included in the outline form. 
This principle is known as "extension for 
prevention“. The importance of the concept 
of conservation of tooth structure must be 
considered. An occlusal outline form on 
posterior teeth may include the fissured 
primary (developmental) grooves, and in 
some cases secondary grooves, as well as 
buccal and lingual extensions of these 
. grooves 
17
Cavity preparation should not automatically 
extend into all the developmental and 
supplementary grooves, especially if : 1) 
they are not carious, 2)they are not fissured 
and are unlikely to become carious 
18
RELATIONSHIP OF SELF-CLEANING 
AREAS TO OUTLINE 
All cavity preparations normally have their 
Cavosurface margins located in areas that 
are self-cleaning or are easily-cleansable by 
the patient. Recurrent decay is more likely 
to occur in areas of the tooth that are not 
cleaned naturally by the action of the lips, 
.cheek and tongue 
19
Therefore, the dentist must design the cavity 
so that all margins are located in areas 
easily cleansed by the patient. These areas 
are found on smooth surfaces above the 
height of contour, incisal edges and cusp 
.tips 
20
PRESERVATION OF HEALTHY 
TOOTH STRUCTURE 
Healthy tooth structure should not be removed 
unless justified since tooth structure removed 
cannot be put back. However establishing the 
margins of cavity preparation sometimes 
necessitates the removal of some healthy tooth 
structure. This may conflict with locating the 
cavity margins in easily-cleansable areas since 
it necessitates the removal of healthy tooth 
structure. However compromise can be 
.reached 
21
22
RESTORATIVE MATERIAL 
Individual properties of each material utilized 
to restore tooth, demand certain design 
factors that must be incorporated into each 
cavity preparation. For example , the 
marginal strength ( also called "edge-strenght") 
of dental cement and amalgam is 
relatively weak , so their Cavosurface 
margins must be prepared at an angle of 
approximately "90d" with the tooth surf ace 
to provide maximum edge strength for both 
.the restorative material and the enamel 
23
Placing a bevel and etching the enamel at the 
Cavosurface angle of composite 
preparations improves the marginal seal. In 
some cases, the bevel may also aid in 
improving the contour and esthetic qualities 
.of the composite restorations 
24
25
TOOTH MORPHOLOGY 
Tooth size and arch position may influence 
the design of a cavity preparation. 
Malpositioned and rotated teeth may 
require unusual outline form because they 
must be restored where they contact the 
.adjacent teeth 
26
AREAS OF ENAMEL 
DECALCIFICATION 
These areas may have to be included in the 
outline form. Areas of decalcified or chalky 
enamel are usually included in the outline 
form. This prevents future marginal 
breakdown and recurrent caries. The most 
common areas for decalcified enamel is in 
the cervical one-third of the crown, and is 
associated with class five cavity 
.preparations 
27
HOME CARE 
Lack of patient motivation, salivary and 
dietary problems may influence the quality 
of cleaning the tooth. More extension for 
prevention may be required when these 
. factors cannot be controlled 
28
RESISTANCE FORM 
Resistance form is the design given to a cavity 
preparation to help prevent fracture of the 
restorative martial and the tooth. 
Resistance form is obtained by giving the 
cavity "box form" .The factors that 
contribute : to resistance form include 
29
WALL ANGULATION 
Masticatory forces are directed primary 
along the long axis of the teeth. Since the 
teeth and the restorative materials resist 
compressive forces best, the cavity 
preparation should be designed to minimize 
tensile . and shear stresses 
30
This is done by preparing the internal walls of 
the cavity perpendicular or parallel to the 
direction of the force ,which is along the 
long axis. Thus, pulpal and gingival walls 
should be horizontal or perpendicular to 
the long axis. The other walls, including the 
axial, are vertical or parallel to the long 
.axis 
31
DEPTH OF THE CAVITY 
PREPARATION 
The depth of the pulpal and axial walls must 
be sufficient for the restorative material to 
have enough bulk to resist fracture. Placing 
these walls just within dentin is usually 
adequate for this purpose. Increasing the 
width of a cavity will not significantly 
increase the resistance of the restoration to 
fracture but it will decrease the strength of 
.the tooth 
32
The restorative material is more likely to fail 
if the cavity is too shallow rather if it is too 
.narrow 
It is important that the pulpal and axial walls 
be maintained at their ideal depth just 
.within the dentin if at all possible 
33
The contours of the pulpal and axial walls are 
important in preserving the interadjacent 
dentin. Ideally the pulpal wall is flat and the 
axial wall is convex, paralleling the 
curvature of the surface of the tooth and the 
dentinoenamel junction. The axial wall 
should . not be flat or concave 
34
INTERNAL LINE ANGLES 
Well defined internal line angles delineate the 
walls of the cavity preparation, aid in 
establishing uniform depth, and contribute 
to retention form by preventing rotation of 
restoration. Line angles such as the pulpo-axial 
should be slightly rounded to 
minimize stress concentration on the 
.restoration 
35
RESTORATIVE MATERIAL 
Brittle material that have low tensile strength, 
such as amalgam and cement, require good 
box form and strict adherence to proper 
.preparation 
Less brittle materials such as composite can 
be used in shallower or rounded 
preparation when other means of retention 
are used in addition to wall friction 
36
RETENTION FORM 
Retention form refers to the features of a 
cavity preparation that prevent 
dislodgment of the restoration. Retention 
form is achieved through: 
1) WALL FRICTION: Friction 
between the restorative material and the 
walls of the cavity preparation acts to retain 
all types of restoration. Frictional retention 
is improved by increasing the area of the 
walls (cavity depth) and making opposing 
).walls parallel (proper box form 
37
Consequently, good resistance form also 
contributes retention form to the cavity by 
enhancing wall friction. Walls are not 
intentionally roughened to increase 
retention, since normal instrumentation 
leaves the walls sufficiently rough. 
2) UNDERCUT POIENTS AND 
GROOVES: Undercuts are confined to the 
dentin to avoid . undermining enamel 
38
They are usually placed in the facial and 
lingual walls of occlusal preparation, the 
buccal and lingual proximal walls of class 2 
preparation, and the incisal and gingival 
walls of class 5 preparation. They are not 
normally placed in the pulpal or axial walls 
in order . to avoid approaching the pulp 
AUXILIARY RETENTION: They are; 
Dovetails, Grooves, Pins and etching of 
enamel 
39
40
CONVENIENCE FORM 
This means that the dentist must create 
sufficient access to the lesion to facilitate 
visibility and instrumentation in 
preparation of the cavity and insertion of 
.restorative material 
Proper convenience form is a requirement for 
.all operative procedures 
41
REMOVAL OF REMAINING CARIOUS 
DENTIN 
Cavity preparations are designed to remove 
carious tooth structure. Preparations that 
are designed according Blacks principles 
will automatically include those lesions that 
have just penetrated the dentin. Moderate 
or gross amounts of carious tooth structure, 
however, are not removed by ideal cavity 
designs and therefore caries removal in 
these instance becomes a separate and 
.significant step 
42
FINISHING OF THE ENAMEL WALL 
It is necessary to refine the enamel walls of a 
cavity preparation to ensure the best 
possible adaptation between the restorative 
.material and enamel 
43
An other objective of this procedure is the 
removal of any unsupported enamel which 
may fracture later, and lead to secondary 
caries. Adequate planning of all enamel 
walls will result in a smooth Cavosurface 
margin which enhances the condensability 
and adaptability of the restorative material, 
thereby increasing the strength of the 
.restoration 
44
CLEANSE AND MEDICATE 
No cavity preparation should be restored that 
has not been properly cleaned and dried for 
inspection. It may also be necessary to place 
certain medicaments in the cavity 
.preparation 
45
46

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Principles of cavity preparations

  • 1. PRINCIPLES OF CAVITY PREPARATIONS Ass.Prof.DDrr..MMoohhaammeedd AALLssaakkkkaaff CCoonnsseerrvvaattiivvee ddeeppaarrttmmeenntt FFaaccuullttyy ooff ddeennttiissttrryy UUnniivveerrssiittyy ooff AAddeenn 1 L4 كنزارف س 3
  • 2. PRINCIPLES OF CAVITY PREPARATIONS The principles of modern cavity preparation were first defined in 1896 by Dr. G.V . Black , a man considered by many to be the " father of modern restorative dentistry" when his original sequence of cavity was one of the most important considerations of . cavity design 2 Ass.Prof.Dr.Mohamed ALsakkaf
  • 3. However the degree of cavity extension is considerably less today , because of the realization that caries , primary or secondary , can be more effectively controlled and prevented by greater emphasis on oral hygiene . by the patient 3
  • 4. Although techniques have been refined and outlines have been modified , Black's principles are still used as the basic steps in the process of designing and preparing a cavity . The adherence to these principles will facilitate the procedure of cavity preparation . and decay removal 4
  • 5. BIOLOGICAL CONSIDERATION: 'Pulp :protection Avoid over cutting of dentin and ( 1) unnecessary deeping of the cavity because the deeper the cavity the .more irritated pulp Unnecessary application of ( 2) pressure in scooping out soft dentin at the bottom of a deep cavity, only gentle pressure, using . sharp excavators 5
  • 6. Unnecessary or excessive cutting of enamel, ( 3) in order to expose only a small area of dentin .to irritation .Avoid heat generation( 4) Injudicious use of rotary instruments in ( 5) . removing soft dentin at the bottom Don’t use chemical irritants in performing ( 6) the toilet of the cavity. No cavity sterilization . should be done 6
  • 7. :STEPS .Obtain the required outline form. 1 .Obtain the required resistance form. 2 .Obtain the required retention form. 3 .Obtain the required convenience form. 4 .Remove any remaining carious dentin. 5 .Finish the enamel wall. 6 Cleanse and medicate the cavity . 7 . preparation 7
  • 8. Normally, these principles of cavity preparation are followed in the sequence as Outlined above. However , occasionally situations arise when the operator may have to deviate from . this sequence 8
  • 9. In very deep Lesions, where a pulp expose is feared or when there is gross destruction of the tooth structure because of caries, it is often advisable to remove the carious dentin )Principle #5( resistance and retention from )Principles #2 and #3(, or in extreme cases, even before obtaining the outline form ((.))Principle #1 9
  • 10. These principles of cavity preparation should be understood on a biomechanical basis . They are concerned with both the biological structure that complement the physical and chemical properties of the restorative .material 10
  • 11. The basic biological objectives of cavity preparation procedures are the removal of a carious lesion , and the preservation of the optimum amount of remaining healthy tooth structure . Within these parameters the cavity preparation assumes a design that includes the actual carious lesion and the potential f . or it's future occurrence 11
  • 12. This is reflected by the location of the cavity margins in areas easily cleansable by the patient and readily accessible examination .by the dentist The mechanical factors included in cavity preparation are basically concerned with the retention of the restoration and the .continued vitality and function of the tooth 12
  • 13. OUTLINE FROM Obtaining or establishing the outline from means carrying the margin of the cavity to the position it will occupy upon completion of the cavity. The outline should encompass the carious lesion and may include portions of caries – susceptible areas on the surface .being restored 13
  • 14. The outline form should follow a gently, sweeping curve, especially on the occlusal surface. Many factors govern the outline .form of the cavity 14
  • 15. LOCATION AND EXTENT OF THE CARIOUS LESION The cavity preparation must be extended sufficiently to include the entire carious area and the enamel which is not supported by sound dentin. Enamel which is unsupported is subject to fracture. This conservation of tooth structure is of paramount importance for the preservation of esthetic, prevention of irritation to the dental pulp, and the maintenance of the natural relationship between the tooth and .the supporting tissues 15
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  • 17. The areas of tooth with caries susceptibility are usually included in the outline form. This principle is known as "extension for prevention“. The importance of the concept of conservation of tooth structure must be considered. An occlusal outline form on posterior teeth may include the fissured primary (developmental) grooves, and in some cases secondary grooves, as well as buccal and lingual extensions of these . grooves 17
  • 18. Cavity preparation should not automatically extend into all the developmental and supplementary grooves, especially if : 1) they are not carious, 2)they are not fissured and are unlikely to become carious 18
  • 19. RELATIONSHIP OF SELF-CLEANING AREAS TO OUTLINE All cavity preparations normally have their Cavosurface margins located in areas that are self-cleaning or are easily-cleansable by the patient. Recurrent decay is more likely to occur in areas of the tooth that are not cleaned naturally by the action of the lips, .cheek and tongue 19
  • 20. Therefore, the dentist must design the cavity so that all margins are located in areas easily cleansed by the patient. These areas are found on smooth surfaces above the height of contour, incisal edges and cusp .tips 20
  • 21. PRESERVATION OF HEALTHY TOOTH STRUCTURE Healthy tooth structure should not be removed unless justified since tooth structure removed cannot be put back. However establishing the margins of cavity preparation sometimes necessitates the removal of some healthy tooth structure. This may conflict with locating the cavity margins in easily-cleansable areas since it necessitates the removal of healthy tooth structure. However compromise can be .reached 21
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  • 23. RESTORATIVE MATERIAL Individual properties of each material utilized to restore tooth, demand certain design factors that must be incorporated into each cavity preparation. For example , the marginal strength ( also called "edge-strenght") of dental cement and amalgam is relatively weak , so their Cavosurface margins must be prepared at an angle of approximately "90d" with the tooth surf ace to provide maximum edge strength for both .the restorative material and the enamel 23
  • 24. Placing a bevel and etching the enamel at the Cavosurface angle of composite preparations improves the marginal seal. In some cases, the bevel may also aid in improving the contour and esthetic qualities .of the composite restorations 24
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  • 26. TOOTH MORPHOLOGY Tooth size and arch position may influence the design of a cavity preparation. Malpositioned and rotated teeth may require unusual outline form because they must be restored where they contact the .adjacent teeth 26
  • 27. AREAS OF ENAMEL DECALCIFICATION These areas may have to be included in the outline form. Areas of decalcified or chalky enamel are usually included in the outline form. This prevents future marginal breakdown and recurrent caries. The most common areas for decalcified enamel is in the cervical one-third of the crown, and is associated with class five cavity .preparations 27
  • 28. HOME CARE Lack of patient motivation, salivary and dietary problems may influence the quality of cleaning the tooth. More extension for prevention may be required when these . factors cannot be controlled 28
  • 29. RESISTANCE FORM Resistance form is the design given to a cavity preparation to help prevent fracture of the restorative martial and the tooth. Resistance form is obtained by giving the cavity "box form" .The factors that contribute : to resistance form include 29
  • 30. WALL ANGULATION Masticatory forces are directed primary along the long axis of the teeth. Since the teeth and the restorative materials resist compressive forces best, the cavity preparation should be designed to minimize tensile . and shear stresses 30
  • 31. This is done by preparing the internal walls of the cavity perpendicular or parallel to the direction of the force ,which is along the long axis. Thus, pulpal and gingival walls should be horizontal or perpendicular to the long axis. The other walls, including the axial, are vertical or parallel to the long .axis 31
  • 32. DEPTH OF THE CAVITY PREPARATION The depth of the pulpal and axial walls must be sufficient for the restorative material to have enough bulk to resist fracture. Placing these walls just within dentin is usually adequate for this purpose. Increasing the width of a cavity will not significantly increase the resistance of the restoration to fracture but it will decrease the strength of .the tooth 32
  • 33. The restorative material is more likely to fail if the cavity is too shallow rather if it is too .narrow It is important that the pulpal and axial walls be maintained at their ideal depth just .within the dentin if at all possible 33
  • 34. The contours of the pulpal and axial walls are important in preserving the interadjacent dentin. Ideally the pulpal wall is flat and the axial wall is convex, paralleling the curvature of the surface of the tooth and the dentinoenamel junction. The axial wall should . not be flat or concave 34
  • 35. INTERNAL LINE ANGLES Well defined internal line angles delineate the walls of the cavity preparation, aid in establishing uniform depth, and contribute to retention form by preventing rotation of restoration. Line angles such as the pulpo-axial should be slightly rounded to minimize stress concentration on the .restoration 35
  • 36. RESTORATIVE MATERIAL Brittle material that have low tensile strength, such as amalgam and cement, require good box form and strict adherence to proper .preparation Less brittle materials such as composite can be used in shallower or rounded preparation when other means of retention are used in addition to wall friction 36
  • 37. RETENTION FORM Retention form refers to the features of a cavity preparation that prevent dislodgment of the restoration. Retention form is achieved through: 1) WALL FRICTION: Friction between the restorative material and the walls of the cavity preparation acts to retain all types of restoration. Frictional retention is improved by increasing the area of the walls (cavity depth) and making opposing ).walls parallel (proper box form 37
  • 38. Consequently, good resistance form also contributes retention form to the cavity by enhancing wall friction. Walls are not intentionally roughened to increase retention, since normal instrumentation leaves the walls sufficiently rough. 2) UNDERCUT POIENTS AND GROOVES: Undercuts are confined to the dentin to avoid . undermining enamel 38
  • 39. They are usually placed in the facial and lingual walls of occlusal preparation, the buccal and lingual proximal walls of class 2 preparation, and the incisal and gingival walls of class 5 preparation. They are not normally placed in the pulpal or axial walls in order . to avoid approaching the pulp AUXILIARY RETENTION: They are; Dovetails, Grooves, Pins and etching of enamel 39
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  • 41. CONVENIENCE FORM This means that the dentist must create sufficient access to the lesion to facilitate visibility and instrumentation in preparation of the cavity and insertion of .restorative material Proper convenience form is a requirement for .all operative procedures 41
  • 42. REMOVAL OF REMAINING CARIOUS DENTIN Cavity preparations are designed to remove carious tooth structure. Preparations that are designed according Blacks principles will automatically include those lesions that have just penetrated the dentin. Moderate or gross amounts of carious tooth structure, however, are not removed by ideal cavity designs and therefore caries removal in these instance becomes a separate and .significant step 42
  • 43. FINISHING OF THE ENAMEL WALL It is necessary to refine the enamel walls of a cavity preparation to ensure the best possible adaptation between the restorative .material and enamel 43
  • 44. An other objective of this procedure is the removal of any unsupported enamel which may fracture later, and lead to secondary caries. Adequate planning of all enamel walls will result in a smooth Cavosurface margin which enhances the condensability and adaptability of the restorative material, thereby increasing the strength of the .restoration 44
  • 45. CLEANSE AND MEDICATE No cavity preparation should be restored that has not been properly cleaned and dried for inspection. It may also be necessary to place certain medicaments in the cavity .preparation 45
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