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GEF’s	Support	and	Experience	on	
Capacity	Building	for	Transparency
Climate	Change	Expert	Group
Global	Forum	on	the	Environment	and	Climate	Change
Dustin	Schinn
GEF	Secretariat
13	September	2016
Capacity	building:	
Integral	to	GEF	mitigation	support
MRV capacity as part of mitigation investment
projects?
• $118.9M for mitigation capacity building in 2015
• Feed-in tariff projects
• Narrow focus, limitations vis-à-vis long-term
capacity building for transparency
Capacity Building: Core of GEF Support
ï Supported in all GEF focal areas
ï Key foundational elements of GEF support
ï High level of integration in project design
Reference: First Report of the Fifth Overall Performance Study of the GEF (GEF Evaluation Office, 2013)
majority of recent GEF projects
had combinations of initiatives,
including capacity
Capacity Building for Long‐Term Planning
! Capacity building is integrated into project
frameworks that support long-term
planning, such as:
ï National Communication Support Program
ï Nationally Appropriate Mitigation Action
(NAMAs)
ï Low carbon development strategies
! Expected outcomes and outputs are
identified and monitored following GEF
results management frameworks
! Stakeholders engagement is articulated in
project design
National Communications Umbrella Program (1)
Objective: to improve the quality of non-Annex I parties reporting on
NCs and BURs, so that they are more widely used for national
development processes, climate change negotiations, and for funding
adaptation and mitigation projects
" Capacity building is included as both outcome and outputs
Barriers
# Lack of harmonized national
institutional framework for
GHG inventory reporting
# Lack of technical capacity to
prepare solid quality reports
# Limited data access
# Weak technical NC
preparation monitoring and
long preparatory periods
Response
# Assist countries to identify suitable
tools and methodologies, provide
guidance notes, organize on-line
and onsite training on tool
applications, access data through
regional centers of excellence
# Assist countries to generate, store,
and access national data
# Implement tracking system
Summary:  Capacity Building and GEF
! Capacity building is
integrated in GEF-
financed climate change
projects
! Independent evaluations
show that GEF support is
helping to shape policy,
strategy, and action
! Resources continue to be
made available to
respond to country needs
ìÖenabling activitiesÖhave not only
helped in complying with the
requirements of reporting to the
UNFCCC, but have also contributed to
capacity building in creating and
maintaining greenhouse gas
inventories and vulnerability
assessments, including analysis of
options for mitigation and adaptation.î
ìÖAs a result, climate change has
been put higher on the government
agenda in both Moldova and Turkey,
and is shaping ongoing action, debate,
and future climate change policy,
strategy, and planning decisions.î
(First Report of the Fifth Overall Performance Study of the
GEF, 2013)
GEF	Support	for	Capacity	Building
NatComms
BURs
(i)NDCs
CBIT
CCCD
GEF	Support	for	Capacity	Building
NatComms
BURs
(i)NDCs
CBIT
CCCD
Aims	of	CBIT
Paris Decision (Paragraph 85):
• To strengthen national institutions for transparency-
related activities in line with national priorities;
• To provide relevant tools, training and assistance for
meeting the provisions stipulated in Article 13 of the
Agreement; and
• To assist in the improvement of transparency over
time.
COP	
Decisions
CBIT	and	GEF’s	Role
Paris Decision (Paragraph 86):
Urges and requests the GEF to make arrangements to
support the establishment and operation of the CBIT
as a priority reporting-related need, including through:
• voluntary contributions to support developing
country Parties in the sixth replenishment of the GEF
• and future replenishment cycles
• to complement existing support under the GEF
Proposed	CBIT	Support
1. National level support
• Developing countries to request resources to implement
priorities to build capacity to meet enhanced
transparency needs
• Non-exhaustive menu of options under three CBIT aims
2. Global and regional level
• Coordination platform, sharing of best practices,
exchange of practitioners, tracking progress,
collaboration with existing/emerging initiatives,
UNFCCC bodies, collaboration with IPCC and other
initiatives supporting UNFCCC process
Eligibility
In line with the Paris Agreement and its
decision, all developing country Parties will
have access to CBIT, upon request
1. Activities to strengthen national institutions for transparency-
related activities in line with national priorities:
ü Support to national institutions to lead, plan, coordinate,
implement, monitor, and evaluate policies, strategies, and programs
to enhance transparency;
ü Support on how to integrate knowledge from transparency
initiatives into national policy and decision-making; and
ü Assistance with deployment and enhancement of information and
knowledge management structure to meet Article 13 needs.
National	Level	Support
National	Level	Support
2. Activities to provide relevant tools, training, and assistance for
meeting the provisions stipulated in Article 13:
ü Access to tools, templates, and applications to facilitate the use of improved
methodologies, guidelines, datasets, and database system tools and economic
models;
ü Country-specific training and peer exchange programs on transparency activities
such as establishing domestic MRV systems, tracking NDCs, enhancement of
GHG inventories and economic and emissions projections;
ü Country-specific emissions factors and activity data;
ü Quantifying and reporting impact of policy measures;
ü Clarifying key NDC information, e.g. baseline projections including for business-
as-usual targets, and reporting progress towards achieving NDCs; and
ü Quantifying and reporting on support provided and received.
National	Level	Support
3. Activities to assist with improvement of transparency over time:
ü Capacity needs assessment for transparency, in particular to assess
institutional arrangement for data collection, analysis, and
reporting; and
ü Support to introduce and maintain progress tracking tools for
transparency-related actions and progress towards targets/goals.
CBIT	Indicative	Allocation
Activity Indicative	allocation
National	programs $40	million
Regional/global	programs	
and	coordination
$10	million
Total ~$50	million	(TBD)
Next	Steps
ü Contribution agreements
ü Financial procedures agreement
ü Discuss practicalities of programming
(given resource flows)
ü Coordinate with existing initiatives
ü Start proposal reviews and clearance
ü Approve first set of proposals (MSPs) this year
ü Report to COP 22
www.thegef.org/documents/templates
Thank you and any questions?
www.thegef.org/topics/capacity-building-initiative-
transparency-cbit

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GEF's Support and Experience on Capacity Building for Transparency GEF''s, Dustin Schinn

  • 2. Capacity building: Integral to GEF mitigation support MRV capacity as part of mitigation investment projects? • $118.9M for mitigation capacity building in 2015 • Feed-in tariff projects • Narrow focus, limitations vis-à-vis long-term capacity building for transparency
  • 3. Capacity Building: Core of GEF Support ï Supported in all GEF focal areas ï Key foundational elements of GEF support ï High level of integration in project design Reference: First Report of the Fifth Overall Performance Study of the GEF (GEF Evaluation Office, 2013) majority of recent GEF projects had combinations of initiatives, including capacity
  • 4. Capacity Building for Long‐Term Planning ! Capacity building is integrated into project frameworks that support long-term planning, such as: ï National Communication Support Program ï Nationally Appropriate Mitigation Action (NAMAs) ï Low carbon development strategies ! Expected outcomes and outputs are identified and monitored following GEF results management frameworks ! Stakeholders engagement is articulated in project design
  • 5. National Communications Umbrella Program (1) Objective: to improve the quality of non-Annex I parties reporting on NCs and BURs, so that they are more widely used for national development processes, climate change negotiations, and for funding adaptation and mitigation projects " Capacity building is included as both outcome and outputs Barriers # Lack of harmonized national institutional framework for GHG inventory reporting # Lack of technical capacity to prepare solid quality reports # Limited data access # Weak technical NC preparation monitoring and long preparatory periods Response # Assist countries to identify suitable tools and methodologies, provide guidance notes, organize on-line and onsite training on tool applications, access data through regional centers of excellence # Assist countries to generate, store, and access national data # Implement tracking system
  • 6. Summary:  Capacity Building and GEF ! Capacity building is integrated in GEF- financed climate change projects ! Independent evaluations show that GEF support is helping to shape policy, strategy, and action ! Resources continue to be made available to respond to country needs ìÖenabling activitiesÖhave not only helped in complying with the requirements of reporting to the UNFCCC, but have also contributed to capacity building in creating and maintaining greenhouse gas inventories and vulnerability assessments, including analysis of options for mitigation and adaptation.î ìÖAs a result, climate change has been put higher on the government agenda in both Moldova and Turkey, and is shaping ongoing action, debate, and future climate change policy, strategy, and planning decisions.î (First Report of the Fifth Overall Performance Study of the GEF, 2013)
  • 9. Aims of CBIT Paris Decision (Paragraph 85): • To strengthen national institutions for transparency- related activities in line with national priorities; • To provide relevant tools, training and assistance for meeting the provisions stipulated in Article 13 of the Agreement; and • To assist in the improvement of transparency over time. COP Decisions
  • 10. CBIT and GEF’s Role Paris Decision (Paragraph 86): Urges and requests the GEF to make arrangements to support the establishment and operation of the CBIT as a priority reporting-related need, including through: • voluntary contributions to support developing country Parties in the sixth replenishment of the GEF • and future replenishment cycles • to complement existing support under the GEF
  • 11. Proposed CBIT Support 1. National level support • Developing countries to request resources to implement priorities to build capacity to meet enhanced transparency needs • Non-exhaustive menu of options under three CBIT aims 2. Global and regional level • Coordination platform, sharing of best practices, exchange of practitioners, tracking progress, collaboration with existing/emerging initiatives, UNFCCC bodies, collaboration with IPCC and other initiatives supporting UNFCCC process
  • 12. Eligibility In line with the Paris Agreement and its decision, all developing country Parties will have access to CBIT, upon request
  • 13. 1. Activities to strengthen national institutions for transparency- related activities in line with national priorities: ü Support to national institutions to lead, plan, coordinate, implement, monitor, and evaluate policies, strategies, and programs to enhance transparency; ü Support on how to integrate knowledge from transparency initiatives into national policy and decision-making; and ü Assistance with deployment and enhancement of information and knowledge management structure to meet Article 13 needs. National Level Support
  • 14. National Level Support 2. Activities to provide relevant tools, training, and assistance for meeting the provisions stipulated in Article 13: ü Access to tools, templates, and applications to facilitate the use of improved methodologies, guidelines, datasets, and database system tools and economic models; ü Country-specific training and peer exchange programs on transparency activities such as establishing domestic MRV systems, tracking NDCs, enhancement of GHG inventories and economic and emissions projections; ü Country-specific emissions factors and activity data; ü Quantifying and reporting impact of policy measures; ü Clarifying key NDC information, e.g. baseline projections including for business- as-usual targets, and reporting progress towards achieving NDCs; and ü Quantifying and reporting on support provided and received.
  • 15. National Level Support 3. Activities to assist with improvement of transparency over time: ü Capacity needs assessment for transparency, in particular to assess institutional arrangement for data collection, analysis, and reporting; and ü Support to introduce and maintain progress tracking tools for transparency-related actions and progress towards targets/goals.
  • 17. Next Steps ü Contribution agreements ü Financial procedures agreement ü Discuss practicalities of programming (given resource flows) ü Coordinate with existing initiatives ü Start proposal reviews and clearance ü Approve first set of proposals (MSPs) this year ü Report to COP 22 www.thegef.org/documents/templates
  • 18. Thank you and any questions? www.thegef.org/topics/capacity-building-initiative- transparency-cbit