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ORCID:
connecting research and
researchers
Keio University School of Medicine
March 15, 2016
Nobuko Miyairi
Regional Director, Asia Pacific
n.miyairi@orcid.org
http://orcid.org/0000-0002-3229-5662
orcid.org 1
orcid.org 2
To solve name ambiguity in scholarly communications by
creating a central registry of unique identifiers and an
open and transparent linking mechanism between
ORCID and other researcher IDs and research
ORCHIDX
orcid.org 3
orcid.org 4
BEFORE
• First name
• Last name
• Middle name
• Transliteration
• By affiliation
• By field
• By journal
• By co-authors …
AFTER
orcid.org 5
Name disambiguation
• Open Researcher & Contributor ID
• ORCID is a non-profit organization
supported by a global community of
organizational members, including
research organizations, publishers,
funders, professional associations, and
other stakeholders in the research
ecosystem.
orcid.org 6
What is ORCID?
orcid.org 7
Researchers can
• create, edit and
maintain an
ORCID record
• for free of
charge
• control privacy
settings for
every item
orcid.org 8
ORCID enables assertions
ORCID member organizations ensure
persistent identifiers for people, places,
and things are connected in research
workflows
orcid.org 9
ORCID provides plumbing for
research information: the tools to
build trust in digital information
and to reduce reporting
burdens
orcid.org 10
ORCID is
• fast-growing
• community-driven
• researcher-centered
orcid.org 11
ORCID is fast-growing
2012 2013 2014 2015
Over 2 million researchers have registered
for an ORCID identifier.
-
200,000
400,000
600,000
800,000
1,000,000
1,200,000
1,400,000
1,600,000
1,800,000
2,000,000
Oct
Nov
Dec
Jan-13
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
Jan-14
Feb
Mar
Apr
May
June
July
Aug
Sept
Oct
Nov
Dec
Jan
Feb
Mar
Apr
May
June
July
Aug
Sept
Oct
Nov
Dec
Member created
Direct via orcid.org
Member referred
orcid.org 12
ORCID is community-driven
Funder
5%
Repositor
y
10%
Associatio
n
7%
Publishing
13%
Research
Org.
65%
Europe
53%
Middle
East &
Africa
2%
Asia
8%
Pacific Rim
6%
North
America
30%
South
America
1%
Over 400 members, 4 national consortia, 3
regional consortia, 200+ integrations in every
region and sector of the international research
community
orcid.org 13
ORCID is researcher-
centered
University
Library
Funde
rs
Faculty Profiles
Researcher
Publishers
• Create, edit and maintain an ORCID record for free of charge
• Give explicit permissions for services to use iD via OAuth
• Control privacy settings, and read/write access
• May change settings and access privileges at any time
Researchers
orcid.org 14
ORCID in action
orcid.org 15
ORCID @ publishers
Embed ORCID in author
and reviewer profiles
orcid.org 16
OAuth authentication
orcid.org 17
Do I have ORCID already?
orcid.org 18
ORCID Single Sign-on
Use ORCID to log in multiple
systems
orcid.org 19
ORCID auto-update
Author
• Link own
ORCID to
author profile
• Add ORCID
to co-authors
too
Publisher
Embed authors’
ORCID in the
metadata when
the manuscript
is accepted
Crossref
Check authors’
ORCID in the
metadata when
assigning DOIs
to new
publications
ORCID
Receive new
publication info
from Crossref
and add to
authors’ ORCID
records
Notified by email
orcid.org 20
21
Other
publishers
requiring
ORCID iDs
in 2016:
PLOS,
eLIFE,
Science,
Hindawi,
IEEE,
AGU…http://orcid.org/con
tent/requiring-
orcid-publication-
workflows-open-
letter
ORCID publisher mandates
Publishers starting to mandate
ORCID in manuscript submission
orcid.org 23
ORCID in peer review
process
Add reviewer
contributions to
ORCID records
orcid.org 24
ORCID @ Funders
Add your ORCID
identifier during the
grant application
process
Wellcome Trust
has integrated
ORCID iDs into its
eGrants
application
system.
National recommendations
• Austria: Funder requirement 2016
• Italy: National consortium 2015
• Finland: National recommendation 2015
• Australia: National recommendation 2015
• Denmark: University launch 2014
• Spain: Launched 2 consortia in 2014
• Portugal: Funder requirement 2013
• Sweden: National recommendation 2013
• UK: National recommendation 2013, pilot 2014,
consortium 2015
orcid.org 25
orcid.org 26
ORCID @ Databases
ORCID data feed allows databases
to insert ORCID iDs retrospectively
in their records
orcid.org 27
orcid.org 28
ORCID @ Associations
Connect & Sync
Connect & Sync member profiles with ORCID for their latest
info
orcid.org 30
ORCID @ institutions
Universities and research institutions can reduce reporting burdens
by linking to ORCID
• Create permanent CAS
author home page
using ORCID iD
• Exchange works
metadata between
ORCID and iAuthor
• List ORCID iD on
iAuthor account
• Formal MOU for
cooperation on
researcher outreach
orcid.org 31
iAuthor by CAS/NSL
orcid.org
Thesis and Dissertations
Example: King Abdullah
University of Science &
Technology
Collect & Connect
• Publishers and Repositories: COLLECT iDs for
authors, contributors, and reviewers; PUBLISH
iD with work, POST paper, dataset, review IDs;
RECEIVE updates
• Associations: COLLECT iDs for members,
authors, and meeting participants; POST
affiliation and presentation IDs; RECEIVE
updates
• Funders: COLLECT iDs at grant submission and
review; PUBLISH with award; POST grant IDs
researcher record; RECEIVE updates
• Universities: COLLECT iDs for new staff and
students, at thesis submission, in faculty profile
systems; POST affiliation IDs; RECEIVE updates
orcid.org 33
Auto-update
orcid.org
ORCID Record
University
Library
Funde
rs
submit
manuscri
pt
notifications to
member
systems
Faculty Profiles
submit
metadata
update
author
ORCID
record
https://orcid.org/blog/2015/10/26/auto-update-has-arrived-orcid-records-move-
next-level
orcid.org 35
It’s a community effort!
Repositorie
s
Funders
Higher
Educatio
n and
Employer
s
Profession
al
Association
s
Other
person
identifier
s
Publisher
s
36
ORCID is a hub
ISNI
Researcher ID
Scopus Author ID
Internal identifiers
FundRef ID
Grant ID
ISNI
Ringgold ID
Member ID
Abstract ID
DOI
URI
Thesis ID
Dataset IDDOI
ISBN
ORCID connects
different ID
systems through
open &
persistent
identifiers
 Machine-
readable
 Interoperable
• Researchers can register and use
ORCID for free of charge, regardless of
whether or not their employer is an
ORCID member
• ORCID is an opt-in system. The
researcher controls their record:
registration, linked information, privacy
and access settings
• An ORCID iD and associated information
stays with an individual throughout their
career irrespective of affiliation
orcid.org 37
ORCID is Opt-in
ORCID is Open
• Free, non-proprietary, platform-neutral
registry of persistent unique public
identifiers for researchers
• Community-based, independent non-
profit organization supported by
institutional membership
• Open data, software, APIs, and
documentation
orcid.org 38
Privacy Policy
“Researcher privacy is important to ORCID, and
we believe that following research community-
sanctioned privacy practices is essential to the
success of ORCID and the Registry it operates. ”
orcid.org 39
http://orcid.org/privacy-policy
User Privacy
Information in an ORCID Record has a privacy
setting, which is set by the account owner
Accessible by anyone
Accessible by Account Owner,
Trusted Organization(s)
Accessible by Account Owner
orcid.org 40
Authentication?
orcid.org 41
Use an
authenticated API to
collect iD (username
& password) to
ensure the person
and the iD belong
together, the iD is
correct (no typos),
and that privacy is
respected.
Researcher Responsibility
orcid.org 42
To benefit,
researchers need
only do 2 things
① Register for an iD
② Use it!
Our Responsibility
orcid.org 43
Respect the individual.
It’s their choice to participate.
orcid.org 44
Thanks!
Nobuko Miyairi
ORCID Regional Director, Asia Pacific
n.miyairi@orcid.org

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ORCID: connecting research & researchers

  • 1. ORCID: connecting research and researchers Keio University School of Medicine March 15, 2016 Nobuko Miyairi Regional Director, Asia Pacific n.miyairi@orcid.org http://orcid.org/0000-0002-3229-5662 orcid.org 1
  • 2. orcid.org 2 To solve name ambiguity in scholarly communications by creating a central registry of unique identifiers and an open and transparent linking mechanism between ORCID and other researcher IDs and research ORCHIDX
  • 5. BEFORE • First name • Last name • Middle name • Transliteration • By affiliation • By field • By journal • By co-authors … AFTER orcid.org 5 Name disambiguation
  • 6. • Open Researcher & Contributor ID • ORCID is a non-profit organization supported by a global community of organizational members, including research organizations, publishers, funders, professional associations, and other stakeholders in the research ecosystem. orcid.org 6 What is ORCID?
  • 7. orcid.org 7 Researchers can • create, edit and maintain an ORCID record • for free of charge • control privacy settings for every item
  • 8. orcid.org 8 ORCID enables assertions ORCID member organizations ensure persistent identifiers for people, places, and things are connected in research workflows
  • 9. orcid.org 9 ORCID provides plumbing for research information: the tools to build trust in digital information and to reduce reporting burdens
  • 10. orcid.org 10 ORCID is • fast-growing • community-driven • researcher-centered
  • 11. orcid.org 11 ORCID is fast-growing 2012 2013 2014 2015 Over 2 million researchers have registered for an ORCID identifier. - 200,000 400,000 600,000 800,000 1,000,000 1,200,000 1,400,000 1,600,000 1,800,000 2,000,000 Oct Nov Dec Jan-13 Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan-14 Feb Mar Apr May June July Aug Sept Oct Nov Dec Jan Feb Mar Apr May June July Aug Sept Oct Nov Dec Member created Direct via orcid.org Member referred
  • 12. orcid.org 12 ORCID is community-driven Funder 5% Repositor y 10% Associatio n 7% Publishing 13% Research Org. 65% Europe 53% Middle East & Africa 2% Asia 8% Pacific Rim 6% North America 30% South America 1% Over 400 members, 4 national consortia, 3 regional consortia, 200+ integrations in every region and sector of the international research community
  • 13. orcid.org 13 ORCID is researcher- centered University Library Funde rs Faculty Profiles Researcher Publishers • Create, edit and maintain an ORCID record for free of charge • Give explicit permissions for services to use iD via OAuth • Control privacy settings, and read/write access • May change settings and access privileges at any time Researchers
  • 15. orcid.org 15 ORCID @ publishers Embed ORCID in author and reviewer profiles
  • 17. orcid.org 17 Do I have ORCID already?
  • 18. orcid.org 18 ORCID Single Sign-on Use ORCID to log in multiple systems
  • 19. orcid.org 19 ORCID auto-update Author • Link own ORCID to author profile • Add ORCID to co-authors too Publisher Embed authors’ ORCID in the metadata when the manuscript is accepted Crossref Check authors’ ORCID in the metadata when assigning DOIs to new publications ORCID Receive new publication info from Crossref and add to authors’ ORCID records Notified by email
  • 21. 21
  • 23. orcid.org 23 ORCID in peer review process Add reviewer contributions to ORCID records
  • 24. orcid.org 24 ORCID @ Funders Add your ORCID identifier during the grant application process Wellcome Trust has integrated ORCID iDs into its eGrants application system.
  • 25. National recommendations • Austria: Funder requirement 2016 • Italy: National consortium 2015 • Finland: National recommendation 2015 • Australia: National recommendation 2015 • Denmark: University launch 2014 • Spain: Launched 2 consortia in 2014 • Portugal: Funder requirement 2013 • Sweden: National recommendation 2013 • UK: National recommendation 2013, pilot 2014, consortium 2015 orcid.org 25
  • 26. orcid.org 26 ORCID @ Databases ORCID data feed allows databases to insert ORCID iDs retrospectively in their records
  • 28. orcid.org 28 ORCID @ Associations
  • 29. Connect & Sync Connect & Sync member profiles with ORCID for their latest info
  • 30. orcid.org 30 ORCID @ institutions Universities and research institutions can reduce reporting burdens by linking to ORCID
  • 31. • Create permanent CAS author home page using ORCID iD • Exchange works metadata between ORCID and iAuthor • List ORCID iD on iAuthor account • Formal MOU for cooperation on researcher outreach orcid.org 31 iAuthor by CAS/NSL
  • 32. orcid.org Thesis and Dissertations Example: King Abdullah University of Science & Technology
  • 33. Collect & Connect • Publishers and Repositories: COLLECT iDs for authors, contributors, and reviewers; PUBLISH iD with work, POST paper, dataset, review IDs; RECEIVE updates • Associations: COLLECT iDs for members, authors, and meeting participants; POST affiliation and presentation IDs; RECEIVE updates • Funders: COLLECT iDs at grant submission and review; PUBLISH with award; POST grant IDs researcher record; RECEIVE updates • Universities: COLLECT iDs for new staff and students, at thesis submission, in faculty profile systems; POST affiliation IDs; RECEIVE updates orcid.org 33
  • 34. Auto-update orcid.org ORCID Record University Library Funde rs submit manuscri pt notifications to member systems Faculty Profiles submit metadata update author ORCID record https://orcid.org/blog/2015/10/26/auto-update-has-arrived-orcid-records-move- next-level
  • 35. orcid.org 35 It’s a community effort!
  • 36. Repositorie s Funders Higher Educatio n and Employer s Profession al Association s Other person identifier s Publisher s 36 ORCID is a hub ISNI Researcher ID Scopus Author ID Internal identifiers FundRef ID Grant ID ISNI Ringgold ID Member ID Abstract ID DOI URI Thesis ID Dataset IDDOI ISBN ORCID connects different ID systems through open & persistent identifiers  Machine- readable  Interoperable
  • 37. • Researchers can register and use ORCID for free of charge, regardless of whether or not their employer is an ORCID member • ORCID is an opt-in system. The researcher controls their record: registration, linked information, privacy and access settings • An ORCID iD and associated information stays with an individual throughout their career irrespective of affiliation orcid.org 37 ORCID is Opt-in
  • 38. ORCID is Open • Free, non-proprietary, platform-neutral registry of persistent unique public identifiers for researchers • Community-based, independent non- profit organization supported by institutional membership • Open data, software, APIs, and documentation orcid.org 38
  • 39. Privacy Policy “Researcher privacy is important to ORCID, and we believe that following research community- sanctioned privacy practices is essential to the success of ORCID and the Registry it operates. ” orcid.org 39 http://orcid.org/privacy-policy
  • 40. User Privacy Information in an ORCID Record has a privacy setting, which is set by the account owner Accessible by anyone Accessible by Account Owner, Trusted Organization(s) Accessible by Account Owner orcid.org 40
  • 41. Authentication? orcid.org 41 Use an authenticated API to collect iD (username & password) to ensure the person and the iD belong together, the iD is correct (no typos), and that privacy is respected.
  • 42. Researcher Responsibility orcid.org 42 To benefit, researchers need only do 2 things ① Register for an iD ② Use it!
  • 43. Our Responsibility orcid.org 43 Respect the individual. It’s their choice to participate.
  • 44. orcid.org 44 Thanks! Nobuko Miyairi ORCID Regional Director, Asia Pacific n.miyairi@orcid.org

Notas do Editor

  1. National consortia agreements signed with Australia, Denmark, Italy, UK Regional consortia agreements signed with CIC, GWLA, NERL in the US Integrations include multi-platform (eg Elsevier – Scopus, Pure, manuscript submission). Now 10 Search & Link wizards for connecting works to your ORCID record, most recently Redalyc (major Latin American database)
  2. Interestingly, our recent community survey (~6,000 respondents) indicated substantial support or ORCID mandates.16 Seventy-two percent o respondents agreed or strongly agreed that mandates would beneit the global research community, with 21% neu- tral and only 7% disagreeing or disagreeing strongly. Similarly, between about two-thirds and three quarters o respondents thought it would be useul or their publisher (75%), under, institution (both 67%), or scholarly society (64%) to mandate ORCID.
  3. It is the researchers that benefit greatly from ORCID iDs. They can use them throughout their career, and can already use them to distinguish themselves in publications and grants. And many are starting to see the benefits of using ORCID records in outcome tracking. For example, researchers in Portugal who receive federal funding provide their ORCID iD, and benefit from coordinated outcomes reporting by using the ORCID registry as a hub.
  4. In 2016 we are launching a “Levels Program” to clearly articulate how organizations can and should be collecting and connecting ORCID identifers. Our goals are to clariy goals and expectations across sectors and improve the trust in connections between researchers and their proessional afliations and activities. We will be enhanc- ing our current guidance by defning prior- ity implementation scenarios by sector and developing streamlined communications and technical documentation.17 ORCID is a com- munity eort: to beneft, all must participate.
  5. Now, researchers using their identifer when they submit a paper or a dataset can authorize CrossRe or DataCite to ormalize the ORCID identifer-DOI connection when the work is published, and to update their ORCID record. In turn, member systems can be alerted when an ORCID record o interest is updated via the ORCID notifcation API service.15 Auto-update unctionality has the potential to transorm the way researchers manage their scholarly record, reducing the amount o time they have to spend manu- ally keying, connecting, and updating their research inormation.
  6. ORCID was formed to address the problem of name ambiguity in scholarly communications.
  7. Only full name and email address is required to register for an ORCID identifier. All other fields are optional. Obviously, the more other data associated with the Identifier, the more it is possible to uniquely identify an individual, in particular when more than one record may have been created for the same individual. This why we encourage users to complement their identifier by entering data into their ORCID Record. Record holders may designate another individual to serve as a proxy to manage their record, or their institution to serve as a delegated manager of their record. Record holders may manage what data are seen by whom, by adjusting privacy settings, and by selecting trusted organizations with whom to share limited access data and/or update the record with information on research activities linked through workflows. Organizations may register and create records for their employee, but unless they specify authority to present data publicly, the record will remain private until claimed by the researcher. And, at all times, the researcher has the ability to change privacy, proxy, and trusted party settings. Field; Group; Activity