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The effects of mouthpiece use on gas exchange
                                       parameters during steady-state exercise in
                                       college-aged men and women
                                       Dena P. Garner, Wesley D. Dudgeon, Timothy P.
                                       Scheett and Erica J. McDivitt
                                       J Am Dent Assoc 2011;142;1041-1047

   The following resources related to this article are available online at
   jada.ada.org ( this information is current as of September 1, 2011):

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     in the online version of this article at:
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     http://jada.ada.org/content/142/9/1041/#BIBL

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     this article in whole or in part can be found at: http://www.ada.org/990.aspx




© 2011 American Dental Association. The sponsor and its products are not endorsed by the ADA.
RESEARCH




The effects of mouthpiece use on gas
exchange parameters during steady-state
exercise in college-aged men and women




                                                                                                                                                         Downloaded from jada.ada.org on September 1, 2011
Dena P. Garner, PhD; Wesley D. Dudgeon, PhD; Timothy P. Scheett, PhD; Erica J. McDivitt, MS



         esearch in the late 1970s


R        and early 1980s indicated
         that mouthguards may
         enhance performance during
strength and endurance exercise.1-3
However, the research findings were
                                                                AB STRACT
                                                               Background. The authors conducted a study to assess the
                                                               effects of custom-fitted mouthpieces on gas exchange parameters,
                                                               including voluntary oxygen consumption (VO2), voluntary oxygen
difficult to interpret because of the                          consumption per kilogram of body weight (VO2 /kg) and voluntary
subjective methodology used.                                   carbon dioxide production (VCO2).
Garabee1 reported that endurance                               Methods. Sixteen physically fit college students aged 18 through
athletes felt they recovered more                              21 years performed two 10-minute treadmill runs (6.5 miles per
quickly after endurance training                               hour, 0 percent grade) for each of three treatment conditions
and could run at a higher intensity                            (mouthpiece, no mouthpiece and nose breathing). The authors
when wearing a mouthpiece than                                 assigned the conditions randomly for each participant and for each
when not wearing a mouthpiece;                                 session. They assessed gas exchange parameters by using a meta-
however, he provided no physiolog-                             bolic measurement system.
ical measures from the study.                                  Results. The authors used analysis of variance to compare all
   Smith2,3 reported the results of                            variables. They set the significance level at α = .05 and used a
two studies in which football players                          Tukey post hoc analysis of treatment means to identify differences
increased their muscular strength                              between groups. The results showed significant improvements
when wearing a mouthguard                                      (P < .05) in VO2, VO2 /kg and VCO2 in the mouthpiece condition.
adjusted kinesiologically versus                               Conclusions. The study findings show that use of a custom-
when they wore an unadjusted                                   fitted mouthpiece resulted in improved specific gas exchange
mouthguard. The investigator meas-                             parameters. The authors are pursuing further studies to explain
ured the participants’ strength by                             the mechanisms involved in the improved endurance performance
using a stress gauge kinesiometer,                             exhibited with mouthpiece use.
which measures the amount of pres-                             Clinical Implications. Dental care professionals have an obli-
sure resistance in kilograms of force                          gation to understand the increasing research evidence in support of
per unit of time.                                              mouthpiece use during exercise and athletic activity and to educate
   The question remains whether                                their patients.
Smith informed the athletes before                             Key Words. Mouthpiece; mouthguard; gas exchange; exercise;
the study that their performance                               voluntary oxygen consumption; carbon dioxide.
might be affected positively by                                JADA 2011;142(9):1041-1047.
mouthpiece use during testing. If
Dr. Garner is an associate professor, Department of Health, Exercise and Sports Science, The Citadel, 171 Moultrie St., Charleston, S.C. 29409,
e-mail “Dena.garner@citadel.edu”. Address reprint requests to Dr. Garner.
Dr. Dudgeon is an assistant professor, Department of Health, Exercise and Sports Science, The Citadel, Charleston, S.C.
Dr. Scheett is an assistant professor, Department of Health and Human Performance, College of Charleston, Charleston, S.C.
Ms. McDivitt is a research assistant, Department of Health, Exercise and Sports Science, The Citadel, Charleston, S.C.

                                                                                   JADA 142(9)        http://jada.ada.org       September 2011    1041
                                          Copyright © 2011 American Dental Association. All rights reserved.
RESEARCH


 players assumed that their performance would                    state exercise. The novel aspect of our research
 improve, the psychosomatic effect may have                      was the use of a custom-fitted, unobtrusive
 caused the reported improvements in muscular                    mouthpiece rather than the bulky mouthguard
 strength.                                                       used in the study by Francis and Brasher.4
    In an effort to measure breathing outcomes                      Therefore, the purpose of this study was to
 with a mouthguard, Francis and Brasher4 con-                    assess the effects of a custom-fitted mandibular
 ducted a study composed of 10 participants to                   mouthpiece on gas exchange parameters in
 assess the physiological effects of mouthguard                  healthy, college-aged participants.
 use during five minutes of low-intensity and
 high-intensity exercise on a cycle ergometer.                   PARTICIPANTS AND METHODS
 They found that during the higher-intensity                     We recruited 16 participants (13 men and three
 exercise, those wearing a mouthguard exhibited                  women) aged 18 through 21 years (mean ±
 improvement in expiratory volume, with signifi-                 standard deviation [SD] age, 21.2 ± 0.75 years)
 cant decreases in ventilation (Ve).                             for this study. Participants’ mean (± SD) height
    Expanding on the work of Francis and                         and body mass were 176.37 ± 7.3 centimeters
 Brasher,4 Garner and McDivitt5 conducted a                      and 75.20 ± 12.96 kilograms, respectively. The
 study to determine the effects of mouthpiece use                men were physically active and had participated




                                                                                                                        Downloaded from jada.ada.org on September 1, 2011
 during endurance exercise. In their study, 24                   in university-mandated physical exercise, which
 participants ran at 75 to 85 percent of maximal                 consisted of a minimum of two cardiovascular
 heart rate (HR) for 30 minutes on two occasions.                and two resistance exercise sessions per week.
 The investigators assigned mouthpiece use ran-                  The three women were college athletes, of whom
 domly to enable them to determine the effects of                two were on the track and field team and one
 mouthpiece use on lactate levels before, during                 was on the soccer team. All participants
 and immediately after the protocol. Outcomes                    reported that they had refrained from physical
 from this study demonstrated that mouthpiece                    exercise the day of testing and were free of
 use had a positive effect on blood lactate levels,              injury or illness.
 which were significantly lower (22.7 percent) at                   The institutional review board of The Citadel,
 30 minutes (4.01 millimoles per liter with                      Charleston, S.C., approved the study. All partici-
 mouthpiece use versus 4.92 mmol/L with no                       pants provided oral and written consent before
 mouthpiece use).5                                               participating in the study; we asked them
    This finding was confirmed in another study                  whether they understood all of the study’s
 by Garner and McDivitt,6 the results of which                   methods and procedures; and we informed them
 showed that lactate levels were 18.1 percent                    of their right to drop out of the study at any time.
 lower after a 30-minute run in the mouthpiece                      Dental impressions. Before testing, a den-
 condition versus that in the no-mouthpiece con-                 tist made impression molds of each participant’s
 dition (4.41 mmol/L versus 5.21 mmol/L, respec-                 lower teeth. We then sent the molds to the Bite
 tively). The study results also showed that                     Tech laboratory (Danica Beach, Fla.) for fabrica-
 mouthpiece use had a significant effect on                      tion of custom-fitted mandibular mouthpieces
 airway area in 10 participants, as measured by                  (Under Armour Performance Mouthpiece,
 computed axial tomography. Specifically, both                   Under Armour, Baltimore, in cooperation with
 width and diameter measurements were 9 per-                     Bite Tech, Minneapolis) (Figure 1).
 cent greater in participants who wore a mouth-                     Treadmill runs. Participants performed two
 piece, with the difference in width measurement                 10-minute treadmill runs for each of the three
 being statistically significant.6                               treatment conditions assessed in this study:
    Because we discovered both anatomical and                    mouthpiece, no mouthpiece and nose breathing.
 physiological changes associated with mouth-                    We assigned the conditions randomly for each
 piece use during exercise, our goal was to eluci-               participant and for each session. We tested each
 date specific mechanisms involved with this phe-                condition on a separate day; thus, participants
 nomenon. Consequently, we conducted an                          were required to come to the human perform-
 investigation to examine possible gas exchange                  ance laboratory on three occasions. For both of
 differences associated with wearing a mouth-                    the 10-minute runs on each day of testing, we
 piece during steady-state exercise. If partici-
 pants experienced an improvement in endurance                   ABBREVIATION KEY. HR: Heart rate. RR: Respira-
 outcomes (that is, lowered lactate levels), as pre-             tory rate. VCO2: Voluntary carbon dioxide produc-
 vious research findings indicate, then there may                tion. Ve: Ventilation. VO2: Voluntary oxygen con-
 have been some association with improved                        sumption. VO2 /kg: Voluntary oxygen consumption
 oxygen/carbon dioxide exchange during steady-                   per kilogram of body weight. Vt: Tidal volume.

 1042 JADA 142(9)   http://jada.ada.org   September 2011
                              Copyright © 2011 American Dental Association. All rights reserved.
RESEARCH


asked participants to run at 6.5 miles per hour
with 0 percent grade so that we could analyze
respiratory gas levels during steady-state exer-
cise. Before the first run on each test day, par-
ticipants warmed up by running on the tread-
mill for five minutes at 5.0 mph and 0 percent
grade. They then immediately began a 10-
minute run at 6.5 mph and 0 percent grade.
Afterward, the participants cooled down with
three minutes of walking at 3.0 mph and seven
minutes of seated rest.
   The second trial of each day was the same as
the first trial, minus the five-minute warm-up.
We scheduled conditions two to three days apart
during which participants were allowed to par-
ticipate in their normal physical fitness routine,            Figure 1. Custom-fitted mandibular mouthpiece (Under Armour
but we did not allow them to exercise on the day              Performance Mouthpiece, Under Armour, Baltimore, in coopera-




                                                                                                                                Downloaded from jada.ada.org on September 1, 2011
of testing.                                                   tion with Bite Tech, Minneapolis) worn by college-aged partici-
   One of us (E.J.M.) attached a face mask to each            pants in the study. Image reproduced with permission of Under
                                                              Armour.
participant for each condition and adjusted it
until she detected no air leaks. We used a meta-              ment and exported the data (SigmaStat 3.5,
bolic cart (ParvoMedics, Sandy, Utah) to measure              Systat, Point Richmond, Calif.) for statistical
voluntary oxygen consumption (VO2), voluntary                 analysis. For each of the three conditions, we
oxygen consumption per kilogram of body mass                  grouped and averaged measurements for both
(VO2 /kg) and voluntary carbon dioxide production             trials for each participant to yield mean values,
(VCO2). VO2 is defined as the amount of oxygen in             which we used for the statistical analysis. We
liters that the body uses per minute during aer-              used analysis of variance (ANOVA) to compare
obic exercise.7 VO2 /kg is the amount of oxygen in            variables (HR, RR, Vt, Ve, VCO2, VO2 and
milliliters that a person consumes per minute rel-            VO2 /kg). We set the significance level at α = .05
ative to body mass. VCO2 is the expired byproduct             and used a Tukey post hoc analysis of treatment
of metabolism that occurs during aerobic exercise             means to identify differences between groups.
and is measured in liters per minute. In addition             For nonparametric data, we performed a
to VO2, VO2 /kg and VCO2, we measured partici-                Kruskal-Wallis ANOVA on ranks and used the
pants’ respiratory rate (RR) (number of breaths               Dunn method for post hoc analysis. All values
per minute), tidal volume (Vt) (amount of air                 are expressed as mean ± SD. We did not perform
inspired and expired per breath), Ve (total volume            any ancillary analyses.
of inspired and expired air per minute) and HR
by using the metabolic cart.                                  RESULTS
   We measured these parameters every five sec-               Data from two of the 16 participants were
onds and averaged the measurements for each                   incomplete; thus, results for this study are
minute of the 10-minute run for all three condi-              based on data from 14 participants. As shown in
tions. On all test days, we calibrated the meta-              Figures 2 through 4, VO2, VO2 /kg and VCO2
bolic cart according to the manufacturer’s speci-             were statistically significantly (P < .05) higher
fications. For the mouthpiece condition (group                in participants in group 1 than in participants
1), we asked participants to bite down on the                 in groups 2 and 3 during the 10-minute trial,
custom-fitted mouthpiece and breathe through                  and they were higher in participants in group 2
their mouths while their noses were clamped                   than in participants in group 3. The results
with a metal clamp attached to the face mask.                 were similar for minutes 1 through 5 (Table 1,
For the no-mouthpiece condition (group 2), we                 page 1045). During minutes 6 through 10,
asked participants to breathe through their open              VCO2, VO2 and VO2 /kg were significantly
mouths while their noses were clamped. For the                (P < .05) higher in participants in group 1 than
nose-breathing condition (group 3), we taped                  in participants in groups 2 and 3 (Table 2, page
participants’ mouths shut, which forced them to               1045). The results showed no differences
breathe through their noses.                                  (P > .05) in Ve, RR or Vt between groups 1 and
   Statistical analysis. One of us (T.P.S.)                   2; however, as expected, the results for groups 1
entered all data into a spreadsheet (Excel,                   and 2 were statistically significantly different
Microsoft, Redmond, Wash.) for data manage-                   (P < .05) from those for group 3 during the entire

                                                              JADA 142(9)      http://jada.ada.org   September 2011    1043
                           Copyright © 2011 American Dental Association. All rights reserved.
RESEARCH


                                                                                                           10-minute test (Table 3, page 1046), during min-
   VOLUNTARY OXYGEN CONSUMPTION

                                           2.6
                                                       *                                                   utes 1 through 5 (Table 1) and during minutes 6
                                           2.4
                                                                                                           through 10 (Table 2). Finally, we found no differ-
                                           2.2                                                             ences in HR at any time points between all
          (LITERS/MINUTE)




                                                                         *
                                                                         †
                                                                                                           three conditions (Tables 1 through 3).
                                           2.0

                                           1.8                                                             DISCUSSION
                                           1.6
                                                                                                           Athletes and others have worn mouthpieces
                                                                                           †               during sports as protective devices against dental
                                           1.4                                                             injuries and concussions. The American Dental
                                           1.2                                                             Association’s Council on Access, Prevention and
                                                                                                           Interprofessional Relations and Council on Scien-
                                           1.0
                                                 1 (Mouthpiece)   2 (No Mouthpiece) 3 (Nose Breathing)     tific Affairs8 concluded that mouthguards provide
                                                                      GROUP                                a protective effect against hard-tissue or soft-
                                                                                                           tissue damage in the mouth (such as tooth frac-
 Figure 2. Voluntary oxygen consumption during steady-state                                                tures, lip lacerations and mandibular damage).
 exercise. Asterisk indicates statistically significant difference (P <
                                                                                                           However, increased use of mouthpieces for per-




                                                                                                                                                                   Downloaded from jada.ada.org on September 1, 2011
 .05) from group 3. Dagger indicates statistically significant differ-
 ence (P < .05) from group 1.                                                                              formance enhancement is a recent trend in sport
                                                                                                           and exercise. In a study of mouthpiece use
                                                                                                           during endurance exercise, Garner and McDi-
     VOLUNTARY OXYGEN CONSUMPTION




                                            35
                                                       *
      (MILLILITERS/KILOGRAM/MINUTE)




                                                                                                           vitt5,6 reported lower lactate levels in participants
                                            30                                                             who wore a mouthpiece compared with levels in
                                                                          †                                those who did not wear a mouthpiece. Thus, the
                                            25
                                                                                                           purpose of this study was to explain the lower
                                            20
                                                                                            †              lactate levels observed with mouthpiece use
                                                                                                           during exercise by elucidating the oxygen/carbon
                                            15
                                                                                                           dioxide differences with mouthpiece use.
                                            10
                                                                                                           Increases in VCO2 would suggest an improved
                                                                                                           ability to buffer the hydrogen ion associated with
                                             5                                                             lactate, thereby lowering hydrogen in the blood
                                                                                                           and subsequent lactate levels.
                                             0
                                                 1 (Mouthpiece)    2 (No Mouthpiece) 3 (Nose Breathing)        Respiratory gas exchange. To elucidate
                                                                      GROUP                                the potential mechanisms involved with mouth-
                                                                                                           piece use during exercise, we assessed the pat-
 Figure 3. Voluntary oxygen consumption per kilogram of body
 weight during steady-state exercise. Asterisk indicates statistically
                                                                                                           terns of respiratory gas exchange in a mouth-
 significant difference (P < .05) from group 3. Dagger indicates sta-                                      piece condition, a no-mouthpiece condition and a
 tistically significant difference (P < .05) from group 1.                                                 nose-breathing condition. Previous researchers
                                                                                                           in the area of airway dynamics have reported
                                                                                                           differences between nasal and mouth breathing
     VOLUNTARY CARBON DIOXIDE PRODUCTION




                                           2.4
                                                                                                           during various intensities of exercise.9-12 Specifi-
                                                       *                                                   cally, these authors found better gas exchange
                                           2.2                                                             with mouth breathing than with nasal
                                                                          *                                breathing. Consequently, we expected to find
                (LITERS/MINUTE)




                                           2.0
                                                                          †                                lower Vt, VO2, VO2 /kg, VCO2 and RR with nasal
                                           1.8                                                             breathing because these results have been
                                                                                                           reported in previous research.9-12
                                           1.6                                                                 However, we observed a novel finding when
                                           1.4
                                                                                                           comparing mouth breathing with no mouthpiece
                                                                                            †              use to mouth breathing with mouthpiece use.
                                           1.2                                                             We had hypothesized that mouth breathing in
                                                                                                           the no-mouthpiece condition would elicit out-
                                           1.0
                                                 1 (Mouthpiece)   2 (No Mouthpiece) 3 (Nose Breathing)     comes similar to those in the mouth-breathing-
                                                                      GROUP
                                                                                                           with-mouthpiece condition; however, this was
                                                                                                           not the case. Specifically, the results showed sig-
 Figure 4. Voluntary carbon dioxide production during steady-                                              nificant improvements in VCO2 and oxygen
 state exercise. Asterisk indicates statistically significant difference
 (P < .05) from group 3. Dagger indicates statistically significant                                        parameters and no significant differences in Ve
 difference (P < .05) from group 1.                                                                        when participants wore the mouthpiece versus

 1044 JADA 142(9)                                          http://jada.ada.org           September 2011
                                                                        Copyright © 2011 American Dental Association. All rights reserved.
RESEARCH


when they did not         TABLE 1
wear the mouthpiece        Data from minutes 1 though 5 of steady-state
during the entire 10-
minute test; during        exercise.
minutes 1 through 5;       VARIABLE                                          MEAN (± STANDARD DEVIATION) MEASURE
and during minutes 6                                                    Group 1              Group 2              Group 3
through 10. Thus, the                                               (Mouthpiece) (No Mouthpiece) (Nose Breathing Only)
improvements in            VCO * (L†/Minute)
                                      2                               2.00 ± 0.55‡        1.66 ± 0.49‡§          1.02 ± 0.53
VCO2 and oxygen            VO ¶ (L/Minute)                            2.21 ± 0.64‡        1.73 ± 0.54‡§          1.12 ± 0.57
                                  2
parameters cannot be                # (mL ** /kg/Minute)                          ‡                   ‡§
                           VO /kg                                      29.1 ± 6.7          22.5 ± 4.8             15.2 ± 7.3
explained by                      2


improved Ve with           Ventilation (L/Minute)                     49.7 ± 10.8‡         50.4 ± 12.1‡           29.8 ± 8.5

mouthpiece use.            Respiratory Rate                              31 ± 7‡              32 ± 8‡               25 ± 6
                           (Breaths/Minute)
   Francis and
Brasher4 assessed the      Tidal Volume (L)                           2.10 ± 0.61‡         2.09 ± 0.59‡          1.60 ± 0.59
physiological effects      Heart Rate (Beats/Minute)                    157 ± 15             156 ± 15             154 ± 11
of mouthguard use           * VCO : Voluntary carbon dioxide production.




                                                                                                                                  Downloaded from jada.ada.org on September 1, 2011
                                              2

during five minutes         † L: Liters.
                            ‡ Statistically significant difference (P < .05) from group 3 (nose breathing only).
of low- and high-           § Statistically significant difference (P < .05) from group 1 (mouthpiece).
intensity exercise on       ¶ VO : Voluntary oxygen consumption.
                                          2

a cycle ergometer. For      # VO /kg: Voluntary oxygen consumption per kilogram of body weight.
                                          2
                           ** mL: Milliliters.
the low-intensity
cycling, 10 men           TABLE 2
cycled at 100 watts
and seven women            Data from minutes 6 through 10 of steady-state
cycled at 75 W; for        exercise.
the high-intensity         VARIABLE                                       MEAN (± STANDARD DEVIATION) MEASURE
cycling, men cycled at
                                                                     Group 1                Group 2               Group 3
150 W and women                                                  (Mouthpiece)         (No Mouthpiece) (Nose Breathing Only)
cycled at 125 W.
                           VCO * (L†/Minute)                       2.29 ± 0.59‡          1.88 ± 0.54‡§           1.19 ± 0.64
   In comparing our                   2

                               ¶ (L/Minute)                                     ‡                     ‡§
study results with         VO     2                                2.43 ± 0.73           1.90 ± 0.60             1.31 ± 0.74

those of Francis and       VO /kg# (mL**/kg/Minute)
                                  2                                 31.9 ± 7.5‡           24.8 ± 5.8§            18.0 ± 10.5
Brasher,4 we should        Ventilation (L/Minute)                  56.9 ± 11.5‡          58.3 ± 13.7‡            34.3 ± 11.0
note a difference in       Respiratory Rate                           33 ± 7‡                35 ± 8‡               28 ± 8
VO2 /kg between the        (Breaths/Minute)
two studies. Francis       Tidal Volume (L)                        2.28 ± 0.63‡          2.25 ± 0.63‡            1.68 ± 0.66
and Brasher4 re-           Heart Rate (Beats/Minute)                 169 ± 16               167 ± 16              169 ± 10
ported a decreased
                            * VCO : Voluntary carbon dioxide production.
volume of VO2 /kg           † L: Liters.
                                              2


with mouthguard use         ‡ Statistically significant difference (P < .05) from group 3 (nose breathing only).
during high-intensity       § Statistically significant difference (P < .05) from group 1 (mouthpiece).
                            ¶ VO : Voluntary oxygen consumption.
                                          2
exercise, whereas we        # VO /kg: Voluntary oxygen consumption per kilogram of body weight.
                                          2

measured a signifi-        ** mL: Milliliters.
cant increase in
VO2 /kg when participants wore the mouthpiece.                      ticipants in our study wore a custom-fitted man-
However, Francis and Brasher4 also noted that                       dibular mouthpiece that did not create any
participants reported a feeling of restricted air-                  obstruction in breathing.
flow with mouthguard use, whereas the partici-                          The results of these studies were similar with
pants in our study did not report feeling such a                    regard to Ve, VCO2 and VO2 parameters with
restriction. We believe the differences between                     and without mouthguard or mouthpiece use.
our study results and those reported by Francis                     During the high-intensity protocol, Francis and
and Brasher4 most likely are attributable to the                    Brasher4 found an improvement in expiratory
type of mouthpiece worn in each study. In the                       volume, with decreases in Ve with mouthguard
study by Francis and Brasher,4 participants                         use; these results are similar to those of our
wore one of three different over-the-counter,                       study. Francis and Brasher4 suggested that
unfitted maxillary mouthguards, whereas par-                        when participants wore a mouthguard, they

                                                                   JADA 142(9)      http://jada.ada.org   September 2011   1045
                                Copyright © 2011 American Dental Association. All rights reserved.
RESEARCH


 TABLE 3                                                                                                    breathes through the
 Data from minutes 1 through 10 of steady-state                                                             mouth versus when
                                                                                                            one does not wear a
 exercise.                                                                                                  mouthpiece and
 VARIABLE                                       MEAN (± STANDARD DEVIATION) MEASURE                         breathes through the
                                          Group 1              Group 2                    Group 3
                                                                                                            mouth. Thus, the
                                        (Mouthpiece)       (No Mouthpiece)         (Nose Breathing Only)    improved airway
 Ventilation (L*/ Minute)                53.4 ± 11.0†          54.6 ± 12.8†               32.3 ± 9.9        dynamics we found in
 Respiratory Rate                           32 ± 7†              34 ± 8†‡                   26 ± 7
                                                                                                            our study may be
 (Breaths/ Minute)                                                                                          explained in part by
 Tidal Volume (L)                        2.16 ± 0.62†          2.14 ± 0.61†             Not applicable
                                                                                                            anatomical and neu-
                                                                                                            romuscular changes
 Heart Rate (Beats/Minute)                 163 ± 15              162 ± 16                 161 ± 11
                                                                                                            that occur during
 * L: Liters.                                                                                               exercise with custom-
 † Statistically significant difference (P < .05) from group 3 (nose breathing only).
 ‡ Statistically significant difference (P < .05) from group 1 (mouthpiece).                                fitted mouthpiece use
                                                                                                            as the mouthpiece
 might have been using a type of breathing called                             affects the genioglossus.




                                                                                                                                     Downloaded from jada.ada.org on September 1, 2011
 “pursed lip breathing,” which they defined as                                   Cortisol and epinephrine. We also reported
 pursing one’s lips and breathing out deeply. This                            that the use of a custom-fitted mandibular
 type of breathing has been linked to improved                                mouthpiece is associated with a decrease in the
 respiratory measures such as reduced breathing                               stress hormone cortisol after high-intensity exer-
 rates and increased Vt in people with respiratory                            cise.24 This finding is consistent with the findings
 disorders, but it has not been studied exten-                                of Hori and colleagues,25 who reported a decrease
 sively in a healthy population.13-15                                         in corticotrophin-releasing factor levels (stress-
    We propose that a similar, but more plau-                                 induced response of the hypothalamic-pituitary-
 sible, mechanism may have occurred when par-                                 adrenal axis and a precursor to corticosterone
 ticipants wore the custom-fitted mandibular                                  release, the rat equivalent to cortisol in humans)
 mouthpiece. We asked participants to bite down                               in rats that were allowed to bite down on a
 on the mouthpiece, which has two wedges (one                                 wooden stick while experiencing a stressor. If
 on either side of the mouthpiece) that create an                             biting down on the mouthpiece results in a
 opening between the maxillary and mandibular                                 decrease in cortisol levels, it stands to reason
 teeth (Figure 1). In addition, according to the                              that it also would affect other stress-related hor-
 product description,16 this mouthpiece shifts the                            mones, namely epinephrine. Epinephrine is
 mandible down and into a more forward posi-                                  released quickly in response to a stressor, and
 tion, which Garner and McDivitt6 reported                                    one of its many functions is to stimulate the gly-
 resulted in increased airway openings.                                       colytic process (that is, breaking down of glucose
    Genioglossus muscle. We also propose a                                    to provide energy) to increase the rate of energy
 contribution from a neuromuscular response                                   production. Two of the key byproducts of glycol-
 that occurs when participants bite down on the                               ysis are lactate and CO2. We have shown that use
 mouthpiece and breathe through the mouth.                                    of the custom-fitted mouthpiece decreases lactate
 What might have occurred, and which some par-                                production and increases VCO2 production. We
 ticipants reported anecdotally, is that when a                               now believe that a decrease in epinephrine
 participant bit down on the mouthpiece and                                   release may be the reason for these observed
 breathed during steady-state exercise, the                                   changes; however, more research is needed.
 tongue moved forward, resulting in a contrac-                                   Thus, if an anatomical and neuromuscular
 tion of the genioglossus muscle. The results of                              improvement in airway dynamics occurs along
 extensive research regarding the genioglossus                                with a diminished stress response (that is, lower
 muscle show that contraction of this muscle                                  cortisol and epinephrine levels) with mouthpiece
 leads to relaxation of the pharyngeal airway,                                use during steady-state exercise, this could
 thereby improving airway dynamics.17-22                                      explain the improved oxygen and carbon dioxide
    Remmers23 reported that the genioglossus                                  kinetics, as well as the improvements in lactate
 may be associated with a reflex that leads to the                            production, that the results of our study show.
 dilation of the pharyngeal area, thereby aiding
 in respiration in both humans and animals. Pre-                              CONCLUSION
 liminary research in our laboratory has shown                                The results of this study show improved airway
 differences in electromyographic activity of the                             dynamics in participants who wore a custom-
 genioglossus when one wears a mouthpiece and                                 fitted mandibular mouthpiece during steady-

 1046 JADA 142(9)          http://jada.ada.org        September 2011
                                       Copyright © 2011 American Dental Association. All rights reserved.
RESEARCH


state exercise. The improvements in gas                                 guards. Br J Sports Med 1991;25(4):227-231.
                                                                          5. Garner DP, McDivitt EJ. The effects of mouthpiece use during
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may explain the physiological outcomes of                               Exerc 2009;41(5):S448
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improved VCO2 exhalation, as observed with                                7. Beam WC, Adams GM. Exercise Physiology Laboratory Manual.
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treadmill protocol, leads to improved buffering                         tions; ADA Council on Scientific Affairs. Using mouthguards to
of hydrogen ion levels, which, in turn, decreases                       reduce the incidence and severity of sports-related oral injuries.
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lactate levels during endurance exercise. This                            9. Camner P, Bakke B. Nose or mouth breathing? Environ Res
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higher with mouthpiece use than without                                 1999;17(6):443-447.
mouthpiece use), as well as with differences in                           11. Fregosi RF, Lansing RW. Neural drive to neural dilator mus-
                                                                        cles: influence of exercise intensity and oronasal flow partitioning.
lactate levels observed in a previous study (22.7                       J Appl Physiol 1995;79(4):1330-1337.
percent lower with mouthpiece use than that                               12. Saibene F, Mognoni P, Lafortuna CL, Mostardi R. Oronasal
without mouthpiece use).5                                               breathing during exercise. Pflugers Arch 1978;378(1):65-69.




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   In addition, the improvement in oxygen                               retraining in people with sta ble chronic obstructive pulmonary dis-
kinetics during the beginning of the exercise pro-                      ease. Phys Ther 2004;84(12):1189-1197.
tocol (that is, minutes 1 through 5), as demon-                           14. Faager G, Stâhle A, Larsen FF. Influence of spontaneous
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strated by the significantly higher VO2 and                             in patients with moderate to severe chronic obstructive pulmonary
VO2 /kg levels in participants in group 1 (the                          disease. Clin Rehabil 2008;22(8):675-683.
                                                                          15. Tiep BL. Pursed lips breathing: easing does it. J Cardiopulm
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oxygen deficit (defined as the amount of oxygen                           16. Under Armour. Armourbite technology. “www.underarmour.com/
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of approximately one to two minutes during                              1377-1385.
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cles. Therefore, one theory of how the mouth-                           2008;586(part 17):4283-4294.
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the time for oxygen to reach the muscle being                           J Physiol 2003;550(part 3):899-910.
exercised, thereby decreasing fatigue during                              20. Mann EA, Burnett T, Cornell S, Ludlow CL. The effect of neu-
endurance exercise.27 Further research is needed                        romuscular stimulation of the genioglossus on the hypopharyngeal
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to fully elucidate the physiological mechanisms                           21. Sokoloff AJ. Activity of tongue muscles during respiration: it
involved in improved performance when one                               takes a village? J Appl Physiol 2004;96(2):438-439.
wears a custom-fitted mouthpiece. ■                                       22. Blumen MB, Perez de La Sota A, Quera-Salva MA, Frachet B,
                                                                        Chabolle F, Lofaso F. Genioglossal electromyogram during main-
 Disclosure. Dr. Garner and Ms. McDivitt received honoraria from        tained contraction in normal humans. Eur J Appl Physiol 2002;
Bite Tech, Minneapolis.                                                 88(1-2):170-177.
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  The authors thank Michael Engel, DDS (Charleston, S.C.), for          reflex control of the genioglossus. Am J Respir Crit Care Med 2001;
making the models of the mouthpiece and Bite Tech Laboratories          164(11):2013-2014.
(Dania Beach, Fla.) for supplying the custom-fitted mouthpieces to        24. Garner DP, Dudgeon WD, McDivitt E. The effects of mouth-
each participant.                                                       piece use on cortisol levels during an intense bout of resistance exer-
                                                                        cise. J Strength Cond Res. In press.
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temporomandibular joint. N Y State Dent J 1978;44(7):278-285.           Exercise. 4th ed. Champaign, Ill.: Human Kinetics; 2007.
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sional football players. N Y State Dent J 1982;48(5):298-301.           oxygen uptake kinetics and endurance running performance.
  4. Francis KT, Brasher J. Physiological effects of wearing mouth-     J Sports Sci 2006;24(9):1013-1022.




                                                                        JADA 142(9)       http://jada.ada.org     September 2011        1047
                                     Copyright © 2011 American Dental Association. All rights reserved.

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J am dent assoc 2011-garner-1041-7

  • 1. The effects of mouthpiece use on gas exchange parameters during steady-state exercise in college-aged men and women Dena P. Garner, Wesley D. Dudgeon, Timothy P. Scheett and Erica J. McDivitt J Am Dent Assoc 2011;142;1041-1047 The following resources related to this article are available online at jada.ada.org ( this information is current as of September 1, 2011): Updated information and services including high-resolution figures, can be found in the online version of this article at: http://jada.ada.org/content/142/9/1041 Downloaded from jada.ada.org on September 1, 2011 This article cites 23 articles, 11 of which can be accessed free: http://jada.ada.org/content/142/9/1041/#BIBL Information about obtaining reprints of this article or about permission to reproduce this article in whole or in part can be found at: http://www.ada.org/990.aspx © 2011 American Dental Association. The sponsor and its products are not endorsed by the ADA.
  • 2. RESEARCH The effects of mouthpiece use on gas exchange parameters during steady-state exercise in college-aged men and women Downloaded from jada.ada.org on September 1, 2011 Dena P. Garner, PhD; Wesley D. Dudgeon, PhD; Timothy P. Scheett, PhD; Erica J. McDivitt, MS esearch in the late 1970s R and early 1980s indicated that mouthguards may enhance performance during strength and endurance exercise.1-3 However, the research findings were AB STRACT Background. The authors conducted a study to assess the effects of custom-fitted mouthpieces on gas exchange parameters, including voluntary oxygen consumption (VO2), voluntary oxygen difficult to interpret because of the consumption per kilogram of body weight (VO2 /kg) and voluntary subjective methodology used. carbon dioxide production (VCO2). Garabee1 reported that endurance Methods. Sixteen physically fit college students aged 18 through athletes felt they recovered more 21 years performed two 10-minute treadmill runs (6.5 miles per quickly after endurance training hour, 0 percent grade) for each of three treatment conditions and could run at a higher intensity (mouthpiece, no mouthpiece and nose breathing). The authors when wearing a mouthpiece than assigned the conditions randomly for each participant and for each when not wearing a mouthpiece; session. They assessed gas exchange parameters by using a meta- however, he provided no physiolog- bolic measurement system. ical measures from the study. Results. The authors used analysis of variance to compare all Smith2,3 reported the results of variables. They set the significance level at α = .05 and used a two studies in which football players Tukey post hoc analysis of treatment means to identify differences increased their muscular strength between groups. The results showed significant improvements when wearing a mouthguard (P < .05) in VO2, VO2 /kg and VCO2 in the mouthpiece condition. adjusted kinesiologically versus Conclusions. The study findings show that use of a custom- when they wore an unadjusted fitted mouthpiece resulted in improved specific gas exchange mouthguard. The investigator meas- parameters. The authors are pursuing further studies to explain ured the participants’ strength by the mechanisms involved in the improved endurance performance using a stress gauge kinesiometer, exhibited with mouthpiece use. which measures the amount of pres- Clinical Implications. Dental care professionals have an obli- sure resistance in kilograms of force gation to understand the increasing research evidence in support of per unit of time. mouthpiece use during exercise and athletic activity and to educate The question remains whether their patients. Smith informed the athletes before Key Words. Mouthpiece; mouthguard; gas exchange; exercise; the study that their performance voluntary oxygen consumption; carbon dioxide. might be affected positively by JADA 2011;142(9):1041-1047. mouthpiece use during testing. If Dr. Garner is an associate professor, Department of Health, Exercise and Sports Science, The Citadel, 171 Moultrie St., Charleston, S.C. 29409, e-mail “Dena.garner@citadel.edu”. Address reprint requests to Dr. Garner. Dr. Dudgeon is an assistant professor, Department of Health, Exercise and Sports Science, The Citadel, Charleston, S.C. Dr. Scheett is an assistant professor, Department of Health and Human Performance, College of Charleston, Charleston, S.C. Ms. McDivitt is a research assistant, Department of Health, Exercise and Sports Science, The Citadel, Charleston, S.C. JADA 142(9) http://jada.ada.org September 2011 1041 Copyright © 2011 American Dental Association. All rights reserved.
  • 3. RESEARCH players assumed that their performance would state exercise. The novel aspect of our research improve, the psychosomatic effect may have was the use of a custom-fitted, unobtrusive caused the reported improvements in muscular mouthpiece rather than the bulky mouthguard strength. used in the study by Francis and Brasher.4 In an effort to measure breathing outcomes Therefore, the purpose of this study was to with a mouthguard, Francis and Brasher4 con- assess the effects of a custom-fitted mandibular ducted a study composed of 10 participants to mouthpiece on gas exchange parameters in assess the physiological effects of mouthguard healthy, college-aged participants. use during five minutes of low-intensity and high-intensity exercise on a cycle ergometer. PARTICIPANTS AND METHODS They found that during the higher-intensity We recruited 16 participants (13 men and three exercise, those wearing a mouthguard exhibited women) aged 18 through 21 years (mean ± improvement in expiratory volume, with signifi- standard deviation [SD] age, 21.2 ± 0.75 years) cant decreases in ventilation (Ve). for this study. Participants’ mean (± SD) height Expanding on the work of Francis and and body mass were 176.37 ± 7.3 centimeters Brasher,4 Garner and McDivitt5 conducted a and 75.20 ± 12.96 kilograms, respectively. The study to determine the effects of mouthpiece use men were physically active and had participated Downloaded from jada.ada.org on September 1, 2011 during endurance exercise. In their study, 24 in university-mandated physical exercise, which participants ran at 75 to 85 percent of maximal consisted of a minimum of two cardiovascular heart rate (HR) for 30 minutes on two occasions. and two resistance exercise sessions per week. The investigators assigned mouthpiece use ran- The three women were college athletes, of whom domly to enable them to determine the effects of two were on the track and field team and one mouthpiece use on lactate levels before, during was on the soccer team. All participants and immediately after the protocol. Outcomes reported that they had refrained from physical from this study demonstrated that mouthpiece exercise the day of testing and were free of use had a positive effect on blood lactate levels, injury or illness. which were significantly lower (22.7 percent) at The institutional review board of The Citadel, 30 minutes (4.01 millimoles per liter with Charleston, S.C., approved the study. All partici- mouthpiece use versus 4.92 mmol/L with no pants provided oral and written consent before mouthpiece use).5 participating in the study; we asked them This finding was confirmed in another study whether they understood all of the study’s by Garner and McDivitt,6 the results of which methods and procedures; and we informed them showed that lactate levels were 18.1 percent of their right to drop out of the study at any time. lower after a 30-minute run in the mouthpiece Dental impressions. Before testing, a den- condition versus that in the no-mouthpiece con- tist made impression molds of each participant’s dition (4.41 mmol/L versus 5.21 mmol/L, respec- lower teeth. We then sent the molds to the Bite tively). The study results also showed that Tech laboratory (Danica Beach, Fla.) for fabrica- mouthpiece use had a significant effect on tion of custom-fitted mandibular mouthpieces airway area in 10 participants, as measured by (Under Armour Performance Mouthpiece, computed axial tomography. Specifically, both Under Armour, Baltimore, in cooperation with width and diameter measurements were 9 per- Bite Tech, Minneapolis) (Figure 1). cent greater in participants who wore a mouth- Treadmill runs. Participants performed two piece, with the difference in width measurement 10-minute treadmill runs for each of the three being statistically significant.6 treatment conditions assessed in this study: Because we discovered both anatomical and mouthpiece, no mouthpiece and nose breathing. physiological changes associated with mouth- We assigned the conditions randomly for each piece use during exercise, our goal was to eluci- participant and for each session. We tested each date specific mechanisms involved with this phe- condition on a separate day; thus, participants nomenon. Consequently, we conducted an were required to come to the human perform- investigation to examine possible gas exchange ance laboratory on three occasions. For both of differences associated with wearing a mouth- the 10-minute runs on each day of testing, we piece during steady-state exercise. If partici- pants experienced an improvement in endurance ABBREVIATION KEY. HR: Heart rate. RR: Respira- outcomes (that is, lowered lactate levels), as pre- tory rate. VCO2: Voluntary carbon dioxide produc- vious research findings indicate, then there may tion. Ve: Ventilation. VO2: Voluntary oxygen con- have been some association with improved sumption. VO2 /kg: Voluntary oxygen consumption oxygen/carbon dioxide exchange during steady- per kilogram of body weight. Vt: Tidal volume. 1042 JADA 142(9) http://jada.ada.org September 2011 Copyright © 2011 American Dental Association. All rights reserved.
  • 4. RESEARCH asked participants to run at 6.5 miles per hour with 0 percent grade so that we could analyze respiratory gas levels during steady-state exer- cise. Before the first run on each test day, par- ticipants warmed up by running on the tread- mill for five minutes at 5.0 mph and 0 percent grade. They then immediately began a 10- minute run at 6.5 mph and 0 percent grade. Afterward, the participants cooled down with three minutes of walking at 3.0 mph and seven minutes of seated rest. The second trial of each day was the same as the first trial, minus the five-minute warm-up. We scheduled conditions two to three days apart during which participants were allowed to par- ticipate in their normal physical fitness routine, Figure 1. Custom-fitted mandibular mouthpiece (Under Armour but we did not allow them to exercise on the day Performance Mouthpiece, Under Armour, Baltimore, in coopera- Downloaded from jada.ada.org on September 1, 2011 of testing. tion with Bite Tech, Minneapolis) worn by college-aged partici- One of us (E.J.M.) attached a face mask to each pants in the study. Image reproduced with permission of Under Armour. participant for each condition and adjusted it until she detected no air leaks. We used a meta- ment and exported the data (SigmaStat 3.5, bolic cart (ParvoMedics, Sandy, Utah) to measure Systat, Point Richmond, Calif.) for statistical voluntary oxygen consumption (VO2), voluntary analysis. For each of the three conditions, we oxygen consumption per kilogram of body mass grouped and averaged measurements for both (VO2 /kg) and voluntary carbon dioxide production trials for each participant to yield mean values, (VCO2). VO2 is defined as the amount of oxygen in which we used for the statistical analysis. We liters that the body uses per minute during aer- used analysis of variance (ANOVA) to compare obic exercise.7 VO2 /kg is the amount of oxygen in variables (HR, RR, Vt, Ve, VCO2, VO2 and milliliters that a person consumes per minute rel- VO2 /kg). We set the significance level at α = .05 ative to body mass. VCO2 is the expired byproduct and used a Tukey post hoc analysis of treatment of metabolism that occurs during aerobic exercise means to identify differences between groups. and is measured in liters per minute. In addition For nonparametric data, we performed a to VO2, VO2 /kg and VCO2, we measured partici- Kruskal-Wallis ANOVA on ranks and used the pants’ respiratory rate (RR) (number of breaths Dunn method for post hoc analysis. All values per minute), tidal volume (Vt) (amount of air are expressed as mean ± SD. We did not perform inspired and expired per breath), Ve (total volume any ancillary analyses. of inspired and expired air per minute) and HR by using the metabolic cart. RESULTS We measured these parameters every five sec- Data from two of the 16 participants were onds and averaged the measurements for each incomplete; thus, results for this study are minute of the 10-minute run for all three condi- based on data from 14 participants. As shown in tions. On all test days, we calibrated the meta- Figures 2 through 4, VO2, VO2 /kg and VCO2 bolic cart according to the manufacturer’s speci- were statistically significantly (P < .05) higher fications. For the mouthpiece condition (group in participants in group 1 than in participants 1), we asked participants to bite down on the in groups 2 and 3 during the 10-minute trial, custom-fitted mouthpiece and breathe through and they were higher in participants in group 2 their mouths while their noses were clamped than in participants in group 3. The results with a metal clamp attached to the face mask. were similar for minutes 1 through 5 (Table 1, For the no-mouthpiece condition (group 2), we page 1045). During minutes 6 through 10, asked participants to breathe through their open VCO2, VO2 and VO2 /kg were significantly mouths while their noses were clamped. For the (P < .05) higher in participants in group 1 than nose-breathing condition (group 3), we taped in participants in groups 2 and 3 (Table 2, page participants’ mouths shut, which forced them to 1045). The results showed no differences breathe through their noses. (P > .05) in Ve, RR or Vt between groups 1 and Statistical analysis. One of us (T.P.S.) 2; however, as expected, the results for groups 1 entered all data into a spreadsheet (Excel, and 2 were statistically significantly different Microsoft, Redmond, Wash.) for data manage- (P < .05) from those for group 3 during the entire JADA 142(9) http://jada.ada.org September 2011 1043 Copyright © 2011 American Dental Association. All rights reserved.
  • 5. RESEARCH 10-minute test (Table 3, page 1046), during min- VOLUNTARY OXYGEN CONSUMPTION 2.6 * utes 1 through 5 (Table 1) and during minutes 6 2.4 through 10 (Table 2). Finally, we found no differ- 2.2 ences in HR at any time points between all (LITERS/MINUTE) * † three conditions (Tables 1 through 3). 2.0 1.8 DISCUSSION 1.6 Athletes and others have worn mouthpieces † during sports as protective devices against dental 1.4 injuries and concussions. The American Dental 1.2 Association’s Council on Access, Prevention and Interprofessional Relations and Council on Scien- 1.0 1 (Mouthpiece) 2 (No Mouthpiece) 3 (Nose Breathing) tific Affairs8 concluded that mouthguards provide GROUP a protective effect against hard-tissue or soft- tissue damage in the mouth (such as tooth frac- Figure 2. Voluntary oxygen consumption during steady-state tures, lip lacerations and mandibular damage). exercise. Asterisk indicates statistically significant difference (P < However, increased use of mouthpieces for per- Downloaded from jada.ada.org on September 1, 2011 .05) from group 3. Dagger indicates statistically significant differ- ence (P < .05) from group 1. formance enhancement is a recent trend in sport and exercise. In a study of mouthpiece use during endurance exercise, Garner and McDi- VOLUNTARY OXYGEN CONSUMPTION 35 * (MILLILITERS/KILOGRAM/MINUTE) vitt5,6 reported lower lactate levels in participants 30 who wore a mouthpiece compared with levels in † those who did not wear a mouthpiece. Thus, the 25 purpose of this study was to explain the lower 20 † lactate levels observed with mouthpiece use during exercise by elucidating the oxygen/carbon 15 dioxide differences with mouthpiece use. 10 Increases in VCO2 would suggest an improved ability to buffer the hydrogen ion associated with 5 lactate, thereby lowering hydrogen in the blood and subsequent lactate levels. 0 1 (Mouthpiece) 2 (No Mouthpiece) 3 (Nose Breathing) Respiratory gas exchange. To elucidate GROUP the potential mechanisms involved with mouth- piece use during exercise, we assessed the pat- Figure 3. Voluntary oxygen consumption per kilogram of body weight during steady-state exercise. Asterisk indicates statistically terns of respiratory gas exchange in a mouth- significant difference (P < .05) from group 3. Dagger indicates sta- piece condition, a no-mouthpiece condition and a tistically significant difference (P < .05) from group 1. nose-breathing condition. Previous researchers in the area of airway dynamics have reported differences between nasal and mouth breathing VOLUNTARY CARBON DIOXIDE PRODUCTION 2.4 during various intensities of exercise.9-12 Specifi- * cally, these authors found better gas exchange 2.2 with mouth breathing than with nasal * breathing. Consequently, we expected to find (LITERS/MINUTE) 2.0 † lower Vt, VO2, VO2 /kg, VCO2 and RR with nasal 1.8 breathing because these results have been reported in previous research.9-12 1.6 However, we observed a novel finding when 1.4 comparing mouth breathing with no mouthpiece † use to mouth breathing with mouthpiece use. 1.2 We had hypothesized that mouth breathing in the no-mouthpiece condition would elicit out- 1.0 1 (Mouthpiece) 2 (No Mouthpiece) 3 (Nose Breathing) comes similar to those in the mouth-breathing- GROUP with-mouthpiece condition; however, this was not the case. Specifically, the results showed sig- Figure 4. Voluntary carbon dioxide production during steady- nificant improvements in VCO2 and oxygen state exercise. Asterisk indicates statistically significant difference (P < .05) from group 3. Dagger indicates statistically significant parameters and no significant differences in Ve difference (P < .05) from group 1. when participants wore the mouthpiece versus 1044 JADA 142(9) http://jada.ada.org September 2011 Copyright © 2011 American Dental Association. All rights reserved.
  • 6. RESEARCH when they did not TABLE 1 wear the mouthpiece Data from minutes 1 though 5 of steady-state during the entire 10- minute test; during exercise. minutes 1 through 5; VARIABLE MEAN (± STANDARD DEVIATION) MEASURE and during minutes 6 Group 1 Group 2 Group 3 through 10. Thus, the (Mouthpiece) (No Mouthpiece) (Nose Breathing Only) improvements in VCO * (L†/Minute) 2 2.00 ± 0.55‡ 1.66 ± 0.49‡§ 1.02 ± 0.53 VCO2 and oxygen VO ¶ (L/Minute) 2.21 ± 0.64‡ 1.73 ± 0.54‡§ 1.12 ± 0.57 2 parameters cannot be # (mL ** /kg/Minute) ‡ ‡§ VO /kg 29.1 ± 6.7 22.5 ± 4.8 15.2 ± 7.3 explained by 2 improved Ve with Ventilation (L/Minute) 49.7 ± 10.8‡ 50.4 ± 12.1‡ 29.8 ± 8.5 mouthpiece use. Respiratory Rate 31 ± 7‡ 32 ± 8‡ 25 ± 6 (Breaths/Minute) Francis and Brasher4 assessed the Tidal Volume (L) 2.10 ± 0.61‡ 2.09 ± 0.59‡ 1.60 ± 0.59 physiological effects Heart Rate (Beats/Minute) 157 ± 15 156 ± 15 154 ± 11 of mouthguard use * VCO : Voluntary carbon dioxide production. Downloaded from jada.ada.org on September 1, 2011 2 during five minutes † L: Liters. ‡ Statistically significant difference (P < .05) from group 3 (nose breathing only). of low- and high- § Statistically significant difference (P < .05) from group 1 (mouthpiece). intensity exercise on ¶ VO : Voluntary oxygen consumption. 2 a cycle ergometer. For # VO /kg: Voluntary oxygen consumption per kilogram of body weight. 2 ** mL: Milliliters. the low-intensity cycling, 10 men TABLE 2 cycled at 100 watts and seven women Data from minutes 6 through 10 of steady-state cycled at 75 W; for exercise. the high-intensity VARIABLE MEAN (± STANDARD DEVIATION) MEASURE cycling, men cycled at Group 1 Group 2 Group 3 150 W and women (Mouthpiece) (No Mouthpiece) (Nose Breathing Only) cycled at 125 W. VCO * (L†/Minute) 2.29 ± 0.59‡ 1.88 ± 0.54‡§ 1.19 ± 0.64 In comparing our 2 ¶ (L/Minute) ‡ ‡§ study results with VO 2 2.43 ± 0.73 1.90 ± 0.60 1.31 ± 0.74 those of Francis and VO /kg# (mL**/kg/Minute) 2 31.9 ± 7.5‡ 24.8 ± 5.8§ 18.0 ± 10.5 Brasher,4 we should Ventilation (L/Minute) 56.9 ± 11.5‡ 58.3 ± 13.7‡ 34.3 ± 11.0 note a difference in Respiratory Rate 33 ± 7‡ 35 ± 8‡ 28 ± 8 VO2 /kg between the (Breaths/Minute) two studies. Francis Tidal Volume (L) 2.28 ± 0.63‡ 2.25 ± 0.63‡ 1.68 ± 0.66 and Brasher4 re- Heart Rate (Beats/Minute) 169 ± 16 167 ± 16 169 ± 10 ported a decreased * VCO : Voluntary carbon dioxide production. volume of VO2 /kg † L: Liters. 2 with mouthguard use ‡ Statistically significant difference (P < .05) from group 3 (nose breathing only). during high-intensity § Statistically significant difference (P < .05) from group 1 (mouthpiece). ¶ VO : Voluntary oxygen consumption. 2 exercise, whereas we # VO /kg: Voluntary oxygen consumption per kilogram of body weight. 2 measured a signifi- ** mL: Milliliters. cant increase in VO2 /kg when participants wore the mouthpiece. ticipants in our study wore a custom-fitted man- However, Francis and Brasher4 also noted that dibular mouthpiece that did not create any participants reported a feeling of restricted air- obstruction in breathing. flow with mouthguard use, whereas the partici- The results of these studies were similar with pants in our study did not report feeling such a regard to Ve, VCO2 and VO2 parameters with restriction. We believe the differences between and without mouthguard or mouthpiece use. our study results and those reported by Francis During the high-intensity protocol, Francis and and Brasher4 most likely are attributable to the Brasher4 found an improvement in expiratory type of mouthpiece worn in each study. In the volume, with decreases in Ve with mouthguard study by Francis and Brasher,4 participants use; these results are similar to those of our wore one of three different over-the-counter, study. Francis and Brasher4 suggested that unfitted maxillary mouthguards, whereas par- when participants wore a mouthguard, they JADA 142(9) http://jada.ada.org September 2011 1045 Copyright © 2011 American Dental Association. All rights reserved.
  • 7. RESEARCH TABLE 3 breathes through the Data from minutes 1 through 10 of steady-state mouth versus when one does not wear a exercise. mouthpiece and VARIABLE MEAN (± STANDARD DEVIATION) MEASURE breathes through the Group 1 Group 2 Group 3 mouth. Thus, the (Mouthpiece) (No Mouthpiece) (Nose Breathing Only) improved airway Ventilation (L*/ Minute) 53.4 ± 11.0† 54.6 ± 12.8† 32.3 ± 9.9 dynamics we found in Respiratory Rate 32 ± 7† 34 ± 8†‡ 26 ± 7 our study may be (Breaths/ Minute) explained in part by Tidal Volume (L) 2.16 ± 0.62† 2.14 ± 0.61† Not applicable anatomical and neu- romuscular changes Heart Rate (Beats/Minute) 163 ± 15 162 ± 16 161 ± 11 that occur during * L: Liters. exercise with custom- † Statistically significant difference (P < .05) from group 3 (nose breathing only). ‡ Statistically significant difference (P < .05) from group 1 (mouthpiece). fitted mouthpiece use as the mouthpiece might have been using a type of breathing called affects the genioglossus. Downloaded from jada.ada.org on September 1, 2011 “pursed lip breathing,” which they defined as Cortisol and epinephrine. We also reported pursing one’s lips and breathing out deeply. This that the use of a custom-fitted mandibular type of breathing has been linked to improved mouthpiece is associated with a decrease in the respiratory measures such as reduced breathing stress hormone cortisol after high-intensity exer- rates and increased Vt in people with respiratory cise.24 This finding is consistent with the findings disorders, but it has not been studied exten- of Hori and colleagues,25 who reported a decrease sively in a healthy population.13-15 in corticotrophin-releasing factor levels (stress- We propose that a similar, but more plau- induced response of the hypothalamic-pituitary- sible, mechanism may have occurred when par- adrenal axis and a precursor to corticosterone ticipants wore the custom-fitted mandibular release, the rat equivalent to cortisol in humans) mouthpiece. We asked participants to bite down in rats that were allowed to bite down on a on the mouthpiece, which has two wedges (one wooden stick while experiencing a stressor. If on either side of the mouthpiece) that create an biting down on the mouthpiece results in a opening between the maxillary and mandibular decrease in cortisol levels, it stands to reason teeth (Figure 1). In addition, according to the that it also would affect other stress-related hor- product description,16 this mouthpiece shifts the mones, namely epinephrine. Epinephrine is mandible down and into a more forward posi- released quickly in response to a stressor, and tion, which Garner and McDivitt6 reported one of its many functions is to stimulate the gly- resulted in increased airway openings. colytic process (that is, breaking down of glucose Genioglossus muscle. We also propose a to provide energy) to increase the rate of energy contribution from a neuromuscular response production. Two of the key byproducts of glycol- that occurs when participants bite down on the ysis are lactate and CO2. We have shown that use mouthpiece and breathe through the mouth. of the custom-fitted mouthpiece decreases lactate What might have occurred, and which some par- production and increases VCO2 production. We ticipants reported anecdotally, is that when a now believe that a decrease in epinephrine participant bit down on the mouthpiece and release may be the reason for these observed breathed during steady-state exercise, the changes; however, more research is needed. tongue moved forward, resulting in a contrac- Thus, if an anatomical and neuromuscular tion of the genioglossus muscle. The results of improvement in airway dynamics occurs along extensive research regarding the genioglossus with a diminished stress response (that is, lower muscle show that contraction of this muscle cortisol and epinephrine levels) with mouthpiece leads to relaxation of the pharyngeal airway, use during steady-state exercise, this could thereby improving airway dynamics.17-22 explain the improved oxygen and carbon dioxide Remmers23 reported that the genioglossus kinetics, as well as the improvements in lactate may be associated with a reflex that leads to the production, that the results of our study show. dilation of the pharyngeal area, thereby aiding in respiration in both humans and animals. Pre- CONCLUSION liminary research in our laboratory has shown The results of this study show improved airway differences in electromyographic activity of the dynamics in participants who wore a custom- genioglossus when one wears a mouthpiece and fitted mandibular mouthpiece during steady- 1046 JADA 142(9) http://jada.ada.org September 2011 Copyright © 2011 American Dental Association. All rights reserved.
  • 8. RESEARCH state exercise. The improvements in gas guards. Br J Sports Med 1991;25(4):227-231. 5. Garner DP, McDivitt EJ. The effects of mouthpiece use during exchange and Ve observed with mouthpiece use endurance exercise on lactate and cortisol levels. Med Sci Sports may explain the physiological outcomes of Exerc 2009;41(5):S448 improved lactate levels during endurance run- 6. Garner DP, McDivitt E. Effects of mouthpiece use on airway openings and lactate levels in healthy college males. Compend ning, as reported previously.5,6 Specifically, Contin Educ Dent 2009;30(special no. 2):9-13. improved VCO2 exhalation, as observed with 7. Beam WC, Adams GM. Exercise Physiology Laboratory Manual. 6th ed. New York City: McGraw Hill; 2011. mouthpiece use throughout the 10-minute 8. ADA Council on Access, Prevention and Interprofessional Rela- treadmill protocol, leads to improved buffering tions; ADA Council on Scientific Affairs. Using mouthguards to of hydrogen ion levels, which, in turn, decreases reduce the incidence and severity of sports-related oral injuries. JADA 2006;137(12):1712-1720. lactate levels during endurance exercise. This 9. Camner P, Bakke B. Nose or mouth breathing? Environ Res explanation is consistent with the differences in 1980;21(2):394-398. VCO2 observed in this study (21.0 percent 10. Chinevere TD, Faria EW, Faria IE. Nasal splinting effects on breathing patterns and cardiorespiratory responses. J Sports Sci higher with mouthpiece use than without 1999;17(6):443-447. mouthpiece use), as well as with differences in 11. Fregosi RF, Lansing RW. Neural drive to neural dilator mus- cles: influence of exercise intensity and oronasal flow partitioning. lactate levels observed in a previous study (22.7 J Appl Physiol 1995;79(4):1330-1337. percent lower with mouthpiece use than that 12. Saibene F, Mognoni P, Lafortuna CL, Mostardi R. Oronasal without mouthpiece use).5 breathing during exercise. Pflugers Arch 1978;378(1):65-69. Downloaded from jada.ada.org on September 1, 2011 13. Dechman G, Wilson CR. Evidence of underlying breathing In addition, the improvement in oxygen retraining in people with sta ble chronic obstructive pulmonary dis- kinetics during the beginning of the exercise pro- ease. Phys Ther 2004;84(12):1189-1197. tocol (that is, minutes 1 through 5), as demon- 14. Faager G, Stâhle A, Larsen FF. Influence of spontaneous pursed lips breathing on walking endurance and oxygen saturation strated by the significantly higher VO2 and in patients with moderate to severe chronic obstructive pulmonary VO2 /kg levels in participants in group 1 (the disease. Clin Rehabil 2008;22(8):675-683. 15. Tiep BL. Pursed lips breathing: easing does it. J Cardiopulm mouthpiece condition), also may affect initial Rehabil Prev 2007;27(4):245-246. oxygen deficit (defined as the amount of oxygen 16. Under Armour. Armourbite technology. “www.underarmour.com/ needed for exercise and actual oxygen consump- shop/us/en/accessories”. Accessed Aug. 8, 2011. 17. Bailey EF, Huang YH, Fregosi RF. Anatomic consequences of tion26). At the beginning of exercise, there is a lag intrinsic tongue muscle activation. J Appl Physiol 2006;101(5): of approximately one to two minutes during 1377-1385. which oxygen is transported to the skeletal mus- 18. Cheng S, Butler JE, Gandevia SC, Bilston LE. Movement of the tongue during normal breathing in awake healthy humans. J Physiol cles. Therefore, one theory of how the mouth- 2008;586(part 17):4283-4294. piece may affect lactate levels is by decreasing 19. Fogel RB, Trinder J, Malhotra A, et al. Within-breath control of genioglossal muscle activation in humans: effect of sleep-wake state. the time for oxygen to reach the muscle being J Physiol 2003;550(part 3):899-910. exercised, thereby decreasing fatigue during 20. Mann EA, Burnett T, Cornell S, Ludlow CL. The effect of neu- endurance exercise.27 Further research is needed romuscular stimulation of the genioglossus on the hypopharyngeal airway. Laryngoscope 2002;112(2):351-356. to fully elucidate the physiological mechanisms 21. Sokoloff AJ. Activity of tongue muscles during respiration: it involved in improved performance when one takes a village? J Appl Physiol 2004;96(2):438-439. wears a custom-fitted mouthpiece. ■ 22. Blumen MB, Perez de La Sota A, Quera-Salva MA, Frachet B, Chabolle F, Lofaso F. Genioglossal electromyogram during main- Disclosure. Dr. Garner and Ms. McDivitt received honoraria from tained contraction in normal humans. Eur J Appl Physiol 2002; Bite Tech, Minneapolis. 88(1-2):170-177. 23. Remmers JE. Wagging the tongue and guarding the airway: The authors thank Michael Engel, DDS (Charleston, S.C.), for reflex control of the genioglossus. Am J Respir Crit Care Med 2001; making the models of the mouthpiece and Bite Tech Laboratories 164(11):2013-2014. (Dania Beach, Fla.) for supplying the custom-fitted mouthpieces to 24. Garner DP, Dudgeon WD, McDivitt E. The effects of mouth- each participant. piece use on cortisol levels during an intense bout of resistance exer- cise. J Strength Cond Res. In press. 1. Garabee WF Jr. Craniomandibular orthopedics and athletic per- 25. Hori N, Yuyama N, Tamura K. Biting suppresses stress- formance in the long distance runner: a three year study. Basal Facts induced expression of corticotropin-releasing factor (CRF) in the rat 1981;4(3):77-81. hypothalamus. J Dent Res 2004;83(2):124-128. 2. Smith SD. Muscular strength correlated to jaw posture and the 26. Wilmore JK, Costill DL, Kenney WL. Physiology of Sport and temporomandibular joint. N Y State Dent J 1978;44(7):278-285. Exercise. 4th ed. Champaign, Ill.: Human Kinetics; 2007. 3. Smith SD. Adjusting mouthguards kinesiologically in profes- 27. Kilding AE, Winter EM, Fysh M. Moderate-domain pulmonary sional football players. N Y State Dent J 1982;48(5):298-301. oxygen uptake kinetics and endurance running performance. 4. Francis KT, Brasher J. Physiological effects of wearing mouth- J Sports Sci 2006;24(9):1013-1022. JADA 142(9) http://jada.ada.org September 2011 1047 Copyright © 2011 American Dental Association. All rights reserved.