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Open Science and proposals…
Why and how?
Guidelines on OA to Scientific
Publications and Research data
(in Horizon 2020)
Slides will be available at:
http://www.slideshare.net/
Dr. Lars Figenschou
Senior academic librarian
Biology, Fisheries and Geology
Science and Health Library
UiT The Arctic University of Norway
Open Science - publications and research data
https://www.fosteropenscience.eu/
“Under Horizon 2020, beneficiaries of ERC grantsmust ensure open access (free of
charge, online access for any user) to all peer-reviewed scientific publications
relating to its results”.
The detailed requirements on open access to publications are contained in the
Horizon 2020 ERC Model Grant Agreement (Article 29.2).”
Guidelines on the Implementation of Open Access to Scientific
Publications and Research Data in Projects supported by the European
Research Council under Horizon 2020
(August 2016)
Open Access to Publications
“…open access becomes the default setting for research data generated in Horizon
2020. ”
Guidelines on Open Access to Scientific Publications and Research Data
in Horizon 2020 - Version 3.1 - 25 August 2016
Open Access to Research Data
The Commission's approach can be described as "as open as possible, as closed as
necessary"
Open Access to Scientific Information
Why have to publications and data in H-2020?
1. build on previous research results (improved quality of results)
2. encourage collaboration and avoid duplication of effort (greater efficiency)
3. speed up innovation (faster progress to market means faster growth)
4. involve citizens and society (improved transparency of the scientific
process)
Broader access to scientific publications and data helps (you) to:
Guidelines on FAIR Data Management in H-2020
Findable
Accessible
Interoperable
Re-usable
Invest some time now – save time later
«It is the planning itself that matters….»
Be organized – from the start
Checklist for (a) Data Management (Plan):
http://www.dcc.ac.uk/sites/default/files/documents/resource/D
MP/DMP_Checklist_2013.pdf
Guidelines on Open Access to Scientific Publications and
Research Data in Horizon 2020:
http://ec.europa.eu/research/participants/data/ref/h2020/grants
_manual/hi/oa_pilot/h2020-hi-oa-pilot-guide_en.pdf
From: Elsevier
Evaluation Criteria – Research and
Innovation Actions (RIA)
1.Excellence
Clarity and pertinence of the objectives
Credibility of the proposed approach
Soundness of the concept, including trans-disciplinary considerations
Progress beyond the state of the art.
2.Impact […the extent to which the outputs of the project contribute to]
The expected impacts listed in the work programme under the relevant topic
Enhancing innovation capacity and integration of new knowledge;
Strengthening the competitiveness and growth of companies by developing and
delivering innovations meeting the needs of European and global markets;
Effectiveness of the proposed measures to exploit and disseminate the project results
(including management of IPR), to communicate the project, and to manage research
data where relevant.
3.Quality and efficiency of the implementation
Coherence and effectiveness of the work plan, including appropriateness of the
allocation of tasks and resources;
Competences, experience and complementarity of the individual participants, as well as
of the consortium as a whole (when relevant);
Appropriateness of the management structures and procedures, including risk
management.
Proposal, submission & evaluation
…”the proposal is not expected to contain a fully
developed DMP….
…However, good research data management as
such should be addressed under the impact
criterion, as relevant to the project.”
Tip: Look at the DMP as available measures….
to maximize your (own) project impact
So, you are required to submit general information on
data management… as part of your proposal…
Project managers (you?) should address the following questions -
provided by the European Commission - when completing the general
information section (p.2) of H-2020 applications:
What types of data will the project generate/collect?
Project managers should address the following questions - provided by
the European Commission - when completing the general information
section (p.2) of H-2020 applications:
What standards will be used?
So, you are required to submit general information on
data management… as part of your proposal…
Project managers should address the following questions - provided by
the European Commission - when completing the general information
section (p.2) of H-2020 applications:
How will this data be exploited and/or shared/made
accessible for verification - and re-use?
So, you are required to submit general information on
data management… as part of your proposal…
Project managers should address the following questions - provided by
the European Commission - when completing the general information
section (p.2) of H-2020 applications:
If your data cannot be made available, explain why!
So, you are required to submit general information on
data management… as part of your proposal…
Project managers should address the following questions - provided by
the European Commission - when completing the general information
section (p.2) of H-2020 applications:
How will this data be curated and preserved?
So, you are required to submit general information on
data management… as part of your proposal…
https://opendata.uit.no
The Lifecycle of Research Data Management
Planning
Phases:
Collecting
Processing
Archiving/sharing/reusing
Searching / reusing
Opening speech: Bjørn Haugstad, State Secretary to the Minister of Education and
Research, Norway: Open Science – The Norwegian Approach
Keynote: Danny Kingsley, Head of Scholarly Communication at University of Cambridge,
UK: Reward, reproducibility and recognition in research – the case for going Open
Keynote: Mark J. McCabe, Boston University’s Questrom School of Business, Professor at
SKEMA Business School: How Open Access Affects Competition in Scholarly Publishing
Markets: A Tale of Good Intentions, Big Deals and Uncertain Outcomes
Keynote: Stephen Curry, Professor of Structural Biology at Imperial College, London, UK:
Zen and the Art of Academic Maintenance
When: 21-22 Nov. 2016 Where: UiT
Useful links and people…..
Research data support at UiT
Publishing Open Access at UiT
The publication fund at UiT
«Experts» in Data Management Plans:
Stein.Hoydalsvik@uit.no
Leif.Longva@uit.no
Lars.Figenschou@uit.no
«Experts in UiT Open Research data (archive):
Philipp.Conzett@uit.no

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Open science and proposals

  • 1. Open Science and proposals… Why and how? Guidelines on OA to Scientific Publications and Research data (in Horizon 2020) Slides will be available at: http://www.slideshare.net/ Dr. Lars Figenschou Senior academic librarian Biology, Fisheries and Geology Science and Health Library UiT The Arctic University of Norway
  • 2.
  • 3. Open Science - publications and research data https://www.fosteropenscience.eu/
  • 4. “Under Horizon 2020, beneficiaries of ERC grantsmust ensure open access (free of charge, online access for any user) to all peer-reviewed scientific publications relating to its results”. The detailed requirements on open access to publications are contained in the Horizon 2020 ERC Model Grant Agreement (Article 29.2).” Guidelines on the Implementation of Open Access to Scientific Publications and Research Data in Projects supported by the European Research Council under Horizon 2020 (August 2016) Open Access to Publications
  • 5. “…open access becomes the default setting for research data generated in Horizon 2020. ” Guidelines on Open Access to Scientific Publications and Research Data in Horizon 2020 - Version 3.1 - 25 August 2016 Open Access to Research Data The Commission's approach can be described as "as open as possible, as closed as necessary"
  • 6. Open Access to Scientific Information
  • 7. Why have to publications and data in H-2020? 1. build on previous research results (improved quality of results) 2. encourage collaboration and avoid duplication of effort (greater efficiency) 3. speed up innovation (faster progress to market means faster growth) 4. involve citizens and society (improved transparency of the scientific process) Broader access to scientific publications and data helps (you) to:
  • 8. Guidelines on FAIR Data Management in H-2020 Findable Accessible Interoperable Re-usable
  • 9. Invest some time now – save time later «It is the planning itself that matters….» Be organized – from the start Checklist for (a) Data Management (Plan): http://www.dcc.ac.uk/sites/default/files/documents/resource/D MP/DMP_Checklist_2013.pdf Guidelines on Open Access to Scientific Publications and Research Data in Horizon 2020: http://ec.europa.eu/research/participants/data/ref/h2020/grants _manual/hi/oa_pilot/h2020-hi-oa-pilot-guide_en.pdf
  • 11. Evaluation Criteria – Research and Innovation Actions (RIA) 1.Excellence Clarity and pertinence of the objectives Credibility of the proposed approach Soundness of the concept, including trans-disciplinary considerations Progress beyond the state of the art. 2.Impact […the extent to which the outputs of the project contribute to] The expected impacts listed in the work programme under the relevant topic Enhancing innovation capacity and integration of new knowledge; Strengthening the competitiveness and growth of companies by developing and delivering innovations meeting the needs of European and global markets; Effectiveness of the proposed measures to exploit and disseminate the project results (including management of IPR), to communicate the project, and to manage research data where relevant. 3.Quality and efficiency of the implementation Coherence and effectiveness of the work plan, including appropriateness of the allocation of tasks and resources; Competences, experience and complementarity of the individual participants, as well as of the consortium as a whole (when relevant); Appropriateness of the management structures and procedures, including risk management.
  • 12. Proposal, submission & evaluation …”the proposal is not expected to contain a fully developed DMP…. …However, good research data management as such should be addressed under the impact criterion, as relevant to the project.” Tip: Look at the DMP as available measures…. to maximize your (own) project impact
  • 13. So, you are required to submit general information on data management… as part of your proposal… Project managers (you?) should address the following questions - provided by the European Commission - when completing the general information section (p.2) of H-2020 applications: What types of data will the project generate/collect?
  • 14. Project managers should address the following questions - provided by the European Commission - when completing the general information section (p.2) of H-2020 applications: What standards will be used? So, you are required to submit general information on data management… as part of your proposal…
  • 15. Project managers should address the following questions - provided by the European Commission - when completing the general information section (p.2) of H-2020 applications: How will this data be exploited and/or shared/made accessible for verification - and re-use? So, you are required to submit general information on data management… as part of your proposal…
  • 16. Project managers should address the following questions - provided by the European Commission - when completing the general information section (p.2) of H-2020 applications: If your data cannot be made available, explain why! So, you are required to submit general information on data management… as part of your proposal…
  • 17. Project managers should address the following questions - provided by the European Commission - when completing the general information section (p.2) of H-2020 applications: How will this data be curated and preserved? So, you are required to submit general information on data management… as part of your proposal… https://opendata.uit.no
  • 18. The Lifecycle of Research Data Management Planning Phases: Collecting Processing Archiving/sharing/reusing Searching / reusing
  • 19. Opening speech: Bjørn Haugstad, State Secretary to the Minister of Education and Research, Norway: Open Science – The Norwegian Approach Keynote: Danny Kingsley, Head of Scholarly Communication at University of Cambridge, UK: Reward, reproducibility and recognition in research – the case for going Open Keynote: Mark J. McCabe, Boston University’s Questrom School of Business, Professor at SKEMA Business School: How Open Access Affects Competition in Scholarly Publishing Markets: A Tale of Good Intentions, Big Deals and Uncertain Outcomes Keynote: Stephen Curry, Professor of Structural Biology at Imperial College, London, UK: Zen and the Art of Academic Maintenance When: 21-22 Nov. 2016 Where: UiT
  • 20. Useful links and people….. Research data support at UiT Publishing Open Access at UiT The publication fund at UiT «Experts» in Data Management Plans: Stein.Hoydalsvik@uit.no Leif.Longva@uit.no Lars.Figenschou@uit.no «Experts in UiT Open Research data (archive): Philipp.Conzett@uit.no

Notas do Editor

  1. Welcome..... Presentation of me …. evolutionary biologists, working with evoulutionary ecology…finished my phd in 2010. I have swopped model organism from fish and Arctic charr (Alpinus Salvelinus) to students and their behaviour (and Homo Sapiens). Started in a kind of scientific position at the University Library in 2012 Now I`m responsible for all the biologists, geologists and fisheries related researchers and students. How many of you have published articles? 3 or more….? How many of you have published OA? What about your data? Open Archives….? Last week i asked aprox. 20 phd students in a pre-survey for a data management course some questions: 91% (almost 100%) of you would share your data, but if your institution does not require sharing the picture change…. 27% of you have a dmp for your project which is really good 18% of you know how to share your own data, but at the same time only….. 9% of you know where to search for allready collected data within your field Knowledge sharing and open access to research data, and publications, is essential in 2016. The arguments for sharing is many and obvious…..Or what? Many of you have had access to computers since your birth….I read this article the other day that concluded… that younger people have a totally another approach to the whole concept of sharing, than older people have. So, the future may look brighter….!!
  2. This cartoon describes in a nutshell this whole talk …And also what eu and horizon 2020 emphasize in their guidelines, regulations and laws. If your future project are funded, you will work for an employer, that want to get the Most out of every single euro that they have invested in your project. I see open science management as an extended part of being information literate in 2016. That is, how do you…: - gather, take care of, Document, analyze, share And archive your collected information? That is….Your research output….your data…and your publications!!
  3. Open Data, and OA to publications, or to share your research output and make it openly available, is part of a bigger movement in the academic world to make scientific research, data and dissemination accessible at all levels of society. In a general term, this movement is called Open Science. In a Open Science context the university library at UiT has been playing an active or even pioneering role in the last ten years or so…..OA-FUNDING
  4. OK. Over to a more HANDS ON approach….. What regulations and guidelines does i.e., ERC have…..? The ERC and NRC considers that providing free online access is the most effective way of ensuring that the fruits of the research it funds can be: accessed read …and used as the basis for further research
  5. Open research data are the default option from 2017….. for all new projects in the Horizon 2020 programme However, not all data can be open. Projects can therefore opt out at any stage and so free themselves retroactively from the obligations associated with the conditions – if: - obligation to protect results that can reasonably be expected to be commercially or industrially exploited - incompatible with the need for confidentiality in connection with security issues - incompatible with rules on protecting personal data - the project's main aim might not be achieved - the project will not generate / collect any research data or - there are other legitimate reasons (you can enter these in a free-text box at the proposal stage).
  6. HOW THEY SEE IT IN HORIZON 2020…..A GRAPHIC PRESENTATION The 2 main routes to open access are: - Self-archiving / 'green' open access – the author archives (deposits) the published article or the final peer-reviewed manuscript in an online repository. Some publishers request that open access be granted only after an embargo period has elapsed. - Open access publishing / 'gold' open access - an article is immediately published in open access mode. In this model, the payment of publication costs is shifted away from subscribing readers. The most common business model is based on one-off payments by authors. These costs, often referred to as Article Processing Charges (APCs) are usually borne by the researcher's university or research institute or the agency funding the research. In other cases, the costs of open access publishing are covered by subsidies or other funding models.
  7. Modern research builds on extensive scientific dialogue and advances by improving earlier work. The central role of knowledge and innovation in generating growth. Broader access to scientific publications and data Boost the benefits of public investment in research funded under Horizon 2020. The Commission considers that there should be no need to pay for information funded from the public purse each time it is accessed or used It should benefit European businesses and the public to the full. This means making publicly-funded scientific information available online, at no extra cost, to European researchers, innovative industries and the public, while ensuring that it is preserved in the long term. LESS PLAGIARISM….ALSO!!
  8. Vis PDF fra ERC on Open Researh Data….. My “supervisor” within publication and data management question said to me this morning: If the 33 Phd students today only remember to things you have completed your mission: This was one of the 2 “take home messages” Good research data management is not a goal in itself. But rather the key conduit leading to knowledge discovery and innovation …And to subsequent data and knowledge integration and reuse. A very informative PDF from ERC: http://ec.europa.eu/research/press/2016/pdf/opendata-infographic_072016.pdf#view=fit&pagemode=none
  9. A GOOD ADVISE IS TO……. THE GUIDELINES ARE VERY EASY TO READ, AND EASY TO UNDERSTAND. IF YOU ARE APPLYING….TAKE A LOOK….!!
  10. My “supervisor” within publication and data management question said to me this morning: If the 33 Phd students today only remember to things you have completed your mission: This is the other “take home message” He wants you to understand the idea and the significance behind the various steps in this Maslow-like pyramid from Elsevier. If you do…..then you are ready for the new kind of research world Comprehensible = Begripelig This pyramid can function as a roadmap for the development of better data management processes
  11. Have in mind all the time that…. …All this work with your data, and your publications, … is only executet to maximise the impact of your own research!!!
  12. FROM H-2020…..Data Management Plan – general definition Data Management Plans (DMPs) are a key element of good data management. A DMP describes the data management life cycle for the data to be collected, processed and/or generated by a Horizon 2020 project. As part of making research data findable, accessible, interoperable and re-usable (FAIR), a DMP should include information on: - the handling of research data during and after the end of the project - what data will be collected, processed and/or generated - which methodology and standards will be applied - whether data will be shared/made open access and - how data will be curated and preserved (including after the end of the project). A DMP is required for all projects participating in the extended ORD pilot, unless they opt out of the ORD pilot. Your application should address the following issues: - What standards will be applied? - How will data be exploited and/or shared/made accessible for verification and reuse? - If data cannot be made available, why? - How will data be curated and preserved? You should also ensure resource and budgetary planning for data management. … and include a deliverable for an initial DMP at month 6 at the latest into your proposal.
  13. What type, format and volume… Observational data Experimental data Intervjues Are you collecting data from a instrument or a machine Any legal issues, ethical issues? Do your choosen format and software enable sharing, re-use and long term access to the data??
  14. How will the data be collected or created? How will you structure and name your folders and files? How will you handle versioning? What type of quality assurance process will you adopt?
  15. How will potential users find out about your data? With whom will you share the data, and under what conditions? Will you share via a repository? Will you get persistemnt identifiers for your dataset? Will you link the data to a publication? Any ethical issues?
  16. Do you have sensitive data? How sensitive? How will you rate the sensitivity? Other issues?
  17. Who will be responsible for curating your data? You..?? If yes, start early, avoid procrastination and postpone….!! Describe Contact information What the dataset is about File structure and naming conventions Where to find which data = overview of your files methods and workflow Column headings in tabular data Be aware of abbreviations and the units of measure ... Save as unicode .Txt A good advise: take a look into a suitable reprository, for example uit open research data. If you are good enough for uit open research data, you understand what horizon 2020 expect.
  18. So, through your data management plan you must convince the evaluators that you are able to following good data management practices – at the whole lifecycle of research data management. You must have in mind: how would you… - collect - store - describe - share - And disseminate your data? …..And which route to open access will you use for your publications….. And a last thing…..Do not forget to emphasize everything that maximize the impact of your idea. That is, showing the evaluators that you have control of every aspects of your project!!!