Kiran Sawant

Mumbai Area, India India

SENIOR MANAGER - INSPECTION AND AUDIT at Multi Commodity Exchange of India

Finance / Banking / Insurance

Senior Compliance and Operations Manager • Targeted Employers include: Exchanges, NBFCs, Banks, Brokers and KPOs • A focused Compliance and Operations Manager with 7 years in Capital Markets, 8 years in Banking Sector and 4 years in Finance Sector. Highly adept in identifying gaps and /or risk exposure in operations as well developing and implementing strong systems to mitigate risk. Areas of Expertise • SEBI and Exchange Compliance for Stock Brokers and Commodity Brokers • Knowledge of Retail Banking (Operations for Retail Customers). • In-depth understanding of various processes and systems • Six Sigma Green Belt Certified; proficient in implementing quality initiatives. • Possess ex...