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Where is EU Harmonisation on
dynamic spectrum access
Dynamic spectrum sharing
The future of WiFi and IoT
Berlin, Germany
9th April, 2013
Jussi Kahtava
Director, Allied Spectrum Associates
www.alliedspectrumassociates.com
Outline
• Harmonised spectrum and harmonised
standards in the EU
• EC mandate on Reconfigurable Radio
Systems
• ETSI BRAN and RRS work towards HS
• Conclusions

www.alliedspectrumassociates.com
Smarter radios do not negate
the need for harmonisation!
•

•

•

Every different
spectrum band
supported adds
cost and complexity
to a device
Benefits of scale as
important to an
agile radio than to a
dumb radio
Piecemeal
approaches in
individual countries
will not enable
investment and
market emergence

Favourable
regulatory
environment

Competition
between
service
providers

Affordable device and
service costs for end users

Well defined
global
standards
www.alliedspectrumassociates.com

Global/Regional
harmonised
mobile spectrum
Harmonisation in the EU
Equipment entry to market

Spectrum harmonisation
CEPT / ECC
(47 countries incl. EU 27)

ECC Decisions on
harmonised
spectrum use
Update European
Common
Allocation Table
(ECA)

European
Common
Positions to
WRC and ITU

CEPT 47

Mandate to CEPT
on harmonisation
measures
CEPT
Reports

(Chaired by the
EC and formed by
Member States)

EC Decisions on
technical
harmonisation
measures for
spectrum use

European
Commission (EC)

RSPG can advise
the Parliament

Update National Table of
Frequency Allocations (NTFA) to
reflect European Harmonisation
Decisions and ECA

Radio Spectrum
Policy Group
(Chaired by a
Member State,
formed by EU 27
reps, EC plays the
role of secretariat)

Issues mandates

ETSI
European Parliament and Council
(EU Member States)

EU 27

Co-Decisions e.g. Radio Spectrum
Policy Programme

National countries
Allocation of
Spectrum by
WRC (Article 5 of
the Radio
Regulations)

RSPG
Draft
Decision /
Mandates

Communications
or Proposal

Conduct
spectrum
harmonization
studies and
adopt Reports,
including
response to EC
Mandate

CEPT 47

European
Commission

RSCOM
Radio Spectrum
Committee

Radio
Spectrum
Strategic
Opinions
Advises the
Commission
and the
Parliament

CEN

Produce harmonised standards

EU 27

Harmonised Standards

License spectrum to users with
defined rights and obligations
according to the NTFA

RTTE Directive

www.alliedspectrumassociates.com

CENELEC
National legislation of radio
spectrum
Natural physical
resource

Radio spectrum

National legislation
governing the
access to frequency
bands

National Table of Frequency Allocations (NTFA)

Governmental use

Commercial use / non governmental
(telecom, broadcasting, amateur, SRDs…)

Domain of use
/
regulatory regime

Fine technical
management of
frequency bands
National legislation
authorising the use
of spectrum

Users

Defence
Public
safety

Civil
aviation
Meteorology

Maritime &
waterways

Radio
Astronomy

…
Individual authorisation

General authorisation

(Individual rights of use)

(No individual rights of use)

Frequency assignments
Individual authorisation
issued by NRA

General authorisation
issued by NRA

Users

Source: ECC FM53 chairman

www.alliedspectrumassociates.com
Harmonised standards in the
EU
• Harmonised standards in the EU are intended to
streamline the market entry of radio and
telecom equipment
• HS is developed by one or several of the three
ESOs based on a mandate from the European
Commission
• Under the Radio & Telecom Terminal Equipment
(R&TTE) regime, a manufacturer can pursue
market entry through fulfilling the requirements
of a Harmonised Standard
• HS are listed in the Official Journal of the EU,
and the ones under the R&TTE support one or all
of the essential requirements of the directive
www.alliedspectrumassociates.com
Why R&TTE?
Take advantage of the entire EU single market

Benefits of scale

Place products directly

Demonstrate compliance with Directive 1999/5/EC (R&TTE)

Fast placing on the market

Free movement

Show conformance to the relevant European harmonised standard

Compliance with R&TTE

No need for notified bodies

www.alliedspectrumassociates.com
Device entry to market

USA

EU

Manufacturer provides device
to FCC

Manufacturer testing of device

Declaration of conformance

Approval
Shipping and sales

Shipping and sales

www.alliedspectrumassociates.com

weeks

months

FCC testing of device
EC goal on spectrum sharing

Licenceexempt sharing
• In bands already allocated
for LE
• Promotes innovation
• Internet of Things

Licensed
Sharing (LSA)
• Based on sharing
agreement between
incumbent and new user
• Regulatory guarantees
• Quality of Service

www.alliedspectrumassociates.com
Shared use of spectrum:
regulatory timeline
2011 Q4

2012 Q1

2012 Q2

2012 Q3

2012 Q4

2013 Q1 2013 Q2 2013 Q3 2013 Q4

EC communication on shared use of spectrum

Agreement on RSPP, with shared
use of spectrum in it

Feedback from MSs and next steps

EC CR workshop
EU Spectrum Inventory
Supply side workshops

Demand side workshop

ECC report 186

CEPT SE43 on TVWS

DG ENTR RRS mandate Work on EC standardisation mandate for RRS
Mandate submitted to ETSI, CEN and CENELEC
workshop
Start of LSA HS work in ETSI RRS
Start of TVWS HS work in ETSI BRAN

CEPT FM studies on LSA

FM ASA report

First drafts ready

Set up of FM52 and FM53
RRS mandate accepted by ETSI

www.alliedspectrumassociates.com
EC Communication on shared
used of spectrum: next steps
• Identify BSOs (beneficial sharing
opportunities) in both licensed and licenceexempt frequency bands
• Consider making sufficient licence-exempt
spectrum, harmonised at EU level, available
for wireless innovations
• Define, in cooperation with Member States,
a common path towards enabling more
sharing possibilities, based on contractual
agreements between users
www.alliedspectrumassociates.com
EU mandate on RRS
•
•
•

•

Submitted to ETSI, CEN and
CENELEC in October 2012
Aims to bring together
commercial, military and
public safety areas in RRS
Sufficiently innovative –
informs what level of
awareness ESOs need to
have to produce something
that has a role of making
regulatory framework
available for these devices
Two year process to develop
harmonised standards for the
commercial side
– drafts end of ‘13, ready
end of ‘14

Mandate
M/512 on RRS

liaison

Joint Task Force on ERM
and RRS

ETSI BRAN
ETSI RRS
TVWS
(EN 301 598)

www.alliedspectrumassociates.com

LSA, GLDB
Public safety
Military
ETSI RRS work
Objective A

Mandate M/512

Objective A1

TS-2: System
architecture for
exchanging
between
different GLDBs

Objective C

Objective A2

TS-1: System

Objective B

Architecture for
coordinated and
uncoordinated use
of white space

EN-1: HS for
interaction
between WSD
and GLDB

EN-2: ES for
architecture and
procedures for
info exchange
between GLDBs

Inputs
ETSI EN 301 598 (From BRAN)
ECC Report 159
ECC Report 185
ECC Report 186
ECC FM53 reports on TVWS and LSA

www.alliedspectrumassociates.com
Geolocation databases
• Under the R&TTE, GLDB is a component, similarly to
software component
– It has an interface to WSD, that is a radio equipment
• In the case of interference, end user must not be liable
– In the absence of HS, the NRA needs to find a single
entity that the responsibility lies with
• Harmonised standard removes the ambiguity through
having a regulatory status that the manufacturers can
refer to
– GLDB-to-WSD interface falls under the HS for RRS
• How to manage device circulation in the EU?
– Master WSD has to connect to relevant GLDB

www.alliedspectrumassociates.com
GLDB and HS
Incumbent
info on
availability

UHF band
protected
use info

GLDB

ES
(EN-2)

GLDB

HS
(EN-1)
TVWS AP

LSA
repository
“GLDB”

LSA
controller

www.alliedspectrumassociates.com
Geolocation databases and
harmonisation
• Country borders are areas where different
regulatory requirements meet
– Bilateral coordination sets the limits
– GLDB in one country has only information
on the regulatory requirements of that
country
– Interoperability in providing full
information to a device is important
• This applies both to the GLDB-to-WSD (under
HS) and GLDB-to-GLDB interface
www.alliedspectrumassociates.com
Key messages
• Dynamic use of spectrum does not need to
be opportunistic on regulatory and
standards side
• Clear framework brings benefits in accessing
single European market

www.alliedspectrumassociates.com
Thank You!
Jussi Kahtava (jussi.kahtava@alliedspectrumassociates.co.uk)
Octavian Popescu (inorbita@gmail.com)

www.alliedspectrumassociates.com

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Eu harmonisation on dynamic spectrum access

  • 1. Where is EU Harmonisation on dynamic spectrum access Dynamic spectrum sharing The future of WiFi and IoT Berlin, Germany 9th April, 2013 Jussi Kahtava Director, Allied Spectrum Associates www.alliedspectrumassociates.com
  • 2. Outline • Harmonised spectrum and harmonised standards in the EU • EC mandate on Reconfigurable Radio Systems • ETSI BRAN and RRS work towards HS • Conclusions www.alliedspectrumassociates.com
  • 3. Smarter radios do not negate the need for harmonisation! • • • Every different spectrum band supported adds cost and complexity to a device Benefits of scale as important to an agile radio than to a dumb radio Piecemeal approaches in individual countries will not enable investment and market emergence Favourable regulatory environment Competition between service providers Affordable device and service costs for end users Well defined global standards www.alliedspectrumassociates.com Global/Regional harmonised mobile spectrum
  • 4. Harmonisation in the EU Equipment entry to market Spectrum harmonisation CEPT / ECC (47 countries incl. EU 27) ECC Decisions on harmonised spectrum use Update European Common Allocation Table (ECA) European Common Positions to WRC and ITU CEPT 47 Mandate to CEPT on harmonisation measures CEPT Reports (Chaired by the EC and formed by Member States) EC Decisions on technical harmonisation measures for spectrum use European Commission (EC) RSPG can advise the Parliament Update National Table of Frequency Allocations (NTFA) to reflect European Harmonisation Decisions and ECA Radio Spectrum Policy Group (Chaired by a Member State, formed by EU 27 reps, EC plays the role of secretariat) Issues mandates ETSI European Parliament and Council (EU Member States) EU 27 Co-Decisions e.g. Radio Spectrum Policy Programme National countries Allocation of Spectrum by WRC (Article 5 of the Radio Regulations) RSPG Draft Decision / Mandates Communications or Proposal Conduct spectrum harmonization studies and adopt Reports, including response to EC Mandate CEPT 47 European Commission RSCOM Radio Spectrum Committee Radio Spectrum Strategic Opinions Advises the Commission and the Parliament CEN Produce harmonised standards EU 27 Harmonised Standards License spectrum to users with defined rights and obligations according to the NTFA RTTE Directive www.alliedspectrumassociates.com CENELEC
  • 5. National legislation of radio spectrum Natural physical resource Radio spectrum National legislation governing the access to frequency bands National Table of Frequency Allocations (NTFA) Governmental use Commercial use / non governmental (telecom, broadcasting, amateur, SRDs…) Domain of use / regulatory regime Fine technical management of frequency bands National legislation authorising the use of spectrum Users Defence Public safety Civil aviation Meteorology Maritime & waterways Radio Astronomy … Individual authorisation General authorisation (Individual rights of use) (No individual rights of use) Frequency assignments Individual authorisation issued by NRA General authorisation issued by NRA Users Source: ECC FM53 chairman www.alliedspectrumassociates.com
  • 6. Harmonised standards in the EU • Harmonised standards in the EU are intended to streamline the market entry of radio and telecom equipment • HS is developed by one or several of the three ESOs based on a mandate from the European Commission • Under the Radio & Telecom Terminal Equipment (R&TTE) regime, a manufacturer can pursue market entry through fulfilling the requirements of a Harmonised Standard • HS are listed in the Official Journal of the EU, and the ones under the R&TTE support one or all of the essential requirements of the directive www.alliedspectrumassociates.com
  • 7. Why R&TTE? Take advantage of the entire EU single market Benefits of scale Place products directly Demonstrate compliance with Directive 1999/5/EC (R&TTE) Fast placing on the market Free movement Show conformance to the relevant European harmonised standard Compliance with R&TTE No need for notified bodies www.alliedspectrumassociates.com
  • 8. Device entry to market USA EU Manufacturer provides device to FCC Manufacturer testing of device Declaration of conformance Approval Shipping and sales Shipping and sales www.alliedspectrumassociates.com weeks months FCC testing of device
  • 9. EC goal on spectrum sharing Licenceexempt sharing • In bands already allocated for LE • Promotes innovation • Internet of Things Licensed Sharing (LSA) • Based on sharing agreement between incumbent and new user • Regulatory guarantees • Quality of Service www.alliedspectrumassociates.com
  • 10. Shared use of spectrum: regulatory timeline 2011 Q4 2012 Q1 2012 Q2 2012 Q3 2012 Q4 2013 Q1 2013 Q2 2013 Q3 2013 Q4 EC communication on shared use of spectrum Agreement on RSPP, with shared use of spectrum in it Feedback from MSs and next steps EC CR workshop EU Spectrum Inventory Supply side workshops Demand side workshop ECC report 186 CEPT SE43 on TVWS DG ENTR RRS mandate Work on EC standardisation mandate for RRS Mandate submitted to ETSI, CEN and CENELEC workshop Start of LSA HS work in ETSI RRS Start of TVWS HS work in ETSI BRAN CEPT FM studies on LSA FM ASA report First drafts ready Set up of FM52 and FM53 RRS mandate accepted by ETSI www.alliedspectrumassociates.com
  • 11. EC Communication on shared used of spectrum: next steps • Identify BSOs (beneficial sharing opportunities) in both licensed and licenceexempt frequency bands • Consider making sufficient licence-exempt spectrum, harmonised at EU level, available for wireless innovations • Define, in cooperation with Member States, a common path towards enabling more sharing possibilities, based on contractual agreements between users www.alliedspectrumassociates.com
  • 12. EU mandate on RRS • • • • Submitted to ETSI, CEN and CENELEC in October 2012 Aims to bring together commercial, military and public safety areas in RRS Sufficiently innovative – informs what level of awareness ESOs need to have to produce something that has a role of making regulatory framework available for these devices Two year process to develop harmonised standards for the commercial side – drafts end of ‘13, ready end of ‘14 Mandate M/512 on RRS liaison Joint Task Force on ERM and RRS ETSI BRAN ETSI RRS TVWS (EN 301 598) www.alliedspectrumassociates.com LSA, GLDB Public safety Military
  • 13. ETSI RRS work Objective A Mandate M/512 Objective A1 TS-2: System architecture for exchanging between different GLDBs Objective C Objective A2 TS-1: System Objective B Architecture for coordinated and uncoordinated use of white space EN-1: HS for interaction between WSD and GLDB EN-2: ES for architecture and procedures for info exchange between GLDBs Inputs ETSI EN 301 598 (From BRAN) ECC Report 159 ECC Report 185 ECC Report 186 ECC FM53 reports on TVWS and LSA www.alliedspectrumassociates.com
  • 14. Geolocation databases • Under the R&TTE, GLDB is a component, similarly to software component – It has an interface to WSD, that is a radio equipment • In the case of interference, end user must not be liable – In the absence of HS, the NRA needs to find a single entity that the responsibility lies with • Harmonised standard removes the ambiguity through having a regulatory status that the manufacturers can refer to – GLDB-to-WSD interface falls under the HS for RRS • How to manage device circulation in the EU? – Master WSD has to connect to relevant GLDB www.alliedspectrumassociates.com
  • 15. GLDB and HS Incumbent info on availability UHF band protected use info GLDB ES (EN-2) GLDB HS (EN-1) TVWS AP LSA repository “GLDB” LSA controller www.alliedspectrumassociates.com
  • 16. Geolocation databases and harmonisation • Country borders are areas where different regulatory requirements meet – Bilateral coordination sets the limits – GLDB in one country has only information on the regulatory requirements of that country – Interoperability in providing full information to a device is important • This applies both to the GLDB-to-WSD (under HS) and GLDB-to-GLDB interface www.alliedspectrumassociates.com
  • 17. Key messages • Dynamic use of spectrum does not need to be opportunistic on regulatory and standards side • Clear framework brings benefits in accessing single European market www.alliedspectrumassociates.com
  • 18. Thank You! Jussi Kahtava (jussi.kahtava@alliedspectrumassociates.co.uk) Octavian Popescu (inorbita@gmail.com) www.alliedspectrumassociates.com