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www.ideasontario.ca
G. Ross Baker, Ph.D.
Institute of Health Policy, Management and
Evaluation
University of Toronto
The QI Imperative:
Supporting System Transformation
www.ideasontario.ca 2
Faculty Disclosure
•  Faculty: G. Ross Baker
•  Relationships with commercial interests:
–  Grants/Research Support: Canadian Patient Safety Institute;
Canadian Foundation for Healthcare Improvement; Canadian
Institutes for Health Research; Ontario Ministry of Health and Long
Term Care
–  Speakers Bureau/Honoraria: Institute for Patient and Family
Centered Care; Saskatchewan Health Quality Council; Canadian
Foundation for Healthcare Improvement;
–  Consulting Fees: Canadian Foundation for Health Care
Improvement; Health Foundation (UK)
–  Other: Faculty member, University of Toronto
www.ideasontario.ca 3
Healthcare’s Perfect Storm
u  Growing	
  prevalence	
  of	
  chronic	
  
disease	
  
u  	
  New	
  technology	
  improves	
  
	
  outcomes	
  but	
  increases	
  costs	
  
u  Rising	
  public	
  expecta;ons	
  
u  Professional	
  autonomy	
  trumps	
  
system	
  change	
  
u  Aging	
  workforce	
  
u  Limited	
  integra;on	
  across	
  
	
  services	
  and	
  organiza;ons	
  
u  LiAle	
  appe;te	
  for	
  increased	
  
	
  taxa;on	
  or	
  user	
  fees	
  
	
  
www.ideasontario.ca 4
Ontario Responses to the
Perfect Storm
•  Fairer funding
•  Expanding access
•  Better use of health human resources
•  Integrating care across settings
•  Expanding home and community care
•  Greater emphasis on promoting healthy behaviours
•  Improving quality at the front lines
How do we make this happen?
Ontario’s	
  Ac;on	
  Plan	
  
www.ideasontario.ca 5
Quality By Design
•  Goal: Understand the strategies and investments of high
performing healthcare systems to inform strategy in
Ontario
•  Methods:
–  Literature review
–  Case study selection and visit
–  Detailed analysis and development of cases
–  Translation to Ontario context
www.ideasontario.ca 6
Quality by Design helps to define strategies & models for
achieving and sustaining improvement in Ontario
Literature
Review
Cross-case
Analysis
Case Site
Selection
& Visits
Synthesis of
frameworks
and elements
Translation
to Ontario
Context
What are the existing frameworks &
elements of improvement capability?
Case
preparation
and final
reports
Cross case
summary
and revised
framework
Knowledge Transfer
Kit
Leadership Series
Policy options
How have exemplary systems
invested in
improvement capability?
Where is Ontario in terms
of improvement capability
and how might we proceed?
PHASE 1 PHASE 2 PHASE 3
METHODS
PRODUCTS
www.ideasontario.ca 7
Systems Selected for
Detailed Study
•  5 International systems
–  Jonkoping County Council, Sweden
–  Intermountain Healthcare, Salt Lake City, UT
–  Henry Ford Health System, Detroit, MI
–  Veterans Health Administration-- VISN 1 (New
England) and White River Junction VAMC Vermont,
USA
–  Birmingham East and North PCT and Heart of
England Foundation Trust, Birmingham, England
•  2 Canadian systems
–  Calgary Health Region, Alberta
–  Trillium Health Centre, Mississauga
www.ideasontario.ca 8
Ten Themes in High Performing Systems
Leadership	
  and	
  
Strategy	
  
Organiza2onal	
  Design	
   Improvement	
  Capabili2es	
  
Quality	
  and	
  system	
  
improvement	
  as	
  the	
  core	
  
strategy	
  
Robust	
  primary	
  care	
  teams	
  at	
  the	
  
centre	
  of	
  the	
  delivery	
  system	
  
Organiza2onal	
  capaci2es	
  and	
  skills	
  
to	
  support	
  performance	
  
improvement
Leadership	
  ac2vi2es	
  that	
  
embrace	
  common	
  goals	
  
and	
  align	
  ac2vi2es	
  
throughout	
  the	
  
organiza2on	
  
More	
  effec2ve	
  integra2on	
  of	
  care	
  
that	
  promotes	
  seamless	
  care	
  
transi2ons	
  
Informa2on	
  as	
  a	
  plaCorm	
  for	
  guiding	
  
improvement	
  
Promo2ng	
  professional	
  cultures	
  
that	
  support	
  teamwork,	
  
con2nuous	
  improvement	
  and	
  
pa2ent	
  engagement
Effec2ve	
  learning	
  strategies	
  and	
  
methods	
  to	
  test	
  and	
  scale	
  up
Providing	
  an	
  enabling	
  environment	
  
buffering	
  short-­‐term	
  factors	
  that	
  
undermine	
  success	
  
Engaging	
  pa2ents	
  in	
  their	
  care	
  and	
  in	
  
the	
  design	
  of	
  care.	
  
www.ideasontario.ca 9
SWEDEN
Jönköping
Eksjö
Värnamo
WHAT...
Regionally elected political body that
funds, plans and delivers services
as a dominant focus
WHO...
3 healthcare districts across 13
municipalities
Population of 340,000
9900 staff
3 hospitals, 34 care centres (primary
care, specialized care, rehabilitation
facilities, and pharmacies)
WHY...
”For a good life in an attractive county”
Jönköping - in a rural area of Sweden with a relatively small population
- has been profiled internationally for their quality infrastructure and
performance…
www.ideasontario.ca 10
Quality As A Core Strategy
•  Since the mid 1990s, Jönköping’s senior team paired their longstanding commitment
to strong financial performance with a strategic focus on quality improvement.
•  Established a closer link between finance and quality, honing in on value for patients
instead of just costs.
•  Through self-assessment using the Swedish Baldrige/QUL criteria, and an introduction
to the principles of total quality management, began to use these as a framework for
developing a more central and strategic focus on quality.
•  Maintained an ongoing strategy of modest capital expenditures, removing waste and
improving quality as a means of cost reduction.
•  The County Council estimates that its work on efficiencies has led to 80 million crowns
(SEK) savings, or 2% their net costs with the savings reinvested in continued
improvements in care
www.ideasontario.ca 11
Quality as a Strategy
“Quality is nothing “special”; it should be
integrated in everything that we are doing. I
think it is very dangerous to have an
agenda where you talk Monday about
finances, Tuesday about quality and
Wednesday about another thing. You must
work with all these at the same time”
Sven-Olof Carlsson, former CEO
Jönköping County Council
www.ideasontario.ca 12
Creating the Capability to
Redesign and Improve Care at
Jönköping
•  Qulturum “ a meeting place for quality and culture” provides support for system-wide
and unit-based projects to ensure ongoing learning and support to staff and leaders as
they make changes to processes of care.
•  Have made over 800 measurable improvements spanning all of the County Council’s
seven strategic aims.
•  4000 of the 9000 staff members and leaders across the system have received action-
based quality improvement training at Qulturum.
•  Despite the participation of physicians in education at Qulturum, Jönköping’s leaders
realized that they needed a parallel approach of introducing improvement to the next
generation of clinicians. Jönköping initiated a partnership with a medical school and
other health professions programs in Sweden.
www.ideasontario.ca 13
Intermountain Healthcare
WHAT…
A not-for-profit integrated health system in
Utah and southeastern Idaho – initially a gift
from the Latter-Day Saints church – that
provides excellent clinical care at affordable
rates
WHO…
22 hospitals, Health Insurance Plan (with 5
Provider Networks), Physician group with
2200 affiliated physicians, Community care
services
26,000 FTE employees
WHY…
“To provide the best clinical practice, service
experience and genuine care and concern
delivered in a consistent and integrated way
at the lowest appropriate cost.”
IHC	
  
www.ideasontario.ca 14
An Integrated Clinical Information
Informs the System Of Care
•  Brent James noted that “an early start created the strongest medical informatics
system globally…and much of Intermountain’s success in integrating patient care is
attributed to this strong clinical informatics system.”
•  When comparing the availability of data in IHC’s system in the mid 1990s to the
requirements generated throughout the development of their clinical integration
strategy, IHC’s information system had only 50-70% of the data needed. The
clinical integration strategy was a key driver for the development of the clinical
repository.
www.ideasontario.ca 15
15	
  
www.ideasontario.ca 16
15.3	
   14	
   15.3	
   14.5	
   14.7	
  
11.6	
   12.8	
   11.8	
   12.6	
   12.8	
  
15.1	
  
12.1	
  
9.9	
   8.8	
  
6.8	
   6.5	
   6	
   6.1	
  
53	
   53	
  
63	
  
53	
   57	
  
45	
  
56	
   52	
  
41	
  
52	
  
62	
  
46	
   49	
  
35	
  
21	
   21	
  
26	
   28	
  
110	
  
87	
  
119	
  
109	
  
124	
  
91	
  
107	
  
94	
  
100	
  
105	
  
118	
  
87	
  
81	
  
67	
  
57	
   57	
  
46	
  
52	
  
0	
  
20	
  
40	
  
60	
  
80	
  
100	
  
120	
  
140	
  
Number	
  of	
  pa2ents	
  
0	
  
10	
  
20	
  
30	
  
40	
  
50	
  
%	
  of	
  all	
  primiparous	
  deliveries	
  
Bishop's	
  score	
  <	
  10	
  
Bishop's	
  score	
  <	
  8	
  
Goal:	
  Reduce	
  "inappropriate"	
  nullip	
  inducBons	
  by	
  50%	
  
IHC’s Labour and Delivery Program reduced the
number of inappropriate elective inductions…
www.ideasontario.ca 17
…and in parallel reduced costs	
  	
  
1000	
  
1200	
  
1400	
  
1600	
  
1800	
  
2000	
  
Average	
  combined	
  variable	
  cost	
  ($)	
  
1000	
  
1200	
  
1400	
  
1600	
  
1800	
  
2000	
  
Expected	
  maternal	
  and	
  fetal	
  combined	
  variable	
  cost	
  
Goal:	
  hold	
  increase	
  to	
  no	
  more	
  than	
  6.85%	
  
Actual	
  combined	
  variable	
  cost	
  
B.	
  James.	
  IHC	
  
www.ideasontario.ca 18
Providing Improvement Methods and
Tools Supports Better Care
“Even today, we still have
people within our system who
viscerally oppose our ongoing
shift to clinical process
management and improvement.
…. Change is hard. However,
we have enough people who
“get it” –and are deeply
convinced of and committed to
it – that we can move vigorously
ahead” … Brent James (2007)
www.ideasontario.ca 19
Leadership in High Performing
Health Care Systems
•  Leadership at all levels is crucial for supporting
improvement
•  These systems had long serving senior leaders and
smooth transitions between CEOs that maintained
strategic investments and directions
•  Leadership training and development was a key
element, either at an organization level (IHC,
HFHS, Jonkoping) or system level (VHA, NHS)
•  Leadership was collective and participative
www.ideasontario.ca 20
Growing Impact of QI Efforts
•  Healthcare quality improvement efforts are based on the
work of Deming, Shewhart, Juran and others reaching
back 80 or more years
•  But applications to healthcare are much more recent:
–  Berwick, Batalden and colleagues created the first major
“demonstration project” in the late 1980s
–  IHI was formally launched in 1991
–  Quality Healthcare Network was created in 1993
–  The Saskatchewan Health Quality Council and Cancer Care
Ontario launched in 2002
–  HQO created (as Ontario Health Quality Council) in 2004
•  Large scale application of QI in Canada is still barely a
decade old
www.ideasontario.ca 21
Core Elements of the QI
Imperative
•  Focus on meeting the needs of patients and clients, not the needs of
organizations
•  To make improvements, we first need to be clear about the aims of
improvement, how we will measure the changes that lead to
improvement and what changes are needed that will lead to
improvement
•  Real improvement comes from changing processes and systems,
not stressing individuals within the system
•  Measurement guides improvement but should be used for learning
not judgement
•  Improvement requires action, not just planning
•  Improvement expertise must be linked with clinical and system
knowledge
•  Leadership is critical
Adapted	
  from	
  Berwick,	
  1996	
  
www.ideasontario.ca 22
Quality Improvement Builds on
Other Crucial Initiatives
•  Evidence of effective practice
•  Changes in funding formulas to support more
appropriate care (in the most appropriate settings)
•  New models of care and more effective care teams
•  Working to full scopes of practice
Quality improvement tools provide a robust method
for implementing and integrating many changes
www.ideasontario.ca 23
What you will be able to do:
Core Competencies
•  Identify system improvement opportunities for
healthcare quality
•  Design, develop, and implement effective
change through mastery of quality
improvement methods
•  Use data for improvement
•  Lead and influence improvement
www.ideasontario.ca 24
Growing QI Resources in
Canada
•  Quality councils
•  Growing success with QI
methods
–  Safer Healthcare Now!
–  Provincial collaboratives and
initiatives
•  Growing investments in QI
capacity and capability
www.ideasontario.ca 25
“It is a new system and a lot of the old tools won’t work
anymore. Those who cling to their old tools and allow
our organization to disintegrate will find little sense
either in the burning present or in the challenging
future.”
Donald Berwick, “Escape Fire” 1999
25	
  

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The QI Imperative: Supporting System Transformation

  • 1. www.ideasontario.ca G. Ross Baker, Ph.D. Institute of Health Policy, Management and Evaluation University of Toronto The QI Imperative: Supporting System Transformation
  • 2. www.ideasontario.ca 2 Faculty Disclosure •  Faculty: G. Ross Baker •  Relationships with commercial interests: –  Grants/Research Support: Canadian Patient Safety Institute; Canadian Foundation for Healthcare Improvement; Canadian Institutes for Health Research; Ontario Ministry of Health and Long Term Care –  Speakers Bureau/Honoraria: Institute for Patient and Family Centered Care; Saskatchewan Health Quality Council; Canadian Foundation for Healthcare Improvement; –  Consulting Fees: Canadian Foundation for Health Care Improvement; Health Foundation (UK) –  Other: Faculty member, University of Toronto
  • 3. www.ideasontario.ca 3 Healthcare’s Perfect Storm u  Growing  prevalence  of  chronic   disease   u   New  technology  improves    outcomes  but  increases  costs   u  Rising  public  expecta;ons   u  Professional  autonomy  trumps   system  change   u  Aging  workforce   u  Limited  integra;on  across    services  and  organiza;ons   u  LiAle  appe;te  for  increased    taxa;on  or  user  fees    
  • 4. www.ideasontario.ca 4 Ontario Responses to the Perfect Storm •  Fairer funding •  Expanding access •  Better use of health human resources •  Integrating care across settings •  Expanding home and community care •  Greater emphasis on promoting healthy behaviours •  Improving quality at the front lines How do we make this happen? Ontario’s  Ac;on  Plan  
  • 5. www.ideasontario.ca 5 Quality By Design •  Goal: Understand the strategies and investments of high performing healthcare systems to inform strategy in Ontario •  Methods: –  Literature review –  Case study selection and visit –  Detailed analysis and development of cases –  Translation to Ontario context
  • 6. www.ideasontario.ca 6 Quality by Design helps to define strategies & models for achieving and sustaining improvement in Ontario Literature Review Cross-case Analysis Case Site Selection & Visits Synthesis of frameworks and elements Translation to Ontario Context What are the existing frameworks & elements of improvement capability? Case preparation and final reports Cross case summary and revised framework Knowledge Transfer Kit Leadership Series Policy options How have exemplary systems invested in improvement capability? Where is Ontario in terms of improvement capability and how might we proceed? PHASE 1 PHASE 2 PHASE 3 METHODS PRODUCTS
  • 7. www.ideasontario.ca 7 Systems Selected for Detailed Study •  5 International systems –  Jonkoping County Council, Sweden –  Intermountain Healthcare, Salt Lake City, UT –  Henry Ford Health System, Detroit, MI –  Veterans Health Administration-- VISN 1 (New England) and White River Junction VAMC Vermont, USA –  Birmingham East and North PCT and Heart of England Foundation Trust, Birmingham, England •  2 Canadian systems –  Calgary Health Region, Alberta –  Trillium Health Centre, Mississauga
  • 8. www.ideasontario.ca 8 Ten Themes in High Performing Systems Leadership  and   Strategy   Organiza2onal  Design   Improvement  Capabili2es   Quality  and  system   improvement  as  the  core   strategy   Robust  primary  care  teams  at  the   centre  of  the  delivery  system   Organiza2onal  capaci2es  and  skills   to  support  performance   improvement Leadership  ac2vi2es  that   embrace  common  goals   and  align  ac2vi2es   throughout  the   organiza2on   More  effec2ve  integra2on  of  care   that  promotes  seamless  care   transi2ons   Informa2on  as  a  plaCorm  for  guiding   improvement   Promo2ng  professional  cultures   that  support  teamwork,   con2nuous  improvement  and   pa2ent  engagement Effec2ve  learning  strategies  and   methods  to  test  and  scale  up Providing  an  enabling  environment   buffering  short-­‐term  factors  that   undermine  success   Engaging  pa2ents  in  their  care  and  in   the  design  of  care.  
  • 9. www.ideasontario.ca 9 SWEDEN Jönköping Eksjö Värnamo WHAT... Regionally elected political body that funds, plans and delivers services as a dominant focus WHO... 3 healthcare districts across 13 municipalities Population of 340,000 9900 staff 3 hospitals, 34 care centres (primary care, specialized care, rehabilitation facilities, and pharmacies) WHY... ”For a good life in an attractive county” Jönköping - in a rural area of Sweden with a relatively small population - has been profiled internationally for their quality infrastructure and performance…
  • 10. www.ideasontario.ca 10 Quality As A Core Strategy •  Since the mid 1990s, Jönköping’s senior team paired their longstanding commitment to strong financial performance with a strategic focus on quality improvement. •  Established a closer link between finance and quality, honing in on value for patients instead of just costs. •  Through self-assessment using the Swedish Baldrige/QUL criteria, and an introduction to the principles of total quality management, began to use these as a framework for developing a more central and strategic focus on quality. •  Maintained an ongoing strategy of modest capital expenditures, removing waste and improving quality as a means of cost reduction. •  The County Council estimates that its work on efficiencies has led to 80 million crowns (SEK) savings, or 2% their net costs with the savings reinvested in continued improvements in care
  • 11. www.ideasontario.ca 11 Quality as a Strategy “Quality is nothing “special”; it should be integrated in everything that we are doing. I think it is very dangerous to have an agenda where you talk Monday about finances, Tuesday about quality and Wednesday about another thing. You must work with all these at the same time” Sven-Olof Carlsson, former CEO Jönköping County Council
  • 12. www.ideasontario.ca 12 Creating the Capability to Redesign and Improve Care at Jönköping •  Qulturum “ a meeting place for quality and culture” provides support for system-wide and unit-based projects to ensure ongoing learning and support to staff and leaders as they make changes to processes of care. •  Have made over 800 measurable improvements spanning all of the County Council’s seven strategic aims. •  4000 of the 9000 staff members and leaders across the system have received action- based quality improvement training at Qulturum. •  Despite the participation of physicians in education at Qulturum, Jönköping’s leaders realized that they needed a parallel approach of introducing improvement to the next generation of clinicians. Jönköping initiated a partnership with a medical school and other health professions programs in Sweden.
  • 13. www.ideasontario.ca 13 Intermountain Healthcare WHAT… A not-for-profit integrated health system in Utah and southeastern Idaho – initially a gift from the Latter-Day Saints church – that provides excellent clinical care at affordable rates WHO… 22 hospitals, Health Insurance Plan (with 5 Provider Networks), Physician group with 2200 affiliated physicians, Community care services 26,000 FTE employees WHY… “To provide the best clinical practice, service experience and genuine care and concern delivered in a consistent and integrated way at the lowest appropriate cost.” IHC  
  • 14. www.ideasontario.ca 14 An Integrated Clinical Information Informs the System Of Care •  Brent James noted that “an early start created the strongest medical informatics system globally…and much of Intermountain’s success in integrating patient care is attributed to this strong clinical informatics system.” •  When comparing the availability of data in IHC’s system in the mid 1990s to the requirements generated throughout the development of their clinical integration strategy, IHC’s information system had only 50-70% of the data needed. The clinical integration strategy was a key driver for the development of the clinical repository.
  • 16. www.ideasontario.ca 16 15.3   14   15.3   14.5   14.7   11.6   12.8   11.8   12.6   12.8   15.1   12.1   9.9   8.8   6.8   6.5   6   6.1   53   53   63   53   57   45   56   52   41   52   62   46   49   35   21   21   26   28   110   87   119   109   124   91   107   94   100   105   118   87   81   67   57   57   46   52   0   20   40   60   80   100   120   140   Number  of  pa2ents   0   10   20   30   40   50   %  of  all  primiparous  deliveries   Bishop's  score  <  10   Bishop's  score  <  8   Goal:  Reduce  "inappropriate"  nullip  inducBons  by  50%   IHC’s Labour and Delivery Program reduced the number of inappropriate elective inductions…
  • 17. www.ideasontario.ca 17 …and in parallel reduced costs     1000   1200   1400   1600   1800   2000   Average  combined  variable  cost  ($)   1000   1200   1400   1600   1800   2000   Expected  maternal  and  fetal  combined  variable  cost   Goal:  hold  increase  to  no  more  than  6.85%   Actual  combined  variable  cost   B.  James.  IHC  
  • 18. www.ideasontario.ca 18 Providing Improvement Methods and Tools Supports Better Care “Even today, we still have people within our system who viscerally oppose our ongoing shift to clinical process management and improvement. …. Change is hard. However, we have enough people who “get it” –and are deeply convinced of and committed to it – that we can move vigorously ahead” … Brent James (2007)
  • 19. www.ideasontario.ca 19 Leadership in High Performing Health Care Systems •  Leadership at all levels is crucial for supporting improvement •  These systems had long serving senior leaders and smooth transitions between CEOs that maintained strategic investments and directions •  Leadership training and development was a key element, either at an organization level (IHC, HFHS, Jonkoping) or system level (VHA, NHS) •  Leadership was collective and participative
  • 20. www.ideasontario.ca 20 Growing Impact of QI Efforts •  Healthcare quality improvement efforts are based on the work of Deming, Shewhart, Juran and others reaching back 80 or more years •  But applications to healthcare are much more recent: –  Berwick, Batalden and colleagues created the first major “demonstration project” in the late 1980s –  IHI was formally launched in 1991 –  Quality Healthcare Network was created in 1993 –  The Saskatchewan Health Quality Council and Cancer Care Ontario launched in 2002 –  HQO created (as Ontario Health Quality Council) in 2004 •  Large scale application of QI in Canada is still barely a decade old
  • 21. www.ideasontario.ca 21 Core Elements of the QI Imperative •  Focus on meeting the needs of patients and clients, not the needs of organizations •  To make improvements, we first need to be clear about the aims of improvement, how we will measure the changes that lead to improvement and what changes are needed that will lead to improvement •  Real improvement comes from changing processes and systems, not stressing individuals within the system •  Measurement guides improvement but should be used for learning not judgement •  Improvement requires action, not just planning •  Improvement expertise must be linked with clinical and system knowledge •  Leadership is critical Adapted  from  Berwick,  1996  
  • 22. www.ideasontario.ca 22 Quality Improvement Builds on Other Crucial Initiatives •  Evidence of effective practice •  Changes in funding formulas to support more appropriate care (in the most appropriate settings) •  New models of care and more effective care teams •  Working to full scopes of practice Quality improvement tools provide a robust method for implementing and integrating many changes
  • 23. www.ideasontario.ca 23 What you will be able to do: Core Competencies •  Identify system improvement opportunities for healthcare quality •  Design, develop, and implement effective change through mastery of quality improvement methods •  Use data for improvement •  Lead and influence improvement
  • 24. www.ideasontario.ca 24 Growing QI Resources in Canada •  Quality councils •  Growing success with QI methods –  Safer Healthcare Now! –  Provincial collaboratives and initiatives •  Growing investments in QI capacity and capability
  • 25. www.ideasontario.ca 25 “It is a new system and a lot of the old tools won’t work anymore. Those who cling to their old tools and allow our organization to disintegrate will find little sense either in the burning present or in the challenging future.” Donald Berwick, “Escape Fire” 1999 25