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A	Methodology	for	Inducing	the	Out	of	the	Loop	
Phenomenon	in	Highly	Automated	Driving
11 August 2016 ICTTP 2016, Brisbane, Australia1
Tyron	Louw
@tyronlouw
researchgate.net/profile/Tyron_Louw
Institute	For	Transport	Studies
University	Of	Leeds,	UK
Acknowledgements
11 August 2016 ICTTP 2016, Brisbane, Australia2
• CO-AUTHORS
• Natasha Merat
• AND COLLEAGUES AT ITS LEEDS:
Oliver Carsten
Ruth Madigan
Gustav Markkula
Anthony Horrobin
Michael Daly
Introduction
“Vehicle	Automation	takes	drivers	“OUT	OF	THE	LOOP””
”When	an	operator	is	removed	from	a	control	loop…operator	
awareness	of	system	states	may	be	reduced”	(Endsley	&	Kiris,	1995)
But	what	is	this	Out-of-the-Loop	phenomenon and	which	loop	are	
they	talking	about?
11 August 2016 ICTTP 2016, Brisbane, Australia3
What	is	‘out	of	the	loop’?
Definition:
“the	driver	is	not immediately	aware of	the	vehicle and	the	road	
traffic	situation…	because	they	are	not actively	monitoring,	
making	decisions or	providing	input	to	the	driving	task”	(Kienle et	
al.,	2009)
Implication:
“Being	out-of-loop	leads	to	a	diminished	ability	to	detect	system	
errors	and	manually	respond	to	them”	(Endsley &	Kiris,	1995)
11 August 2016 ICTTP 2016, Brisbane, Australia4
Concept	of	“out-of-the	loop”
11 August 2016 ICTTP 2016, Brisbane, Australia5
Schematic representation of the out-of-the-loop phenomenon (Louw et al., 2015)
“…because they are not actively
monitoring, making decisions or
providing input to the driving task”
Staying	IN	or	OUT	of	the	loop?
Some	say	IN:
“out-of-the-loop	performance	could	be	improved,	for	example	by	
preventing	the	driver	from	drifting	further	out	of	the	loop”	(Strand	
et	al.,	2014)
Some	say	OUT:
‘‘The	driver	cannot	be	relied	upon	to	act	as	a	monitor	if	moment-
to-moment	vehicle	control	is	taken	away”	(Jacoby	and	Schuster,	1997).
11 August 2016 ICTTP 2016, Brisbane, Australia6
Some	interesting	problems
The	OOTL	phenomenon	raises	some	interesting	questions:
1.How do we study it? “Difficult to catch a driver
being OOTL”
2.How do we measure it? No drivers = No measures?
11 August 2016 ICTTP 2016, Brisbane, Australia7
Research	questions
1. How	do	we	study	it?	
Can	we	use	screen	manipulations	to	induce	the	out	of	the	
loop	state?	
2. How	do	we	measure	it?	
Can	we	use	eye	gaze	dispersion	to	measure	the	out	of	the	
loop	state?	(Wang	et	al.,	2014)
11 August 2016 ICTTP 2016, Brisbane, Australia8
University	of	Leeds	Driving	Simulator
11 August 2016 ICTTP 2016, Brisbane, Australia9
Jaguar S-type cab in a
4m spherical projection
dome
300° field-of-view
projection system
v4.5 Seeing Machines
faceLAB eye-tracker
recorded eye
movements at 60Hz
Participants
11 August 2016 ICTTP 2016, Brisbane, Australia10
Gender
Mean age (SD)
Mean Approximate
Annual Mileage (SD)
Years holding a full
UK driving license (SD)Male Female
No Fog (N=15) 8 6 36.43 (9.88) 8592 (12457.83) 15.43 (10.10)
Light fog (N=15) 10 5 38.47 (13.51) 9966 (6767.75) 20 (13.76)
Heavy Fog (N=15) 10 5 39.2 (15.38) 7800 (4139.53) 19.73 (16.79)
Heavy Fog + Task (N=15) 4 11 29.47 (9.96) 5333 (3653.11) 9.67 (7.13)
Out	of	the	loop	manipulations
11 August 2016 ICTTP 2016, Brisbane, Australia11
NO FOG LIGHT FOG
HEAVY FOG HEAVY FOG + QUIZ
11 August 2016 ICTTP 2016, Brisbane, Australia12
Manipulation	Aims
No	Fog:	 Control	Condition
Light	Fog:	 Simulate	a	process	whereby	limited	visual	
attention	was	directed	towards	the	screen.
Heavy	Fog:	 Simulate	situations	where	the	driver	is	looking	
completely	away	from	the	road	and	is	unaware	
of	the	traffic	conditions.	
Heavy	Fog	+	Quiz:	Assess	the	effect	of	a	visual	task	without	a	
physical	distraction.
Drive	Design
11 August 2016 ICTTP 2016, Brisbane, Australia13
No	Fog Heavy	FogLight	Fog Heavy	Fog	+	Task
Lead	
vehicle
a Automation	On			
b Screen	Manipulations	On
c Drone	Moves	Into	Lane
d Screen	Manipulations	Off/Uncertainty	Alert
e Lead	Vehicle	Action
Non-critical Critical
1 2 3 4 5 6
≈150s
a b d ec
Ego	
vehicle
No	Fog	+	NBack
100	s 3	s 3	s
Automation	vs	Manual
11 August 2016 ICTTP 2016, Brisbane, Australia14
AUTOMATED DRIVING = 8.35° MANUAL DRIVING = 6.92°
SD of Horizontal
Gaze (p<.01)
Status Speedometer Status Speedometer
During	the	OOTL	manipulations
11 August 2016 ICTTP 2016, Brisbane, Australia15
NO FOG LIGHT FOG
HEAVY FOG HEAVY FOG + QUIZ
11 August 2016 ICTTP 2016, Brisbane, Australia16
Status Speedometer
NO FOG LIGHT FOG
HEAVY FOG + QUIZHEAVY FOG
Status Speedometer
Status Speedometer Status Speedometer
NO FOG LIGHT FOG
HEAVY FOG HEAVY FOG + QUIZ
NO FOG LIGHT FOG
HEAVY FOG HEAVY FOG + QUIZ
After	the	OOTL	Manipulations
In	the	three	second	period	after	the	manipulations	ended,	
there	were	no	differences	between	the	OOTL	
manipulation	groups	for	Horizontal	or	Vertical	Gaze	
Dispersion
11 August 2016 ICTTP 2016, Brisbane, Australia17
Summary
Observable	difference	between	automation	and	manual
OOTL	manipulations	affected	drivers’	eye	gaze	dispersion
Differences	resolved	within	3	seconds	of	manipulations	
stopping
11 August 2016 ICTTP 2016, Brisbane, Australia18
Next	steps
11 August 2016 ICTTP 2016, Brisbane, Australia19
Where	do	drivers	look	first	when	manipulations	end?
What	happens	when	the	durations	OOTL	increase?
Is	the	pattern	different	for	those	who	crash?
Thanks!
t.l.louw@leeds.ac.uk
11 August 2016 ICTTP 2016, Brisbane, Australia20
For more information look out for:
Are you in the loop? Using Gaze Dispersion to Understand Driver Visual
Attention During Resumption of Control from Automation
Tyron Louw & Natasha Merat
Institute for Transport Studies, University of Leeds, UK

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A methodology for inducing the out-of-the-loop phenomenon in highly automated driving