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Health Informatics New Zealand
                   www.hinz.org.nz




       Sharing health
          records
      A general practice and
       patient perspective

           Sandra Hicks, IPAC, December 2006




• Local general practice and patient
  perspective
• Pointers from the UK
• What should we do in New Zealand?




                                               1
Health Informatics New Zealand
                    www.hinz.org.nz




 Sharing Electronic Health
         Records
     •   What
     •   When
     •   Why
     •   Who

     But not
     • How or
     • Where




      General Practice

• A typical general practice?




                                             2
Health Informatics New Zealand
                 www.hinz.org.nz




     Halswellhealth




Halswellhealth – the partners




                                          3
Health Informatics New Zealand
          www.hinz.org.nz




The surgery




                                   4
Health Informatics New Zealand
                    www.hinz.org.nz




        The records




       Demographics
The patients
•   9261 enrolled patients
•   4305 male
•   4955 female
•   6% Maori
•   1.5% Pacific Island
•   2.6% Asian




                                             5
Health Informatics New Zealand
                          www.hinz.org.nz




           Demographics
The Staff
• 4 partners, soon to be 5
• 3 associate doctors
• 1 GP registrar
• 5 practice nurses (& often a student nurse)
• 5 receptionists
• 2 administrators
• 1 practice manager
• 1 podiatrist
The practice manager is the only full-timer, although
  all the partners work at least 40 hours per week
        in the practice




      Shared Electronic
       Health Records
• Why?
   – Rapid access to clinical information
      • e.g. allergies, medication lists, past surgery
   – Prevent duplication of labs, Xrays etc
      • Test and Xray results available electronically
   – Reduced administration time chasing missing
     notes, results, referral letters etc.




                                                         6
Health Informatics New Zealand
                      www.hinz.org.nz




     Shared Electronic
      Health Records
• Why not?
  – Privacy
  – Security
  – Takes more time – particularly in general
    practice
    • Generating health summaries
    • Recording (in a standardised way) the
      reasons for prescriptions




                                                7
Health Informatics New Zealand
                  www.hinz.org.nz




    Shared Electronic
     Health Records

• What do the patients think?




                                           8
Health Informatics New Zealand
                         www.hinz.org.nz




    Patient Questionnaire
Sharing Your Health Records
• At the moment your health record is held in many
  different places, although mostly with your GP
  (general practitioner). But obviously some information
  relating to you can also be held at the hospital, with
  GPs in other cities, physios, the laboratory (blood
  tests), and at the local after hours surgery or other
  places that you may have visited.
• This could cause problems as each place may not have
  a complete record of your health experiences when
  looking after you. Things such as your medications,
  allergies, any previous operations and recent blood
  test or X-ray results may not be available to the
  person that you are seeing.




Patient Questionnaire cont
• Health Information New Zealand (HINZ), a
  government initiative, along with the Ministry of
  Health, ACC and other organisations are looking at
  developing an electronic health record where at
  least some parts of your record would be available
  to other health professionals.
• I have been asked to speak at a HINZ seminar
  about what GPs think about sharing health
  records electronically. I am particularly keen to
  ensure that I advocate accurately on your (i.e.
  patients’) behalf when giving this presentation.




                                                           9
Health Informatics New Zealand
                                                 www.hinz.org.nz




 Patient Questionnaire cont
• To help me I would like to know what you think
  about sharing your health records with other
  health professionals. I have designed some
  questions and would like your help. Please be really
  honest in your response to these questions.
• On a scale of 1 to 5 please indicate how happy you
  would be to have the following pieces of your
  health record available centrally to all health
  professionals who can access a secure electronic
  health network.

Very happy                                                Do not want this ever
   1       2                                            3       4       5




    Patient Survey – 100
surveys, return rate of 90%
                                         Age and Sex of respondents

                              40
       number of respondent




                              35
                              30
                              25                                          female
                              20                                          male
                              15                                          not stated
                              10
                              5
                              0
                                   <25        25-40         40-60   60+
                                                      age




                                                                                       10
Health Informatics New Zealand
                                     www.hinz.org.nz




                                  years at the practice

           50
                                                  average number of
           40                                     years =17.25 (7 people
                                                  did not respond to this
           30                                     question)
   years




           20

           10

           0
                1 5 9 13 17 21 25 29 33 37 41 45 49 53 57 61 65 69 73 77 81 85 89
                                          respondents




What would you be happy to share?
• The list of medicines that you are taking
• A list of medicines that you are allergic to
• A list of current and previous health problems
  (e.g. asthma, diabetes, hysterectomy, knee
  reconstruction etc)
• The records from hospital admissions
• Summaries of hospital admissions (like the
  discharge letter that goes to your GP)
• The records from your general practitioner
• Summaries of problems for which you have seen
  your general practitioner.




                                                                                    11
Health Informatics New Zealand
                                                                                            www.hinz.org.nz




What would you be happy to share?

• What about lab results – at the moment these are
  held by the person who requested them, and at
  each of the three laboratories (Southern
  Community, Medlab and Canterbury Health
  Laboratories).
• How comfortable would you be to have all the
  laboratory results go into a central laboratory
  repository which could be looked up by other
  health professionals who were treating you?




                                                                                        Sharing health record
 patient degree of com fort (scale 1 to




                                          2.5
                                           2
                                          1.5
                                           1

                                          0.5
                                           0
                                                                                                              h o s p ita l
                                                M e d ica tio n s




                                                                                                                              s u m m a rie s




                                                                                                                                                                  s u m m a rie s


                                                                                                                                                                                    L a b re s u lts
                                                                                        p ro b le m lis t
                                                                    A lle rg ie s




                                                                                                              re co rd s




                                                                                                                                                 G P re co rd s
                                                                                                                               d is c h a rg e




                                                                                                                                                                   G P event
                                                                                                                                h o s p ita l
                                                   L is t o f




                                                                                                            parts of the record




                                                                                                                                                                                                       12
Health Informatics New Zealand
                       www.hinz.org.nz




        Anything else?

• Is there anything (other than already
  indicated above) that you would NOT
  want available? (You may list
  examples that don’t apply to you
  personally, but that you think should
  be kept private.)




Information that respondents
   would not want shared
 Mental health issues that may be circumstantial
 rather than inherent. Could be misconstrued or
 perhaps viewed unfavourably.

 Hospital admission for surgery would be fine to be
 accessed by others. However not hospital
 admissions such as intoxication. I wouldn't like all
 people having access to as it doesn't affect my
 health and creates an area to be judged




                                                        13
Health Informatics New Zealand
                   www.hinz.org.nz




Information that respondents
   would not want shared
  There may be some discussions you
  prefer to be kept private - perhaps the
  option of that being on the Central
  Register?
  Perhaps genetic records
  Irrelevant information that would not
  be applicable to care from another
  provider
  Abortion
  Any private personal issues




Lab Results not to be shared
   I cannot think of anything but if
   something pops up I would mention it
   STD's etc may be best kept as an
   optional choice
   anything that doesn't directly relate
   Specific STI's, TOPs etc which may be
   requested by Insurance companies from
   a GP and they may feel compelled to
   divulge info when the individual went
   elsewhere specifically so that the family
   Dr would not have info




                                               14
Health Informatics New Zealand
                                              www.hinz.org.nz




      Access to Records
Would you be happy for the following groups of people to have access
 to your records?
• your general practitioner
• practice nurses
• after hours doctors
• other general practitioners
• hospital doctors (includes emergency department, outpatient
    clinics, specialists, doctors on the ward if you are an inpatient)
• hospital nurses (includes emergency department, outpatient
    clinics, specialist nurses, nurses on the ward if you are an
    inpatient)
• Physiotherapists
• Chiropractors
• Plunket nurses
• mental health workers
• Family Planning doctors and nurses
• Vision and Hearing Testers
• Dentists
• Pharmacists
• Alternative medicine practitioners
• Yourself
• Your family/whanau




                                                       Allow Access Part 1

100
 90
 80
 70
 60                                                                                                                                              Yes
 50
 40                                                                                                                                              No
 30
 20
 10
  0
                                         after hours
      own general




                                                         other general
                     practice nurse




                                                                         hospital doctors


                                                                                            hospital nurses


                                                                                                              physiotherapists


                                                                                                                                 chiropractors
      practitioner




                                                         practitioners
                                           doctors




                                                                                                                                                       15
Health Informatics New Zealand
                                        www.hinz.org.nz




                                           Allow Access Part 2

90
80
70
60
50                                                                                                       Yes
40                                                                                                       No
30
20
10
 0
     Plunket   mental      `Family Vision and   Dentists Pharmacists Alternative Yourself Your family/
     nurses     health    Planning   Hearing                           medicine             whanau
               workers   doctors and Testers                         practitioners
                            nurses




               Holding Records
Who do you think should hold your records?
Please tick as many as you wish.
• the different professionals you see (as
  now)
• your general practitioner
• Yourself
• the Ministry of Health
• a secure electronic site where they can be
  accessed as required




                                                                                                               16
Health Informatics New Zealand
                               www.hinz.org.nz




                          Holding the health record

  90
  80
  70
  60
  50                                                                          Yes
  40                                                                          No
  30
  20
  10
   0




                                       yourself
       professionals


                       your general




                                                  the Ministry




                                                                 electronic
                                                                 a secure
                        practitioner




                                                    of Health
         individual




                                                                    site
           health




         Other comments
Survey is quick decision making. A longer time for
thought would have been appreciated as there are
important considerations to be answered
especially with consideration to lower echelon
access and all info available to specific
professionals when they would only require
specific info
my main concern would be security of electronic
and physical storing of files
only if absolutely secure
as much information available as possible
An electronic site is fine if our nation continues in
safety - if it fell into bad hands it could be
dangerous and used against people with
       disability/hereditary illness etc.




                                                                                    17
Health Informatics New Zealand
                      www.hinz.org.nz




       Other comments
I understand this to mean my GP is the 'main'
holder of the records with other professionals
having access to them
Health practitioners who do have access should
hold this information as confidential and not be
able to discuss this with other
peoples/professionals without consent (possibly in
writing)
I would like it to be secure, i.e. that those people
who happen to work within the healthcare
industry but don't have a direct input into the
patient's care aren't accessing for general
interest rather than for individual care
Don't mind other professionals having access as
necessary




       Other comments

I think that the more info a medical practitioner
can have about you the better they would be able
to treat you correctly
It will be great to have a secure electronic site
which all medical practitioners can view including
person viewing their own records e.g. id no
required, but no access to other members of the
public
I feel that it is useful for health professionals
that adhere to a strict confidentiality code to
have records but do have some issues with such a
wide variance of people holding the records




                                                       18
Health Informatics New Zealand
                         www.hinz.org.nz




       Hippocratic Oath
• What I may see or hear in the course of
  the treatment or even outside of the
  treatment in regard to the life of men,
  which on no account one must spread
  abroad, I will keep to myself, holding such
  things shameful to be spoken about.
  (Classical version)
• I will respect the privacy of my patients,
  for their problems are not disclosed to me
  that the world may know. (Modern version)




 Recent developments in
         the UK
• Much money being spent on improving IT systems
• NHS Connecting for Health
  – NHS Care Records Service
  – Choose and Book, electronic booking service
  – Electronic Transmission of Prescriptions
  – National Network (N3) – broadband connectivity and IT
    infrastructure
  – Contact – central email and directory service for the
    NHS
  – PACS Picture Archiving and Communications Systems
  – IT supporting GPs, including QMAS, QoF and GP to GP
    record transfer




                                                            19
Health Informatics New Zealand
                     www.hinz.org.nz




 Pre-requisites for Shared
 Electronic Health Records
• In general practice
  – Ability to electronically transfer notes
    between general practices
  – Excellent search tools
  – Smart decision support tools
  – Training in the use of the technology




                                               20
Health Informatics New Zealand
                       www.hinz.org.nz




 Pre-requisites for Shared
 Electronic Health Records

• In the hospital
  – Clinical notes on the computer
  – Electronic referrals and discharges




 Pre-requisites for Shared
 Electronic Health Records
• In general
  – Dialogue with the people of New Zealand
    as to what they want
  – Solving the privacy and security issues
  – A national approach which constructively
    involves all the stakeholders




                                                21
Health Informatics New Zealand
                        www.hinz.org.nz




       Recommendations
• Ask the patients
• Develop a system that allows for individualised
  permissions
• The shared electronic health record should be
  accessible to patients
• Ensure that the pre-requisites have been dealt
  with
• Have a national approach with decision-making
  which involves all stakeholders
• Don’t forget the Hippocratic Oath




                                                    22

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Sharing EHRs - A GP and patient perspective

  • 1. Health Informatics New Zealand www.hinz.org.nz Sharing health records A general practice and patient perspective Sandra Hicks, IPAC, December 2006 • Local general practice and patient perspective • Pointers from the UK • What should we do in New Zealand? 1
  • 2. Health Informatics New Zealand www.hinz.org.nz Sharing Electronic Health Records • What • When • Why • Who But not • How or • Where General Practice • A typical general practice? 2
  • 3. Health Informatics New Zealand www.hinz.org.nz Halswellhealth Halswellhealth – the partners 3
  • 4. Health Informatics New Zealand www.hinz.org.nz The surgery 4
  • 5. Health Informatics New Zealand www.hinz.org.nz The records Demographics The patients • 9261 enrolled patients • 4305 male • 4955 female • 6% Maori • 1.5% Pacific Island • 2.6% Asian 5
  • 6. Health Informatics New Zealand www.hinz.org.nz Demographics The Staff • 4 partners, soon to be 5 • 3 associate doctors • 1 GP registrar • 5 practice nurses (& often a student nurse) • 5 receptionists • 2 administrators • 1 practice manager • 1 podiatrist The practice manager is the only full-timer, although all the partners work at least 40 hours per week in the practice Shared Electronic Health Records • Why? – Rapid access to clinical information • e.g. allergies, medication lists, past surgery – Prevent duplication of labs, Xrays etc • Test and Xray results available electronically – Reduced administration time chasing missing notes, results, referral letters etc. 6
  • 7. Health Informatics New Zealand www.hinz.org.nz Shared Electronic Health Records • Why not? – Privacy – Security – Takes more time – particularly in general practice • Generating health summaries • Recording (in a standardised way) the reasons for prescriptions 7
  • 8. Health Informatics New Zealand www.hinz.org.nz Shared Electronic Health Records • What do the patients think? 8
  • 9. Health Informatics New Zealand www.hinz.org.nz Patient Questionnaire Sharing Your Health Records • At the moment your health record is held in many different places, although mostly with your GP (general practitioner). But obviously some information relating to you can also be held at the hospital, with GPs in other cities, physios, the laboratory (blood tests), and at the local after hours surgery or other places that you may have visited. • This could cause problems as each place may not have a complete record of your health experiences when looking after you. Things such as your medications, allergies, any previous operations and recent blood test or X-ray results may not be available to the person that you are seeing. Patient Questionnaire cont • Health Information New Zealand (HINZ), a government initiative, along with the Ministry of Health, ACC and other organisations are looking at developing an electronic health record where at least some parts of your record would be available to other health professionals. • I have been asked to speak at a HINZ seminar about what GPs think about sharing health records electronically. I am particularly keen to ensure that I advocate accurately on your (i.e. patients’) behalf when giving this presentation. 9
  • 10. Health Informatics New Zealand www.hinz.org.nz Patient Questionnaire cont • To help me I would like to know what you think about sharing your health records with other health professionals. I have designed some questions and would like your help. Please be really honest in your response to these questions. • On a scale of 1 to 5 please indicate how happy you would be to have the following pieces of your health record available centrally to all health professionals who can access a secure electronic health network. Very happy Do not want this ever 1 2 3 4 5 Patient Survey – 100 surveys, return rate of 90% Age and Sex of respondents 40 number of respondent 35 30 25 female 20 male 15 not stated 10 5 0 <25 25-40 40-60 60+ age 10
  • 11. Health Informatics New Zealand www.hinz.org.nz years at the practice 50 average number of 40 years =17.25 (7 people did not respond to this 30 question) years 20 10 0 1 5 9 13 17 21 25 29 33 37 41 45 49 53 57 61 65 69 73 77 81 85 89 respondents What would you be happy to share? • The list of medicines that you are taking • A list of medicines that you are allergic to • A list of current and previous health problems (e.g. asthma, diabetes, hysterectomy, knee reconstruction etc) • The records from hospital admissions • Summaries of hospital admissions (like the discharge letter that goes to your GP) • The records from your general practitioner • Summaries of problems for which you have seen your general practitioner. 11
  • 12. Health Informatics New Zealand www.hinz.org.nz What would you be happy to share? • What about lab results – at the moment these are held by the person who requested them, and at each of the three laboratories (Southern Community, Medlab and Canterbury Health Laboratories). • How comfortable would you be to have all the laboratory results go into a central laboratory repository which could be looked up by other health professionals who were treating you? Sharing health record patient degree of com fort (scale 1 to 2.5 2 1.5 1 0.5 0 h o s p ita l M e d ica tio n s s u m m a rie s s u m m a rie s L a b re s u lts p ro b le m lis t A lle rg ie s re co rd s G P re co rd s d is c h a rg e G P event h o s p ita l L is t o f parts of the record 12
  • 13. Health Informatics New Zealand www.hinz.org.nz Anything else? • Is there anything (other than already indicated above) that you would NOT want available? (You may list examples that don’t apply to you personally, but that you think should be kept private.) Information that respondents would not want shared Mental health issues that may be circumstantial rather than inherent. Could be misconstrued or perhaps viewed unfavourably. Hospital admission for surgery would be fine to be accessed by others. However not hospital admissions such as intoxication. I wouldn't like all people having access to as it doesn't affect my health and creates an area to be judged 13
  • 14. Health Informatics New Zealand www.hinz.org.nz Information that respondents would not want shared There may be some discussions you prefer to be kept private - perhaps the option of that being on the Central Register? Perhaps genetic records Irrelevant information that would not be applicable to care from another provider Abortion Any private personal issues Lab Results not to be shared I cannot think of anything but if something pops up I would mention it STD's etc may be best kept as an optional choice anything that doesn't directly relate Specific STI's, TOPs etc which may be requested by Insurance companies from a GP and they may feel compelled to divulge info when the individual went elsewhere specifically so that the family Dr would not have info 14
  • 15. Health Informatics New Zealand www.hinz.org.nz Access to Records Would you be happy for the following groups of people to have access to your records? • your general practitioner • practice nurses • after hours doctors • other general practitioners • hospital doctors (includes emergency department, outpatient clinics, specialists, doctors on the ward if you are an inpatient) • hospital nurses (includes emergency department, outpatient clinics, specialist nurses, nurses on the ward if you are an inpatient) • Physiotherapists • Chiropractors • Plunket nurses • mental health workers • Family Planning doctors and nurses • Vision and Hearing Testers • Dentists • Pharmacists • Alternative medicine practitioners • Yourself • Your family/whanau Allow Access Part 1 100 90 80 70 60 Yes 50 40 No 30 20 10 0 after hours own general other general practice nurse hospital doctors hospital nurses physiotherapists chiropractors practitioner practitioners doctors 15
  • 16. Health Informatics New Zealand www.hinz.org.nz Allow Access Part 2 90 80 70 60 50 Yes 40 No 30 20 10 0 Plunket mental `Family Vision and Dentists Pharmacists Alternative Yourself Your family/ nurses health Planning Hearing medicine whanau workers doctors and Testers practitioners nurses Holding Records Who do you think should hold your records? Please tick as many as you wish. • the different professionals you see (as now) • your general practitioner • Yourself • the Ministry of Health • a secure electronic site where they can be accessed as required 16
  • 17. Health Informatics New Zealand www.hinz.org.nz Holding the health record 90 80 70 60 50 Yes 40 No 30 20 10 0 yourself professionals your general the Ministry electronic a secure practitioner of Health individual site health Other comments Survey is quick decision making. A longer time for thought would have been appreciated as there are important considerations to be answered especially with consideration to lower echelon access and all info available to specific professionals when they would only require specific info my main concern would be security of electronic and physical storing of files only if absolutely secure as much information available as possible An electronic site is fine if our nation continues in safety - if it fell into bad hands it could be dangerous and used against people with disability/hereditary illness etc. 17
  • 18. Health Informatics New Zealand www.hinz.org.nz Other comments I understand this to mean my GP is the 'main' holder of the records with other professionals having access to them Health practitioners who do have access should hold this information as confidential and not be able to discuss this with other peoples/professionals without consent (possibly in writing) I would like it to be secure, i.e. that those people who happen to work within the healthcare industry but don't have a direct input into the patient's care aren't accessing for general interest rather than for individual care Don't mind other professionals having access as necessary Other comments I think that the more info a medical practitioner can have about you the better they would be able to treat you correctly It will be great to have a secure electronic site which all medical practitioners can view including person viewing their own records e.g. id no required, but no access to other members of the public I feel that it is useful for health professionals that adhere to a strict confidentiality code to have records but do have some issues with such a wide variance of people holding the records 18
  • 19. Health Informatics New Zealand www.hinz.org.nz Hippocratic Oath • What I may see or hear in the course of the treatment or even outside of the treatment in regard to the life of men, which on no account one must spread abroad, I will keep to myself, holding such things shameful to be spoken about. (Classical version) • I will respect the privacy of my patients, for their problems are not disclosed to me that the world may know. (Modern version) Recent developments in the UK • Much money being spent on improving IT systems • NHS Connecting for Health – NHS Care Records Service – Choose and Book, electronic booking service – Electronic Transmission of Prescriptions – National Network (N3) – broadband connectivity and IT infrastructure – Contact – central email and directory service for the NHS – PACS Picture Archiving and Communications Systems – IT supporting GPs, including QMAS, QoF and GP to GP record transfer 19
  • 20. Health Informatics New Zealand www.hinz.org.nz Pre-requisites for Shared Electronic Health Records • In general practice – Ability to electronically transfer notes between general practices – Excellent search tools – Smart decision support tools – Training in the use of the technology 20
  • 21. Health Informatics New Zealand www.hinz.org.nz Pre-requisites for Shared Electronic Health Records • In the hospital – Clinical notes on the computer – Electronic referrals and discharges Pre-requisites for Shared Electronic Health Records • In general – Dialogue with the people of New Zealand as to what they want – Solving the privacy and security issues – A national approach which constructively involves all the stakeholders 21
  • 22. Health Informatics New Zealand www.hinz.org.nz Recommendations • Ask the patients • Develop a system that allows for individualised permissions • The shared electronic health record should be accessible to patients • Ensure that the pre-requisites have been dealt with • Have a national approach with decision-making which involves all stakeholders • Don’t forget the Hippocratic Oath 22