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“Argumentative Hypocrisy and
Constituent Debates”
II Braga Colloquium in the History of Moral and Political Philosophy
Universidade do Minho, 12-13 January 2017
II BRAGA COLLOQUIUM 2017Giovanni Damele giovanni.damele@fcsh.unl.pt
The process of constitution-making can illuminate two
types of speech acts: arguing and bargaining
the matters that have to be decided are far removed
from petty, self-interested, routine politics
 constituent assemblies are often more polarized
than ordinary law-making bodies
[Elster 2000]
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
2
Giovanni Damele giovanni.damele@fcsh.unl.pt
«Rational argumentation on the one hand, threats and
promises on the other, are the main vehicles by
which the parties seek to reach agreement. The
former is subject to criteria of validity, the latter to
criteria of credibility»
[Elster 2000]
II BRAGA COLLOQUIUM 2017
3
Giovanni Damele giovanni.damele@fcsh.unl.pt
Argumentative Hypocrisy and Constituent Debates
The role of rational argument
“Validity claims”
 propositional truth
 normative rightness
 Sincerity
“Types” of arguments
 Consequentialist: “appeal to overall efficiency”
 Deontological: “appeal to individual rights”.
[Elster 2000]
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
4
Giovanni Damele giovanni.damele@fcsh.unl.pt
The two original Habermasian commitments to truth
and impartiality can coexist with a strategic use of
impartiality and sincerity: “a strategic uses of
purportedly non-strategic argument”.
Even he actors whose concerns are purely self-
interested may be forced or induced to substitute the
language of impartial argument for the language of
self-interest;
 civilizing force of hypocrisy
[Elster 2000]
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
5
Giovanni Damele giovanni.damele@fcsh.unl.pt
Threatbased bargaining
Extra-parliamentary resources - money, manpower,
and foreign allies ;
Parliamentary resources: vote-trading or logrolling,
strategic use of the institutional framework.
[Elster 2000]
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
6
Giovanni Damele giovanni.damele@fcsh.unl.pt
Strategic actors may also find useful to substitute truth
claims for credibility claims.
“Instead of making a threat whose efficacy depends on
its perceived credibility, they may utter a warning
that serves the same purpose and avoids the
difficulties associated with threats”.
Threats, “are statements about what the speaker will
do”, while warnings are statements “about what will
(or may) happen, independently of any actions taken
by the speaker”.
[Elster 2000]
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
7
Giovanni Damele giovanni.damele@fcsh.unl.pt
Third type of “speech acts”:
rhetorical statements aiming at persuasion
[Elster 2000]
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
8
Giovanni Damele giovanni.damele@fcsh.unl.pt
Arguing - “reason speaks to reason”
 “rational argumentation”
 strategic use of impartial arguments
Bargaining - “interest to interest”
 negotiations based on threats,
 negotiations based on warnings.
Persuading - “passion to passion”
[Elster 2000]
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
9
Giovanni Damele giovanni.damele@fcsh.unl.pt
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
Assemblea Costituente (1946-1948)
 constitutional compromise
 tensions inherent in the antifascist parties: christian
democrats, social-communists, liberals
 political clash – 1948 general elections
 civil war
 foreing intervention
[Damele 2016]
10
Giovanni Damele giovanni.damele@fcsh.unl.pt
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
Internal procedural rules - The following issues can
arise
 It may decide to create one or several subcommittees to
prepare a draft of the constitution or to discuss special issues.
 It must decide whether to proceed in closed sessions or open
the debates to the public. If the sessions are closed, it must
decide whether to inform the public about the proceedings or
keep them secret.
[Elster 2000]
11
Giovanni Damele giovanni.damele@fcsh.unl.pt
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
Assemblea Costituente (1946-1948)
 Constitutional Commission divided into three sub-
commissions:
 Rights and Obligations of the Citizens, chaired by Umberto Tupini
(DC)
 Constitutional Organization of the State, chaired by Umberto
Terracini (PCI)
 Economical and Social Relationships, chaired by Gustavo Ghidini
(PSI)
 “Committee of the 18”: charged of writing the draft of the
constitution in accordance with the work of the three sub-
commissions.
[Damele 2016]
12
Giovanni Damele giovanni.damele@fcsh.unl.pt
Argumentative Hypocrisy and Constituent Debates
Subcommittees
 make it possible to have preliminary votes that did not commit
the delegates to premature decisions
 the committees favor “cool reason and experience,” by
detaching the members from everything that could stimulate
their vanity and fear of disapproval (Mounier – Assemblée
Constituante)
[Elster 2000]
Giovanni Damele giovanni.damele@fcsh.unl.pt
13
II BRAGA COLLOQUIUM 2017
Argumentative Hypocrisy and Constituent Debates
Closed sessions (ex. Federal Convention)
 There is little risk of being prematurely locked into one opinion
– [at the Federal Convention] the fear was that the pride and
vanity of the delegates, as well as pressure from their
constituencies, might prevent them from backing down from
an opinion once they had expressed it.
 another effect of secrecy- that of pushing the debates away
from argument and towards bargaining
[Elster 2000]
Giovanni Damele giovanni.damele@fcsh.unl.pt
14
II BRAGA COLLOQUIUM 2017
Argumentative Hypocrisy and Constituent Debates
Public sessions (ex. Assemblée Constituante)
 The norm against expression of self-interest are stronger.
 A public setting encourages the use of precommitment through
principle, with the larger audience serving as a resonance
board for the claim and making It more difficult to back down.
[Elster 2000]
Giovanni Damele giovanni.damele@fcsh.unl.pt
15
II BRAGA COLLOQUIUM 2017
Argumentative Hypocrisy and Constituent Debates
«This difference between the two assemblies is
reflected in the debates. Many of the debates at the
Federal Convention were of high quality: remarkably
free from cant and remarkably grounded in rational
argument. By contrast, the discussions in the
Assemblée Constituante were heavily tainted by
rhetoric, demagoguery and overbidding. At the same
time, the Convention was also a place where many
hard bargains were driven, notably the deal between
the slave holding and the commercial states.»
[Elster 2000]
Giovanni Damele giovanni.damele@fcsh.unl.pt
16
II BRAGA COLLOQUIUM 2017
Argumentative Hypocrisy and Constituent Debates
Political compromise. [Einaudi 1948]
 Article 7: “Lateran Treaties”
 (political) Independence of the Constitutional Court – a defeat
for the Communists
 Christian Democratic retreat from a corporativist and
regionalist model, which can be viewed as a victory of the
liberals
 Christian Democratic defeats: the final constitutional text no
longer proclaimed the indissolubility of marriage.
[Einaudi 1948]
Giovanni Damele giovanni.damele@fcsh.unl.pt
17
II BRAGA COLLOQUIUM 2017
Argumentative Hypocrisy and Constituent Debates
Characteristics
 bargain conducted resorting to internal and external resources.
 Logrolling [internal resources].
 Threats / warnings
 Direct threat to withdraw from the commission or the warning to
cause a secession in the commission.
 Strategic use of the rules of the Assembly.
Arguments
 “impartial” arguments
[Elster 2000]
Giovanni Damele giovanni.damele@fcsh.unl.pt
18
II BRAGA COLLOQUIUM 2017
Argumentative Hypocrisy and Constituent Debates
Art. 29 of the Italian Constitution
“The Republic recognizes the rights of the family as a
natural society founded on matrimony”
“Matrimony is based on the moral and legal equality of
the spouses within the limits established by law to
guarantee the unity of the family ”
[Damele 2016]
Giovanni Damele giovanni.damele@fcsh.unl.pt
19
II BRAGA COLLOQUIUM 2017
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
20
Giovanni Damele giovanni.damele@fcsh.unl.pt
Argumentative Hypocrisy and Constituent Debates
II BRAGA COLLOQUIUM 2017
“the Communists called in the authority of George
Washington and relied on Benjamin Franklin to
weaken the argument for an upper chamber, while
the Christian Democrats quoted at length the
authority of Stalin to support the thesis that the two
chambers had to be of equal power”
[Einaudi 1948]
21
Giovanni Damele giovanni.damele@fcsh.unl.pt
Damele, G., 2016. The Bearable Ambiguity of the
Constitutional Text. Arguing, Bargaining and
Persuading in the Italian Constituent Assembly. In
Mohammed, D., Lewiński, M., Argumentation and
Reasoned Action, College Publications, 2016, 75-90.
Einaudi, M. (1948). The constitution of the Italian
Republic. The American Political Science Review , XLII
(4), 661-676.
 Elster, J. (2000). Arguing and bargaining in two
constituent assemblies. Journal of Constitutional Law , 2
(2), 345-419.
Arguing, Bargaining and Persuading
ECA Lisbon 2015
22
Giovanni Damele giovanni.damele@fcsh.unl.pt

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“Argumentative Hypocrisy and Constituent Debates”

  • 1. “Argumentative Hypocrisy and Constituent Debates” II Braga Colloquium in the History of Moral and Political Philosophy Universidade do Minho, 12-13 January 2017 II BRAGA COLLOQUIUM 2017Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 2. The process of constitution-making can illuminate two types of speech acts: arguing and bargaining the matters that have to be decided are far removed from petty, self-interested, routine politics  constituent assemblies are often more polarized than ordinary law-making bodies [Elster 2000] Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 2 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 3. «Rational argumentation on the one hand, threats and promises on the other, are the main vehicles by which the parties seek to reach agreement. The former is subject to criteria of validity, the latter to criteria of credibility» [Elster 2000] II BRAGA COLLOQUIUM 2017 3 Giovanni Damele giovanni.damele@fcsh.unl.pt Argumentative Hypocrisy and Constituent Debates
  • 4. The role of rational argument “Validity claims”  propositional truth  normative rightness  Sincerity “Types” of arguments  Consequentialist: “appeal to overall efficiency”  Deontological: “appeal to individual rights”. [Elster 2000] Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 4 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 5. The two original Habermasian commitments to truth and impartiality can coexist with a strategic use of impartiality and sincerity: “a strategic uses of purportedly non-strategic argument”. Even he actors whose concerns are purely self- interested may be forced or induced to substitute the language of impartial argument for the language of self-interest;  civilizing force of hypocrisy [Elster 2000] Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 5 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 6. Threatbased bargaining Extra-parliamentary resources - money, manpower, and foreign allies ; Parliamentary resources: vote-trading or logrolling, strategic use of the institutional framework. [Elster 2000] Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 6 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 7. Strategic actors may also find useful to substitute truth claims for credibility claims. “Instead of making a threat whose efficacy depends on its perceived credibility, they may utter a warning that serves the same purpose and avoids the difficulties associated with threats”. Threats, “are statements about what the speaker will do”, while warnings are statements “about what will (or may) happen, independently of any actions taken by the speaker”. [Elster 2000] Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 7 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 8. Third type of “speech acts”: rhetorical statements aiming at persuasion [Elster 2000] Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 8 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 9. Arguing - “reason speaks to reason”  “rational argumentation”  strategic use of impartial arguments Bargaining - “interest to interest”  negotiations based on threats,  negotiations based on warnings. Persuading - “passion to passion” [Elster 2000] Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 9 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 10. Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 Assemblea Costituente (1946-1948)  constitutional compromise  tensions inherent in the antifascist parties: christian democrats, social-communists, liberals  political clash – 1948 general elections  civil war  foreing intervention [Damele 2016] 10 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 11. Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 Internal procedural rules - The following issues can arise  It may decide to create one or several subcommittees to prepare a draft of the constitution or to discuss special issues.  It must decide whether to proceed in closed sessions or open the debates to the public. If the sessions are closed, it must decide whether to inform the public about the proceedings or keep them secret. [Elster 2000] 11 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 12. Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 Assemblea Costituente (1946-1948)  Constitutional Commission divided into three sub- commissions:  Rights and Obligations of the Citizens, chaired by Umberto Tupini (DC)  Constitutional Organization of the State, chaired by Umberto Terracini (PCI)  Economical and Social Relationships, chaired by Gustavo Ghidini (PSI)  “Committee of the 18”: charged of writing the draft of the constitution in accordance with the work of the three sub- commissions. [Damele 2016] 12 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 13. Argumentative Hypocrisy and Constituent Debates Subcommittees  make it possible to have preliminary votes that did not commit the delegates to premature decisions  the committees favor “cool reason and experience,” by detaching the members from everything that could stimulate their vanity and fear of disapproval (Mounier – Assemblée Constituante) [Elster 2000] Giovanni Damele giovanni.damele@fcsh.unl.pt 13 II BRAGA COLLOQUIUM 2017
  • 14. Argumentative Hypocrisy and Constituent Debates Closed sessions (ex. Federal Convention)  There is little risk of being prematurely locked into one opinion – [at the Federal Convention] the fear was that the pride and vanity of the delegates, as well as pressure from their constituencies, might prevent them from backing down from an opinion once they had expressed it.  another effect of secrecy- that of pushing the debates away from argument and towards bargaining [Elster 2000] Giovanni Damele giovanni.damele@fcsh.unl.pt 14 II BRAGA COLLOQUIUM 2017
  • 15. Argumentative Hypocrisy and Constituent Debates Public sessions (ex. Assemblée Constituante)  The norm against expression of self-interest are stronger.  A public setting encourages the use of precommitment through principle, with the larger audience serving as a resonance board for the claim and making It more difficult to back down. [Elster 2000] Giovanni Damele giovanni.damele@fcsh.unl.pt 15 II BRAGA COLLOQUIUM 2017
  • 16. Argumentative Hypocrisy and Constituent Debates «This difference between the two assemblies is reflected in the debates. Many of the debates at the Federal Convention were of high quality: remarkably free from cant and remarkably grounded in rational argument. By contrast, the discussions in the Assemblée Constituante were heavily tainted by rhetoric, demagoguery and overbidding. At the same time, the Convention was also a place where many hard bargains were driven, notably the deal between the slave holding and the commercial states.» [Elster 2000] Giovanni Damele giovanni.damele@fcsh.unl.pt 16 II BRAGA COLLOQUIUM 2017
  • 17. Argumentative Hypocrisy and Constituent Debates Political compromise. [Einaudi 1948]  Article 7: “Lateran Treaties”  (political) Independence of the Constitutional Court – a defeat for the Communists  Christian Democratic retreat from a corporativist and regionalist model, which can be viewed as a victory of the liberals  Christian Democratic defeats: the final constitutional text no longer proclaimed the indissolubility of marriage. [Einaudi 1948] Giovanni Damele giovanni.damele@fcsh.unl.pt 17 II BRAGA COLLOQUIUM 2017
  • 18. Argumentative Hypocrisy and Constituent Debates Characteristics  bargain conducted resorting to internal and external resources.  Logrolling [internal resources].  Threats / warnings  Direct threat to withdraw from the commission or the warning to cause a secession in the commission.  Strategic use of the rules of the Assembly. Arguments  “impartial” arguments [Elster 2000] Giovanni Damele giovanni.damele@fcsh.unl.pt 18 II BRAGA COLLOQUIUM 2017
  • 19. Argumentative Hypocrisy and Constituent Debates Art. 29 of the Italian Constitution “The Republic recognizes the rights of the family as a natural society founded on matrimony” “Matrimony is based on the moral and legal equality of the spouses within the limits established by law to guarantee the unity of the family ” [Damele 2016] Giovanni Damele giovanni.damele@fcsh.unl.pt 19 II BRAGA COLLOQUIUM 2017
  • 20. Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 20 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 21. Argumentative Hypocrisy and Constituent Debates II BRAGA COLLOQUIUM 2017 “the Communists called in the authority of George Washington and relied on Benjamin Franklin to weaken the argument for an upper chamber, while the Christian Democrats quoted at length the authority of Stalin to support the thesis that the two chambers had to be of equal power” [Einaudi 1948] 21 Giovanni Damele giovanni.damele@fcsh.unl.pt
  • 22. Damele, G., 2016. The Bearable Ambiguity of the Constitutional Text. Arguing, Bargaining and Persuading in the Italian Constituent Assembly. In Mohammed, D., Lewiński, M., Argumentation and Reasoned Action, College Publications, 2016, 75-90. Einaudi, M. (1948). The constitution of the Italian Republic. The American Political Science Review , XLII (4), 661-676.  Elster, J. (2000). Arguing and bargaining in two constituent assemblies. Journal of Constitutional Law , 2 (2), 345-419. Arguing, Bargaining and Persuading ECA Lisbon 2015 22 Giovanni Damele giovanni.damele@fcsh.unl.pt