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An Ecosystem-based
                        Resilience Analysis
                                 of
                       Infanta, Quezon, Phil
                              ippines
                            Noralene Menchavez Uy and
                                    Rajib Shaw

                                      29 August 2012
Kyoto University   International Environment and Disaster Management
                   Graduate School of Global Environmental Studies
Outline of Presentation                                         2




Overview
Research Objectives
Background of Study Location
Methodology
Findings
Discussion
Limitations of the Study
Scope for Further Research


   Kyoto University   International Environment and Disaster Management
                      Graduate School of Global Environmental Studies
Overview
                                                                                        3
When ecological integrity is not maintained, human well-
 being will be negatively affected.
                                    - Millennium Assessment Report (2005)




Photos: Municipality of Infanta

Ecosystem degradation puts vulnerable communities at risk by
  reducing the resilience of natural systems and human
  societies against the impacts of climate change and
    increased risks of disaster.
          Kyoto University          International Environment and Disaster Management
                                    Graduate School of Global Environmental Studies
Research Objectives
                                                                                    4
      The study seeks to establish that ecosystem-based
      adaptation can enhance climate resilience.
Research Objectives:
1. Ecosystem Resilience Analysis
    - to assess the resilience of the mountain, river, urban, agricultural
    plain, estuarine and coastal ecosystems of Infanta

2. Community Values for Ecosystems
   - to identify community values for ecosystems and their services
   - to determine autonomous and recommended adaptation actions

3. Ecosystem-based Adaptation Plan
   - to develop an ecosystem-based adaptation plan for Infanta
   - to examine local institutions and governance systems


      Kyoto University          International Environment and Disaster Management
                                Graduate School of Global Environmental Studies
Background of Study Location (1)
                                                                                      5

                Municipality of Infanta, Philippines
Total area: 342.76 km2
Population: 62,251 (2008)
Annual municipal income: 1.2
                        million USD
Economic activities: copra & rice
   production, fisheries
Hazard vulnerability:
(1)absorbs the frontal assault of
   typhoons
(2)highly vulnerable to floods
(3) an active fault traverses 2
   villages

        Kyoto University          International Environment and Disaster Management
                                  Graduate School of Global Environmental Studies
Background of Study Location (2)
                                                                                                                                                 6
Ecosystem              No of     Total Land Area    Population
Classification        Villages       (in km2)

Mountain                 4          269.65           10,913

Riverine                 5            6.83            9,030

Urban                    5            2.00            9,683

Agricultural Plain       5            8.12            6,369

Estuarine               12           35.45            9,678

Coastal                  5           20.71           16,578                                  R5

                                                                                                           C1
Total                   36           342.76          62,251                                      U5
                                                                                            R4
                                                                                 R3
                                                                                                      P5          C2

Source: Municipality of Infanta                                   R1
                                                                            R2
                                                                                           U2 U3
                                                                                                       U4
                                                                                                                P4
                                                                                                                            C3
                                                                                                   P3
                                                                 M4                   U1
                                                                                                                E11                    C4
                                                                                                  P2                  E10
                                                                            P1                                                   E12
                                                                 M3
                                                                                             E5                        E9
                                                                                                           E6                               C5
                                                                                             E4
                                                            M2                                                              E8


                                                                       E1                                               E7
                                                       M1                        E2
                                                                                                      E3




                 Kyoto University                  International Environment and Disaster Management
                                                   Graduate School of Global Environmental Studies
Background of Study Location (3)
                                                                                                                                                                                7
       Climate Trends
       Average Annual Rainfall                                                             Average Monthly Rainfall
                                                                                                 800
       7000
                                                                                                 700
       6000
                                                                                                 600
       5000
                                                                                                 500
       4000




                                                                                            mm
  mm




                                                                                                 400
       3000
                                                                                                 300
       2000
                                                                                                 200
       1000
                                                                                                 100
         0
                                                                                                  0
              1964   1969   1974   1979   1984          1989   1994   1999   2004   2009
                                                                                                       Jan    Feb   Mar   Apr   May   Jun   Jul   Aug   Sep   Oct   Nov   Dec
                                                 Year
                                                                                                                                        Year


                                                  34

Average Annual                                    32

Temperature                                       30
                                           C




                                                  28

                                                  26

                                                  24

                                                  22
                                                        1964 1967 1970 1973 1976 1979 1982 1985 1988 1991 1994 1997 2000 2003 2006 2009
Source: PAGASA,
                                                                                                       Year
analyzed by the author
                                                                             Minimum Temperature             Maximum Temperature



                       Kyoto University                                       International Environment and Disaster Management
                                                                             Graduate School of Global Environmental Studies
Methodology (1)
                                                                              8


January-February 2011:
(1)Workshop on ecosystem-
  based adaptation
(2)Questionnaire survey in
  village councils (n=36)
(3)Focus group discussion in 6
  villages




       Kyoto University   International Environment and Disaster Management
                          Graduate School of Global Environmental Studies
Methodology (2)
                                                                                                              9

      Ecological              Physical                 Economic            Social             Institutional

Ecosystem Richness    Basic Infrastructure    Finance             Education and         Governance
                                                                  awareness

Ecosystem Services    Land use                Livelihood and      Health                Policy
                                              Employment


Climate               Housing and Structure   Credit              Skills and training   Institutions


Environmental         Water and Sanitation    Household assets    Social arrangements   Budget
Disturbance

Ecology and Culture   Technology              Economic Tools      Population            Coordination




Description of Questionnaire
Multiple-choice type: 5 dimensions, 25 parameters, 125 measures
Analysis: weighted average and correlation



           Kyoto University                    International Environment and Disaster Management
                                              Graduate School of Global Environmental Studies
Findings (1)
                                                                                                              10
1. Resilience Scores Analysis
Ecosystem            Overall      Overall    Overall     Overall   Overall         Overall     Resilience
Classification       Ecological   Physical   Economic    Social    Institutional   Ecosystem   Category
                     Score        Score      Score       Score     Score           Score


Mountain                 3.19        2.95        2.57       3.37          3.32          3.08         Medium



Riverine                 3.18        3.29        3.02       3.48          3.15          3.22         Medium



Urban                    2.64        3.51        2.97       3.35          3.08          3.11         Medium



Agricultural Plain       3.15        3.39        2.82       3.46          3.36          3.24         Medium



Estuarine                3.19        3.27        2.93       3.55          3.23          3.23         Medium



Coastal                  3.07        2.93        2.67       3.93          3.71          3.26          High




Scale: Very High=3.75-5                 Medium=2.75-3.24                 Very Low=1-2.24
       High=3.25-3.74                   Low=2.25-2.74


                 Kyoto University                International Environment and Disaster Management
                                                 Graduate School of Global Environmental Studies
Findings (2)
                                                                                                                                                                                11
  1. Resilience Scores Analysis
                     Ecological                                        Ecological                                            Ecological
                        5                                                5                                                     5
                        4                                                4                                                     4

Institutional
                        3
                                      Physical    Institutional
                                                                         3
                                                                         2              Physical     Institutional
                                                                                                                               3
                                                                                                                               2              Physical   Main Findings:
                        2
                        1                                                1                                                     1                         1. Overall scores
                                                                                                                                                         indicate medium
            Social                Economic                   Social                 Economic                       Social                 Economic          to high levels of
                                                                       Riverine                                               Urban
                     Mountain                                                                                                                            resilience
                                                                                                                                                         2. Coastal= highest
                     Ecological                                        Ecological
                                                                         5
                                                                                                                            Ecological
                                                                                                                              5
                                                                                                                                                         resilience
                       5
                       4                                                 4                                                    4                             Mountain= lowest
                                                                                                                              3
                                                                                                                                                         resilience
                       3                                                 3
Institutional                        Physical    Institutional           2             Physical    Institutional              2              Physical
                       2
                       1                                                 1                                                    1



           Social                 Economic                  Social                  Economic                  Social                      Economic

                Agricultural Plain                                    Estuarine                                             Coastal




                       Kyoto University                                               International Environment and Disaster Management
                                                                                     Graduate School of Global Environmental Studies
Findings (3)
                                                                                                                     12

2. Resilience Spatial Analysis

                                                                                           Main Findings:
                                                                                           1. Overall scores show
                    Very High

                    High                                                       Very High
                                                                                           highest scores in
                                                                                              the social dimension
                    Medium                                                     High

                     Low                                                       Medium
                     Very Low                                                  Low




                                                                                           and lowest
                                                                                Very Low


    Ecological                                                      Physical

                                                                                              scores in the
                                                                                           economic dimension

                                                Very High

                                                High
                                                                                           2. Binulasan=Coastal=
                                                                                           highest resilience
                                                Medium

                                                Low

                                                Very Low




                                Institutional                                                 Tongohin= Mountain=
                                                                                           lowest resilience
                                                                               Very High
                 Very High
                                                                               High
                 High
                                                                               Medium
                 Medium
                                                                               Low
                 Low
                                                                               Very Low
                 Very Low




    Economic                                                          Social




       Kyoto University                                     International Environment and Disaster Management
                                                            Graduate School of Global Environmental Studies
Discussion                                                13




 Variations among the resilience of ecosystems require a
  different approach to adaptation
  - specific dimensions that need to be improved may be
    prioritized more that the others
  - dimensions may need to be addressed collectively

 In general, economic and ecological resilience need to be
  enhanced in Infanta




      Kyoto University    International Environment and Disaster Management
                          Graduate School of Global Environmental Studies
Implications to Ecosystem-based Adaptation Planning
                                                                              14




 A baseline is determined where adaptation measures
  that represent the communities responses to the specific
  character of the ecosystem and the physical, economic,
  social and institutional driving forces can be based upon;

 Entry points are established for an ecosystem-based
  adaptation strategy which can enhance climate
  resilience in Infanta.




      Kyoto University    International Environment and Disaster Management
                          Graduate School of Global Environmental Studies
Limitations of the Study                                          15


-Survey results are based on perceptions of a select
group, which could not be verified objectively.

-By assuming the established classification of ecosystems
by the local government, the survey sample per ecosystem
may not give a desired statistically valid result.

-It would have been ideal to pursue the study at a river basin
space (i.e. Agos River Basin) to observe ecosystem flows
but different institutional, jurisdictional and administrative
settings existing in its boundaries make this scale of
analysis in Infanta and its surrounding regions difficult.

     Kyoto University     International Environment and Disaster Management
                          Graduate School of Global Environmental Studies
Scope for Further Research                                            16



-Consideration of the broader ecosystem (i.e. Agos River
Basin) and identify the conditions and structures within
which the system functions,

-Utilization of science-based tools to supplement the results
of this research,

-Analysis on how ecosystem-based approaches can be
integrated into policy and governance




     Kyoto University     International Environment and Disaster Management
                          Graduate School of Global Environmental Studies
17




    Thank you for your kind attention.




Kyoto University   International Environment and Disaster Management
                   Graduate School of Global Environmental Studies

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An ecosystem-based resilience analysis of Infanta, Quezon, Philippines

  • 1. An Ecosystem-based Resilience Analysis of Infanta, Quezon, Phil ippines Noralene Menchavez Uy and Rajib Shaw 29 August 2012 Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 2. Outline of Presentation 2 Overview Research Objectives Background of Study Location Methodology Findings Discussion Limitations of the Study Scope for Further Research Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 3. Overview 3 When ecological integrity is not maintained, human well- being will be negatively affected. - Millennium Assessment Report (2005) Photos: Municipality of Infanta Ecosystem degradation puts vulnerable communities at risk by reducing the resilience of natural systems and human societies against the impacts of climate change and increased risks of disaster. Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 4. Research Objectives 4 The study seeks to establish that ecosystem-based adaptation can enhance climate resilience. Research Objectives: 1. Ecosystem Resilience Analysis - to assess the resilience of the mountain, river, urban, agricultural plain, estuarine and coastal ecosystems of Infanta 2. Community Values for Ecosystems - to identify community values for ecosystems and their services - to determine autonomous and recommended adaptation actions 3. Ecosystem-based Adaptation Plan - to develop an ecosystem-based adaptation plan for Infanta - to examine local institutions and governance systems Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 5. Background of Study Location (1) 5 Municipality of Infanta, Philippines Total area: 342.76 km2 Population: 62,251 (2008) Annual municipal income: 1.2 million USD Economic activities: copra & rice production, fisheries Hazard vulnerability: (1)absorbs the frontal assault of typhoons (2)highly vulnerable to floods (3) an active fault traverses 2 villages Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 6. Background of Study Location (2) 6 Ecosystem No of Total Land Area Population Classification Villages (in km2) Mountain 4 269.65 10,913 Riverine 5 6.83 9,030 Urban 5 2.00 9,683 Agricultural Plain 5 8.12 6,369 Estuarine 12 35.45 9,678 Coastal 5 20.71 16,578 R5 C1 Total 36 342.76 62,251 U5 R4 R3 P5 C2 Source: Municipality of Infanta R1 R2 U2 U3 U4 P4 C3 P3 M4 U1 E11 C4 P2 E10 P1 E12 M3 E5 E9 E6 C5 E4 M2 E8 E1 E7 M1 E2 E3 Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 7. Background of Study Location (3) 7 Climate Trends Average Annual Rainfall Average Monthly Rainfall 800 7000 700 6000 600 5000 500 4000 mm mm 400 3000 300 2000 200 1000 100 0 0 1964 1969 1974 1979 1984 1989 1994 1999 2004 2009 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Year Year 34 Average Annual 32 Temperature 30 C 28 26 24 22 1964 1967 1970 1973 1976 1979 1982 1985 1988 1991 1994 1997 2000 2003 2006 2009 Source: PAGASA, Year analyzed by the author Minimum Temperature Maximum Temperature Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 8. Methodology (1) 8 January-February 2011: (1)Workshop on ecosystem- based adaptation (2)Questionnaire survey in village councils (n=36) (3)Focus group discussion in 6 villages Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 9. Methodology (2) 9 Ecological Physical Economic Social Institutional Ecosystem Richness Basic Infrastructure Finance Education and Governance awareness Ecosystem Services Land use Livelihood and Health Policy Employment Climate Housing and Structure Credit Skills and training Institutions Environmental Water and Sanitation Household assets Social arrangements Budget Disturbance Ecology and Culture Technology Economic Tools Population Coordination Description of Questionnaire Multiple-choice type: 5 dimensions, 25 parameters, 125 measures Analysis: weighted average and correlation Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 10. Findings (1) 10 1. Resilience Scores Analysis Ecosystem Overall Overall Overall Overall Overall Overall Resilience Classification Ecological Physical Economic Social Institutional Ecosystem Category Score Score Score Score Score Score Mountain 3.19 2.95 2.57 3.37 3.32 3.08 Medium Riverine 3.18 3.29 3.02 3.48 3.15 3.22 Medium Urban 2.64 3.51 2.97 3.35 3.08 3.11 Medium Agricultural Plain 3.15 3.39 2.82 3.46 3.36 3.24 Medium Estuarine 3.19 3.27 2.93 3.55 3.23 3.23 Medium Coastal 3.07 2.93 2.67 3.93 3.71 3.26 High Scale: Very High=3.75-5 Medium=2.75-3.24 Very Low=1-2.24 High=3.25-3.74 Low=2.25-2.74 Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 11. Findings (2) 11 1. Resilience Scores Analysis Ecological Ecological Ecological 5 5 5 4 4 4 Institutional 3 Physical Institutional 3 2 Physical Institutional 3 2 Physical Main Findings: 2 1 1 1 1. Overall scores indicate medium Social Economic Social Economic Social Economic to high levels of Riverine Urban Mountain resilience 2. Coastal= highest Ecological Ecological 5 Ecological 5 resilience 5 4 4 4 Mountain= lowest 3 resilience 3 3 Institutional Physical Institutional 2 Physical Institutional 2 Physical 2 1 1 1 Social Economic Social Economic Social Economic Agricultural Plain Estuarine Coastal Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 12. Findings (3) 12 2. Resilience Spatial Analysis Main Findings: 1. Overall scores show Very High High Very High highest scores in the social dimension Medium High Low Medium Very Low Low and lowest Very Low Ecological Physical scores in the economic dimension Very High High 2. Binulasan=Coastal= highest resilience Medium Low Very Low Institutional Tongohin= Mountain= lowest resilience Very High Very High High High Medium Medium Low Low Very Low Very Low Economic Social Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 13. Discussion 13  Variations among the resilience of ecosystems require a different approach to adaptation - specific dimensions that need to be improved may be prioritized more that the others - dimensions may need to be addressed collectively  In general, economic and ecological resilience need to be enhanced in Infanta Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 14. Implications to Ecosystem-based Adaptation Planning 14  A baseline is determined where adaptation measures that represent the communities responses to the specific character of the ecosystem and the physical, economic, social and institutional driving forces can be based upon;  Entry points are established for an ecosystem-based adaptation strategy which can enhance climate resilience in Infanta. Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 15. Limitations of the Study 15 -Survey results are based on perceptions of a select group, which could not be verified objectively. -By assuming the established classification of ecosystems by the local government, the survey sample per ecosystem may not give a desired statistically valid result. -It would have been ideal to pursue the study at a river basin space (i.e. Agos River Basin) to observe ecosystem flows but different institutional, jurisdictional and administrative settings existing in its boundaries make this scale of analysis in Infanta and its surrounding regions difficult. Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 16. Scope for Further Research 16 -Consideration of the broader ecosystem (i.e. Agos River Basin) and identify the conditions and structures within which the system functions, -Utilization of science-based tools to supplement the results of this research, -Analysis on how ecosystem-based approaches can be integrated into policy and governance Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies
  • 17. 17 Thank you for your kind attention. Kyoto University International Environment and Disaster Management Graduate School of Global Environmental Studies