How Does Your Third Party Due Diligence Program Measure Up
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Benchmark against the anonymous industry polling results from ACI’S 32nd FCPA Conference | November 2015
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How Does Your Third Party Due Diligence Program Measure Up
- 1. HOW DOES YOUR THIRD PARTY DUE DILIGENCE PROGRAM MEASURE UP BENCHMARK AGAINST THE ANONYMOUS INDUSTRY POLLING RESULTS FROM ACI’S 32ND FCPA CONFERENCE | NOVEMBER 2015 FCPACONFERENCE.COM
- 2. DO YOU TAILOR YOUR DUE DILIGENCE PROGRAM DEPENDING ON PERCEIVED LEVEL OF RISK? YES: 86% NO: 8% IN CERTAIN SITUATIONS: 6% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 132 ATTENDEES ANSWERED:
- 3. WHO DOES THE DUE DILIGENCE ON THIRD PARTIES AT YOUR COMPANY? ALL CENTRALIZED IN-HOUSE (I.E., COMPLIANCE): 13% ALL DE-CENTRALIZED IN-HOUSE (I.E., BUSINESS UNIT): 7% AN OUTSIDE VENDOR (E.G., TRACE INTERNATIONAL): 17% A COMBINATION OF THE ABOVE: 64% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 120 ATTENDEES ANSWERED:
- 4. HOW MANY THIRD PARTY AGENTS/VENDORS ARE "IN SCOPE" FOR FORMAL VETTING UNDER YOUR COMPLIANCE PROGRAM? 0-99: 18% 100-499: 28% 500-999: 13% MORE THAN 1000: 41% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 109 ATTENDEES ANSWERED:
- 5. WHAT IS THE ANNUAL BUDGET FOR YOUR ANTI-CORRUPTION COMPLIANCE TEAM? NONE: 6% $0-$99,999: 14% $100,000-$499,999: 29% 500,000-$999,999: 8% $1 MILLION - $2 MILLION: 14% MORE THAN $2 MILLION: 30% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 87 ATTENDEES ANSWERED:
- 6. HOW OFTEN DO YOU UPDATE DUE DILIGENCE FILES ON THIRD PARTIES WHICH YOU HAVE ENGAGED? EVERY YEAR: 11% 1-2 YEARS: 25% 2-3 YEARS: 26% NEVER: 13% IT DEPENDS ON HOW MANY "RED FLAGS" ARE ASSOCIATED WITH THE THIRD PARTY: 25% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 106 ATTENDEES ANSWERED:
- 7. HOW OFTEN DO YOU CONDUCT FCPA COMPLIANCE TRAINING PROGRAMS FOR YOUR THIRD PARTIES? EVERY YEAR: 18% 1-2 YEARS: 22% 2-3 YEARS: 9% NEVER: 26% IT DEPENDS ON HOW MANY "RED FLAGS" ARE ASSOCIATED WITH THE THIRD PARTY: 26% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 90 ATTENDEES ANSWERED:
- 8. MARK YOUR CALENDARS! PRE-REGISTER NOW | 888-224-2480 | FCPACONFERENCE.COM MENTION REGISTRATION CODE: B00-700-LNK17