Daniel Connor

regulatory compliance aml fines sia partners financial services broker dealers consulting firms personal info privacy gdpr ffiec regulatory examinations fraud detection libor transition ofac cfpb glba nydfs data protection consulting banking readiness examination manual updated banking compliance news bsa governance client retention business pandemic response covid 2020 banks black history relationship management customers crm salesforce sales awards abuse of power whistleblower nysdfs risk & compliance consulting affiliate marketing central america panamá retirement elder abuse fiduciary standard client relationship summary dol rule conduct public versus private cloud computing sw tool selection saas monitoring tips venezuela iran cuba acquisition sofr irs withholdings fatca taxes surveillance liquidity risk short sales net captial examination priorities finra attestation licensed in new york data quality sanctions denver seattle technology africa bank lending angola fataf money laundering fintrac dirty money canada casinos data sharing new law ftc consumer consumers social media big data ccpa registered investment advisers fincen hedge funds multifactor authentication 3rd party risk cybersecurity french american chamber of commerce fintechbanking finance volcker 2.0