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Nikhil Joshi, MS
Consultant, Research Data Management
Research Solution Sales | Elsevier
n.joshi.1@Elsevier.com
Council of Graduate Schools Annual Meeting
December 7, 2018
Effective Research Data
Management
| 2
• Refers to the result of observations or
experimentation that validate research findings,
data that often underlies, but which exists outside
of research articles
• Can include but are not limited to: raw data,
processed data, software, algorithms, protocols,
methods, materials, and which are not already
published as part of a journal article
Research Data Defined
| 3
Driving Questions for Research Data Management
(RDM) for Maximizing Data Sharing Outcomes
1. What methods and metrics exist and which could be better
developed for measuring data sharing, re-use, and re-
analysis, and success/value with data sharing?
2. How could effects of data sharing on reproducibility of science
be measured, or integrated into existing attempts to measure
rigor and reproducibility?
3. How can we design a future data sharing ecosystem that
incorporates the capacity for easier analysis and mid-stream
adjustment?
| 4
Open Data: A Key Element of Open Science
Open Access
Improving access and
sharing of research
publications
Research Data
Improving access to
and use of research
data
Research Integrity
Improve reproducibility
and transparency of
research
Science & Society
Encouraging citizen
involvement &
translating science for
the public
Metrics
Developing metrics
which show the full
impact of research
Open Science has the
overarching goal of enhanced
research performance, that
aims to make science more:
• Accessible
• Collaborative
• Transparent
• Effective
• Efficient
Through:
• Encouraging a culture of
openness and sharing
• Leveraging and developing
new technologies
• Developing and adapting
reward and metric systems
| 5
Frameworks for Effective Open Research Data
https://www.force11.org/group/fairgroup/fairprinciples
Maslow’s Hierarchy
of Research Data
| 6
Differing priorities with regards to RDM practices exist between
faculty and students
Managing operation of
the lab
Funder compliance
Data storage transfer &
access
Keeping
Keeping with disciplinary
norms
Assistance w/long term
storage & preservation
Ethics in research
DMPs
Upskilling opportunities for
students
Collaborating with data
librarians
Broad sharing of
research datasets
Breadth of data science &
management skills needed
for career
Integration of systems with
existing workflows
Writing DMPs
Documentation & versioning
Sources: Open Data IGERT, Developing a Data Management Course, Managing Research Data: Grad Student & Postdoc experiences
Faculty priority
Student priority
| 7
Goal: Metric: How to measure:
Research Data is Saved:
1. Stored, i.e. safely available in long‐
term repository)
Nr of datasets stored in long‐term storage Mendeley Data (& 20+ repositories 
indexed), DANS (dark archiving)
2. Published, i.e. long‐term preserved, 
accessible via web, have a GUID, 
citable, with proper metadata
Nr of datasets published, in some form Scholix, ScienceDirect, Scopus
3. Linked, to articles or other datasets Nr of datasets linked to articles Scholix, Scopus
4. Validated, by a reviewer/curated Nr of datasets in curated databases/peer 
reviewed in data articles
ScienceDirect, DataSearch (across curated 
DB’s)
Research Data is Seen and Used:
5. Discovered Nr of datasets viewed in 
databases/websites/search engines
DataSearch, metrics from other search 
engines/repositories
6. Identified DOI is resolved DataCite ‐ DOI resolution & minting
7. Mentioned Social media and news mentions Plum and Newsflo
8. Cited Nr of datasets cited in articles Scopus
9. Downloaded Downloaded from repositories Downloads from Mendeley Data or other 
repositories
10. Reused Mention of usage in article or other dataset ScienceDirect, access to other data 
repositories
Source: https://rdmi.uchicago.edu/papers/08212017144742_deWaard082117.pdf
Credit for Sharing and Reuse of Research Data should be defined
| 8
On average, all researchers & institutions benefit from the
greater impact of published datasets
Source: Scival: publications for Pennsylvania, October 2018
| 9
Challenges exist regarding data ownership
https://data.mendeley.com/datasets/bwrnfb4bvh/1
Data sharing survey (with 1167 respondents):
• Although 69% of respondents found that sharing data was
very important in their field
• And 73% wanted to have access to other people’s data,
• Only 37% believe there was credit in doing so,
• And only 25% felt they had adequate training to properly
share their data with others.
The main barriers for sharing data were:
• privacy concerns,
• ethical issues,
• intellectual property rights issues
| 10
Source: JISC: How and why you should manage your research data: a guide for researchers, Caroline Ingram, Published: 7 January 2016
SoftwareX
Data Rescue &
Software Rescue
Reproducibility Papers
Data Management
Plans
Inputs in the Research Data Cycle
| 11
Elsevier believes RDM needs a holistic approach
All forms of research data,
which includes everything
needed to reproduce and
reuse
Raw data Processed data
Machine &
environment settings
Protocols, methods,
workflows
Scripts, analyses, algorithms
| 12
12
Re-using research data improves outcomes for the research life cycle
• This means improving the research data life-cycles: (1) within the lab and (2) to the world at large
• This also means keeping track of the institutional data lifecycles, and (3) reporting on them
Three interlocking data cycles should be captured
3. ‘Metrics on data’
Monitoring and
reporting on institutional
data
• Benchmark • Rank
Evaluate
• Manage • Preserve
Institution
Find
Topic
Design
Identify
gaps
Plan &
Fund
Discover data,
people, methods &
protocols
Collect, analyze
& visualize
Prepare, reproduce,
re-use & benchmark
Store &
Share
Publish
Disseminat
e
1. Lab data
Execute
Research
2. Open data: data publicly available
| 13
Solutions should integrate with the broader RDM
ecosystem via open APIs
existing integration
planned integration
Index
datasets
metadata
Mint DOIs Import/export datasets,
notebooks, experiments
Repository
indexed by
OpenAIRE
Zenodo indexed
by DataSearch
Publish links
between
articles and
datasets
Datasets indexed by
DataSearchLong-term
preservation
of published
datasets
+ 30 repositories
Integrate with
machine
readable
DMPs
Open API with
any other tool
| 14
How we deliver:
1. Open system & open API’s; modular
approach enables integrations across many
research data solutions
2. Data remains owned by institution
3. System is integrated with the researcher
workflows: we make it simple & obvious
4. Your researchers maintain much of their
existing workflow
Mendeley Data
Benefits for researchers:
• Prevent re-work: save time searching,
collecting and sharing data
• Comply with funders' mandates
• Improve impact: increase data reuse
Benefits for institutions:
• Keep track of your data inside and outside your
institution
• Showcase institutional research outputs
• Improve collaborations within/across
institutions
14
| 15
Cross-platform tracking of data
15
Repositories &
ELNs
Researcher
Find & re-use data
Manage
active data
Runadoptioncampaignsandkeeptrackofdata
Institutions, labs,
research offices
Funding agencies
Grant applications, performance reporting
Mandates for sharing &
publication of research data
Data Journals
Share & publish
open data
Data Manager
Data Monitor
Receive recommendations
Collect information about data
Data Search
Mendeley Data Search enables
researchers to discover data:
• 22 repositories indexed to date, growing all
the time (ambition is 100+)
• Keyword search within data files
• In-line file previews
• Filter search results by specific author,
institution, journal, subject category
And retrieve active data:
• Researchers can navigate your institution’s
locally held data
• Project collaborators can retrieve project data
through powerful keyword search and filtering
Unlike other search solutions, Data Search:
• Deeply indexes data (not just metadata),
making it easier and faster to find relevant data
• Allows researchers to preview data, making it
easier and faster to find relevant data
Data Search powers all modules
Retrieve active data, discover public data
data.mendeley.com
Data Repository
Store results in a trusted data repository
Store up to 100 GB of data per
dataset in many formats
Describe how experiment
can be reproduced
Long-term storage
Link back to protocols
Create DOI
for Citation
(or university prefix)
Keep track of
versions of dataset
On your S3
Or on DANS
On your (local) S3 or on Elsevier cloud
Metadata:
Dublin Core and Google Science Datasets markup
Open licences & indexed in OpenAire
With Mendeley Data Manager,
researchers can:
• Share data privately in your research
group, or project
• Also works for collaborators outside
the institution (they can take part in
projects but not start new projects)
• Gather research data from all your
data sources as it’s generated,
including ELNs, instruments etc
• Annotate research data with detailed,
subject-specific metadata (helped by
automated annotation tools)
• Curate data according to project or
institutional workflows
• Prepare to publish data on your
repository of choice
• Open APIs allow: tailored upload
forms, automated workflows, and
workflows to download, analyse and
re-upload data files
Manager helps researchers move from raw files to datasets
Data Manager
Active research data collaboration and workflow tool, which enables research
groups to gather/organize, annotate and share data all in one place.
Note: leftmost active/external data column
will be completed before June 2018
• Achieve credibility, visibility and integrity of key research outputs
• Keep track of your data inside and outside your institution
• Maintain visibility of events in the research data management space
• Improve adoption of data sharing tools by researchers
• Communicate the value of data sharing to researchers during the
research process
Research
article
published
Share,
publish or
link data
Monitor
progress and
provide
guidance
Generate
dashboards
Initial
inquiry
about data
Data Monitor
Proactively engage with researchers in the RDM space
| 20
For more information, please visit: About RDM , Open Data: The researcher perspective, Mendeley
Data platform
Thank you
Nikhil Joshi, Consultant, Research Data Management
Research Solution Sales | Elsevier
n.joshi.1@Elsevier.com
(917) 435-4806
| 21
UMAMI Framework for Data Sharing
• Uptake: integration throughout the research
workflow/across the research data lifecycle
• Metadata: Enables search & discovery, linking
b/t systems, citation stds
• Archiving: sustainable/trustworthy repositories
• Metrics: recognition and credit at points of
sharing and re-use
• Intellectual Property: who owns the data
(funder, institution, researcher); concerns about
being scooped
| 22
The Mendeley Data Platform
Notebook
Mendeley Data
Platform
• Comply with funders'
mandates
• Showcase institutional
research outputs
• Prevent re-work: save
time searching,
collecting and sharing
data
• Increase data reuse,
avoid duplication of
efforts
• Open system
Pre-integrated with
Elsevier's ecosystem of
research solutions
A modular, cloud-based platform designed for research
institutions, to manage the entire lifecycle of research data.
Search
Monitor Repository
Manager
| 23
Mendeley Data Platform for Institutions:
Module Use case Features
MD –
Notebook
(Hivebench)
Collect research data in a
structured way
Effectively manage experiments between collaborators, online or
in local storage. inside and outside of the institution (private
cloud); reporting and monitoring at institutional level.
MD –
Repository
(MD)
Store and preserve
research data outcomes
Store, archive, preserve, manage data; archive data when
researchers leave; collaborate beyond institution.
Showcase institutional
data
Showcase data inside & outside the institution, link with Pure
showcasing.
MD - Manager Manage research data
within project/department
Track and manage all research data stored and shared in MD
Repository or other repositories (e.g. Dropbox); curate metadata.
MD – Search
(DataSearch)
Discover Data & prevent
re-work
Search and index institutional data, whether in MDM or other (eg.
Zenodo, Dspace etc) repositories;
Expose institutional data to the outside world.
MD – Monitor Engage with researchers
& increase uptake
Engage with the researchers in a scalable way, at the right time.
Identify data stored by researchers in repositories inside and
outside institution.
MD - Admin Report on institutional
data management
Report on activities by all connected modules (Repository,
Search, Manager, and Notebook).
Create metrics & tracking of data created by the institution.
Administration Overall admin & reporting dashboard: assign roles, permissions,
etc.

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Effective research data management

  • 1. | 1 Nikhil Joshi, MS Consultant, Research Data Management Research Solution Sales | Elsevier n.joshi.1@Elsevier.com Council of Graduate Schools Annual Meeting December 7, 2018 Effective Research Data Management
  • 2. | 2 • Refers to the result of observations or experimentation that validate research findings, data that often underlies, but which exists outside of research articles • Can include but are not limited to: raw data, processed data, software, algorithms, protocols, methods, materials, and which are not already published as part of a journal article Research Data Defined
  • 3. | 3 Driving Questions for Research Data Management (RDM) for Maximizing Data Sharing Outcomes 1. What methods and metrics exist and which could be better developed for measuring data sharing, re-use, and re- analysis, and success/value with data sharing? 2. How could effects of data sharing on reproducibility of science be measured, or integrated into existing attempts to measure rigor and reproducibility? 3. How can we design a future data sharing ecosystem that incorporates the capacity for easier analysis and mid-stream adjustment?
  • 4. | 4 Open Data: A Key Element of Open Science Open Access Improving access and sharing of research publications Research Data Improving access to and use of research data Research Integrity Improve reproducibility and transparency of research Science & Society Encouraging citizen involvement & translating science for the public Metrics Developing metrics which show the full impact of research Open Science has the overarching goal of enhanced research performance, that aims to make science more: • Accessible • Collaborative • Transparent • Effective • Efficient Through: • Encouraging a culture of openness and sharing • Leveraging and developing new technologies • Developing and adapting reward and metric systems
  • 5. | 5 Frameworks for Effective Open Research Data https://www.force11.org/group/fairgroup/fairprinciples Maslow’s Hierarchy of Research Data
  • 6. | 6 Differing priorities with regards to RDM practices exist between faculty and students Managing operation of the lab Funder compliance Data storage transfer & access Keeping Keeping with disciplinary norms Assistance w/long term storage & preservation Ethics in research DMPs Upskilling opportunities for students Collaborating with data librarians Broad sharing of research datasets Breadth of data science & management skills needed for career Integration of systems with existing workflows Writing DMPs Documentation & versioning Sources: Open Data IGERT, Developing a Data Management Course, Managing Research Data: Grad Student & Postdoc experiences Faculty priority Student priority
  • 7. | 7 Goal: Metric: How to measure: Research Data is Saved: 1. Stored, i.e. safely available in long‐ term repository) Nr of datasets stored in long‐term storage Mendeley Data (& 20+ repositories  indexed), DANS (dark archiving) 2. Published, i.e. long‐term preserved,  accessible via web, have a GUID,  citable, with proper metadata Nr of datasets published, in some form Scholix, ScienceDirect, Scopus 3. Linked, to articles or other datasets Nr of datasets linked to articles Scholix, Scopus 4. Validated, by a reviewer/curated Nr of datasets in curated databases/peer  reviewed in data articles ScienceDirect, DataSearch (across curated  DB’s) Research Data is Seen and Used: 5. Discovered Nr of datasets viewed in  databases/websites/search engines DataSearch, metrics from other search  engines/repositories 6. Identified DOI is resolved DataCite ‐ DOI resolution & minting 7. Mentioned Social media and news mentions Plum and Newsflo 8. Cited Nr of datasets cited in articles Scopus 9. Downloaded Downloaded from repositories Downloads from Mendeley Data or other  repositories 10. Reused Mention of usage in article or other dataset ScienceDirect, access to other data  repositories Source: https://rdmi.uchicago.edu/papers/08212017144742_deWaard082117.pdf Credit for Sharing and Reuse of Research Data should be defined
  • 8. | 8 On average, all researchers & institutions benefit from the greater impact of published datasets Source: Scival: publications for Pennsylvania, October 2018
  • 9. | 9 Challenges exist regarding data ownership https://data.mendeley.com/datasets/bwrnfb4bvh/1 Data sharing survey (with 1167 respondents): • Although 69% of respondents found that sharing data was very important in their field • And 73% wanted to have access to other people’s data, • Only 37% believe there was credit in doing so, • And only 25% felt they had adequate training to properly share their data with others. The main barriers for sharing data were: • privacy concerns, • ethical issues, • intellectual property rights issues
  • 10. | 10 Source: JISC: How and why you should manage your research data: a guide for researchers, Caroline Ingram, Published: 7 January 2016 SoftwareX Data Rescue & Software Rescue Reproducibility Papers Data Management Plans Inputs in the Research Data Cycle
  • 11. | 11 Elsevier believes RDM needs a holistic approach All forms of research data, which includes everything needed to reproduce and reuse Raw data Processed data Machine & environment settings Protocols, methods, workflows Scripts, analyses, algorithms
  • 12. | 12 12 Re-using research data improves outcomes for the research life cycle • This means improving the research data life-cycles: (1) within the lab and (2) to the world at large • This also means keeping track of the institutional data lifecycles, and (3) reporting on them Three interlocking data cycles should be captured 3. ‘Metrics on data’ Monitoring and reporting on institutional data • Benchmark • Rank Evaluate • Manage • Preserve Institution Find Topic Design Identify gaps Plan & Fund Discover data, people, methods & protocols Collect, analyze & visualize Prepare, reproduce, re-use & benchmark Store & Share Publish Disseminat e 1. Lab data Execute Research 2. Open data: data publicly available
  • 13. | 13 Solutions should integrate with the broader RDM ecosystem via open APIs existing integration planned integration Index datasets metadata Mint DOIs Import/export datasets, notebooks, experiments Repository indexed by OpenAIRE Zenodo indexed by DataSearch Publish links between articles and datasets Datasets indexed by DataSearchLong-term preservation of published datasets + 30 repositories Integrate with machine readable DMPs Open API with any other tool
  • 14. | 14 How we deliver: 1. Open system & open API’s; modular approach enables integrations across many research data solutions 2. Data remains owned by institution 3. System is integrated with the researcher workflows: we make it simple & obvious 4. Your researchers maintain much of their existing workflow Mendeley Data Benefits for researchers: • Prevent re-work: save time searching, collecting and sharing data • Comply with funders' mandates • Improve impact: increase data reuse Benefits for institutions: • Keep track of your data inside and outside your institution • Showcase institutional research outputs • Improve collaborations within/across institutions 14
  • 15. | 15 Cross-platform tracking of data 15 Repositories & ELNs Researcher Find & re-use data Manage active data Runadoptioncampaignsandkeeptrackofdata Institutions, labs, research offices Funding agencies Grant applications, performance reporting Mandates for sharing & publication of research data Data Journals Share & publish open data Data Manager Data Monitor Receive recommendations Collect information about data Data Search
  • 16. Mendeley Data Search enables researchers to discover data: • 22 repositories indexed to date, growing all the time (ambition is 100+) • Keyword search within data files • In-line file previews • Filter search results by specific author, institution, journal, subject category And retrieve active data: • Researchers can navigate your institution’s locally held data • Project collaborators can retrieve project data through powerful keyword search and filtering Unlike other search solutions, Data Search: • Deeply indexes data (not just metadata), making it easier and faster to find relevant data • Allows researchers to preview data, making it easier and faster to find relevant data Data Search powers all modules Retrieve active data, discover public data
  • 17. data.mendeley.com Data Repository Store results in a trusted data repository Store up to 100 GB of data per dataset in many formats Describe how experiment can be reproduced Long-term storage Link back to protocols Create DOI for Citation (or university prefix) Keep track of versions of dataset On your S3 Or on DANS On your (local) S3 or on Elsevier cloud Metadata: Dublin Core and Google Science Datasets markup Open licences & indexed in OpenAire
  • 18. With Mendeley Data Manager, researchers can: • Share data privately in your research group, or project • Also works for collaborators outside the institution (they can take part in projects but not start new projects) • Gather research data from all your data sources as it’s generated, including ELNs, instruments etc • Annotate research data with detailed, subject-specific metadata (helped by automated annotation tools) • Curate data according to project or institutional workflows • Prepare to publish data on your repository of choice • Open APIs allow: tailored upload forms, automated workflows, and workflows to download, analyse and re-upload data files Manager helps researchers move from raw files to datasets Data Manager Active research data collaboration and workflow tool, which enables research groups to gather/organize, annotate and share data all in one place. Note: leftmost active/external data column will be completed before June 2018
  • 19. • Achieve credibility, visibility and integrity of key research outputs • Keep track of your data inside and outside your institution • Maintain visibility of events in the research data management space • Improve adoption of data sharing tools by researchers • Communicate the value of data sharing to researchers during the research process Research article published Share, publish or link data Monitor progress and provide guidance Generate dashboards Initial inquiry about data Data Monitor Proactively engage with researchers in the RDM space
  • 20. | 20 For more information, please visit: About RDM , Open Data: The researcher perspective, Mendeley Data platform Thank you Nikhil Joshi, Consultant, Research Data Management Research Solution Sales | Elsevier n.joshi.1@Elsevier.com (917) 435-4806
  • 21. | 21 UMAMI Framework for Data Sharing • Uptake: integration throughout the research workflow/across the research data lifecycle • Metadata: Enables search & discovery, linking b/t systems, citation stds • Archiving: sustainable/trustworthy repositories • Metrics: recognition and credit at points of sharing and re-use • Intellectual Property: who owns the data (funder, institution, researcher); concerns about being scooped
  • 22. | 22 The Mendeley Data Platform Notebook Mendeley Data Platform • Comply with funders' mandates • Showcase institutional research outputs • Prevent re-work: save time searching, collecting and sharing data • Increase data reuse, avoid duplication of efforts • Open system Pre-integrated with Elsevier's ecosystem of research solutions A modular, cloud-based platform designed for research institutions, to manage the entire lifecycle of research data. Search Monitor Repository Manager
  • 23. | 23 Mendeley Data Platform for Institutions: Module Use case Features MD – Notebook (Hivebench) Collect research data in a structured way Effectively manage experiments between collaborators, online or in local storage. inside and outside of the institution (private cloud); reporting and monitoring at institutional level. MD – Repository (MD) Store and preserve research data outcomes Store, archive, preserve, manage data; archive data when researchers leave; collaborate beyond institution. Showcase institutional data Showcase data inside & outside the institution, link with Pure showcasing. MD - Manager Manage research data within project/department Track and manage all research data stored and shared in MD Repository or other repositories (e.g. Dropbox); curate metadata. MD – Search (DataSearch) Discover Data & prevent re-work Search and index institutional data, whether in MDM or other (eg. Zenodo, Dspace etc) repositories; Expose institutional data to the outside world. MD – Monitor Engage with researchers & increase uptake Engage with the researchers in a scalable way, at the right time. Identify data stored by researchers in repositories inside and outside institution. MD - Admin Report on institutional data management Report on activities by all connected modules (Repository, Search, Manager, and Notebook). Create metrics & tracking of data created by the institution. Administration Overall admin & reporting dashboard: assign roles, permissions, etc.