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The New Research Data
Mechanics…

Simon Porter
VP Research Engagement  Knowledge Architecture
Digital Science

@sjcporter #CASRAI15 

also presented at #VIVO15
http://dx.doi.org/10.6084/m9.figshare.1509911
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Before we begin…
This work extends on work and concepts that I began
whilst atThe University of Melbourne. I am grateful for the
permission to build upon it at Digital Science.
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Expectations around Research
Information Systems are undergoing a
period of rapid transformation
Images	
  Modified	
  from	
  Louis	
  K,	
  C-­‐0T	
  Autobot	
  Transforma;on	
  
And	
  	
  h=ps://www.flickr.com/photos/ppapadimitriou/	
  Blocks	
  
source	
  Flikr	
  
Paper based Administration
-mid late 90’s
Current Research Information Systems
-mid 2000’s Late 2000’s onwards:VIVO/ORCID’s/
Research Data Management /OA
compliance/ Altmetrics/Open Science/
Team Building/Interdisciplinary
Collaborations
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How do we
describe the
discipline that
provides the
foundations to
make these
aspirations
happen?
? ?
? ? ?
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Why is it safe to raise these expectations now?
We know that Universities can be good at
managing information about their research
•  htcacheclean	
  -­‐d5	
  -­‐n	
  -­‐i	
  -­‐p/servers/
apache_mod_proxy	
  -­‐l150M	
  
AOer	
  14	
  years	
  of	
  publica;ons	
  repor;ng,	
  	
  
there	
  are	
  over	
  150,000	
  data	
  points	
  on	
  this	
  visualiza;on	
  
(presented	
  at	
  VIVO14)	
  Porter,	
  S	
  
Examples	
  From	
  the	
  University	
  of	
  Melbourne	
  
The	
  Funding	
  Pipeline	
  
Funds	
  awarded	
  in:	
  
q  2006	
  
q  2007	
  
q  2008	
  
q  2009	
  
q  2010	
  
q  2011	
  
q  2012	
  
q  2013	
  
q  2014	
  
q  2015	
  
In	
  2017,	
  almost	
  all	
  
Research	
  will	
  be	
  
funded	
  by	
  awards	
  yet	
  
to	
  be	
  won	
  
$	
  Total	
  Funding	
  
by	
  Alloca;on	
  
Year	
  for	
  
Department	
  X	
  
2014	
  
9	
  years	
  of	
  sustained	
  quality	
  informa;on	
  on	
  agreements	
  went	
  into	
  construc;ng	
  this	
  pipeline	
  
(presented	
  at	
  VIVO14,	
  Porter,	
  S)	
  
Examples	
  From	
  the	
  University	
  of	
  Melbourne	
  
Australian	
  Research	
  Ins;tu;ons	
  are	
  in	
  command	
  of	
  their	
  Research	
  Informa;on	
  
Feeding	
  the	
  Machine….	
  
h=ps://www.flickr.com/photos/hikosaemon/	
  
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The Evolution from Data Entry to Data Glue
•  Data Entry - 2009
•  Harvesting a single source (like WOS or )-
2010
•  Harvesting multiple sources (WOS, Scopus,
Repec,Arxiv, pubmed, …) 2012 (Symplectic)
•  Over this time, researcher interaction has
moved from data entry (or email) to:
“we think this is yours, please confirm”
An	
  example	
  from	
  the	
  University	
  of	
  Melbourne	
  
(Source:	
  TEST	
  DATA	
  from	
  UAT)	
  
Now	
  an	
  ins;tu;ons	
  ‘glued	
  data’	
  can	
  be	
  used	
  as	
  
‘tentacles’	
  to	
  reach	
  out	
  and	
  gather	
  new	
  perspec;ves	
  
	
  
	
  
h=ps://www.flickr.com/photos/tomsaint/	
  
A	
  Tradi;onal	
  Use	
  Case:	
  
	
  Gluing	
  University	
  data	
  to	
  InCites	
  
Bibliometric	
  data	
  	
  
Gluing	
  University	
  Publica;ons	
  data	
  
with	
  WOS	
  	
  
Example	
  From	
  the	
  University	
  of	
  Melbourne:	
  (Porter	
  ARMS	
  2014)	
  
Work smart. Discover more.
Altmetric For Institutions…
Examples	
  From	
  the	
  University	
  of	
  Melbourne	
  Presented	
  at	
  Digital	
  Science	
  Showcase	
  2015	
  
Melbourne	
  Ar;cles	
  with	
  the	
  highest	
  
Altmetric	
  scores…	
  
Examples	
  From	
  the	
  University	
  of	
  Melbourne	
  Presented	
  at	
  Digital	
  Science	
  Showcase	
  2015	
  
Examples	
  From	
  the	
  University	
  of	
  Melbourne	
  Presented	
  at	
  Digital	
  Science	
  Showcase	
  2015	
  
At	
  least	
  a	
  year	
  too	
  late…	
  
Examples	
  From	
  the	
  University	
  of	
  Melbourne	
  Presented	
  at	
  Digital	
  Science	
  Showcase	
  2015	
  
Using	
  Altmetrics	
  to	
  their	
  fullest	
  poten;al	
  	
  
demands	
  a	
  different	
  way	
  of	
  engaging	
  with	
  
informa;on…	
  
Examples	
  From	
  the	
  University	
  of	
  Melbourne	
  Presented	
  at	
  Digital	
  Science	
  Showcase	
  2015	
  
From	
  Data	
  Glue	
  to	
  Data	
  Mechanics…	
  
h=ps://www.flickr.com/photos/ronwls/13987847602/
in/photolist-­‐nj4nLf-­‐F329z	
  
The	
  Goal	
  of	
  Research	
  Data	
  Mechanics	
  
	
  
1)  In	
  all	
  cases,	
  we	
  seek	
  to	
  replace	
  manual	
  
interven;on	
  with	
  cogs	
  turning	
  between	
  an	
  
understood	
  system	
  of	
  research	
  
2)  To	
  build	
  and	
  increase	
  the	
  trust	
  network	
  of	
  
researchers,	
  ins;tu;ons,	
  funding	
  bodies,	
  
publishers,	
  and	
  internal	
  and	
  external	
  service	
  
providers	
  	
  
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Another perspective on Research Data Mechanics:
In	
  the	
  case	
  of	
  QM	
  or	
  Classical	
  Mechanics	
  these	
  
laws	
  of	
  mo;on	
  are	
  determined	
  by	
  the	
  forces	
  felt	
  
by	
  the	
  par;cle	
  
	
  
...in	
  the	
  case	
  of	
  Research	
  Data	
  Mechanics,	
  our	
  
par;cles	
  are	
  items	
  of	
  data	
  and	
  the	
  underlying	
  
laws	
  of	
  mo;on	
  are	
  university,	
  government,	
  
publisher	
  and	
  funder	
  policies	
  and	
  prac;ces.	
  	
  
ORCID	
  as	
  the	
  ‘people	
  cogs’	
  	
  
What	
  Becomes	
  Possible…	
  
How	
  does	
  it	
  change	
  what	
  ins;tu;ons	
  
can	
  measure/value?	
  	
  
Journal	
  ar;cles	
  
+	
  
Conversa;on	
  Ar;cles	
  
	
  	
  
	
  If	
  we	
  can	
  measure	
  it,	
  we	
  can	
  reward	
  it	
  
✔	
  
✔	
  
✔	
  
✔	
  
✔	
  
✔	
  
✔	
  
And	
  from	
  publica;ons	
  to	
  Research	
  
Data…	
  
How doesThis.. Become… This?
A Possible Future…
Research	
  data	
  can	
  be	
  enhanced	
  as	
  it	
  
travels	
  through	
  systems…	
  
Enriched	
  data	
  publica;on	
  links	
  
Research	
  grants…	
  
Research	
  Data	
  as	
  it	
  is	
  shared	
  
What	
  become	
  possible…..	
  
And	
  another	
  thing…	
  
Both	
  are	
  examples	
  of	
  reducing	
  barriers	
  between	
  the	
  act	
  
of	
  research	
  collabora;on,	
  and	
  the	
  knowing	
  of	
  it	
  
Formalizing	
  Research	
  Data	
  
Mechanics…	
  
A	
  Generic	
  System	
  Component	
  
Component	
  
Policy	
  
(Informa;on	
  Transformed	
  	
  
by	
  People	
  	
  processes)	
  	
  
Component	
  configura;on	
  and	
  behavior	
  is	
  
Influenced	
  	
  by	
  the	
  upstream	
  and	
  downstream	
  	
  
components	
  
System	
  components	
  in	
  the	
  context	
  of	
  
one	
  possible	
  VIVO	
  configura;on	
  
HR	
  
Policy	
  
Finance	
  
Policy	
  
Policy	
  
Grant	
  
Management	
  
Policy	
  
{
{
J	
  J	
  J	
  J	
  
F	
  F	
  F	
  
F	
  
Inves;ga;ve	
  Power	
  with	
  reference	
  to	
  
the	
  system	
  	
  	
  
•  Examples	
  
– University	
  Level	
  Benchmarking	
  
– Compara;ve	
  Inter	
  -­‐	
  Department	
  Data	
  Analysis	
  
JJJJ
JJJJ
Inves;ga;ve	
  Power	
  with	
  reference	
  to	
  
the	
  system	
  	
  	
  
–  University	
  Level	
  Benchmarking	
  (Grants	
  Awarded)	
  
–  University	
  Level	
  Funding	
  Pipeline	
  Analysis	
  
–  University	
  Level	
  Funding	
  Pipeline	
  Analysis	
  (difficult)	
  
FFFF
FFF
Grant	
  
Management	
  
F	
  F	
  F	
  
Grant	
  
Manag
ement	
  
F	
  F	
  F	
  
Grant	
  
Manag
ement	
  
F	
  F	
  F	
  
Grant	
  
Manag
ement	
  
F	
  F	
  F	
  
Grant	
  
Manag
ement	
  
F	
  F	
  F	
  
Grant	
  
Manag
ement	
  
?	
  
A	
  Deeper	
  view	
  of	
  	
  
Research	
  Data	
  Mechanics	
  
STAR	
  METRICS	
  (2009)	
  	
  
FFF
Grant	
  
Management	
  
Finance	
  System	
  
	
  
DUNS	
  database	
  
	
  
Payroll	
  System	
  
	
  
h=p://www.nsf.gov/sbe/sosp/workforce/lane.pdf	
  
(an	
  extended	
  version	
  of	
  research	
  data	
  mechanics)	
  
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Some challenges for Research Data Mechanics
•  Extending	
  the	
  system	
  of	
  components	
  and	
  the	
  
trust	
  network	
  
•  Crea;ng	
  common	
  ‘core’	
  capacity	
  across	
  all	
  
research	
  ins;tu;ons,	
  Funding	
  bodies,	
  
Publishers	
  
•  Crea;ng	
  a	
  research	
  data	
  ‘machine’	
  equally	
  	
  
capable	
  of	
  preserving	
  the	
  history	
  of	
  research,	
  
as	
  well	
  facilita;ng	
  the	
  needs	
  of	
  the	
  ‘now’	
  	
  
Work smart. Discover more.
Challenge 1) Identifying and removing system
boundaries	
  
–  System	
  boundaries	
  cause	
  	
  
•  informa;on	
  that	
  is	
  already	
  know	
  to	
  be	
  recreated	
  	
  
•  Informa;on	
  Loss	
  
–  Reasons	
  for	
  systems	
  boundaries	
  include	
  
•  Too	
  much	
  data	
  fric;on	
  created	
  from	
  a	
  lack	
  of	
  standards/apis	
  
for	
  communica;ng	
  informa;on	
  
•  Insufficiently	
  structured	
  informa;on	
  at	
  the	
  source	
  of	
  
crea;on	
  
•  Misconfigured	
  policy	
  	
  
•  Insufficiently	
  developed	
  trust	
  networks	
  
•  A	
  lack	
  of	
  awareness	
  of	
  possibility	
  
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Practical Ways thatVIVO is extending boundaries
HR	
  
Policy	
  
Finance	
  
Policy	
  
Policy	
  
Grant	
  
Management	
  
Policy	
  
Department	
  
Websites	
  Department	
  
Websites	
  Department	
  
Websites	
  Department	
  
Websites	
  
Work smart. Discover more.
2) Creating common ‘core’ capacity across all research
institutions
•  If	
  your	
  ins;tu;on	
  can	
  produce	
  ‘sustainable’	
  
VIVO	
  data	
  capable	
  of	
  represen;ng	
  your	
  en;re	
  
research	
  ins;tu;on,	
  then,	
  as	
  of	
  now,	
  you	
  have	
  
reached	
  core	
  capacity…	
  
•  What	
  is	
  the	
  core	
  capacity	
  for	
  a	
  funding	
  body?	
  
•  For	
  a	
  publisher?	
  
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3) Creating a machine capable of writing history
C	
  	
  RIS	
  
Work smart. Discover more.
Or…
CHRIS	
  
Work smart. Discover more.
h=ps://en.wikipedia.org/wiki/Aqueduct_(water_supply)#/media/File:Pont_du_Gard_Oct_2007.jpg	
  
In Research Data Mechanics
we are not just building pipes…
Work smart. Discover more.
Work smart. Discover more.
Thanks.
Any
questions?

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Research Metadata Mechanics - Simon Porter

  • 1. Work smart. Discover more. The New Research Data Mechanics… Simon Porter VP Research Engagement Knowledge Architecture Digital Science @sjcporter #CASRAI15 also presented at #VIVO15 http://dx.doi.org/10.6084/m9.figshare.1509911
  • 2. Work smart. Discover more. Before we begin… This work extends on work and concepts that I began whilst atThe University of Melbourne. I am grateful for the permission to build upon it at Digital Science.
  • 3. Work smart. Discover more. Expectations around Research Information Systems are undergoing a period of rapid transformation Images  Modified  from  Louis  K,  C-­‐0T  Autobot  Transforma;on   And    h=ps://www.flickr.com/photos/ppapadimitriou/  Blocks   source  Flikr   Paper based Administration -mid late 90’s Current Research Information Systems -mid 2000’s Late 2000’s onwards:VIVO/ORCID’s/ Research Data Management /OA compliance/ Altmetrics/Open Science/ Team Building/Interdisciplinary Collaborations
  • 4. Work smart. Discover more. How do we describe the discipline that provides the foundations to make these aspirations happen? ? ? ? ? ?
  • 5. Work smart. Discover more. Why is it safe to raise these expectations now? We know that Universities can be good at managing information about their research
  • 6. •  htcacheclean  -­‐d5  -­‐n  -­‐i  -­‐p/servers/ apache_mod_proxy  -­‐l150M   AOer  14  years  of  publica;ons  repor;ng,     there  are  over  150,000  data  points  on  this  visualiza;on   (presented  at  VIVO14)  Porter,  S   Examples  From  the  University  of  Melbourne  
  • 7. The  Funding  Pipeline   Funds  awarded  in:   q  2006   q  2007   q  2008   q  2009   q  2010   q  2011   q  2012   q  2013   q  2014   q  2015   In  2017,  almost  all   Research  will  be   funded  by  awards  yet   to  be  won   $  Total  Funding   by  Alloca;on   Year  for   Department  X   2014   9  years  of  sustained  quality  informa;on  on  agreements  went  into  construc;ng  this  pipeline   (presented  at  VIVO14,  Porter,  S)   Examples  From  the  University  of  Melbourne  
  • 8. Australian  Research  Ins;tu;ons  are  in  command  of  their  Research  Informa;on  
  • 9. Feeding  the  Machine….   h=ps://www.flickr.com/photos/hikosaemon/  
  • 10. Work smart. Discover more. The Evolution from Data Entry to Data Glue •  Data Entry - 2009 •  Harvesting a single source (like WOS or )- 2010 •  Harvesting multiple sources (WOS, Scopus, Repec,Arxiv, pubmed, …) 2012 (Symplectic) •  Over this time, researcher interaction has moved from data entry (or email) to: “we think this is yours, please confirm” An  example  from  the  University  of  Melbourne  
  • 11. (Source:  TEST  DATA  from  UAT)  
  • 12.
  • 13. Now  an  ins;tu;ons  ‘glued  data’  can  be  used  as   ‘tentacles’  to  reach  out  and  gather  new  perspec;ves       h=ps://www.flickr.com/photos/tomsaint/  
  • 14. A  Tradi;onal  Use  Case:    Gluing  University  data  to  InCites   Bibliometric  data    
  • 15. Gluing  University  Publica;ons  data   with  WOS     Example  From  the  University  of  Melbourne:  (Porter  ARMS  2014)  
  • 16. Work smart. Discover more. Altmetric For Institutions…
  • 17. Examples  From  the  University  of  Melbourne  Presented  at  Digital  Science  Showcase  2015  
  • 18. Melbourne  Ar;cles  with  the  highest   Altmetric  scores…   Examples  From  the  University  of  Melbourne  Presented  at  Digital  Science  Showcase  2015  
  • 19. Examples  From  the  University  of  Melbourne  Presented  at  Digital  Science  Showcase  2015  
  • 20. At  least  a  year  too  late…   Examples  From  the  University  of  Melbourne  Presented  at  Digital  Science  Showcase  2015  
  • 21. Using  Altmetrics  to  their  fullest  poten;al     demands  a  different  way  of  engaging  with   informa;on…   Examples  From  the  University  of  Melbourne  Presented  at  Digital  Science  Showcase  2015  
  • 22. From  Data  Glue  to  Data  Mechanics…   h=ps://www.flickr.com/photos/ronwls/13987847602/ in/photolist-­‐nj4nLf-­‐F329z  
  • 23. The  Goal  of  Research  Data  Mechanics     1)  In  all  cases,  we  seek  to  replace  manual   interven;on  with  cogs  turning  between  an   understood  system  of  research   2)  To  build  and  increase  the  trust  network  of   researchers,  ins;tu;ons,  funding  bodies,   publishers,  and  internal  and  external  service   providers    
  • 24. Work smart. Discover more. Another perspective on Research Data Mechanics: In  the  case  of  QM  or  Classical  Mechanics  these   laws  of  mo;on  are  determined  by  the  forces  felt   by  the  par;cle     ...in  the  case  of  Research  Data  Mechanics,  our   par;cles  are  items  of  data  and  the  underlying   laws  of  mo;on  are  university,  government,   publisher  and  funder  policies  and  prac;ces.    
  • 25. ORCID  as  the  ‘people  cogs’    
  • 27. How  does  it  change  what  ins;tu;ons   can  measure/value?    
  • 28. Journal  ar;cles   +   Conversa;on  Ar;cles        If  we  can  measure  it,  we  can  reward  it   ✔   ✔   ✔   ✔   ✔   ✔   ✔  
  • 29.
  • 30.
  • 31.
  • 32. And  from  publica;ons  to  Research   Data…  
  • 33.
  • 36. Research  data  can  be  enhanced  as  it   travels  through  systems…   Enriched  data  publica;on  links   Research  grants…   Research  Data  as  it  is  shared   What  become  possible…..  
  • 37. And  another  thing…   Both  are  examples  of  reducing  barriers  between  the  act   of  research  collabora;on,  and  the  knowing  of  it  
  • 38. Formalizing  Research  Data   Mechanics…  
  • 39. A  Generic  System  Component   Component   Policy   (Informa;on  Transformed     by  People    processes)     Component  configura;on  and  behavior  is   Influenced    by  the  upstream  and  downstream     components  
  • 40. System  components  in  the  context  of   one  possible  VIVO  configura;on   HR   Policy   Finance   Policy   Policy   Grant   Management   Policy   { { J  J  J  J   F  F  F   F  
  • 41. Inves;ga;ve  Power  with  reference  to   the  system       •  Examples   – University  Level  Benchmarking   – Compara;ve  Inter  -­‐  Department  Data  Analysis   JJJJ JJJJ
  • 42. Inves;ga;ve  Power  with  reference  to   the  system       –  University  Level  Benchmarking  (Grants  Awarded)   –  University  Level  Funding  Pipeline  Analysis   –  University  Level  Funding  Pipeline  Analysis  (difficult)   FFFF FFF Grant   Management   F  F  F   Grant   Manag ement   F  F  F   Grant   Manag ement   F  F  F   Grant   Manag ement   F  F  F   Grant   Manag ement   F  F  F   Grant   Manag ement   ?  
  • 43. A  Deeper  view  of     Research  Data  Mechanics   STAR  METRICS  (2009)     FFF Grant   Management   Finance  System     DUNS  database     Payroll  System     h=p://www.nsf.gov/sbe/sosp/workforce/lane.pdf   (an  extended  version  of  research  data  mechanics)  
  • 44. Work smart. Discover more. Some challenges for Research Data Mechanics •  Extending  the  system  of  components  and  the   trust  network   •  Crea;ng  common  ‘core’  capacity  across  all   research  ins;tu;ons,  Funding  bodies,   Publishers   •  Crea;ng  a  research  data  ‘machine’  equally     capable  of  preserving  the  history  of  research,   as  well  facilita;ng  the  needs  of  the  ‘now’    
  • 45. Work smart. Discover more. Challenge 1) Identifying and removing system boundaries   –  System  boundaries  cause     •  informa;on  that  is  already  know  to  be  recreated     •  Informa;on  Loss   –  Reasons  for  systems  boundaries  include   •  Too  much  data  fric;on  created  from  a  lack  of  standards/apis   for  communica;ng  informa;on   •  Insufficiently  structured  informa;on  at  the  source  of   crea;on   •  Misconfigured  policy     •  Insufficiently  developed  trust  networks   •  A  lack  of  awareness  of  possibility  
  • 46. Work smart. Discover more. Practical Ways thatVIVO is extending boundaries HR   Policy   Finance   Policy   Policy   Grant   Management   Policy   Department   Websites  Department   Websites  Department   Websites  Department   Websites  
  • 47. Work smart. Discover more. 2) Creating common ‘core’ capacity across all research institutions •  If  your  ins;tu;on  can  produce  ‘sustainable’   VIVO  data  capable  of  represen;ng  your  en;re   research  ins;tu;on,  then,  as  of  now,  you  have   reached  core  capacity…   •  What  is  the  core  capacity  for  a  funding  body?   •  For  a  publisher?  
  • 48. Work smart. Discover more. 3) Creating a machine capable of writing history C    RIS  
  • 49. Work smart. Discover more. Or… CHRIS  
  • 50. Work smart. Discover more. h=ps://en.wikipedia.org/wiki/Aqueduct_(water_supply)#/media/File:Pont_du_Gard_Oct_2007.jpg   In Research Data Mechanics we are not just building pipes…
  • 52. Work smart. Discover more. Thanks. Any questions?