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Research Information Management: 
Making Sense of it All 
Jonathan Breeze, Symplectic CEO 
Boston Library Consortium Workshop 
November 2014
Research 
Informa.on 
Management: 
Making 
Sense 
of 
it 
All 
-­‐ 
The 
crea.on 
of 
an 
authorita.ve 
ins.tu.onal 
data 
source 
requires 
a 
thorough 
understanding 
of 
the 
subject 
area, 
the 
adop.on 
of 
effec.ve 
processes, 
strong 
stakeholder 
communica.on 
and 
a 
comprehensive 
apprecia.on 
of 
available 
sources 
of 
suppor.ng 
data. 
Faced 
with 
growing 
compe..on 
for 
future 
funding 
and 
increased 
calls 
to 
both 
disseminate 
and 
demonstrate 
the 
impact 
resul.ng 
from 
research 
ac.vity 
carried 
out 
by 
their 
researchers, 
many 
research 
intensive 
ins.tu.ons 
are 
now 
implemen.ng 
Research 
Informa.on 
Management 
Systems 
(RIMs) 
to 
help 
collate 
the 
oIen 
fragmented 
sets 
of 
data 
maintained 
across 
an 
ins.tu.on 
and 
to 
blend 
these 
with 
external 
data 
sources 
in 
a 
bid 
to 
reduce 
the 
administra.ve 
burden 
historically 
associated 
with 
capturing 
and 
managing 
data 
about 
an 
ins.tu.on’s 
research 
ac.vity. 
In 
this 
session, 
the 
presenter 
will 
reflect 
on 
the 
emergence 
of 
research 
informa.on 
management 
systems, 
their 
key 
func.ons, 
the 
types 
of 
data 
they 
can 
capture; 
the 
intersec.on 
of 
RIMs 
with 
other 
ins.tu.onal 
systems 
(e.g. 
Ins.tu.onal 
Repositories 
and 
Profile 
Systems) 
and 
the 
resul.ng 
benefit 
afforded 
to 
ins.tu.ons 
that 
deploy 
ins.tu.on-­‐wide 
RIM 
systems. 
Based 
on 
both 
his 
own 
experience 
of 
implemen.ng 
a 
RIM 
at 
Imperial 
College 
London 
and 
having 
worked 
with 
many 
other 
leading 
research 
ins.tu.ons 
whilst 
at 
Symplec.c, 
the 
presenter 
will 
also 
discuss 
how 
research 
libraries 
and 
librarians 
are 
oIen 
uniquely 
placed 
to 
promote 
and 
support 
the 
adop.on 
of 
RIMs 
by 
Faculty 
and 
how 
they 
also 
oIen 
go 
on 
to 
play 
a 
more 
central 
role 
in 
the 
planning 
of 
future 
ins.tu.onal 
research 
informa.on 
data 
collec.on.
About 
Symplec.c 
• We serve research institutions and researchers alike 
• Our key features are developed in partnership with 
our client-base 
• We remain vendor and data source agnostic 
• We are part of the vibrant Digital Science community
Overview 
– The emergence of Research Information Management systems (RIMs) 
• What are they 
• Where did they come from inc. drivers behind early RIM development 
• Primary use cases for adoption 
– How do RIMs differ to traditional management information databases? 
• Automated data capture 
• Disambiguation 
• Joining the dots 
• Focus on reuse 
– The role of the Librarian 
• Operational support 
• Quality control 
• Advocacy and advice 
• Taking a lead
What is a RIM system? 
Any system dedicated to supporting the 
capture, linking and dissemination of 
information associated with the research 
lifecycle; usually with an institutional focus. 
Classic data model includes: 
– Person data (inc. positions, skills, cv) 
– Research Outputs and Datasets 
– Patents 
– Grants and projects 
– Professional & teaching activities 
– Org Units (e.g. research groups) 
– Equipment and facilities
Drivers behind development of early RIMs 
• Key Drivers: 
– internal research assessment 
– national research 
assessment exercises (UK, 
Aus, Denmark, Netherlands) 
– increased competition for 
funding 
– calls to reduce administrative 
burden placed on researchers 
– support discoverability of 
institutional research
Key use cases 
• Collecting and managing publication 
information 
• Carrying out government assessment/ 
returns 
• Growing institutional repositories 
• Populating public researcher profiles 
with up-to-date information 
• Supporting the generation of 
researcher CV’s and other internal 
reports 
• Evaluating institutional research activity 
• Responding to funder requests
A move away from ‘form filling’: yikes! 
“This software allowed me to turn a 
1 hour annual task into a 6 hour 
task (and this was after probably 2 
hours of work by the college), and it 
also allowed me to turn an 
'excellent' annual evaluation into a 
'good' evaluation. “ 
Unhappy 
researcher
Far greater focus on the user experience
Automated data capture
System Integrations
Both internal and external systems 
Institutional Systems of Record 
HR Database Award 
Searched by 
DOI 
Researcher Identifier Systems 
ORCiD Researcher 
ID 
Bibliographic Aggregators* 
Scopus Web of 
Science 
Disciplinary Article Repositories 
PubMed arXiv 
Profile/Expertise Systems 
Symplectic 
Elements 
VIVO Scival 
SSRN Sherpa FundRef 
E-PMC 
CINii 
Datasets 
figshare 
RePEc DBLP 
Academic (or 
their proxy) 
selects external 
data sources 
most relevant to 
them 
Symplectic 
Reporting 
Database 
Funding Data 
Bibliometrics 
altmetric 
TR Impact 
Factors 
Media Data 
Reference Data 
Org IDs 
CVCV & 
Biosketch 
Data 
Warehouse / 
BI Tool 
ETL 
Research Output Sources 
Open Access 
Repository 
Profile and 
external 
research 
output data 
CMS / Profile 
Tool (e.g. VIVO 
or Profiles RNS) 
RefMgr 
BibTeX 
Teaching 
Mgnt 
Equipment 
Other Data Sources 
API 
API 
Funder and 
Govt Systems 
XML 
API API 
CrossRef data 
Legend 
Journal 
Symplectic Institution Open Data Digital Science 
Patent Data 
DOAJ 
Awards Data 
API 
.doc 
& pdf 
Google 
Books 
Dimensions
Leverage 
benefits 
of 
unique 
and 
persistent 
IDs 
Automatic Disambiguation
Data 
captured 
from 
7 
different 
sources 
to 
make 
this 
single 
record 
Cita.ons 
counts 
from 
the 
major 
cita.ons 
engines 
in 
the 
same 
place 
Integra.on 
with 
Altmetric 
Ar.cle 
associated 
with 
3 
authors 
within 
the 
ins.tu.on 
Journal-­‐level 
metrics 
Direct 
integra.on 
with 
digital 
research 
repository 
Rela.onships 
to 
grants, 
equipment 
used, 
etc. 
Result = richer contextualized data
Open Access Policy Support
Repository Integration 
• Elements supports the population of institutional 
digital repositories. The automatic detection of 
files elsewhere on the web helps reduce the 
burden placed on academics.
Data used in research networking tools 
• RIMs help institutions visualize individual and 
institutional research networks in public facing 
profiles 
VIVO: 
Co-­‐author 
Network 
Profiles 
RNS: 
Author 
Concepts 
Timeline
The fun bit: Analytics
The role of the Library 
• High visibility scholarly 
communication tool 
– Supports discoverability 
• Support 
– Advice (e.g. copyright 
policies, publishing 
strategies) 
– Advocacy (open access 
adoption) 
– Understanding research 
impact (inc. altmetrics)
Complementary Tools
New Services 
Thompson, 
NA 
(2013). 
Australasian 
Research 
Management 
Conference, 
Adelaide, 
Australia, 
11 
Sep 
2013 
-­‐ 
13 
Sep 
2013.
New Services 
Thompson, 
NA 
(2013). 
Australasian 
Research 
Management 
Conference, 
Adelaide, 
Australia, 
11 
Sep 
2013 
-­‐ 
13 
Sep 
2013.
New Services 
Thompson, 
NA 
(2013). 
Australasian 
Research 
Management 
Conference, 
Adelaide, 
Australia, 
11 
Sep 
2013 
-­‐ 
13 
Sep 
2013.
The role of the Library 
• Understanding of 
data curation and 
preservation 
techniques 
• Bibliographic data 
• Other metadata 
DCC 
Cura.on 
Lifecyle 
Model 
hp://www.dcc.ac.uk/resources/ 
cura.on-­‐lifecycle-­‐model
Use Case: HERDC Process
Institutional Impact
Thank You! 
Symplectic.info 
@symplectic

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BLC & Digital Science: Jonathan Breeze, Symplectic

  • 1. Research Information Management: Making Sense of it All Jonathan Breeze, Symplectic CEO Boston Library Consortium Workshop November 2014
  • 2. Research Informa.on Management: Making Sense of it All -­‐ The crea.on of an authorita.ve ins.tu.onal data source requires a thorough understanding of the subject area, the adop.on of effec.ve processes, strong stakeholder communica.on and a comprehensive apprecia.on of available sources of suppor.ng data. Faced with growing compe..on for future funding and increased calls to both disseminate and demonstrate the impact resul.ng from research ac.vity carried out by their researchers, many research intensive ins.tu.ons are now implemen.ng Research Informa.on Management Systems (RIMs) to help collate the oIen fragmented sets of data maintained across an ins.tu.on and to blend these with external data sources in a bid to reduce the administra.ve burden historically associated with capturing and managing data about an ins.tu.on’s research ac.vity. In this session, the presenter will reflect on the emergence of research informa.on management systems, their key func.ons, the types of data they can capture; the intersec.on of RIMs with other ins.tu.onal systems (e.g. Ins.tu.onal Repositories and Profile Systems) and the resul.ng benefit afforded to ins.tu.ons that deploy ins.tu.on-­‐wide RIM systems. Based on both his own experience of implemen.ng a RIM at Imperial College London and having worked with many other leading research ins.tu.ons whilst at Symplec.c, the presenter will also discuss how research libraries and librarians are oIen uniquely placed to promote and support the adop.on of RIMs by Faculty and how they also oIen go on to play a more central role in the planning of future ins.tu.onal research informa.on data collec.on.
  • 3. About Symplec.c • We serve research institutions and researchers alike • Our key features are developed in partnership with our client-base • We remain vendor and data source agnostic • We are part of the vibrant Digital Science community
  • 4. Overview – The emergence of Research Information Management systems (RIMs) • What are they • Where did they come from inc. drivers behind early RIM development • Primary use cases for adoption – How do RIMs differ to traditional management information databases? • Automated data capture • Disambiguation • Joining the dots • Focus on reuse – The role of the Librarian • Operational support • Quality control • Advocacy and advice • Taking a lead
  • 5. What is a RIM system? Any system dedicated to supporting the capture, linking and dissemination of information associated with the research lifecycle; usually with an institutional focus. Classic data model includes: – Person data (inc. positions, skills, cv) – Research Outputs and Datasets – Patents – Grants and projects – Professional & teaching activities – Org Units (e.g. research groups) – Equipment and facilities
  • 6. Drivers behind development of early RIMs • Key Drivers: – internal research assessment – national research assessment exercises (UK, Aus, Denmark, Netherlands) – increased competition for funding – calls to reduce administrative burden placed on researchers – support discoverability of institutional research
  • 7. Key use cases • Collecting and managing publication information • Carrying out government assessment/ returns • Growing institutional repositories • Populating public researcher profiles with up-to-date information • Supporting the generation of researcher CV’s and other internal reports • Evaluating institutional research activity • Responding to funder requests
  • 8. A move away from ‘form filling’: yikes! “This software allowed me to turn a 1 hour annual task into a 6 hour task (and this was after probably 2 hours of work by the college), and it also allowed me to turn an 'excellent' annual evaluation into a 'good' evaluation. “ Unhappy researcher
  • 9. Far greater focus on the user experience
  • 12. Both internal and external systems Institutional Systems of Record HR Database Award Searched by DOI Researcher Identifier Systems ORCiD Researcher ID Bibliographic Aggregators* Scopus Web of Science Disciplinary Article Repositories PubMed arXiv Profile/Expertise Systems Symplectic Elements VIVO Scival SSRN Sherpa FundRef E-PMC CINii Datasets figshare RePEc DBLP Academic (or their proxy) selects external data sources most relevant to them Symplectic Reporting Database Funding Data Bibliometrics altmetric TR Impact Factors Media Data Reference Data Org IDs CVCV & Biosketch Data Warehouse / BI Tool ETL Research Output Sources Open Access Repository Profile and external research output data CMS / Profile Tool (e.g. VIVO or Profiles RNS) RefMgr BibTeX Teaching Mgnt Equipment Other Data Sources API API Funder and Govt Systems XML API API CrossRef data Legend Journal Symplectic Institution Open Data Digital Science Patent Data DOAJ Awards Data API .doc & pdf Google Books Dimensions
  • 13. Leverage benefits of unique and persistent IDs Automatic Disambiguation
  • 14. Data captured from 7 different sources to make this single record Cita.ons counts from the major cita.ons engines in the same place Integra.on with Altmetric Ar.cle associated with 3 authors within the ins.tu.on Journal-­‐level metrics Direct integra.on with digital research repository Rela.onships to grants, equipment used, etc. Result = richer contextualized data
  • 16. Repository Integration • Elements supports the population of institutional digital repositories. The automatic detection of files elsewhere on the web helps reduce the burden placed on academics.
  • 17. Data used in research networking tools • RIMs help institutions visualize individual and institutional research networks in public facing profiles VIVO: Co-­‐author Network Profiles RNS: Author Concepts Timeline
  • 18. The fun bit: Analytics
  • 19. The role of the Library • High visibility scholarly communication tool – Supports discoverability • Support – Advice (e.g. copyright policies, publishing strategies) – Advocacy (open access adoption) – Understanding research impact (inc. altmetrics)
  • 21. New Services Thompson, NA (2013). Australasian Research Management Conference, Adelaide, Australia, 11 Sep 2013 -­‐ 13 Sep 2013.
  • 22. New Services Thompson, NA (2013). Australasian Research Management Conference, Adelaide, Australia, 11 Sep 2013 -­‐ 13 Sep 2013.
  • 23. New Services Thompson, NA (2013). Australasian Research Management Conference, Adelaide, Australia, 11 Sep 2013 -­‐ 13 Sep 2013.
  • 24. The role of the Library • Understanding of data curation and preservation techniques • Bibliographic data • Other metadata DCC Cura.on Lifecyle Model hp://www.dcc.ac.uk/resources/ cura.on-­‐lifecycle-­‐model
  • 25. Use Case: HERDC Process