3. What Facilitators Do…
➤ manage the process of dialogue, learning, or
decision making (involving a group)
➤ encourage participation and set a tone
➤ maintain focus on the task
➤ help build small agreements
➤ educational session; working meeting; conflict
resolution
4. Setting the Stage…
!Present basic information
"Who you are
"Context
"Desired outcomes or goals
"How goals fit into larger process
"Overview of the agenda/outline
!Clarify if necessary:
"Does anyone have questions?
"Does this make sense to everyone?
!Check for agreement:
"Look for cues
"Make eye contact
6. The Flow…
You are navigating a conversation or problem-solving attempt:
! First you might set out the question or issue (like defining an
outcome) in the context of a conversation, such as “What kind of
ice cream do we want for dessert? We can only have two kinds.”
! And you might open it up or guide it with a few constraints
or details, “Look they have 50 kinds of ice cream; might we go
around and hear preferences”
! Then, you might focus in a bit, “We will only have time to do
two strategies fully; we need to decide what is most important.”
! Then, the process comes to a close or transition of some
kind, “The surveys show that the partners brought in more than
half the recruits and the others were tapped by alumni; we
believe that strategy should take first priority.”
7. Clarify the process…
When starting a new item or segment:
! Clearly state the content of the next segment
or step and desired outcomes.
! Clearly present the process. Use concise,
straightforward language.
! Clarify if necessary. Ask if anyone has
questions.
! Check for agreement.
! If there is disagreement or confusion, look for
small agreements.
8. Open
Open consideration of a topic through open-ended
activities (brainstorm, questions, etc.
Narrow
Use a process to narrow the
information and considerations.
Close.
Reach closure
or transition
(e.g. next steps
for process).
9. Open
๏ Brainstorm
๏ List
๏ Survey
๏ Review ideas
๏ Once Around (Hear from each participant)
๏ NOSTUESO
๏ Open-ended Questions
10. Narrow
๏ Material, time/urgency, resource (budget)
constraints
๏ Polling or Prioritizing Technique
๏ Eliminate duplicates
๏ Voting
๏ Consensus process (if agreed on as
decision-making approach)
11. Close
๏ Negative poll
๏ Decision - Prioritizing Technique or Voting
๏ Combine and build agreements until goal
is reached
๏ Define next steps for decision (e.g. “Okay
we have three possibilities to research –
let’s come back next week with the
information and we’ll decide based on
that”)
16. Facilitative Leadership
Lead • er
a person who has
commanding authority or
influence
Fa • cil • i • tate
to make easier
Facilitative Leaders empower others to work together to
achieve common goals. They make it easier for people to:
• Contribute their ideas and expertise
• Speak up when they have problems
• Work with others
• Make and implement decisions
• Achieve high-quality results
17. Facilitative Leaders Balance
Coach
Guides others
towards improved
performance, self-
awareness, and full
potential
Team Leader
Manages the process
by which a team
accomplishes its goals
and tasks
Change Agent
Encourages
continuous
improvement of the
organization and
systems
18. Eight Practices
Celebrate
Accomplishment
Team
Leader
Share an Inspiring
Vision
Focus on
Results,
Process, &
Relationship
Seek
Maximum
Appropriate
Involvement
Model Actions
that Facilitate
Collaboration
Design
Pathways
to
Action
Bring
Out the
Best in
Others
Build
the
Clock
Change Agent
Coach
19. Share an Inspiring Vision
Create and community an image of
the future and get others engaged
in its pursuit. Keep the mission out
front.
Focus on Results, Process,
Relationships
Build a framework for performance
and satisfaction that balances what
gets done, the way it happens, and
how people treat each other.
Seek Maximum
Appropriate Involvement
Leverage the talent & interests of
others around you by including
them appropriately in the decision-
making process. Work to increase
trust and commitment through
engagement.
Model Actions
that Facilitate Collaboration
Encourage diversity of opinion and
honor individual perspectives. Help
team members stay focused on task
at hand through modeling.
Design Pathways to Action
Guid others in planning how to
solve problems and realize
opportunities. Help people see
alternatives when implementing a
plan. Provide a roadmap.
Bring Out the Best in Others
Coach individuals to do their best.
Listen as an ally. Support the
expression of others’ ideas and
aspirations. Seek out the best in
oneself. Work to overcome
obstacles.
Celebrate Accomplishment
Seize the moment to celebrate small
successes. Acknowledge individuals
and teams for their contributions.
Provide authentic praise.
Build the Clock
Build systems, talent, and structures
so that the work can continue
(perhaps even better) when you are
gone. Nurture new leadership.
Personal Development Plan
Where I’m strongest...
Where I need to
grow...
20. Balancing Results, Process,
and Relationships
We got the
job done!
Focus on
Results,
Process, &
Relationship
But things
were
confusing
from the
beginning...
...and people
didn’t really
listen to me.
21. Results
Focus on
Results,
Process, &
Relationship
Relationships
Do team members/
colleagues feel supported?
Do team members/
colleagues feel valued?
Do I trust others and feel
valued?
Process
Was the process
inclusive?
Was the process clear/
transparent?
Is/was the process
appropriate to the task
and context?
Were the results high-quality?
Did it get done on time?
Was your organization/those
involved satisfied?
22. Facilitation
Outcomes/Goals
Relationships
/Dynamics
The facilitator has to be
aware of and observant
about the individuals’ and
group’s behavior and
participation, attempting
to reaffirm and trust
participants’ contributions
Process/
How
The facilitator is
concerned about how to
get to the aim, paying
attention to the quality
of the process, its flow,
and its efficiency.
The facilitator is attempting to get
to a particular outcome or end.
This is usually a goal or aim.
23. Take 2: Seek Maximum
Appropriate Involvement
Level of
involvement
Seek
Maximum
Appropriate
Involvement
Time and Other Constraints
Decide &
announce
Gather input from
individuals & decide
Gather input from
team & decide
Use
Consensus
Delegate decision
with constraints
24. Approach Advantages/Uses Disadvantages/Misuses Keys to Success
Delegate
decision
with
constraints
•Frees leader up for other work.
•Minimizes underming of the
decision.
•Develops leadership capacity
•Team may not have the skills,
experience, or perspective to make
informed decision.
•May take more time.
•Team may take on extraneous issues
(drift).
•Explain how people will be involved.
•Explain rationale and constraints (i.e., time, costs).
•Build in milestones for process and content checks.
•Be available for questions.
Use
Consensus
•Educates through active
participation.
•High level of support for decision.
•Implementation can be quicker, due
to higher buy-in.
•May take more time, demand better
facilitation.
•Team members may not have
collaborative skills to agree.
•People may interpret leader’s choice of
consensus as weakness.
•Explain what consensus means in the given
situation and why you chose this mode.
•Outline contraints, including time and money/
resources.
•Identify a fallback level if consensus cannot be
reached.
Gather
input from
team &
decide
•More creative thinking because of
group synergy.
•Increased likelihood of well-informed
decision.
•People feel included and may be
more committed to implement.
•Takes more time; requires some
management of process.
•May surface issues or conflicts, at times
disruptive.
•If resulting decision is in conflict with
input, people may sabotage
implementation.
•Explain how people with be involved in decision
making and the rationale of the approach.
•Set guidelines for the type of involvement & input.
•Set a time limit for the decision and results.
Gather
input from
individuals
& decide
•More relevant (differentiated)
information for decision.
•Increased likelihood that decision
will be carried out.
•Doesn’t require a meeting or
involvement of all players.
•Some players may feel arbitrarily
excluded or may not feel process was
as collaborative.
•If decision is in conflict with input,
players may undermine decision or be
less likely to implement well.
•Explain how people with be involved in decision
making and the rationale of the approach.
•Explain what considerations or criteria you will use
to make final decision (especially if input is not all
considered equal).
•Be clear about type of input/info you need.
Decide &
announce
•Decision can be made quickly and
deal with situations requiring
urgency or action.
•Leader is in immediate control.
•Implementation can begin quickly.
•May not be or may be perceived as ill-
informed, lack of process, or unfair.
•Those assigned to carry out may balk at
implementation.
•Those affected may harbor resentment.
•Explain the context for the decision (i.e.,
constraints, factors) and announce the decision
itself.
•Explain why you chose this approach.
Levels of Decision Making