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Phoebe Macleod and Amandine Philippart
de Foy
Health & Medical Data Short Bites: #3
Ethics, Legal issues and data sharing,
ANDS, 23 May 2017
Legal
Considerations
for Data Sharing
© Murdoch Children’s Research Institute (MCRI) 2017 - CC BY (Attribution) licence
Except for the MCRI logo and content supplied by third parties, this presentation is licensed under a Creative Commons Attribution 3.0
Australia licence. The terms of the licence are available at: http://creativecommons.org/licenses/by/3.0/au. In essence, you can copy,
distribute and adapt this work, as long as you attribute it to the MCRI (but not in any way suggesting that the MCRI endorses you or your
use) and comply with the other licence terms.
Outline
•Personal Information & Legal Framework
•Personal Information in the Context of
Research
•How to “De-Identify” Personal Information?
•Additional Legal Recommendations & Wrap Up
•Questions
Personal
Information &
Legal Framework
What is Personal Information?
Personal Information & Legal Framework
Personal information is:
Information/opinion about an individual
identified (or who is reasonably
identifiable)
• True or not;
• Recorded in material form or not;
• General (name, DOB)
• Sensitive (including health
information and genetic
information)
Personal information is not:
Any information which is anonymous or
which has been de-identified
 no longer about an identifiable
individual or an individual who is
reasonably identifiable
Whether a person is ‘reasonably identifiable’ depends on the circumstances!
What is the legal framework
around Personal Information?
Personal Information & Legal Framework
FEDERAL LAWS STATE & TERRITORY LAWS OTHER SOURCES OF
PROTECTION
Privacy Act 1988
(incl 13 APPs)
PERSONAL INFORMATION HEALTH
INFORMATION
• Privacy Policy;
• Privacy Statement;
Consent Form;
• Contractual
arrangement.
ACT: Information Privacy
Act 2014;
NSW: Privacy and Personal
Information
Protection Act 1998;
NT: Information Act
2002;
QLD: Information Privacy
Act 2009;
SA: Information Privacy
Principles Instruction;
TAS: Personal Information
Protection Act 2004;
VIC: Privacy and Data
Protection Act 2014.
ACT: Health Records (Privacy
and Access) Act 1997;
NSW: Health Records and
Information Privacy Act
2002;
VIC: Health Records Act 2001.
Cth agencies  χ χ 
S/T agencies
(incl public
hospitals)
χ   
Organisations  χ  
Personal
Information in
the Context of
Research
Guiding Principles – Collection
and UseManage personal information in an open and transparent way
 Only collect health information if
it is reasonably necessary
 Get the individual’s consent (unless
exception applies)
 Voluntary
 Informed
 Current
 Specific – including details on sharing data
with collaborators
 Capacity
 Respect the individuals’ rights
 Right to know, to access, to correct and to
withdraw consent
Personal Information in the Context of Research
PRIOR TO SHARING ANY DATA:
• Is de-identification an
option?
•Do you have the right to share?
•On which legal conditions are you sharing?
Guiding Principles –
Disclosure
Personal Information in the Context of Research
“Generally” OK to share
NON-IDENTIFIABLE DATA
Does not enable identification of an
individual – identifiers permanently
removed
“Generally” OK to share
RE-IDENTIFIABLE DATA
A code is needed to link the
information to an individual
Prior informed consent
must be obtained
IDENTIFIABLE DATA
Data enables identification of an
individual
How to “De-
Identify”
Personal
Information?
How to De-Identify Personal Information?
Is my data “de-
identified” enough?Relevant factors to consider:
• Cost of re-identification
• Difficulty of re-identification
• Practicality of re-identification
• Likelihood of re-identification
ANDS De-identification guide -
http://www.ands.org.au/__data/assets/pdf_file/0
If re-identification is
technically possible,
but doing so is highly
impractical with almost no
likelihood of it occurring,
the information would not
generally be regarded as
‘personal information’.
Additional
Legal
Recommendation
s & Wrap Up
 Understand your systems and information assets
• What? Why? Where? Who?
 Implement adequate internal processes
• How?
 Enter into an appropriate agreement
• Liability
• Warranties
• Compliance with Australian privacy
laws
• Security
• Data breach notification
Additional Legal Recommendations & Wrap Up
Any Questions?

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ANDS health and medical data webinar 23 May 2017. Ethics, Legal issues and Data Sharing. Phoebe Macleod and Amandine Philippart De Foy

  • 1. Phoebe Macleod and Amandine Philippart de Foy Health & Medical Data Short Bites: #3 Ethics, Legal issues and data sharing, ANDS, 23 May 2017 Legal Considerations for Data Sharing © Murdoch Children’s Research Institute (MCRI) 2017 - CC BY (Attribution) licence Except for the MCRI logo and content supplied by third parties, this presentation is licensed under a Creative Commons Attribution 3.0 Australia licence. The terms of the licence are available at: http://creativecommons.org/licenses/by/3.0/au. In essence, you can copy, distribute and adapt this work, as long as you attribute it to the MCRI (but not in any way suggesting that the MCRI endorses you or your use) and comply with the other licence terms.
  • 2. Outline •Personal Information & Legal Framework •Personal Information in the Context of Research •How to “De-Identify” Personal Information? •Additional Legal Recommendations & Wrap Up •Questions
  • 4. What is Personal Information? Personal Information & Legal Framework Personal information is: Information/opinion about an individual identified (or who is reasonably identifiable) • True or not; • Recorded in material form or not; • General (name, DOB) • Sensitive (including health information and genetic information) Personal information is not: Any information which is anonymous or which has been de-identified  no longer about an identifiable individual or an individual who is reasonably identifiable Whether a person is ‘reasonably identifiable’ depends on the circumstances!
  • 5. What is the legal framework around Personal Information? Personal Information & Legal Framework FEDERAL LAWS STATE & TERRITORY LAWS OTHER SOURCES OF PROTECTION Privacy Act 1988 (incl 13 APPs) PERSONAL INFORMATION HEALTH INFORMATION • Privacy Policy; • Privacy Statement; Consent Form; • Contractual arrangement. ACT: Information Privacy Act 2014; NSW: Privacy and Personal Information Protection Act 1998; NT: Information Act 2002; QLD: Information Privacy Act 2009; SA: Information Privacy Principles Instruction; TAS: Personal Information Protection Act 2004; VIC: Privacy and Data Protection Act 2014. ACT: Health Records (Privacy and Access) Act 1997; NSW: Health Records and Information Privacy Act 2002; VIC: Health Records Act 2001. Cth agencies  χ χ  S/T agencies (incl public hospitals) χ    Organisations  χ  
  • 7. Guiding Principles – Collection and UseManage personal information in an open and transparent way  Only collect health information if it is reasonably necessary  Get the individual’s consent (unless exception applies)  Voluntary  Informed  Current  Specific – including details on sharing data with collaborators  Capacity  Respect the individuals’ rights  Right to know, to access, to correct and to withdraw consent Personal Information in the Context of Research
  • 8. PRIOR TO SHARING ANY DATA: • Is de-identification an option? •Do you have the right to share? •On which legal conditions are you sharing? Guiding Principles – Disclosure Personal Information in the Context of Research “Generally” OK to share NON-IDENTIFIABLE DATA Does not enable identification of an individual – identifiers permanently removed “Generally” OK to share RE-IDENTIFIABLE DATA A code is needed to link the information to an individual Prior informed consent must be obtained IDENTIFIABLE DATA Data enables identification of an individual
  • 10. How to De-Identify Personal Information? Is my data “de- identified” enough?Relevant factors to consider: • Cost of re-identification • Difficulty of re-identification • Practicality of re-identification • Likelihood of re-identification ANDS De-identification guide - http://www.ands.org.au/__data/assets/pdf_file/0 If re-identification is technically possible, but doing so is highly impractical with almost no likelihood of it occurring, the information would not generally be regarded as ‘personal information’.
  • 12.  Understand your systems and information assets • What? Why? Where? Who?  Implement adequate internal processes • How?  Enter into an appropriate agreement • Liability • Warranties • Compliance with Australian privacy laws • Security • Data breach notification Additional Legal Recommendations & Wrap Up