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Concessions processes
                                                                        legal and policy framework for concession
                                                                        contracting
  Concessions processes:                                                 best practices for how concession programs are defined
  Review of processes globally and regionally                            and regulated
                                                                        prospectus development process
                                                                         how concession opportunities are defined, structured,
                                                                         priced and brought to the market and how suitable
                                                                         operators are selected
         Anna Spenceley & Jim Barborak
                                                                        contract management and oversight
                                                                         outlines best practices for how concession contracts are
         19 March 2012, Girrasol Indy, Maputo                            managed once an operator is in place.



                                                                                  USAID/SPEED logo   Technoserve logo             Eagles et al, 2002




Regional experience on concessions                                    Generic concessions process




          USAID/SPEED logo   Technoserve logo     Wyman et al, 2011               USAID/SPEED logo   Technoserve logo            Thompson, 2009




Example: SANParks                                                     Concessionnaire requirements
                                                                        Concessionaire qualifications. Ability to be profitable. E.g.
                                                                        financial capital; tourism experience; knowledge of local
                                                                        legislation; education and training level, and language abilities.

                                                                        Financial responsibilities. User fee e.g. set annual fee, a flat fee
                                                                        + % gross revenue, or % total

                                                                        Environmental responsibilities. E.g. conservation, waste
                                                                        disposal, infrastructure development, water management

                                                                        Empowerment responsibilities. Local ownership, employment,
                                                                        and business opportunities

                                                                        (Legalized responsibilities. Authority granted to protected area
                                                                        managers to terminate a concession contract for the breach of
                                                                        contract.)


          USAID/SPEED logo   Technoserve logo   SANParks, undated                 USAID/SPEED logo   Technoserve logo             Eagles et al, 2002
Duration of processes                                                                                            Concession life cycle

                                 Small concession        Large concession         Preferred method
Parks and Wildlife Service,      3 weeks in parks        6-18 months              Applications (small)
Tasmania                                                                          Tenders (large)
Great Barrier Reef Marine Park   8-10 weeks, 4 months    Longer (not specified)   Application (first come, first
Authority, Australia             for EoI process                                  serve). Capped through EoI
Parks Canada                     3-6 months              60 days effort           Tender
Ministry of Environment and      3-12 months             12-14 months             Direct to communities, tender,
Tourism, Namibia                                                                  auction (hunting areas), direct
                                                                                  with applicants
New South Wales, Australia       4-12 weeks              6-18 months              Tender
US National Parks Service        2 years                 2 years                  Tender




                         USAID/SPEED logo           Technoserve logo                      Thompson, 2009                    USAID/SPEED logo   Technoserve logo   SANParks, undated




   Global experience on concessions                                                                                 Comparative Studies
        Protected areas vary by size, management                                                                     Conservation International funded a global
        category, governance regime, and tenure:                                                                     desk study, based only on publicly available
        Legal and institutional frameworks vary                                                                      online sources on the topic
        between and within countries                                                                                 USNPS partnered with CSU to continue to
        Who owns land and resources, the principal                                                                   broaden the data base on public-private
        management authority, what other actors are                                                                  partnerships for tourism in PAs, and
        involved in management and policy decisions                                                                  sponsored a global workshop on the topic in
        Mission, vision and management objectives                                                                    early 2011 and bibliography compilation
        Collectively determine if, where and for what                                                                Several workshops also held in Brazil
        purpose concessions are appropriate.                                                                         Key area of interest of IUCN/WCPA/TAPAS
                         USAID/SPEED logo           Technoserve logo                                                        USAID/SPEED logo   Technoserve logo




   Presentations
      Review of processes globally/southern                  Anna Spenceley, Jim Barborak
      Africa/Mozambique

      Negotiation of the concession between the Carr Bartolomeu Soto
      Foundation and The Government for
      Gorongoza

      Concessions processes at Niassa Reserve,               Anabela Rodrigues
      Mozambique

      Concessions processes in Maputo Special                Irene Visser / Michelle Souto /
      Reserve and Limopo National Park,                      Peter-John Massyn
      Mozambique

      Concessions processes in South African                 Giju Varghese
      National Park

      Illa de Mozambique - a community rights                Haffiz Jamu
      approach


                         USAID/SPEED logo           Technoserve logo

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Concessions processes Anna Spenceley Jim Barborak

  • 1. Concessions processes legal and policy framework for concession contracting Concessions processes: best practices for how concession programs are defined Review of processes globally and regionally and regulated prospectus development process how concession opportunities are defined, structured, priced and brought to the market and how suitable operators are selected Anna Spenceley & Jim Barborak contract management and oversight outlines best practices for how concession contracts are 19 March 2012, Girrasol Indy, Maputo managed once an operator is in place. USAID/SPEED logo Technoserve logo Eagles et al, 2002 Regional experience on concessions Generic concessions process USAID/SPEED logo Technoserve logo Wyman et al, 2011 USAID/SPEED logo Technoserve logo Thompson, 2009 Example: SANParks Concessionnaire requirements Concessionaire qualifications. Ability to be profitable. E.g. financial capital; tourism experience; knowledge of local legislation; education and training level, and language abilities. Financial responsibilities. User fee e.g. set annual fee, a flat fee + % gross revenue, or % total Environmental responsibilities. E.g. conservation, waste disposal, infrastructure development, water management Empowerment responsibilities. Local ownership, employment, and business opportunities (Legalized responsibilities. Authority granted to protected area managers to terminate a concession contract for the breach of contract.) USAID/SPEED logo Technoserve logo SANParks, undated USAID/SPEED logo Technoserve logo Eagles et al, 2002
  • 2. Duration of processes Concession life cycle Small concession Large concession Preferred method Parks and Wildlife Service, 3 weeks in parks 6-18 months Applications (small) Tasmania Tenders (large) Great Barrier Reef Marine Park 8-10 weeks, 4 months Longer (not specified) Application (first come, first Authority, Australia for EoI process serve). Capped through EoI Parks Canada 3-6 months 60 days effort Tender Ministry of Environment and 3-12 months 12-14 months Direct to communities, tender, Tourism, Namibia auction (hunting areas), direct with applicants New South Wales, Australia 4-12 weeks 6-18 months Tender US National Parks Service 2 years 2 years Tender USAID/SPEED logo Technoserve logo Thompson, 2009 USAID/SPEED logo Technoserve logo SANParks, undated Global experience on concessions Comparative Studies Protected areas vary by size, management Conservation International funded a global category, governance regime, and tenure: desk study, based only on publicly available Legal and institutional frameworks vary online sources on the topic between and within countries USNPS partnered with CSU to continue to Who owns land and resources, the principal broaden the data base on public-private management authority, what other actors are partnerships for tourism in PAs, and involved in management and policy decisions sponsored a global workshop on the topic in Mission, vision and management objectives early 2011 and bibliography compilation Collectively determine if, where and for what Several workshops also held in Brazil purpose concessions are appropriate. Key area of interest of IUCN/WCPA/TAPAS USAID/SPEED logo Technoserve logo USAID/SPEED logo Technoserve logo Presentations Review of processes globally/southern Anna Spenceley, Jim Barborak Africa/Mozambique Negotiation of the concession between the Carr Bartolomeu Soto Foundation and The Government for Gorongoza Concessions processes at Niassa Reserve, Anabela Rodrigues Mozambique Concessions processes in Maputo Special Irene Visser / Michelle Souto / Reserve and Limopo National Park, Peter-John Massyn Mozambique Concessions processes in South African Giju Varghese National Park Illa de Mozambique - a community rights Haffiz Jamu approach USAID/SPEED logo Technoserve logo