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Comparative study of code-based design and
performance-based design
Seminar submitted in partial fulfillment of the
requirements for the award of the degree
of
MASTER OF TECHNOLOGY
in
STRUCTURAL ENGINEERING
by
ANIMESH KUMAR
(2021PGCESE01)
under the guidance
of
DR. SEERAM MADHURI
(Assistant Professor)
DEPARTMENT OF CIVIL ENGINEERINGNATIONAL
INSTITUTE OF TECHNOLOGY, JAMSHEDPUR
DECEMBER - 2022
Historical Background
Limits on the
allowable
stresses to
achieve in-
direct factor of
safety (FOS)
Explicit
consideration
of partial factor
of safety (FOS)
Formulation of
limit state
design
principles
Formulation of
ultimate
strength design
approach
The recognition
of the
difference
between brittle
and ductile
failure modes
The
introduction of
capacity-based
design
approach
Performance
based design
and more
explicit linkage
between
demand and
performance
Risk integrated
based design,
and a more
holistic
approach
towards
consequence-
based
engineering
Evolution of Structural Design Approaches
Intuitive
Design
Code-based
Design
Performance-
based Design
Consequence
and Risk
based Design
Resilience
based Design
Structural Engineers are “trained” to follow the procedures and
equations and rules and be conformists
If We have given to Design a Water tank that can Hold 36 m^3 of water.
What would be approach ?
Determine the wall thickness
and reinforcement (6x2x3m)
Most structural engineer should be able to do
Design the most cost-effective
water tank to hold 36 m3 of
water
Most Structural Engineers would not know what to do
(Will need a “Structural Designer”)
Design the most cost effective, beautiful, and amazing water
tank to hold 36 m3 of water
Performance + Cost +Aesthetes Will need “Structural Artist”
• If they differ, can all of them be correct ?
• Did we inform the structures to follow which code when earthquake or hurricane strikes ?
• Codes change every 3 or 5 years, should we upgrade our structures every 3 or 5 years to conform ?
• Codes intend for “Life Safety”, not damage limits or cost implications
Are All Buildings Codes Correct ?
What they Expect from us ?
• Public
• Will the building be safe?
• Owner
• Will the building collapse/ will it be damaged ?
• Can I use the building after a given earthquake?
• How much will repair cost?
• How long will it take to repair?
• Can I make building that will not be damaged and will not collapse
• Structural Engineer:
• Not sure, but I did follow the “Code”
As long as engineers follow the code, they can be sheltered by its provisions.
• The building codes implicitly ensures that the performance of structure will be
acceptable if its rules are followed.
• The performance may not be acceptable in certain cases.
So, we end up in changing the rules every three years Or invent new rules.
Shortcomings of Code Based Design for Tall Buildings
• Traditional codes govern design of general, normal buildings
− Over 95% buildings are covered, which are less than about 50 m
• Not specifically developed for tall buildings > 50 m tall
• Prescriptive in nature, no explicit check on outcome
• Permit a limited number of structural systems
• Do not include framing systems appropriate for high-rise
• Based on elastic methods of analysis
• Enforce uniform detailing rules on all members
• Enforce unreasonable demand distribution rules
• Do not take advantage of recent computing tools
Traditional Systems
Moment Resisting Frame Shear Wall and Frame
Shear Wall – Frame
Coupled
Braced Frame
Traditional vs. Innovative
A Move Towards Performance Based Approach
• Prescriptive Code restrict and
Discourage innovation
Objective Requirements
Prescribed
Solution
• Performance Based
approach encourages and
liberates it
Objective Requirements
Alternate
Solution
Motivations for PBD
• Lack of explicit performance in design codes is primary motivation
for performance-based design.
• Performance based methods require the designer to assess how a
building is likely perform in extreme events and their correct application
will help to identify unsafe designs.
• Enables arbitrary restrictions to be lifted and provides scope for the
development of innovative, safer and more cost-effective solutions.
• In 1990s (in the prevailing era of building codes), owners began
to question how their buildings would perform in future earthquakes
and demand that engineers design (or upgrade) their buildings to
perform better.
• Owners usually express their desires in terms of a series of
performance objectives.
• I want my existing building to be safe etc. etc.
• I want to be able to use my building right away.
• I want the repair cost to be less than 20% of the replacement value.
The Essence of PBD
• A “decision-maker” states a desire that a building be able to “perform” in a certain way.
• Protect life safety
• Minimize potential repair costs
• Minimize disruption of use
• The “engineer” uses his or her skill to provide a design that will be capable of
achieving these objectives.
Prescriptive vs. Performance
Approach Procedure Outcome
Prescriptive
(emphasis on Procedures)
Specify “what, and how to
do”
Make Concrete: 1:2:4
Implicit Expectation
(a strength of 21 MPA is
expected)
Performance Based
Approach (emphasis on
KPI)
What ever it takes
(within certain bounds)
Explicit Performance
Concrete less than 21 MPA
is rejected
Performance Levels
Operational (o) Immediate
Occupancy(IO)
Life Safety (LS) Collapse
Prevention (CP)
Operational Level
• Negligible structural and nonstructural
damage
• Occupants are safe during event
• Utilities are available
• Facility is available for immediate re-
use (some cleanup required)
• Loss < 5% of replacement value
Immediate Occupancy Level
• Negligible structural damage
• Occupants safe during event
• Minor nonstructural damage
• Building is safe to occupy but may not
function
• Limited interruption of operations
• Losses < 15%
Life Safety Level
• Significant structural damage
• Some injuries may occur
• Extensive nonstructural
damage
• Building not safe for re-
occupancy until repaired
• Losses < 30%
Collapse Prevention Level
• Extensive (near complete) structural and
nonstructural damage
• Significant potential for injury but not
wide scale loss of life
• Extended loss of use
• Repair may not be practical
• Loss >> 30%
Performance-based design can be applied to any type of
loads, but is typically suitable and targeted for earthquake
loads
Concepts Incorporated within PBD
• Multiple performance levels are checked.
• Multiple seismic events are applied.
• May utilize nonlinear analysis.
• Detailed local acceptance criteria
• For structural elements
• For nonstructural elements
• Detailed local acceptance criteria indicates element-by-element checking,
rather than an overall system R factor such as is used in the conventional
design of new buildings.
Performance Objectives
Level of Earthquake Seismic Performance Objective
Frequent/Service (SLE): 50% probability of exceedance
in 30 years (43-year return period)
Serviceability: Structure to remain essentially elastic
with minor damage to structural and non-structural
elements
Design Basis Earthquake (DBE): 10% probability of
exceedance in 50 years (475-year return period)
Code Level: Moderate structural damage; extensive
repairs may be required
Maximum Considered Earthquake (MCE): 2%
probability of exceedance in 50 years (2475-year
return period)
Collapse Prevention: Extensive structural damage;
repairs are required and may not be economically
feasible.
Enhance
Structural
Performance
• Improved
serviceability, safety
and reliability
• Explicit check on
various performance
indicators
Improve Cost
Effectiveness
• Achieve efficient use
of materials,
resources and time
• Direct reduction cost
through reduction of
structural material
quantities
Objectives to be
achieved through
• Better structural
system selection and
its proportions
• Use of advanced
design
methodologies and
tools
Typical Review Objectives
Reference :-
IS 456: 2000, “code of practice for Plain and Reinforced Concrete”, Bureau of
Indian Standards, New Delhi
IS 875 (part-1): 2015, “code of practice for Design Loads (other than Earthquake)
for Buildings and Structures – Dead Loads”, Bureau of Indian Standards, New Delhi
IS 1893 (part-1): 2016, “Criteria for Earthquake Resistant Design of Structures”,
Bureau of Indian Standards, New Delhi.
IS 1893 (part-2): 2016, “Criteria for Earthquake Resistant Design of liquid
Retaining Structures”, Bureau of Indian Standards, New Delhi.
IS 16700:2017 “criteria for structural safety of tall concrete building”
IS 13920:2016 “Ductile detailing of reinforced concrete building”
FEMA 356 “Federal Emergency Management Agency “
ASCE 41-17 “Seismic Evaluation and Retrofit of Existing Buildings active”
THANK YOU

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Presentation_PBD.pptx

  • 1. Comparative study of code-based design and performance-based design Seminar submitted in partial fulfillment of the requirements for the award of the degree of MASTER OF TECHNOLOGY in STRUCTURAL ENGINEERING by ANIMESH KUMAR (2021PGCESE01) under the guidance of DR. SEERAM MADHURI (Assistant Professor) DEPARTMENT OF CIVIL ENGINEERINGNATIONAL INSTITUTE OF TECHNOLOGY, JAMSHEDPUR DECEMBER - 2022
  • 2. Historical Background Limits on the allowable stresses to achieve in- direct factor of safety (FOS) Explicit consideration of partial factor of safety (FOS) Formulation of limit state design principles Formulation of ultimate strength design approach The recognition of the difference between brittle and ductile failure modes The introduction of capacity-based design approach Performance based design and more explicit linkage between demand and performance Risk integrated based design, and a more holistic approach towards consequence- based engineering
  • 3. Evolution of Structural Design Approaches Intuitive Design Code-based Design Performance- based Design Consequence and Risk based Design Resilience based Design
  • 4. Structural Engineers are “trained” to follow the procedures and equations and rules and be conformists If We have given to Design a Water tank that can Hold 36 m^3 of water. What would be approach ?
  • 5. Determine the wall thickness and reinforcement (6x2x3m) Most structural engineer should be able to do Design the most cost-effective water tank to hold 36 m3 of water Most Structural Engineers would not know what to do (Will need a “Structural Designer”)
  • 6. Design the most cost effective, beautiful, and amazing water tank to hold 36 m3 of water Performance + Cost +Aesthetes Will need “Structural Artist”
  • 7. • If they differ, can all of them be correct ? • Did we inform the structures to follow which code when earthquake or hurricane strikes ? • Codes change every 3 or 5 years, should we upgrade our structures every 3 or 5 years to conform ? • Codes intend for “Life Safety”, not damage limits or cost implications Are All Buildings Codes Correct ?
  • 8. What they Expect from us ? • Public • Will the building be safe? • Owner • Will the building collapse/ will it be damaged ? • Can I use the building after a given earthquake? • How much will repair cost? • How long will it take to repair? • Can I make building that will not be damaged and will not collapse • Structural Engineer: • Not sure, but I did follow the “Code” As long as engineers follow the code, they can be sheltered by its provisions.
  • 9. • The building codes implicitly ensures that the performance of structure will be acceptable if its rules are followed. • The performance may not be acceptable in certain cases. So, we end up in changing the rules every three years Or invent new rules.
  • 10. Shortcomings of Code Based Design for Tall Buildings • Traditional codes govern design of general, normal buildings − Over 95% buildings are covered, which are less than about 50 m • Not specifically developed for tall buildings > 50 m tall • Prescriptive in nature, no explicit check on outcome • Permit a limited number of structural systems • Do not include framing systems appropriate for high-rise • Based on elastic methods of analysis • Enforce uniform detailing rules on all members • Enforce unreasonable demand distribution rules • Do not take advantage of recent computing tools
  • 11. Traditional Systems Moment Resisting Frame Shear Wall and Frame Shear Wall – Frame Coupled Braced Frame
  • 13. A Move Towards Performance Based Approach • Prescriptive Code restrict and Discourage innovation Objective Requirements Prescribed Solution • Performance Based approach encourages and liberates it Objective Requirements Alternate Solution
  • 14. Motivations for PBD • Lack of explicit performance in design codes is primary motivation for performance-based design. • Performance based methods require the designer to assess how a building is likely perform in extreme events and their correct application will help to identify unsafe designs. • Enables arbitrary restrictions to be lifted and provides scope for the development of innovative, safer and more cost-effective solutions.
  • 15. • In 1990s (in the prevailing era of building codes), owners began to question how their buildings would perform in future earthquakes and demand that engineers design (or upgrade) their buildings to perform better. • Owners usually express their desires in terms of a series of performance objectives. • I want my existing building to be safe etc. etc. • I want to be able to use my building right away. • I want the repair cost to be less than 20% of the replacement value.
  • 16. The Essence of PBD • A “decision-maker” states a desire that a building be able to “perform” in a certain way. • Protect life safety • Minimize potential repair costs • Minimize disruption of use • The “engineer” uses his or her skill to provide a design that will be capable of achieving these objectives.
  • 17. Prescriptive vs. Performance Approach Procedure Outcome Prescriptive (emphasis on Procedures) Specify “what, and how to do” Make Concrete: 1:2:4 Implicit Expectation (a strength of 21 MPA is expected) Performance Based Approach (emphasis on KPI) What ever it takes (within certain bounds) Explicit Performance Concrete less than 21 MPA is rejected
  • 18. Performance Levels Operational (o) Immediate Occupancy(IO) Life Safety (LS) Collapse Prevention (CP)
  • 19. Operational Level • Negligible structural and nonstructural damage • Occupants are safe during event • Utilities are available • Facility is available for immediate re- use (some cleanup required) • Loss < 5% of replacement value
  • 20. Immediate Occupancy Level • Negligible structural damage • Occupants safe during event • Minor nonstructural damage • Building is safe to occupy but may not function • Limited interruption of operations • Losses < 15%
  • 21. Life Safety Level • Significant structural damage • Some injuries may occur • Extensive nonstructural damage • Building not safe for re- occupancy until repaired • Losses < 30%
  • 22. Collapse Prevention Level • Extensive (near complete) structural and nonstructural damage • Significant potential for injury but not wide scale loss of life • Extended loss of use • Repair may not be practical • Loss >> 30%
  • 23. Performance-based design can be applied to any type of loads, but is typically suitable and targeted for earthquake loads Concepts Incorporated within PBD • Multiple performance levels are checked. • Multiple seismic events are applied. • May utilize nonlinear analysis. • Detailed local acceptance criteria • For structural elements • For nonstructural elements • Detailed local acceptance criteria indicates element-by-element checking, rather than an overall system R factor such as is used in the conventional design of new buildings.
  • 24. Performance Objectives Level of Earthquake Seismic Performance Objective Frequent/Service (SLE): 50% probability of exceedance in 30 years (43-year return period) Serviceability: Structure to remain essentially elastic with minor damage to structural and non-structural elements Design Basis Earthquake (DBE): 10% probability of exceedance in 50 years (475-year return period) Code Level: Moderate structural damage; extensive repairs may be required Maximum Considered Earthquake (MCE): 2% probability of exceedance in 50 years (2475-year return period) Collapse Prevention: Extensive structural damage; repairs are required and may not be economically feasible.
  • 25. Enhance Structural Performance • Improved serviceability, safety and reliability • Explicit check on various performance indicators Improve Cost Effectiveness • Achieve efficient use of materials, resources and time • Direct reduction cost through reduction of structural material quantities Objectives to be achieved through • Better structural system selection and its proportions • Use of advanced design methodologies and tools Typical Review Objectives
  • 26. Reference :- IS 456: 2000, “code of practice for Plain and Reinforced Concrete”, Bureau of Indian Standards, New Delhi IS 875 (part-1): 2015, “code of practice for Design Loads (other than Earthquake) for Buildings and Structures – Dead Loads”, Bureau of Indian Standards, New Delhi IS 1893 (part-1): 2016, “Criteria for Earthquake Resistant Design of Structures”, Bureau of Indian Standards, New Delhi. IS 1893 (part-2): 2016, “Criteria for Earthquake Resistant Design of liquid Retaining Structures”, Bureau of Indian Standards, New Delhi. IS 16700:2017 “criteria for structural safety of tall concrete building” IS 13920:2016 “Ductile detailing of reinforced concrete building” FEMA 356 “Federal Emergency Management Agency “ ASCE 41-17 “Seismic Evaluation and Retrofit of Existing Buildings active”