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The	role	of	behaviour	in	the	transition	to	more	energy	
efficient	use	at	home	–	Lessons	from	Portugal	
	
	
Ana	Sofia	Torres	Faria	
MBA	in	International	Industrial	Management	from	the	Esslingen	University	of	Applied	Science	(DE,	2003)	
‘European	Degree	in	International	Management’	(DEMI)	from	the	University	of	Valenciennes	et	du	Hainaut-
Cambresis	(FR,	2002)	
Degree	in	International	Management	from	the	RSM	Erasmus	University	(NL,	2001)	
Degree	in	Economics	from	the	Universidade	do	Minho	(PT,	2001)	
	
Thesis	submitted	in	partial	fulfilment	of	the	requirements	for	the	degree	of	a	Doctor	of	Philosophy	
December	2014	
	
	
Engineering	and	Innovation	Department	
Faculty	of	Mathematics,	Computing	and	Technology	
The	Open	University
I	
Abstract	
This	study	investigated	domestic	energy	use	behaviours	in	Portugal	and	ways	of	reducing	energy	use.	This	is	
important	 because	 current	 energy	 use	 in	 the	 developed	 world	 is	 considered	 to	 be	 unsustainable.	
Intervention	strategies	could	play	an	important	role	to	reduce	energy	use.	While	some	previous	research	
has	demonstrated	that	certain	intervention	strategies	did,	or	did	not,	produce	changes	in	behaviour,	they	
mostly	 could	 not	 sufficiently	 explain	 the	 underlying	 and	 impacting	 determinants,	 or	 how	 change	 came	
about	and	led	to	the	desired	adoption,	whether	short	or	long-term,	of	more	energy	efficient	behaviours.		
This	study	therefore	aims	to	explore	how	the	adoption	of	more	energy	efficient	behaviours	at	home	could	
be	encouraged.	With	this	the	research	has	the	objective	to	better	understand	the	different	determinants	of	
energy	use	at	home,	the	underlying	motivations,	barriers	and	potential	intervention	strategies.	To	achieve	
this	the	study	uses	an	exploratory	and	iterative	multi-method	approach	consisting	of	survey	questionnaires,	
followed	by	qualitative	research	through	focus	groups	targeted	at	energy	users	at	home,	and	also	individual	
in-depth	interviews	with	energy	conservation	intervention	practitioners.	
The	findings	of	this	research	show	that	if	the	rate	of	adoption	of	more	energy	efficient	behaviours	is	to	
increase,	then	interventions	that	are	focusing	on	providing	information	or	financial	incentives,	are	unlikely	
to	work	for	a	large	proportion	of	energy	users.	Instead,	the	adoption	of	more	energy	efficient	behaviours	at	
home	is	seen	to	depend	on	the	ability	of	intervention	strategies	to	challenge	existing	norms,	thus	creating	
new	understandings,	expectations	and	utilization	of	energy	services	that	could	manifest	in	the	adoption	of	
more	energy	efficient	behaviours.	With	this	findings	also	suggest	that	community-based	initiatives	might	be	
an	adequate	means	to	challenge	social	norms	and	to	bring	about	change.
II	
Declaration	
	
	
This	is	to	certify	that:	
	
The	 thesis	 comprises	 only	 my	 original	 work	 towards	 the	 PhD	 except	 where	 indicated,	 due	
acknowledgements	have	been	made	in	the	text	to	all	other	material	used,	the	thesis	is	less	than	100,000	
words	in	length,	inclusive	of	all	footnotes,	bibliographies	and	appendices.	
	
	
	
	
_____________	
Ana	Faria	
December	2014
III	
Acknowledgments	
First	and	foremost	I	would	like	to	thank	my	partner	in	life	Andreas	for	challenging	me	at	first	and	supporting	
me	afterwards	from	the	very	beginning	of	my	journey	until	today.	I	would	like	to	extend	my	gratitude	to	my	
parents	 who	 on	 their	 singular	 way	 have	 always	 supported	 me	 throughout	 these	 years.	 My	 PhD	 journey	
started	out	of	a	passion	for	the	area	I	work	in	and	the	vast	number	of	on-going	open	questions	to	explore.	
Having	 said	 that,	 I	 would	 like	 to	 thank	 the	 Open	 University	 and	 Professor	 Joaquim	 Borges	 Gouveia,	
President	of	the	board	of	Energaia,	for	the	opportunity	provided	by	granting	me	the	right	and	flexibility	to	
carry	 out	 my	 PhD	 work	 within	 a	 joint	 enterprise	 /	 academic	 partnership.	 I	 would	 like	 to	 extend	 my	
acknowledgement	to	my	current	and	former	work	colleagues,	in	particular	to	the	2	Js	(João	and	José)	for	
their	support,	and	for	all	the	fruitful	talks	and	companionships.		
With	regards	to	the	actual	body	of	this	work	I’d	like	to	express	my	gratitude	to	the	Entidade	Reguladora	do	
Sector	Energético	(ERSE)	for	selecting	the	Energyprofiler	project	for	funding,	which	supported	my	research	
at	its	initial	stage.	It	was	within	the	scope	of	this	project	that	I	had	the	pleasure	to	work	together	with	a	
highly	 skilled	 and	 motivated	 team	 and	 to	 learn	 how	 to	 become	 a	 researcher	 through	 practice.	 This	
collaboration	brought	up	a	number	of	opportunities	that	would	have	been	difficult	to	realize	otherwise.	The	
Energyprofiler	project	provided	me	with	the	opportunity	to	explore	the	topic	on	a	larger,	national	scale	that	
otherwise	would	have	been	difficult	to	achieve.	The	project	also	allowed	me	to	work	together	with	Dalila	
Antunes	and	Rui	Gaspar,	who	were	that	patient	to	walk	me	through	the	initial	SPSS	steps	and	with	time	
became	long-term	colleagues.	I’d	also	like	to	express	my	gratitude	to	those	FG	participants	and	individual	
interviewees,	who	I	shall	not	name,	but	who	worked	with	me	together	on	my	research	and	dedicated	parts	
of	their	time	to	answer	my	questions	and	allowed	me	to	proceed	with	my	research.	A	special	thank	you	to	
André,	who	took	part	of	this	research,	and	with	whom	unfortunately	I	will	not	be	able	to	share	this	work.	
Last,	but	not	least,	I	would	like	to	thank	Dr	Christian	Atkins,	Dr	Nii	Amoo	and	Dr	Kieran	Mervyn	who	have	
worked	as	external	reviewers	and	proof	readers.	
Finally	 I	 would	 like	 to	 thank	 my	 supervisors,	 Dr	 Christine	 Thomas,	 Dr	 Emma	 Dewberry	 and	 initially	 also	
Professor	Marylyn	Carrigan	who	supported	me	in	the	initial	phase,	as	well	as	the	wider	MCT	team	for	the	
support	and	guidance	provided	to	me.
IV	
Table	of	contents	
ABSTRACT	..................................................................................................................................................	I	
DECLARATION	...........................................................................................................................................	II	
ACKNOWLEDGMENTS	..............................................................................................................................	III	
TABLE	OF	CONTENTS	................................................................................................................................	IV	
LIST	OF	FIGURES	........................................................................................................................................	X	
LIST	OF	TABLES	........................................................................................................................................	XII	
LIST	OF	TERMINOLOGY	AND	ABBREVIATIONS	.........................................................................................	XIII	
1	 INTRODUCTION	..................................................................................................................................	1	
1.1	 ENERGY	USE	AND	SUSTAINABILITY	.................................................................................................................	1	
1.2	 MOTIVATIONS	AND	BARRIERS	TO	ENERGY	USE	.................................................................................................	3	
1.3	 ENERGY	USE	AND	BEHAVIOUR	CHANGE	..........................................................................................................	5	
1.4	 AIM	OF	THE	RESEARCH	...............................................................................................................................	6	
1.5	 RESEARCH	QUESTIONS	...............................................................................................................................	7	
1.6	 RESEARCH	PROCESS	AND	INFORMATION	FLOW	................................................................................................	8	
1.6.1	 Research	process	...........................................................................................................................	8	
1.6.2	 Information	flow	............................................................................................................................	9	
1.7	 THE	RESEARCH	WITHIN	THE	PORTUGUESE	CONTEXT	........................................................................................	11	
2	 ENERGY	USE	AND	SUSTAINABILITY	...................................................................................................	15	
2.1	 DOMESTIC	ENERGY	USE	............................................................................................................................	15	
2.1.1	 Invisibility	of	energy	use	..............................................................................................................	18	
2.1.2	 Energy	use	and	energy	saving	at	home	.......................................................................................	19	
2.2	 DETERMINANTS	OF	ENERGY	USE	AT	HOME	....................................................................................................	20	
2.2.1	 Social	and	cultural	influences	......................................................................................................	21	
2.2.2	 Comfort,	convenience	and	needs	.................................................................................................	23	
2.2.3	 Norms	and	energy	efficiency	.......................................................................................................	23	
2.2.4	 Economic	influences	....................................................................................................................	25
V	
2.2.5	 Income	levels	and	energy	poverty	...............................................................................................	26	
2.2.6	 Demographic	trends	....................................................................................................................	27	
2.2.7	 The	role	of	infrastructure	and	technological	factors	in	influencing	energy	use	at	home	............	28	
2.2.8	 The	rebound	effect	and	its	influence	on	determining	energy	use	at	home	.................................	29	
2.3	 CONCLUDING	REMARKS	............................................................................................................................	31	
3	 ENERGY	USE	BEHAVIOURS:	MOTIVATIONS	AND	BARRIERS	...............................................................	33	
3.1	 MOTIVATIONS	FOR	SAVING	ENERGY	AT	HOME	...............................................................................................	33	
3.2	 PRO-ENVIRONMENTAL	CONCERN:	A	MOTIVATIONAL	VARIABLE	OR	BARRIER	TO	BEHAVIOUR?	...................................	33	
3.3	 BARRIERS	TO	ADOPTING	MORE	ENERGY	EFFICIENT	BEHAVIOURS	........................................................................	37	
3.3.1	 Monetary	focus	as	a	barrier	........................................................................................................	37	
3.3.2	 External/macro	barriers:	policy	based,	structural	and	economic	barriers	...................................	37	
3.3.3	 Knowledge	based	barriers	...........................................................................................................	39	
3.3.4	 Cultural	–	normative	and	social	barriers	.....................................................................................	40	
3.4	 INDIVIDUAL	PSYCHOLOGICAL	BARRIERS	........................................................................................................	40	
3.4.1	 Habits	as	a	barrier	.......................................................................................................................	41	
3.4.2	 Comfort	as	a	psychological	barrier	..............................................................................................	41	
3.4.3	 Individual	beliefs	and	self-efficacy	as	a	barrier	............................................................................	42	
3.4.4	 Resistance	and	unwillingness	to	change	as	a	barrier	..................................................................	44	
3.5	 CONCLUDING	REMARKS	............................................................................................................................	45	
4	 ENERGY	USE	AND	INTERVENTION	STRATEGIES	.................................................................................	48	
4.1	 ENERGY	USE,	INTERVENTIONS	AND	SUPPORTIVE	FRAMEWORKS	.........................................................................	49	
4.1.1	 Potential	intervention	layers	.......................................................................................................	53	
4.2	 BEHAVIOURAL	CHANGE,	COMMUNICATION	AND	PERSUASION	...........................................................................	54	
4.2.1	 Persuasion	and	communication	..................................................................................................	57	
4.2.2	 Mental	models	and	communication	............................................................................................	58	
4.2.3	 Behavioural	change,	and	relevant	and	supportive	communication	............................................	59	
4.3	 STRUCTURAL	INTERVENTIONS	....................................................................................................................	59	
4.3.1	 Financial-economic	interventions	................................................................................................	60	
4.3.2	 Physical/technical	interventions	..................................................................................................	60
VI	
4.3.3	 Legal	regulation	...........................................................................................................................	60	
4.4	 PSYCHOLOGICAL	INTERVENTIONS	................................................................................................................	61	
4.4.1	 Information	provision	..................................................................................................................	62	
4.4.2	 Commitment	and	goal	setting	.....................................................................................................	65	
4.4.3	 Behavioural	intervention	through	design	....................................................................................	66	
4.4.4	 Rewards	and	punishments	..........................................................................................................	67	
4.4.5	 Learning	theories	and	modelling	.................................................................................................	69	
4.4.6	 Social	learning	community	based	approaches	............................................................................	70	
4.5	 COMBINED	STRUCTURAL/PSYCHOLOGICAL	INTERVENTIONS	.............................................................................	71	
4.5.1	 Prompting	strategies	...................................................................................................................	71	
4.5.2	 Feedback	provision	......................................................................................................................	72	
4.5.3	 Monitoring	systems	and	metering	...............................................................................................	73	
4.5.4	 Social	marketing	..........................................................................................................................	74	
4.6	 CONCLUDING	REMARKS	............................................................................................................................	77	
5	 RESEARCH	METHODOLOGY	AND	DESIGN	..........................................................................................	79	
5.1	 LITERATURE	REVIEW	ON	AVAILABLE	METHODS	...............................................................................................	80	
5.1.1	 Inductive	or	deductive	.................................................................................................................	80	
5.1.2	 Subjective	or	objective	.................................................................................................................	81	
5.1.3	 Positivism	or	constructivism	........................................................................................................	81	
5.1.4	 Qualitative	or	quantitative	..........................................................................................................	82	
5.1.5	 Available	research	instruments	...................................................................................................	84	
5.1.5.1	 Surveys	and	survey	questionnaires	......................................................................................................	85	
5.1.5.2	 Thematic	analysis	..................................................................................................................................	85	
5.1.5.3	 Content	analysis	...................................................................................................................................	86	
5.1.5.4	 Comparative	analysis	............................................................................................................................	86	
5.1.5.5	 In-depth	individual	interviews	..............................................................................................................	86	
5.1.5.6	 Telephone	interviews	...........................................................................................................................	86	
5.1.5.7	 Grounded	theory	..................................................................................................................................	87	
5.1.5.8	 Action	research	.....................................................................................................................................	88	
5.1.5.9	 Focus	groups	.........................................................................................................................................	88
VII	
5.1.5.10	 Direct	participant	observation	............................................................................................................	89	
5.2	 METHODS	USED	......................................................................................................................................	90	
5.3	 SURVEY	QUESTIONNAIRE	...........................................................................................................................	93	
5.3.1	 Survey	questionnaire	and	data	analysis	methodology	................................................................	94	
5.3.2	 Question	added	for	the	specific	purpose	of	this	research	work	...................................................	96	
5.4	 FOCUS	GROUPS	.......................................................................................................................................	98	
5.4.1	 Focus	group	objectives	................................................................................................................	99	
5.4.2	 Focus	group	composition	...........................................................................................................	101	
5.5	 IN-DEPTH	INDIVIDUAL	INTERVIEWS	............................................................................................................	104	
5.5.1	 Interview	objectives	...................................................................................................................	104	
5.5.2	 Sampling	of	interviewees	...........................................................................................................	105	
5.6	 SUMMARY	OF	EMPIRICAL	STUDY	METHODS	.................................................................................................	106	
5.7	 QUALITATIVE	DATA	ANALYSIS:	FOCUS	GROUP	AND	IN-DEPTH	INDIVIDUAL	INTERVIEWS	.........................................	107	
5.8	 RESEARCH	ETHICS	..................................................................................................................................	108	
5.9	 SUMMARY	...........................................................................................................................................	109	
6	 EXPLORING	DOMESTIC	ENERGY	USE	...............................................................................................	111	
6.1	 CHARACTERISTICS	OF	DOMESTIC	ENERGY	USE	..............................................................................................	111	
6.1.1	 Invisibility	as	a	distinctive	characteristic	of	energy	use	.............................................................	111	
6.1.2	 The	fundamental	role	of	domestic	energy	use	..........................................................................	116	
6.2	 DETERMINANTS	OF	DOMESTIC	ENERGY	USE	................................................................................................	116	
6.2.1	 Relation	of	behaviour	and	energy	use	.......................................................................................	117	
6.2.2	 Building	characteristics	..............................................................................................................	121	
6.2.3	 Growing	number	of	home	appliances	........................................................................................	121	
6.2.4	 Energy	efficient	home	appliances	and	overall	energy	prices	.....................................................	122	
6.2.5	 The	evolution	of	cultural	and	social	norms	................................................................................	125	
6.3	 CONCLUDING	REMARKS	..........................................................................................................................	127	
7	 FACTORS	INFLUENCING	ENERGY	USE	AT	HOME	..............................................................................	135	
7.1	 MOTIVATIONAL	VARIABLES	AND	ENERGY	EFFICIENT	BEHAVIOURS	....................................................................	135	
7.1.1	 The	motivation	for	saving	money	..............................................................................................	135
VIII	
7.1.2	 Pro-environmental	behaviour	and	pro-social	motivations	........................................................	137	
7.1.3	 Needs	and	expectations	and	its	relation	to	motivation	for	saving	energy	................................	144	
7.2	 BARRIERS	FOR	ADOPTING	MORE	ENERGY	EFFICIENT	BEHAVIOURS	.....................................................................	144	
7.2.1	 External/macro	barriers:	policy	based,	structural	and	economic	barriers	.................................	145	
7.2.2	 Knowledge	based	barriers	.........................................................................................................	147	
7.2.3	 Cultural-normative-social	barriers	.............................................................................................	152	
7.3	 INDIVIDUAL	PSYCHOLOGICAL	FACTORS	AS	A	BARRIER	.....................................................................................	154	
7.3.1	 Habits	as	an	obstacle	to	the	adoption	of	more	energy	efficient	behaviours	.............................	154	
7.3.2	 Comfort	and	convenience	..........................................................................................................	157	
7.3.3	 Efficacy	and	outcome	expectations	...........................................................................................	158	
7.3.4	 Resistance	to	and	unwillingness	to	change	...............................................................................	161	
7.4	 CONCLUDING	REMARKS	..........................................................................................................................	163	
8	 INTERVENTION	STRATEGIES	AND	PERCEIVED	EFFECTIVENESS	.........................................................	170	
8.1	 COMMUNICATION	DESIGN	AND	PERSUASION	..............................................................................................	171	
8.2	 STRUCTURAL	INTERVENTIONS	..................................................................................................................	173	
8.2.1	 Rewards	and	punishments	........................................................................................................	173	
8.2.2	 Incentives	and	samples	..............................................................................................................	174	
8.2.3	 Labelling	....................................................................................................................................	175	
8.2.4	 Demonstrating	and	facilitating	.................................................................................................	177	
8.2.5	 Intervention	through	design	......................................................................................................	178	
8.3	 PSYCHOLOGICAL	INTERVENTIONS	..............................................................................................................	179	
8.3.1	 Targeted	face-to-face	information	............................................................................................	179	
8.3.2	 Information	and	communication	campaigns	............................................................................	180	
8.3.3	 Education	interventions	.............................................................................................................	183	
8.3.4	 Community	based	interventions	................................................................................................	184	
8.4	 COMBINED	STRUCTURAL/PSYCHOLOGICAL	INTERVENTIONS	............................................................................	185	
8.4.1	 Information,	feedback	and	monitoring	equipment	...................................................................	185	
8.4.2	 Smart	metering	and	prompting	strategies	................................................................................	187	
8.4.3	 Information,	feedback	and	energy	bills	.....................................................................................	188
IX	
8.5	 CONCLUDING	REMARKS	..........................................................................................................................	188	
9	 CONCLUSION	..................................................................................................................................	196	
9.1	 SPECIFIC	ANSWERS	TO	THE	RESEARCH	QUESTIONS	........................................................................................	196	
9.1.1	 RQ1:	What	explains	energy	use	at	home?	.................................................................................	196	
9.1.2	 RQ2:	What	influences	energy	use	at	home?	..............................................................................	197	
9.1.3	 RQ3:	What	is	the	potential	role	of	intervention	strategies	on	energy	use	at	home?	................	199	
9.2	 KEY	FINDINGS	.......................................................................................................................................	200	
9.2.1	 Importance	to	challenge	the	understanding	of	normal	.............................................................	201	
9.2.2	 Invisibility	of	energy	and	its	implications	...................................................................................	202	
9.2.3	 Financial	motivations	to	save	energy	........................................................................................	202	
9.2.4	 Knowledge,	competence	and	self-efficacy	.................................................................................	203	
9.2.5	 Energy	efficient	behaviour	and	outcome	efficacy	......................................................................	203	
9.3	 LIMITATIONS	OF	THE	RESEARCH	................................................................................................................	204	
9.4	 SUGGESTED	FUTURE	RESEARCH	................................................................................................................	204	
REFERENCES	..........................................................................................................................................	206	
APPENDICES	..........................................................................................................................................	226	
APPENDIX	I:	ENERGYPROFILER	SURVEY	QUESTIONNAIRE	..........................................................................................	226	
APPENDIX	II:	REDUCED	VERSION	-	FG	QUESTIONNAIRE	BEFORE	DISCUSSION	................................................................	234	
APPENDIX	III:	CONSUMER	INTERVIEW	ROADMAP	...................................................................................................	235	
APPENDIX	IV:	PRACTITIONER	INTERVIEW	ROADMAP	...............................................................................................	238	
APPENDIX	V:	LIST	OF	ANSWERS	FOR	QUESTION	6	OF	EP	SURVEY	QUESTIONNAIRE	REGARDING	ENERGY	SAVING	REPORTED	
BEHAVIOURS	..................................................................................................................................................	240	
APPENDIX	VI:	–	LIST	OF	ANSWERS	FOR	QUESTION	15	OF	EP	SURVEY	QUESTIONNAIRE	REGARDING	ENERGY	SAVING	REPORTED	
BEHAVIOURS	..................................................................................................................................................	241	
APPENDIX	VII:	VARIABLES	DEFINED	DURING	ENERGYPROFILER	STUDY	.........................................................................	242	
APPENDIX	VIII:	–	LIST	OF	ANSWERS	FOR	QUESTION	Q16	OF	EP	SURVEY	QUESTIONNAIRE	(REPORTED	BARRIERS	AND	
CONSTRAINTS)	................................................................................................................................................	243	
APPENDIX	IX:	–	LIST	OF	IDENTIFIED	BARRIERS	DURING	THE	FG	.................................................................................	244	
APPENDIX	X:	–	SAMPLE	DISTRIBUTION	WITH	REGARD	TO	REGION,	GENDER,	AGE	GROUPS	AND	RURAL/URBAN	AREA	............	245
X	
	List	of	Figures	
FIGURE	1-1:	THE	THREE	MAIN	PILLARS	OF	SUSTAINABLE	DEVELOPMENT:	ECONOMIC	GROWTH,	ENVIRONMENTAL	PROTECTION	AND	
SOCIAL	EQUALITY,	(KENNEDY,	2011).	.................................................................................................................	2	
FIGURE	1-2:	THE	RELATION	BETWEEN	INDIVIDUAL	ENERGY	RELATED	BEHAVIOUR	AND	BARRIERS	TO	CHANGE,	(BARENERGY,	2011).
	...................................................................................................................................................................	4	
FIGURE	1-3:	SCHEMATIC	REPRESENTATION	OF	RESEARCH	DESIGN.	....................................................................................	8	
FIGURE	1-4:	SCHEMATIC	REPRESENTATION	OF	INFORMATION	FLOW.	...............................................................................	10	
FIGURE	2-1:	DISTRIBUTION	OF	ENERGY	CONSUMPTION	IN	HOUSEHOLDS	BY	SOURCE	TYPE	IN	2010,	(INE,	2011;	INE	I.P./DGEG,	
2011).	.......................................................................................................................................................	17	
FIGURE	2-2:	DISTRIBUTION	OF	ENERGY	CONSUMPTION	IN	HOUSEHOLDS	BY	USE	TYPE	IN	2010,	(INE	I.P./DGEG,	2011).	........	18	
FIGURE	2-3:	MAIN	FACTORS	INFLUENCING	CONSUMER	BEHAVIOUR	AND	EMERGENCE	OF	CONSUMPTION	PRACTICES,	(EEA,	2013).
	.................................................................................................................................................................	20	
FIGURE	2-4:	AN	ACTOR-STRUCTURE	MODEL	OF	CONSUMPTION,	(ADAPTED	FROM	SPAARGAREN	AND	VAN	VLIET	(2000)).	.......	22	
FIGURE	3-1:	DIAGRAMMATIC	REPRESENTATION	OF	THE	CONDITIONAL	RELATIONS	BETWEEN	EFFICACY	BELIEFS	AND	OUTCOME	
EXPECTANCIES	(ADAPTED	FROM	BANDURA	(1977B),	P.	350).	...............................................................................	43	
FIGURE	4-1:	REDUCING	CAR	USE:	FACTORS	AFFECTING	BEHAVIOURAL	CHANGE,	(PRENDERGRAST	ET	AL.	2008,	P.	104).	...........	50	
FIGURE	4-2:	DIAGRAMMATIC	REPRESENTATION	OF	THE	4E’S	MODEL,	(DEFRA,	2008,	P.	53).	............................................	52	
FIGURE	4-3:	MINDSPACE’S	INFLUENCES	ON	BEHAVIOUR,	(DOLAN,	2010).	......................................................................	52	
FIGURE	4-4:	THE	RELATION	BETWEEN	MATERIAL,	SOCIAL	AND	INDIVIDUAL	CONTEXTS,	ADAPTED	FROM	SOUTHERTON	ET	AL.	
(2011).	......................................................................................................................................................	53	
FIGURE	4-5:	THE	RELATION	BETWEEN	ENERGY	USE	DETERMINANTS,	MOTIVATIONS,	BARRIERS	TO	CHANGE	AND	TYPES	OF	
INTERVENTION,	ADAPTED	FROM,	(BARENERGY,	2011).	........................................................................................	54	
FIGURE	5-1:	RESEARCH	DESIGN	FROM	INITIAL	FRAMING	TO	IMPLEMENTATION.	.................................................................	79	
FIGURE	7-1:	AVERAGE	VALUES	FOR	RISK	PERCEPTION	OF	CLIMATE	CHANGE	AND	ATTITUDE,	KNOWLEDGE	AND	ENVIRONMENTAL	
BEHAVIOUR	[N=1.014,	F	(2.89	,	2914.70)	=	434.73,	P	=	.000,	Η
2	
=.57],	(ENERGYPROFILER,	2011).	....................	139	
FIGURE	7-2:	VALUES	FOR	ATTITUDE,	KNOWLEDGE	AND	RESPONSIBILITY	TOWARDS	ENERGY	USE	[N=1.014;	F	(2.89	,	2914.70)	=	
434.73,	P	=	.000,	Η
2	
=.57],	(ENERGYPROFILER,	2011).	...................................................................................	140	
FIGURE	7-3:	REPORTED	PRO-ENVIRONMENTAL	BEHAVIOURS	[N=1.014],	(ENERGYPROFILER,	2011).	.................................	141	
FIGURE	7-4:	REASONS	FOR	NOT	SAVING	ENERGY	AT	HOME	–	RESPONSES	FROM	FGS	........................................................	145	
FIGURE	7-5:	FREQUENCY	OF	CATEGORY	GROUPS	OF	BARRIERS	DURING	FGS.	...................................................................	145
XI	
FIGURE	7-6:	ENERGY	EFFICIENT	BEHAVIOURS	DISCUSSED	DURING	THE	FGS.	....................................................................	151	
FIGURE	8-1:	TYPE	OF	INTERVENTIONS	IN	RELATION	TO	THE	BARRIERS	THAT	COULD	BE	ADDRESSED.	......................................	170
XII	
List	of	Tables	
TABLE	5-1	–	FOCUS	GROUP	ROADMAP	AND	TECHNIQUES	USED.	...................................................................................	100	
TABLE	5-2	–	SUMMARY	OF	RESEARCH	ACTIVITIES.	.....................................................................................................	106	
TABLE	5-3	–	CONTENT	ANALYSIS.	...........................................................................................................................	108	
TABLE	6-1	–	RELATION	IN	BETWEEN	CHAPTER	AND	RESEARCH	QUESTIONS.	.....................................................................	111	
TABLE	6	-2	–	REPORTED	ENERGY	EFFICIENT	BEHAVIOURS	[N=1.014],	(ENERGYPROFILER,	2011).	......................................	119	
TABLE	6-3	–	SUMMARY	OF	FINDINGS	RELATING	TO	RQ1	............................................................................................	128	
TABLE	7-1	–	COMPOSITE	SCALES	[N=1.014,	F	(2.89	,	2914.70)	=	434.73,	P	=	.000,	Η2	=.57],	(ENERGYPROFILER,	2011)..
	.......................................................................................................................................................................	138	
TABLE	7-2	–	SUMMARY	OF	FINDINGS	RELATING	TO	RQ2.	...........................................................................................	164	
TABLE	8-1	–	SUMMARY	OF	FINDINGS	RELATING	TO	RQ3	............................................................................................	193
XIII	
List	of	Terminology	and	Abbreviations	
Attitudes:	“relatively	enduring	predisposition	to	respond	favourably	or	unfavourably”	towards	something,	
(Simons,	1976,	p.	80)	influencing	consumption	patterns,	recommendation	to	others,	beliefs	and	intentions”,	
(Schiffman	&	Kanuk,	1999,	pp.	199-200)	
Attitude-Behaviour	 Gap:	 positive	 attitudes	 do	 not	 necessarily	 lead	 to	 behaviour,	 (Kollmuss	 &	 Agyeman,	
2002),	 a	 phenomenon	 also	 known	 within	 pro-environmental	 behaviours,	 since	 general	 positive	 pro-
environmental	attitudes	do	not	seem	to	be	particular	important	predictors	of	environmentally	significant	
behaviour,	(Bamberg,	2003;	Poortinga,	Steg,	&	Vlek,	2004;	Schultz,	Oskamp,	&	Mainieri,	1995;	Thøgersen,	
2004).	
Behaviour:	the	result	of	multiple	conscious	and	unconscious	processes	as	well	as	internal	(psychological	
variables	such	as	norms,	beliefs	or	values)	and	external	variables	(e.g.	social,	economic	physical),	drivers	and	
constraints,	personal	capabilities,	or	habits	and	routines,	(Jackson,	2005;	Nye,	Whitmarsh,	&	Foxon,	2010;	
Stern,	2000).	
Behavioural	change	intervention:	Generic	and	specific	interventions	to	support	a	change	in	behaviour	at	
the	individual	and	population	level.	In	the	environmental	context	it	can	be	understood	as	a	change	in	the	
patterns	of	consumption	of	resources,	(Committee	on	Climate	Change	[CCC],	2012).	
Behaviour-Based	 Programs:	 Energy	 efficiency	 programs	 that	 utilize	 an	 understanding	 of	 how	 individuals	
interact	 with	 energy	 in	 order	 to	 decrease	 energy	 demand,	 (American	 Council	 for	 an	 Energy-Efficient	
Economy	[ACEEE],	n.d.).	
Beliefs:	psychological	state	in	which	an	individual	holds	a	proposition	or	premise	to	be	true,	(Schwitzgebel,	
2010),	which	in	terms	of	behaviour	could	be	the	“salient	information,	relevant	to	the	behaviour”,	(Ajzen,	
1991,	p.	189).	
Biocapacity:	the	area	of	land	and	productive	oceans	actually	available	to	produce	renewable	resources	and	
absorb	CO2	emissions,	(World	Wide	Fund	for	Nature	[WWF],	2012).	Biocapacity	quantifies	nature’s	capacity	
to	produce	renewable	resources,	provide	land	for	built-up	areas	and	provide	waste	absorption	services	such	
as	carbon	uptake.	Biocapacity	acts	as	an	ecological	benchmark	against	which	the	Ecological	Footprint	can	be
XIV	
compared.	Both	the	Ecological	Footprint	and	biocapacity	are	expressed	in	a	common	unit	called	a	global	
hectare,	where	1	gha	represents	a	biologically	productive	hectare	with	world	average	productivity.		
CID:	For	the	purpose	of	this	research	CID	stands	for	‘Consumer	Interview’	meaning	the	3	interviews	that	
were	 performed	 to	 consumers	 selected	 from	 the	 focus	 group	 that	 had	 been	 performed	 as	 part	 of	 the	
empirical	study.	
Collective	efficacy:	“sense	of	collective	efficacy”	does	exist	where	individuals	can	solve	their	problems	and	
improve	their	lives	through	concerted	effort,	(Bandura,	1986,	p.	449).	
Comprehensive	 Home	 Energy	 Audits:	 An	 assessment	 of	 a	 home’s	 energy	 use	 that	 includes	 a	 visual	
inspection,	 diagnostic	 testing,	 analysis,	 and	 a	 list	 of	 proposed	 improvements,	 ending	 with	 guidance	 to	
complete	the	work,	or	actual	completion	of	the	work,	(ACEEE,	n.d.).	
Concept,	conception	or	construct:	abstract	object,	or	a	mental	representation,	e.g.	wellbeing,	depression,	
poverty,	achievement,	family.	They	are	not	only	the	building	blocks	of	theory,	but	they	also	form	the	link	
between	theory	and	empirical	research,	(Bergman,	2010).	
Consumerism:	emphasis	on	or	preoccupation	with	the	acquisition	of	consumer	goods,	(Oxford	University	
Press,	2013).	
Consumption:	 the	 “human	 transformation	 of	 materials	 and	 energy”,	 (Royal	 Society	 of	 London	 &	 U.S.	
National	Academy	of	Sciences,	1997,	p.	684),	requiring	the	“selection,	use,	disposal,	and	recycling	of	goods	
and	services”,	(Campbell,	1995,	p.	102).	
Curtailment	 behaviours:	 behaviours	 that	 must	 be	 performed	 frequently,	 involving	 repetitive	 efforts	 to	
reduce	 energy,	 and	 involve	 more	 operational	 day	 to	 day	 habits	 and	 routines,	 such	 as	 lowering	 the	
thermostat,	 turning	 lights	 and	 appliances	 off,	 (Abrahamse,	 Steg,	 Vlek,	 &	 Rothengatter,	 2005;	 Gardner	 &	
Stern,	2002).	
Demand-Side	Management:	The	planning,	implementation,	and	monitoring	of	utility	activities	designed	to	
encourage	consumers	to	modify	patterns	of	electricity	usage,	including	the	timing	and	level	of	electricity	
demand,	(U.S.	Energy	Information	Agency	[EIA],	2013).
XV	
Descriptive	norm:	what	most	people	do;	the	perception	individuals	hold	about	what	is	normal	in	a	given	
situation,	(Cialdini,	Kallgren,	&	Reno,	1991;	Cialdini,	Reno,	&	Kallgren,	1990).	
Dwelling:	a	self-contained	unit	of	accommodation,	(Department	for	Communities	and	Local	Government	
[DCLG],	2012).	
Ecological	Footprint:	tracks	humanity’s	demands	on	the	biosphere	by	comparing	humanity’s	consumption	
against	the	Earth’s	regenerative	capacity,	or	biocapacity,	by	calculating	the	area	required	to	produce	the	
resources	 people	 consume,	 the	 area	 occupied	 by	 infrastructure,	 and	 the	 area	 of	 forest	 required	 for	
sequestering	 CO2	 not	 absorbed	 by	 the	 ocean,	 (Galli	 et	 al.,	 2007;	 Kitzes	 et	 al.,	 2009;	 Wackernagel	 et	 al.,	
2002).	
Efficacy	expectations:	“the	conviction	that	one	can	successfully	execute	the	behaviour	required	to	produce	
outcomes”,	(Bandura,	1977a,	p.	193).	
Efficiency	behaviours:	infrequent	type	of	behaviours,	like	for	example	one-off	actions,	which	often	entail	an	
investment,	such	as	loft	or	cavity	wall	insulation,	or	buying	an	energy	efficient	air	conditioner.	Commonly	
also	referred	to	as	‘efficiency	behaviours’	or	‘investment	behaviours’,	(Abrahamse	et	al.,	2005;	Gardner	&	
Stern,	2002;	Kempton,	Boster,	&	Hartley,	1995).	
Energy	Audit:	assessment	of	a	home's	energy	use.	These	include	a	number	of	different	types	of	surveys,	
including	 (in	 increasing	 order	 of	 cost	 and	 complexity):	 online	 audits,	 in-home	 home	 energy	 surveys,	
diagnostic	home	energy	surveys,	and	comprehensive	home	energy	audits,	(ACEEE,	n.d.).	
Energy	 Conservation:	 reduction	 in	 the	 amount	 of	 energy	 consumed	 in	 a	 process	 or	 system,	 or	 by	 an	
organization	or	society,	through	economy,	elimination	of	waste,	and	rational	use,	(BusinessDictionary,	n.d.).	
Saving	energy	by	doing	with	less	or	doing	without	(e.g.,	setting	thermostats	lower	in	winter	and	higher	in	
summer;	turning	off	lights;	taking	shorter	showers;	turning	off	air	conditioners;	etc.),	(ACEEE,	n.d.).	
Energy	efficiency:	ratio	of	‘useful’	outputs	to	energy	inputs	for	a	system.	The	system	in	question	may	be	an	
individual	energy	conversion	device	(e.g.	a	boiler),	a	building,	an	industrial	process,	a	firm,	a	sector	or	an	
entire	 economy,	 (Sorrell,	 2007).	 Percentage	 of	 total	 energy	 input	 to	 a	 machine	 or	 equipment	 that	 is	
consumed	in	useful	work	and	not	wasted	as	useless	heat,	(BusinessDictionary,	n.d.).
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Energy	 efficiency	 gap:	 difference	 between	 the	 ‘actual	 energy	 efficiency’	 and	 the	 ‘potential	 efficiency’,	
meaning	 part	 of	 the	 efficiency	 gain	 due	 to	 technological	 developments	 is	 being	 ‘taken	 back’,	 (Feenstra,	
Backhaus,	&	Heiskanen,	2009).	
Energy	Efficiency	Measure:	particular	good	or	practice	that	provides	an	energy	efficiency	benefit.	Upgraded	
insulation,	 energy	 efficient	 appliances,	 and	 adjusting	 a	 boiler’s	 limit	 control	 are	 examples	 of	 measures,	
(ACEEE,	n.d.).	
Energy	Efficiency	Potential:	amount	of	energy	savings	possible,	(ACEEE,	n.d.).	
Energy	 Management	 System:	 computerized	 system	 for	 fully	 automatic	 control	 of	 HVAC,	 lighting,	
refrigeration,	and	other	commercial	building	subsystems	in	order	to	accurately	manage	and	monitor	indoor	
temperature,	 comfort,	 and	 environmental	 quality.	 An	 EMS	 often	 saves	 energy	 and	 money	 by	 operating	
systems	only	when	needed	and	by	allowing	time-of-day	scheduling	and	peak	load	shedding	control,	(ACEEE,	
n.d.).	
Energy	services:	these	are	the	services	that	people	gain	from	using	energy	and	include	warm	rooms,	hot	
water,	a	well-lit	home	and	refrigerated	food,	(Environmental	Change	Institute	[ECI],	2005)	
Energy	 Performance	 Certificate	 (EPC):	 The	 certificate	 provides	 a	 rating	 for	 residential	 and	 commercial	
buildings,	showing	their	energy	efficiency	based	on	the	performance	of	the	building	itself	and	its	services	
(such	 as	 heating	 and	 lighting).	 EPCs	 are	 required	 whenever	 a	 building	 is	 built,	 sold	 or	 rented	 out,	 (CCC,	
2012).	
Environmentally	Significant	Behaviour	(ESB):	a	behaviour	that	does	not	“threaten	human	health,	welfare,	
or	other	things	people	value”,	(Stern,	1997,	p.	15)	and	that	is	characterized	by	its	“positive	impact	on	the	
availability	 of	 materials	 or	 energy	 from	 the	 environment	 and/or	 by	 the	 extent	 to	 which	 the	 behaviours	
positively	alter	the	structure	and	dynamics	of	ecosystems	or	the	biosphere”,	(Stern,	2000,	p.	408).	
EP:	For	the	purpose	of	this	research	EP	stands	for	‘energyprofiler	study’	as	had	been	conducted	within	the	
empirical	work.	
FG:	For	the	purpose	of	this	research	FG	stands	for	‘Focus	Group’	as	they	had	been	conducted	within	the	
empirical	work.
XVII	
Habits:	Even	though	this	work	is	aware	of	the	different	understanding	from	the	fields	of	psychology	and	
sociology	of	the	habits	construct,	it	is	not	within	the	scope	of	this	research	to	advocate	for	one	or	the	other	
understanding.	As	a	result	of	this,	habits,	routines	and	practices	might	be	used	interchangeably	meaning	
individuals	running	on	autopilot,	(Grist,	2010).	
Household:	one	person	or	a	group	of	people	who	have	the	accommodation	as	their	only	or	main	residence	
and	either	share	at	least	one	meal	a	day,	or	share	the	living	room,	(DCLG,	2012).	
Information-Behaviour	 Gap:	 disconnection	 between	 knowledge	 hold	 and	 behaviour	 outcome,	 (Jackson,	
2005;	Schultz,	2002;	Southerton,	McMeekin,	&	Evans,	2011;	Stern,	1999).	
Injunctive	social	norm:	what	ought	to	be	done;	explicitly	reflect	the	moral	rules	and	guidelines	of	the	social	
group,	(Cialdini	et	al.,	1990,	1991).	
Lifestyles:	the	way	people	live	their	life,	fulfil	their	needs	and	aspirations,	through	the	mediation	of	goods	
that	 are	 closely	 linked	 to	 material	 and	 resource	 flows,	 (Backhaus,	 Breukers,	 Mont,	 Paukovic,	 &	 Mourik,	
2012).	
Moral	norms:	an	altruistic	behaviour	results	once	a	moral	norm	is	activated.	This	activation	occurs	once	an	
individual	becomes	aware	that	his	or	her	behaviour	has	possible	negative	consequences	for	others	and	is	
willing	to	take	personal	responsibility	for	the	others’	well-being,	(Schwartz,	1970,	1977).	
Norms:	“rules	and	standards	that	are	understood	by	members	of	a	group	and	that	guide	and/or	constrain	
social	behaviour	without	the	force	of	laws”,	(Cialdini	&	Trost,	1998,	p.	152).	
Outcome	expectancy:	“a	person’s	estimate	that	a	given	behaviour	will	lead	to	certain	outcomes”,	(Bandura,	
1977a,	p.	193).	
Perceived	 Behavioural	 Control:	 individual’s	 belief	 about	 the	 easiness	 or	 difficulty	 of	 performing	 a	 given	
behaviour,	(Ajzen	&	Madden,	1986).	
Personal	Carbon	Alliances:	With	PCAs,	each	adult	has	an	equal	carbon	allocation	to	cover	purchases	of	gas,	
electricity,	petrol	and	aviation.	The	PCA	brings	home	to	the	individual,	in	a	forceful	way,	the	amount	of	
carbon	being	released	through	daily	activities,	(ECI,	2005).
XVIII	
Personal	 norms:	 feelings	 of	 strong	 moral	 obligation	 that	 people	 experienced	 to	 engage	 in	 pro-social	
behaviour,	(Schwartz,	1970,	1977).	
PID:	For	the	purpose	of	this	research	PID	stands	for	‘Provider	Interview’,	meaning	the	3	interviews	that	were	
performed	to	people	working	for	intervention	providers	within	the	energy	area.	
Price	elasticity:	the	percentage	change	in	one	variable	following	a	percentage	change	in	another,	holding	
other	variables	constant,	(Sorrell,	2007).	
Rebound	effect:	also	known	as	‘take-back	effect’,	is	measured	by	the	difference	between	the	projected	and	
actual	savings	due	to	increased	efficiency	and	is	normally	expressed	as	a	percentage	of	the	expected	energy	
savings	from	an	energy	efficiency	improvement,	(Sorrell,	2007).	
Self-efficacy:	“people’s	judgments	of	their	capabilities	to	organise	and	execute	courses	of	action	required	to	
attain	designated	types	of	performances”,	(Bandura,	1986,	p.	395).	
Single-Action	Bias:	tendency	people	have	to	engage	into	single	corrective	actions	and	therefore	‘doing	their	
bit’	thus	increasing	the	resistance	and	decreasing	the	need	of	taking	additional	actions,	(Weber,	1997).	
Smart	Meters:	An	advanced	electricity	meter	that	uses	real	time	sensors	to	provide	information	on	power	
consumption	and	price,	(ACEEE,	n.d.).	
Social	 Marketing:	 the	 application	 of	 marketing	 principles	 and	 tools	 to	 achieve	 socially	 desirable	 goals,	
(Andreasen,	1995;	Kotler	&	Zaltman,	1971).	
Social	Norms:	unwritten	rules	and	expectations	that	frame	appropriate	and	inappropriate	expectations	and	
behaviours	within	a	group	of	individuals,	(Lewis,	1969).	
Spillover	effect:	term	used	to	describe	the	transferability	across	behaviours	and	contexts	between	one	kind	
of	environmental	behaviour	and	another,	(Thøgersen	&	Ølander,	2002).	
Subjective	norm:	individual	perception	about	what	other	people	who	are	important	to	him/her	think	of	the	
specific	behaviour,	rather	than	the	individual	personal	belief	about	the	morality	of	the	given	behaviour,	
(Ajzen	&	Fishbein,	1980).
XIX	
Sustainable	 development:	 “the	 kind	 of	 development	 that	 meets	 the	 needs	 of	 the	 present	 without	
compromising	the	ability	of	future	generations	to	meet	their	own	needs”,	(United	Nations	[UN],	1987).	
Sustainable	consumption:	“the	use	of	goods	and	services	that	respond	to	basic	needs	and	bring	a	better	
quality	of	life,	while	minimising	the	use	of	natural	resources,	toxic	materials	and	emissions	of	waste	and	
pollutants	over	the	life	cycle,	so	as	not	to	jeopardise	the	needs	of	future	generations”,	(Norwegian	Ministry	
of	the	Environment,	1994).	
Values:	Considered	by	some,	as	the	hardest	thing	to	change,	(Andreasen,	1995;	Kotler,	Roberto,	&	Roberto,	
1989),	values	might	be	overall	defined	as	“a	desirable	trans-situational	goal	varying	in	importance,	which	
serves	as	a	guiding	principle	in	the	life	of	a	person	or	other	social	entity”,	(Schwartz,	1992,	p.	21).
1. Introduction	
	
1	
1 	Introduction	
Current	energy	use	in	the	developed	world	is	considered	to	be	unsustainable	with	energy	consumption	and	
production	 patterns	 undermining	 sustainable	 development	 and	 the	 equitable	 distribution	 of	 resources	
worldwide,	 (Intergovernmental	 Panel	 on	 Climate	 Change,	 [IPCC],	 2007;	 Stern,	 2007).	 To	 achieve	 more	
sustainable	energy	use	levels	requires	a	combination	of	cultural	and	technological	advances	and	innovation	
in	the	design	of	social	and	institutional	systems	and	systems	of	production	and	consumption,	(Cole,	2011).	
However,	although	such	changes	at	societal	level	are	likely	to	lead	to	some	reductions	in	energy	use	at	the	
household	 level,	 it	 is	 recognised	 that	 significant	 change	 in	 household	 energy	 consumption	 is	 unlikely	 to	
occur	without	changes	in	individuals’	energy	usage	behaviours.	To	achieve	the	goal	of	sustainable	levels	of	
household	energy	use	requires	a	clear	understanding	of	energy	use	at	home	and	what	influences	current	
energy	 use	 behaviours	 so	 to	 adopt	 more	 energy	 efficient	 behaviours,	 (Darby,	 2006;	 Janda,	 2011).	 This	
research	 aims	 to	 explore	 how	 the	 adoption	 of	 more	 energy	 efficient	 behaviours	 at	 home	 could	 be	
encouraged.	With	this	the	research	has	the	objective	to	better	understand	the	different	determinants	of	
energy	use	at	home,	the	role	of	motivations	and	barriers	that	drive	energy	use	at	home,	and	the	potential	
role	of	interventions	to	promote	behavioural	change.	
This	chapter	firstly	sets	the	context	for	the	research	by	describing	the	need	for	working	towards	a	more	
sustainable	 society	 and	 the	 important	 role	 that	 energy	 use	 plays	 in	 this.	 It	 then	 considers	 the	 role	 of	
individuals’	energy	use	behaviours;	what	motivates	them	and	what	barriers	they	face	and	how	they	might	
be	influenced	to	reduce	domestic	energy	use.		The	chapter	concludes	with	the	research	aims,	the	research	
questions	and	the	structure	of	the	thesis.	
1.1 	Energy	use	and	sustainability	
Energy	use	underpins	most	aspects	of	modern	life.	It	is	important	in	the	production	of	goods,	most	services	
and	the	way	we	live.	However,	many	forms	of	energy,	in	particular	fossil	fuels,	contribute	to	environmental	
problems,	 such	 as	 climate	 change	 and	 local	 air	 pollution,	 (Organization	 for	 Economic	 Co-operation	 and	
Development,	(OECD],	2012).	What	we	desire	in	a	modern	lifestyle	therefore	seems	to	come	at	the	cost	of	
undesired	environmental	problems	and	this	is	particularly	prevalent	for	developed	countries,	(UN,	1987;
1. Introduction	
	
2	
IPCC,	2007;	Stern,	2007).	Recent	trends	regarding	increasing	global	population,	(U.S.	Census	Bureau,	2011;	
UN,	2011)	and	increasing	material	consumption,	as	a	consequence	of	the	growing	level	of	perceived	needs,	
have	exacerbated	this	problem,	(The	Royal	Society,	2012).	It	has	therefore	been	argued	that	changes	in	
current	lifestyles	will	be	required	to	achieve	a	sustainable	level	at	which	the	needs	of	the	present	are	met	
without	 compromising	 the	 environment	 for	 future	 generations	 so	 as	 to	 allow	 for	 the	 long-term	 use	 of	
natural	resources	for	current	as	well	as	future	generations,	(Backhaus	et	al.,	2012;	IUCN,	UNEP,	&	WWF,	
1991;	 UN,	 1987).	 Development	 should	 thus	 be	 socially	 and	 morally	 just,	 ethically	 acceptable	 and	
economically	sound,	with	environmental	indicators	as	important	as	economic	indicators,	(Leal	Filho,	2011;	
UN,	1987).	As	such,	sustainable	development	implies	a	balanced	intersection	of	economic,	environmental	
and	social	factors,	(Elkington,	1997),	(Figure	1-1).		
	
Figure	1-1:	The	three	main	pillars	of	sustainable	development:	economic	growth,	environmental	protection	and	social	
equality,	(Kennedy,	2011).	
However,	 evidence	 suggests	 that	 it	 will	 become	 increasingly	 difficult	 to	 meet	 such	 expectations	 and	
commitments,	(WWF,	2012),	within	a	fast	growing	human	population	that	has	increased	from	1.6	billion	in	
1900	to	7	billion	in	2011,	(U.S.	Census	Bureau,	2011)	and	is	forecast	to	reach	just	over	9.3	billion	by	2050,	
(UN,	2007).	This	rapid	and	widespread	change	in	the	global	human	population,	coupled	with	unprecedented	
levels	of	consumption,	has	implications	for	finite	planetary	resources	and	presents	a	challenge	not	only	to	
the	environment,	but	also	to	human	health	and	wellbeing,	(The	Royal	Society,	2012).	What	citizens	from	
developed	countries	perceive	as	being	a,	‘normal	lifestyle’,	might	not	be	sustainable	in	a	global	context	of	
population	growth	and	depleting	natural	resources.	This	becomes,	in	particular,	apparent	when	considering	
the	 ecological	 footprint	 that	 measures	 the	 demands	 of	 humanity	 on	 the	 biosphere	 by	 comparing
1. Introduction	
	
3	
consumption	 against	 the	 Earth’s	 regenerative	 capacity,	 or	 biocapacity,	 (WWF,	 2012).	 The	 ecological	
footprint	shows	a	consistent	trend	of	overconsumption	for	the	few	last	decades,	with	a	growing	biocapacity	
deficit.	Humanity’s	annual	demand	on	the	natural	world	has	exceeded	what	the	Earth	can	annually	renew	
since	 the	 1970s.	 In	 2008	 it	 exceeded	the	Earth’s	biocapacity	by	more	than	50	per	cent,	which	means	it	
would	take	1.5	years	for	the	Earth	to	fully	regenerate	the	renewable	resources	consumed	in	one	year,	(Galli	
et	al.,	2007;	Kitzes	et	al.,	2009;	Poumanyvong	&	Kaneko,	2010;	Wackernagel	et	al.,	2002;	OnePlanetLiving,	
n.d.,	 WWF,	 2012).	 At	 the	 individual	 human	 level	 the	 ecological	 footprint	 is	 influenced	 by	 the	 choices	
individuals	make	on	what	they	eat,	what	products	they	purchase,	how	they	heat/cool	their	homes	and	how	
they	travel,	(WWF,	2012).	A	challenge	of	our	age	could	thus	be	seen	in	decoupling	human	progress	from	
resource	 use	 and	 environmental	 decline,	 (KPMG,	 2012).	 This	 is	 to	 say	 decoupling	 unsustainable	 human	
needs,	 wants	 and	 expectations	 and	 rebuilding	 these	 in	 a	 more	 sustainable	 way.	 As	 long	 as	 this	 is	 not	
achieved	however,	there	will	be	a	conflict	between	limitless	needs	vs.	limited	resources	and	the	need	to	
define	the	boundaries	of	what	is	understood	as	‘sustainable’,	‘normal’	or	‘socially	acceptable’	consumption,	
(Norwegian	Ministry	of	the	Environment,	1994;	UN,	1987,	1992).		
Sustainability	 in	 relation	 to	 energy	 use	 can	 also,	 “be	 understood	 as	 a	 continuous	 learning	 process	 that	
occurs	when	a	given	society	acquires	the	necessary	knowledge	to	reduce	its	energy	consumption	without	
diminishing	its	quality	of	life	or	creating	new	social	inequalities”,	(Tabara	et	al.,	1999,	p.	1).	Therefore	the	
focus	of	fulfilling	individual	needs	in	a	more	sustainable	way	is	a	core	concept	of	this	thesis;	reinforcing	that	
sustainability	in	energy	terms	should	not	mean	losing	wellbeing,	but	rather	doing	things	in	a	different	way.	
Part	of	that	different	way	requires	individual	behavioural	change	and	an	understanding	of	the	motivations	
and	barriers	for	change.	
1.2 	Motivations	and	barriers	to	energy	use	
Motivations	 are	 factors	 encouraging,	 or	 influencing,	 a	 change	 in	 behaviour,	 or	 maintaining	 a	 current	
behaviour	and	barriers	those	that	obstruct	or	limit	change.	Saving	money	and	protecting	the	environment	
are	the	first	and	second	most	frequently	reported	motivations	for	saving	energy	at	home,	(Eurobarometer,	
2011a).	However,	they	are	not	often	fully	realized	as	reduced	energy	use	might	be	perceived	as	negatively	
impacting	comfort	or	wellbeing.	In	such	an	equation	the	gain	and	motivation	of	maintaining	old	habits	can
1. Introduction	
	
4	
have	a	higher	priority	than	that	of	saving	money	and	protecting	the	environment.	In	this	situation	the	gain	
and	 motivation	 of	 maintaining	 old	 habits	 constitute	 a	 barrier	 to	 the	 adoption	 of	 more	 energy	 efficient	
lifestyles,	 (Jackson,	 2005;	 Prendergrast,	 Foley,	 Menne,	 &	 Isaac,	 2008).	 Individuals’	 own	 habits,	 or	 their	
compliance	to	existing	and	commonly	accepted	standards	and	social	norms,	can	work	as	motivations	to	
maintaining	existing	behaviours,	(EEA,	2013;	Shove,	2003).	To	achieve	a	change	towards	energy	efficient	
behaviour	 would	 thus	 require	 understanding	 the	 respective	 barriers,	 (Homans,	 1958),	 as	 well	 as	 the	
underlying	 attitudes	 and	 values,	 (Andreasen,	 1995;	 Homans,	 1958;	 Kotler	 et	 al.,	 1989).	 This	 interplay	
between	barriers	and	behaviours	is	depicted	in	Figure	1-2	and	Throne-Holst,	Strandbakken,	and	Stø	(2008)	
suggest	that	it	consists	of	six	barrier	groups.	Figure	1-2	highlights	the	interplay	in	terms	of	macro	and	micro	
factors	 between	 the	 individual,	 surrounding	 setting	 and	 infrastructure	 that	 could	 motivate,	 enable	 and	
reinforce	individual	behavioural	change	as	well	as	illustrate	the	complexity	of	such	relations.	
	
Figure	1-2:	The	relation	between	individual	energy	related	behaviour	and	barriers	to	change,	(Barenergy,	2011).	
In	 accordance	 with	 Throne-Holst	 et	 al.	 (2008),	 barriers	 toward	 the	 adoption	 of	 more	 energy	 efficient	
behaviours	could	be	grouped	as:	
(1) Information/knowledge	 barriers,	 where	 people	 are	 lacking	 relevant	 information	 regarding	 energy	
efficiency	measures	that	they	could	adopt.		
(2) Physical	and	structural	barriers,	where	the	existing	physical	structure	of	dwellings	and	of	society	can	be	
a	disincentive	and	tend	to	lock	people	into	less	sustainable	behaviours.
1. Introduction	
	
5	
(3) Political	 barriers,	 such	 as	 laws	 and	 regulations	 that	 frame	 and	 determine	 the	 ability	 to	 change	
individual	behaviours.		
(4) Cultural-normative	 barriers,	 as	 people	 do	 not	 live	 in	 isolation,	 and	 social	 and	 cultural	 norms	 may	
restrict	engagement	in	more	energy	efficient	behaviours,	even	if	they	hold	a	positive	opinion	towards	
them.		
(5) Economic	 barriers,	 since	 more	 energy	 efficient	 solutions	 can	 be	 expensive,	 the	 higher	 prices	 may	
therefore	discourage	people	from	becoming	more	efficient	in	their	energy	use.		
(6) Individual-psychological	 barriers,	 as	 a	 pre-determinant	 of	 the	 adoption	 of	 more	 energy	 efficient	
behaviours.	 This	 is	 the	 individual	 willingness	 to	 change	 behaviour	 that	 is	 influenced	 by	 individual’s	
personal	habits	and	comfort	zones,	including	for	instance	the	concept	of	self-efficacy,	(Bandura,	1986),	
or	Perceived	Behaviour	Control,	(Ajzen,	1991).		
As	such,	any	given	motivation	might	have	to	face	a	number	of	barriers	from	different	barrier	groups.	To	
achieve	behavioural	change	towards	the	adoption	of	more	energy	efficient	behaviours	therefore	would	not	
only	require	understanding	all	of	the	respective	barriers,	but	also	the	underlying	attitudes	and	values,	and	
subsequently	means	to	overcome	each	of	them.	
1.3 	Energy	use	and	behaviour	change	
Energy	saving	can	be	realized	through	infrastructural	development,	increasing	technological	development	
and	deployment,	the	introduction	of	more	energy	efficient	materials	and	appliances	and	also	through	the	
rational	and	sustainable	use	of	energy	at	home,	based	on	the	adoption	of	more	energy	efficient	behaviours.	
For	 decades,	 research	 has	 mainly	 focused	 on	 the	 technical	 component,	 such	 as	 providing	 more	 energy	
efficient	home	appliances	or	building	materials	and	only	more	recently	has	attention	been	directed	to	the	
non-technical	 components	 and	 to	 the	 contribution	 of	 how	 people	 behave	 and	 interact	 with	 home	
appliances	and	infrastructures,	in	terms	of	energy	use	at	home,	(EEA,	2013).	The	reasons	for	a	focus	on	
technology	might	have	been	that	it	was	expected	to	be	‘easier’	to	influence	efficiency	behaviours	that	are	
characterized	 by	 one-off	 actions,	 instead	 of	 changing	 curtailment	 behaviours,	 which	 must	 be	 performed	
frequently,	(Abrahamse	et	al.,	2005;	Gardner	&	Stern,	2002).	However,	focusing	on	efficiency	behaviours	
usually	involves	the	need	for	an	initial	investment,	which	can	itself	act	as	a	barrier.	But	even	in	the	event
1. Introduction	
	
6	
that	those	barriers	can	be	overcome	and	financial	savings	generated,	the	energy	saved	might	subsequently	
be	used	for	other	energy	using	activity,	or	to	increase	the	number	of	home	appliances	that	people	have.	It	
can	thus	lead	to	what	is	known	as	a	‘rebound-effect’	where	the	energy	saving	potential	is	not	realized	in	
practice,	(Khazzoom,	1980).	For	these	reasons	the	contribution	that	curtailment	behaviours	can	play	should	
not	be	underestimated	and	interventions	that	attempt	to	change	behaviours	must,	ultimately,	need	to	lead	
to	long-term	behaviour	change	to	be	successful.	The	literature	shows	a	diversity	of	existing	intervention	
strategies	 and	 types	 that	 could	 support	 and	 enable	 behavioural	 change	 and	 can	 be	 grouped	 into	 two	
broader	categories:	(a),	structural	and	(b),	psychological	interventions,	(Poortinga	et	al.,	2004;	Steg,	2003).	
Structural	interventions	aim	to	change	the	(social)	context	in	which	behavioural	decisions	take	place,	based	
on	the	belief	that	by	altering	the	conditions	on	which	behaviour	is	based,	the	behaviour	will	then	change	in	
accordance.	 In	 contrast,	 psychological	 interventions	 aim	 at	 changing	 existing	 perceptions,	 knowledge,	
attitudes,	norms	and	values,	(i.e.	individual,	micro-level	variables).	The	underlying	assumption	here	is	that	
by	 changing	 these	 determinants,	 behaviour	 will	 change	 accordingly.	 Structural	 and	 psychological	
interventions	have	been	employed	to	encourage	household	energy	conservation	with	varying	degrees	of	
success,	(Abrahamse	et	al.,	2005;	Geller,	Harrington,	Rosenfeld,	Tanishima,	&	Unander,	2006;	Heiskanen,	
Mourik,	 Feenstra,	 &	 Pariag,	 2009;	 Kurz,	 2002;	 Southerton	 et	 al.,	 2011).	 A	 number	 of	 studies	 apparently	
suggest	 that	 success,	 when	 it	 occurs,	 rarely	 survives	 when	 the	 change	 interventions	 are	 discontinued,	
(Abrahamse	et	al.,	2005;	Heiskanen	et	al.,	2009;	Kurz,	2002;	Lutzenhiser,	2002).	Despite	the	growing	body	of	
existing	research	and	evidence,	there	appears	however	still	to	be	no	clear	evidence	within	the	literature	on	
the	potential	long-term	effectiveness	of	change	interventions	within	the	field	of	energy	use	at	home;	an	
area	that	this	work	attempts	to	explore	further.	
1.4 	Aim	of	the	research	
The	overall	aim	of	this	research	is	to	explore	how	the	adoption	of	more	energy	efficient	behaviours	at	home	
could	be	encouraged.	Within	this,	a	first	objective	is	to	provide	an	overview	of	the	nature	of	energy	use	at	
home	 and	 the	 factors	 that	 influence	 energy	 use,	 (chapter	 2).	 Subsequently	 the	 research	 investigates	
whether	 the	 same	 set	 of	 factors	 and	 conditions	 can	 be	 found	 within	 the	 empirical	 study	 in	 Portugal,	
(chapter	6).	Secondly,	this	research	has	the	objective	to	advance	on	the	theory	of	motivating,	enabling	and
1. Introduction	
	
7	
reinforcing	 factors	 that	 could	 promote	 the	 adoption	 of	 more	 energy	 efficient	 habitual	 behaviours	 and	
practices	at	a	household	level,	(chapter	3),	as	well	as	for	the	Portuguese	context,	(chapter	7).	Thirdly,	this	
research	has	the	objective	to	explore	the	potential	effectiveness	of	change	interventions	within	the	field	of	
energy	use	at	home	and	the	different	types	of	interventions	that	might	be	used,	(chapter	4)	and	how	those	
are	perceived	and	evaluated	within	the	examples	of	practice	in	Portugal,	(chapter	8).	
The	reason	for	the	geographic	focus	of	this	research	was	two-fold.	Firstly,	the	researcher	was	aware	of	an	
apparent	scarcity	of	existing	studies	that	investigated	domestic	energy	use	in	Portugal	and	secondly,	for	
pragmatic	reasons,	as	the	researcher	is	based	in	Portugal	and	cognisant	of	the	social	context	of	household	
energy	use.	The	geographical	scope	has	been	limited	to	northern	Portugal	to	explore	the	topic	of	research	
in	more	depth.	
1.5 	Research	Questions		
Based	upon	the	review	of	the	literature	as	well	as	driven	by	the	thesis	aim	and	objectives,	the	following	
research	questions,	(RQ),	have	been	derived:	
Research	Question	1:	What	explains	energy	use	at	home?	
a) What	are	the	characteristics	of	energy	use	at	home?	
b) What	are	determinants	of	energy	use	at	home?	
c) How	do	individuals	understand	their	energy	use	at	home?	
Research	Question	2:	What	influences	energy	use	at	home?	
a) What	are	motivational	variables	for	adopting	more	energy	efficient	behaviours?	
b) What	are	the	barriers	for	adopting	more	energy	efficient	behaviours?		
c) How	do	individual	psychological	factors	influence	energy	use?	
Research	Question	3:	What	is	the	potential	role	of	intervention	strategies	on	energy	use	at	home?	
a) What	are	perceived	requirements	of	intervention	strategies?	
b) What	are	individual	perceptions	on	the	effectiveness	of	intervention	strategies?
1. Introduction	
	
8	
1.6 	Research	process	and	information	flow	
This	section	provides	an	overview	of	the	research	process	and	information	flow.	
1.6.1 	Research	process	
To	fully	explore	the	research	questions,	this	research	uses	a	mixed	methods	design,	where	qualitative	and	
quantitative	methods	are	combined.	The	use	of	both	qualitative	and	quantitative	methods	was	seen	to	be	
necessary	 to	 encompass	 differing	 aspects	 of	 the	 research,	 as	 explained	 in	 Chapter	 5.	 Figure	 1-3	 is	 a	
schematic	representation	of	the	research	design.	
	
Figure	1-3:	Schematic	representation	of	research	design.	
As	can	be	seen	in	Figure	1-3,	the	research	starts	with	a	comprehensive	literature	review	of	the	theoretical	
approaches	 to	 understanding	 human	 behaviour	 in	 general	 and	 more	 specifically,	 those	 concerned	 with	
more	 energy	 efficient	 lifestyles.	 To	 better	 explore	 the	 topic,	 the	 literature	 around	 energy	 use	 and	
sustainability	was	reviewed	to	locate	discussion	and	identify	the	reasons	why	people	are	expected	to	use	
less	energy	at	home.	In	addition,	the	literature	within	the	field	of	behavioural	change,	more	generally	as	
well	as	within	an	energy	context,	has	been	reviewed.	Chapter	2	explores	the	use	of	energy	at	a	household
1. Introduction	
	
9	
level	and	its	relation	to	sustainability.	Chapter	3	reviews	the	literature	on	understanding	human	behaviour	
and	in	particular,	of	energy	related	behaviours	at	home.	This	section	also	looks	at	motivating	factors	and	
barriers	related	to	individual	behavioural	change	within	the	energy	area.	Chapter	4	looks	at	the	potential	
effectiveness	 of	 change	 interventions	 within	 the	 field	 of	 energy	 use	 at	 home	 and	 the	 different	 types	 of	
interventions	that	might	be	applied.	This	chapter	includes	a	reflection	around	theories	of	persuasion	and	
their	role	in	frameworks	for	change	such	as	social	marketing.	Chapter	5	details	the	research	methodologies	
adopted	and	the	research	design	for	the	empirical	phase	of	this	research.	Chapter	6,	7	and	8	present	and	
discuss	 the	 findings	 from	 the	 empirical	 phase	 of	 this	 research.	 These	 include	 the	 results	 from	 the	
energyprofiler	national	survey,	exploratory	focus	groups	and	in-depth	interviews.	Finally,	chapter	9	presents	
the	research	conclusions,	drawing	on	the	theoretical	and	empirical	findings	and	discusses	the	contribution	
of	this	research.	
1.6.2 	Information	flow	
Figure	1-4	provides	a	schematic	representation	of	the	information	and	how	the	respective	chapters	and	
sections	inform	each	other.	As	can	be	seen,	in	Figure	1-4	there	are	three	direct	information	strings	that	start	
in	chapter	1,	(sections	1.1,	1.2,	1.3),	which	are	then	followed	up	in	the	literature	review,	(chapters	2,	3,	and	
4)	and	subsequently	looked	at	empirically,	(chapters	6,	7,	and	8).
1. Introduction	
	
10	
	
Figure	1-4:	Schematic	representation	of	information	flow.	
	
	 	
Chapter(1(*(Introduction
1.1.#Energy#use#and#
sustainability#
1.2.#Motivations#and#
barriers#to#energy#use
1.3.#Energy#use#and#
behaviour#change
Chapters(2,(3(and(4(*(Literature(Background(
2.#Energy#use#and#
sustainability
3.#Energy#use#behaviours:#
motivations#and#barriers
4.##Energy#use#and#
Intervention#strategies
Chapters(6,(7(and(8(*(Empirical(Work(
6.#Exploring#domestic#
energy#use#in#Portugal
7.#Factors#influencing#
energy#use#at#home
8.#Intervention#strategies#
and#perceived#
effectiveness
Chapter(9(*(Conclusion 9.2.1.#RQ1 9.2.2.#RQ2 9.2.3.#RQ3
RQ1:(What(explains(energy(use(at(home? X
RQ1a.#What#are#the#characteristics#of#energy#
use#at#home?
X
RQ1b.#What#are#determinants#of#energy#use#at#
home?
X
RQ1c.#How#do#individuals#understand#their#
energy#use#at#home?
RQ2:(What(influences(energy(use(at(home? X
RQ2a.#What#are#motivational#variables#for#
adopting#more#energy#efficient#behaviours?
X
RQ2b.#What#are#the#barriers#for#adopting#more#
energy#efficient#behaviours?#
X
RQ2c.#How#do#individual#psychological#factors#
influence#energy#use?
X
RQ3:(What(is(the(potential(role(of(intervention(
strategies(on(energy(use(at(home?
X
RQ3a.#What#are#perceived#requirements#of#
intervention#strategies?
X
RQ3b.#What#are#individual#perceptions#on#the#
effectiveness#of#intervention#strategies?
X
Thesis(information(flow
Relation(between(sections(and(Research(Questions((RQ,(section(1.5.)
Aim(of(the(research((section(1.4)
The#overall#aim#of#the#research#is#to#explore#how#the#adoption#of#more#energy#efficient#behaviours#at#home#could#be#
encouraged.#Chapter#2#aims#to#provide#an#overview#of#the#nature#of#energy#use#at#home#and#the#factors#that#influence#energy#
use#with#Chapter#6#investigating#whether#the#same#set#of#factors#and#conditions#can#be#found#within#the#empirical#study#in#
Portugal.#Chapter#3#aims#to#better#understand#the#motivating,#enabling#and#reinforcing#factors#that#could#promote#the#adoption#
of#energy#efficient#habitual#behaviours#and#practices#at#a#household#level,#while#Chapter#7#examines#if#similar#conditions#can#be#
found#in#the#Portuguese#context.#Chapter#4#explores#the#potential#effectiveness#of#change#interventions#within#the#field#of#
energy#use#at#home#and#the#different#types#of#interventions#that#might#be#used#and#subsequently#within#Chapter#8#how#those#
are#perceived#and#evaluated#within#the#examples#of#practice#in#Portugal.#
1. Introduction	
	
11	
1.7 The	research	within	the	Portuguese	context	
Previous	research	shows	that	structural	psychological	interventions	can	be	applied	to	support	and	enable	
behavioural	change	of	energy	use	at	home,	(Poortinga	et	al.,	2004;	Steg,	2003),	and	that	such	interventions	
have	 been	 employed	 with	 varying	 degrees	 of	 success,	 (Abrahamse	 et	 al.,	 2005;	 Geller,	 Harrington,	
Rosenfeld,	 Tanishima,	 &	 Unander,	 2006;	 Heiskanen,	 Mourik,	 Feenstra,	 &	 Pariag,	 2009;	 Kurz,	 2002;	
Lutzenhiser,	2002;	Southerton	et	al.,	2011).	Despite	the	growing	body	of	existing	research	and	evidence,	
there	 appears	 to	 be	 however	 a	 lack	 of	 clear	 evidence	 within	 the	 literature	 on	 the	 potential	 long-term	
effectiveness	of	such	interventions.	This	is	in	particular	true	for	studies	carried	out	in	Portugal.	This	lack	in	
existing	studies	within	Portugal	perhaps	results	from	the	fact	that	energy	consumption	has	only	recently	
become	a	matter	that	gained	in	importance.	It	thus	remains	unclear	whether	the	same	set	of	factors	and	
conditions	from	such	existing	studies	can	also	be	found	within	Portugal,	and	in	the	case	that	they	could	be	
found	how	effective	such	interventions	have	been	in	the	long-term.	
Having	remained	relatively	unchanged	during	the	period	from	2003	to	2008,	the	gross	inland	consumption	
of	energy	in	Portugal	decreased	by	5.7	%	in	2009,	and	much	of	this	change	is	claimed	to	not	be	a	result	of	a	
structural	 shift	 in	 the	 pattern	 of	 energy	 consumption,	 but	 that	 it	 can	 be	 attributed	 to	 a	 lower	 level	 of	
economic	activity	as	a	result	of	the	financial	and	economic	crisis,	(Eurostat,	2015).	Consumption	rebounded	
in	2010	in	most	of	the	Member	States	—	with	only	Lithuania,	Greece,	Portugal,	Cyprus,	Croatia	and	Spain	
recording	consecutive	contractions	in	consumption	in	2009	and	2010	—	possibly	reflecting	the	low	level	of	
economic	output	and	consumer	confidence	in	several	of	these	Member	States,	(Eurostat,	2015).	
Since	2012	this	situation	did	change	however	and	largely	impacted	by	EU	wide	regulations	and	initiatives,	
(Portuguese	Government,	2013).	As	a	result	of	this	the	National	Energy	Efficiency	Action	Plan	(NEEAP)	has	
been	 adopted	 in	 2008,	 and	 the	 National	 Renewable	 Energy	 Action	 Plan	 (NREAP)	 in	 2010,	 (Portuguese	
Government,	 2013).	 NEEAP	 and	 NREAP	 are	 both	 policy	 instruments	 aimed	 at	 achieving	 the	 targets	 and	
international	commitments	with	regard	to	energy	efficiency	and	the	use	of	energy	from	renewable	sources	
that	the	Portuguese	Government	had	agreed	to.	NEEAP	and	NREAP	are	part	of	a	policy	that	promotes	a	
rational	and	sustainable	energy	model,	without	compromising	the	competitiveness	of	enterprises	or	the	
quality	of	life,	programs	and	plans	that	annually	provide	strategic	guidelines	which	aim	to	contribute	to
1. Introduction	
	
12	
specific	objectives	and	to	allow	to	boost	measures	at	all	levels	(ADENE,	n.d.).	NEEAP	and	NREAP	also	aim	at	
identifying	existing	barriers,	to	support	improvement	of	energy	efficiency,	increase	in	energy	derived	from	
renewable	 sources	 and	 with	 a	 view	 to	 establishing	 the	 most	 suitable	 programmes	 and	 measures	 for	
complying	 with	 the	 said	 commitments,	 without	 neglecting	 national	 situation,	 (Portuguese	 Government,	
2013).		
Based	on	NEEAP	and	NREAP	policy	instruments	the	Regulatory	Authority	for	Energy	Services	(ERSE),	that	is	
responsible	for	the	definition	of	mechanisms	to	promote	energy	efficiency,	has	established	a	competitive	
mechanism	to	support	actions	for	demand	management	within	the	‘Plan	to	the	Promotion	of	Efficiency	in	
Electric	 Energy	 Consumption’	 (PPEC)	 program.	 PPEC	 aims	 to	 promote	 measures	 to	 improve	 efficiency	 in	
energy	consumption	through	actions	undertaken	by	suppliers,	network	operators	and	promotion	entities,	
and	that	are	targeted	at	a	number	of	market	segments,	(Portuguese	Government,	2013).	Such	measures	are	
divided	in	tangible	and	intangible	measures	and	according	to	the	following	three	market	segments:	industry	
and	agriculture;	trade	and	services;	and	the	residential	sector.	Within	the	tangible	measures	there	appeared	
to	be	a	predominance	of	lighting	measures	(including	public	lighting),	consumption	management	systems,	
or	 for	 electronic	 variable	 speed	 drives,	 (ERSE,	 2010).	 Within	 the	 intangible	 type	 of	 measures	 the	 most	
common	measures	related	to	the	dissemination	and	information	campaigns	targeted	at	a	household	level	
and	at	final	consumers,	but	also	to	energy	audits,	(ERSE,	2010).	
The	 interest	 in	 the	 funding	 available	 has	 been	 growing	 over	 the	 years	 with	 the	 2008	 call	 for	 projects	
receiving	131	projects	that	were	presented	by	21	promoters	and	equalling	a	total	amount	of	approximately	
56	million	euros	of	investment;	and	a	final	set	of	159	projects	presented	by	48	promoters	in	2011-2012	and	
equalling	a	total	amount	of	approximately	57.1	million	euros	in	funding,	(ERSE,	2007;	ERSE,	2009;	ERSE,	
2012).	From	this	initial	set,	a	selection	process	had	to	take	place	and	for	instance,	in	2011,	57	measures	
were	 approved	 and	 received	 funding	 within	 the	 national	 context.	 Among	 those,	 17	 projects	 were	
implemented,	 in	 the	 market	 segment	 ‘Domestic	 Energy’	 on	 three	 different	 settings:	 lighting	 (5),	
consumption	 management	 (9),	 and	 dissemination	 (3),	 (ERSE,	 n.d.).	 Two	 practical	 examples	 of	 such	
measures	are	described	in	the	following:	
a) ‘Save	 Electric	 Energy’:	 in	 2008	 the	 Portuguese	 Association	 for	 Consumer	 Protection	 (DECO)	
promoted	a	national	campaign	in	order	to	provide	information	on	the	meaning	of	saving	electric
1. Introduction	
	
13	
energy,	in	three	different	main	areas:	home,	work,	and	school.	For	this	purpose,	teams	made	up	of	
young	 graduates	 were	 formed	 –	 named	 “carbon	 brigades”,	 who	 acted	 throughout	 the	 country	
raising	awareness	by	awarding	promotional	material	(ERSE,	2008);	
	
b) ‘Guide	for	Energy	Efficiency’:	launched	in	2012	by	the	Portuguese	government,	directly	supported	by	
the	Portuguese	Agency	for	the	Energy	(ADENE).	This	guide	provided	practical	recommendations	and	
awareness-raising	 information	 regarding	 how	 to	 better	 use	 electric	 devices	 on	 a	 rational	 and	
sustainable	way,	in	diverse	contexts	such	as	while	using	household	appliances,	but	also	as	a	guide	to	
support	the	introduction	of	the	new	European	Union	Energy	Label	(ADENE,	2013).	
Apart	from	few	exceptions	most	of	the	intangible	projects	do	not	report	on	the	amount	of	energy	that	
could	be	saved	as	a	result	of	the	project	and	as	such	there	is	no	indicator	of	the	success	and	efficacy	of	the	
intervention.	
In	addition	to	those	programmes	and	measures,	the	Portuguese	government,	in	collaboration	with	ADENE,	
implemented	two	practical	support	financing	instruments:	the	Energy	Efficiency	Fund	(FEE)	and	the	Support	
Fund	for	Innovation	(FAI).	The	FEE	is	a	financial	instrument	that	aims	to	fund	programmes	and	measures	
under	 the	 NEEAP,	 to	 encourage	 energy	 efficiency	 for	 both	 enterprises	 and	 citizens,	 to	 support	 energy	
efficiency	projects,	and	to	promote	behavioural	change	in	this	domain,	through	cross-oriented	actions	of	
energy	 efficiency	 in	 the	 areas	 of	 behaviour,	 taxation	 and	 incentives,	 and	 funding,	 (FEE,	 n.d.).	 The	 FAI	
supports	 innovation	 and	 technological	 development	 projects,	 technology	 demonstration	 projects	 in	 the	
areas	of	renewable	energy	and	energy	efficiency,	investment	projects	in	energy	efficiency,	and	partnership	
building	support	services	between	Portuguese	companies	and	the	scientific	and	technological	system,	(FAI,	
n.d.).	With	this	Portugal	is	determined	to	achieve	the	national	energy	efficiency	general	target	for	2020	that	
aims	 to	 reduce	 primary	 energy	 use	 by	 25%,	 along	 with	 a	 specific	 target	 for	 Public	 Administration	 of	
achieving	a	reduction	of	30%	(European	Commission,	n.d.).	Portugal	also	aims	to	reduce	the	nation’s	energy	
dependence	and	safeguard	security	of	supplies,	by	promoting	a	balanced	energy	mix,	including	the	use	of	
energy	from	endogenous	renewable	sources	(Portuguese	Government,	2013).	
The	 energyprofiler	 study	 that	 supported	 parts	 of	 the	 empirical	 study	 presented	 in	 this	 thesis	 has	 been	
carried	 out	 within	 exactly	 this	 wider	 context.	 The	 energyprofiler	 study	 was	 a	 collaborative	 Portuguese
1. Introduction	
	
14	
national	funded	research	project	coordinated	by	the	author	of	this	research	on	behalf	of	Energaia,	a	local	
energy	agency	in	Vila	Nova	de	Gaia,	Portugal,	together	with	two	additional	project	partners,	Factor	Social	
and	Terrasystemics.	The	study	was	one	of	the	intangible	PPEC	measures	selected	in	the	2009	application	
round	and	aimed	at	defining	and	characterizing	the	Portuguese	population	in	segments/profiles	based	on	
the	 collected	 data	 regarding	 individual	 perceptions,	 attitudes,	 competence	 and	 patterns	 of	 energy	
consumption	 in	 the	 residential	 sector	 (Energaia,	 2008).	 These	 segments/profiles	 could	 later	 be	 used	 to	
support	the	development	of	more	specific	and	targeted	policies	and	interventions	in	order	to	improve	their	
efficacy	towards	reducing	energy	use	at	home.	The	motivation	for	the	project	was	an	identified	gap	in	the	
knowledge	 regarding	 national	 energy	 use	 patterns	 in	 the	 residential	 sector	 in	 Portugal,	 and	 the	 energy	
saving	 potential	 that	 could	 be	 derived	 from	 such	 consumption	 patterns	 (Energyprofiler,	 2011).	 The	
energyprofiler	 study	 thus	 attempted	 to	 explain	 what	 influences	 energy	 use	 at	 home	 and	 how	 could	 the	
population	be	segmented,	highlighting	the	major	differences	in	between	segments,	(Energyprofiler,	2011).		
Chapter	9	will	provide	further	information	on	how	the	findings	of	the	research	presented	in	this	thesis	do	
relate	to	the	national	context	as	has	been	described	within	this	section.
2. Energy	use	and	sustainability	
	
15	
2 	Energy	use	and	sustainability		
This	first,	of	three,	literature	review	chapters	provides	a	brief	introduction	to	the	subject	of	sustainability	
and	energy	use	in	the	home.	It	explores	the	literature	on	sustainability	aspects	and	the	characteristics	and	
determinants	 of	 domestic	 energy	 use	 and	 how	 lifestyles	 shape	 energy	 use,	 or	 negatively	 impact	 the	
sustainable	 use	 of	 it.	 Energy	 is	 essential	 for	 us	 to	 live	 the	 way	 we	 know.	 Even	 though	 improvements	in	
efficiency	 could	 have	 allowed	 OECD
1
	 countries	 to	 decouple	 GDP	 growth	 from	 growth	 in	 primary	 energy	
consumption,	(Geller	et	al.,	2006),	this	has	not	happened	and	energy	consumption	is	thus	still	closely	linked	
to	GDP	growth,	(Sorrell,	2007).	This	section	will	provide	an	overview	on	energy	consumption,	the	variables	
that	 are	 influencing	 energy	 consumption	 and	 opportunities	 for	 greater	 efficiencies	 within	 European	
households	in	general,	and	Portugal	in	particular.	
Chapter	3	further	explores	what	could	explain	energy	use	at	home,	with	a	particular	focus	on	motivations	
and	barriers	towards	the	adoption	of	more	energy	efficient	behaviours.	The	final	literature	review,	chapter	
4,	explores	how	the	adoption	of	more	energy	efficient	behaviours	could	be	potentially	encouraged.	
2.1 	Domestic	energy	use	
The	amount	of	energy	consumed	by	individuals	within	their	homes	accounts	for	a	significant	share	of	total	
energy	 consumption
2
	 and	 CO2	 emissions,	 (BPIE,	 2011;	 Deutsch,	 2010;	 Gardner	 &	 Stern,	 2002).	 In	 2009,	
European	households	were	responsible	for	68	percent	of	the	total	final	energy	use	in	buildings	and	25.4	
percent	 of	 total	 final	 energy	 was	 consumed	 by	 the	 residential	 sector	 in	 Europe	 in	 2008,	 (EEA,	 2011;	
Eurostat,	 2011).	 Furthermore,	 in	 2008	 the	 residential	 sector	 accounted	 for	 27	 percent	 of	 the	 end-use	
greenhouse	 gas	 emissions	 from	 energy	 use	 in	 the	 EU-27	 and	 in	 the	 case	 of	 Portugal,	 16	 percent,	 (EEA,	
2011).	 In	 residential	 buildings	 most	 of	 the	 energy	 used	 is	 required	 for	 domestic	 hot	 water	 and	 space	
heating,	ventilation,	lighting	and	cooling,	with	home	appliances	accounting	for	approximately	one-third	of	
electricity	used,	(European	Commission,	2010).	Space	heating	is	still	the	most	energy	intensive	end-use	in	
																																																																				
1
	OECD	=	Organisation	for	Economic	Co-operation	and	Development	
2	
Total	energy	consumption	and	final	energy	consumption	as	defined	in,	(European	Environment	Agency	[EEA],	2004,	2011;	Official	
Statistics	of	Finland	[OSF],	2013).
2. Energy	use	and	sustainability	
	
16	
EU	homes	and	accounts	for	around	70	percent	of	the	total	final	energy	use,	though	it	has	been	decreasing	
in	comparison	to	other	sources	in	recent	times,	(Backhaus	et	al.,	2012;	BPIE,	2011).	Energy	consumption	for	
water	 heating,	 for	 example,	 remained	 unchanged,	 whereas	 consumption	 for	 electrical	 appliances	 and	
lighting	increased,	(Backhaus	et	al.,	2012;	BPIE,	2011).	Overall,	energy	consumption	in	the	household	sector	
continued	 to	 rise	 annually,	 though	 with	 a	 slower	 growth	 rate	 during	 the	 last	 few	 years,	 (European	
Environment	Agency	[EEA],	2008;	Odyssee	&	MURE,	2011),	which	suggests	that	households	have	become,	
on	average,	more	energy	efficient,	either	deliberately	or	due	to	the	economic	downturn.	
From	a	geographical	perspective	a	difference	appears	to	exist	between	northern	and	southern	European	
countries,	with	heating	needs	in	southern	countries,	such	as	Portugal,	being	lower	due	to	milder	winters,	
(Healy,	2004;	WHO,	2012).	Southern	countries	however	have	a	high	‘relative’	energy	consumption	rate	for	
two	 identified	 reasons:	 firstly	 the	 lack	 of	 sufficient	 thermal	 envelope	 insulation
3
	 in	 southern	 European	
building	stock,	and	secondly	the	fact	that	cooling	becomes	an	important	contributor	to	overall	consumption	
where	homes	are,	in	many	cases,	equipped	with	air	conditioning	systems,	(BPIE,	2011).		
For	 Portugal	 the	 residential	 sector	 similarly	 shows	 rising	 energy	 demands,	 which	 increased	 from	 2.510	
kWh/household	in	2008,	to	2.630	kWh/household	in	2009	and	to	2.671	kW	in	2010,	(DGEG,	2010).	A	more	
in-depth	analysis	of	the	latest	data,	(INE,	2011;	INE	I.P./DGEG,	2011)
4
,	on	household	energy	consumption	in	
Portugal	and	as	depicted	within	Figure	2-1,	shows	that	electricity	emerged	as	the	main	source	of	energy	
consumed	 in	 households,	 excluding	 fuels	 used	 in	 vehicles,	 representing	 42.6	 percent	 of	 total	 energy	
consumption.	 Electricity	 was	 mainly	 consumed	 in	 kitchen	 and	 electrical	 appliances,	 amounting	 to	 41	
percent	and	33	percent	of	the	overall	electricity	consumption	respectively.		
																																																																				
3
	Insulation	of	roof,	exterior	walls	and	floor.	
4
	Data	report	over	the	reference	period	from	October	2009	to	September	2010	unless	otherwise	stated.
2. Energy	use	and	sustainability	
	
17	
	
Figure	2-1:	Distribution	of	energy	consumption	in	households	by	source	type	in	2010,	(INE,	2011;	INE	I.P./DGEG,	
2011).	
Electricity	consumption	has	seen	the	highest	increase	from	15.8	percent	in	1989,	to	27.5	percent	in	1996	
and	now	towards	42.6	percent,	with	electricity	now	being	present	in	99.9	percent	of	the	households.	At	a	
European	level,	(European	Commission,	2010),	there	has	been	an	increase	in	the	overall	available	income	
and	therefore	thermal	comfort,	as	well	as	a	growing	number	of	electrical	appliances	within	households	that	
will	 have	 contributed	 to	 an	 overall	 increase	 in	 energy	 consumption,	 (DGGE/IP-3E,	 2004;	 INE,	 2011;	 INE	
I.P./DGEG,	2011).	Firewood	is	used	in	40	percent	of	households	and	emerged	as	the	second	main	source	of	
energy	consumed	in	Portuguese	households,	with	a	weight	of	24.2	percent	in	the	total	energy	consumed	by	
the	domestic	sector.	This	energy	source	has	been	losing	importance	in	the	past	few	years,	decreasing	from	
60.3	percent	in	1989,	to	41.9	percent	in	1996	and	is	mainly	used	for	house	heating	and	in	the	kitchen,	(INE,	
2011;	 INE	 I.P./DGEG,	 2011).	 This	 predominance	 of	 firewood	 and	 electricity	 as	 the	 main	 energy	 sources	
might	be	related	to	the	recent	introduction	and	consolidation	of	the	gas	network.	Further	to	this,	almost	85	
percent	of	the	energy	within	households	is	being	used	in	three	main	categories	as	mapped	in	Figure	2-2:	
kitchen,	 (39	 percent),	 water	 heating,	 (23.5	 percent)	 and	 house	 heating,	 (21.5	 percent)
5
,	 (INE,	 2011;	 INE	
I.P./DGEG,	2011).	House	heating	thus	has	a	lower	share	of	total	energy	consumption	compared	to	European	
values	that	shows	70	percent	on	an	average,	(Backhaus	et	al.,	2012;	BPIE,	2011).	
																																																																				
5
	Within	the	kitchen,	energy	would	be	spent	on	preparing	food	and	refrigeration,	but	also	on	activities	such	as	laundry	or	dishwashing,	
with	a	predominance	of	energy	intensive	home	appliances.	Water	heating	is	mainly	for	showering	and	accounts	for	almost	¼	of	the	
energy	being	consumed	at	the	household,	(INE	I.P./DGEG,	2011).	
42,6%
24,2%
13,6%
3,0%
9,0%
2,4%
4,3%
0,7% 0,2%
Distribution	of	energy	by	source	type
Electricity
Firewood
LPG	botlles	(butane)
LPG	botlles	(propane)
Natural	Gas
Piped	LPG
Heating	oil
Solar	thermal
Coal
2. Energy	use	and	sustainability	
	
18	
	
Figure	2-2:	Distribution	of	energy	consumption	in	households	by	use	type	in	2010,	(INE	I.P./DGEG,	2011).	
Average	 energy	 usage	 per	 Portuguese	 household	 is	 increasing	 and	 is	 perhaps	 a	 result	 of	 an	 increase	 in	
average	income,	which	is	known	to	influence	the	amount	of	perceived	individual	needs,	(WWF,	2012).	As	
can	 be	 seen	 from	 the	 data	 presented	 in	 this	 section,	 households	 hold	 a	 significant	 potential	 for	 cost	
effective	 savings	 that	 could	 be	 realized	 through	 structural	 and	 policy	 measures.	 Improving	 building	
requirements	or	retrofitting	opportunities	thus	hold	a	great	potential	for	reducing	energy	consumption.	
2.1.1 	Invisibility	of	energy	use	
One	distinct	characteristic	of	energy	consumption	and	in	comparison	to	the	consumption	of	physical	goods,	
is	its	“Invisibility”,	(Darby,	2006),	or	“Doubly	invisibility”,	(Burgess	&	Nye,	2008).	Energy	is	not	used	directly	
at	 home,	 but	 is	 rather	 mediated	 by	 the	 appliances	 people	 have	 and	 practices	 people	 do	 at	 home.	 For	
example,	people	do	not	simply	consume	gas	or	electricity,	but	rather	the	services	these	energy	sources	
provide,	such	as	cooking,	lighting,	or	washing,	(Martiskainen,	2007).	As	such,	energy	might	be	an	abstract	
concept	 and	 it	 might	 be	 difficult	 to	 account	 for	 its	 use,	 or,	 environmental	 impact.	 This	 distinctive	
characteristic	might	therefore	pose	an	additional	barrier	towards	promoting	more	energy	efficient	lifestyles	
and	poses	the	question	as	to	whether	improving	energy	visibility	could	be	a	way	to	reduce	energy	use.	
Research	suggests	this	might	be	the	case,	or	at	least	partially	so.	For	the	case	of	using	information	and	
feedback	provisioning,	as	a	means	to	make	energy	use	visible,	studies	found	that	this	had	resulted	in	less	
energy	use	at	home,	though	it	appeared	to	be	not	enough	to	promote	long-term	change,	nor	were	the	
realized	 savings	 seen	 as	 being	 significant	 with	 regards	 to	 achieving	 sustainable	 energy	 use	 levels,	
(Abrahamse	et	al.,	2005;	Geller,	2002;	Martiskainen,	2007;	Staats,	Wit,	&	Midden,	1996).	As	shown	from	the	
21,5%
0,5%
23,5%
39,1%
10,9%
4,5%
Distribution	of	energy	by	use	type
House	heating
House	cooling
Water	heating
Kitchen
Small	domestic	appliances,	entertainment	
and	computer	equipment
Lighting
2. Energy	use	and	sustainability	
	
19	
literature,	energy	can	become	visible	at	certain	circumstances,	for	instance,	through	energy	bills,	(Brandon	
&	Lewis,	1999;	Darby,	2006),	through	the	services	and	amenities	that	energy	provides,	(Goldblatt,	2005;	
Martiskainen,	2007),	or	when	purchasing	a	new	home	appliance,	(Gardner	&	Stern,	2002,	2008;	Jackson,	
2005).	This	poses	the	question	as	to	whether	energy	becoming	more	visible	could	be	a	way	to	encourage	
the	adoption	of	more	energy	efficient	behaviours.	
2.1.2 	Energy	use	and	energy	saving	at	home	
It	is	a	truism	that	buildings	do	not	use	energy,	but	people	do,	even	though	people	do	not	actually	explicitly	
want	to	use	energy;	it	is	services	like	light	and	comfort	they	really	seek,	(Janda,	2011).	Currently	the	focus	
on	 intervention	 requires	 not	 only	 the	 use	 of	 less	 energy,	 (‘negawatts’),	 but	 also	 more	 efficient	 use.	 An	
example	of	the	former	could	be	to	switch	lights	off	when	leaving	a	room	and	the	latter	could	be	to	change	
to	more	energy	efficient	light	bulbs	in	order	to	provide	lighting	in	a	more	efficient	way.	
Energy	saving	behaviours	can	be	distinguished	between	efficiency	and	curtailment	behaviours.	Efficiency	
behaviours	are	infrequent,	one-off	type	of	behaviours,	which	often	entail	an	investment,	such	as	loft	or	
cavity	 wall	 insulation,	 or	 buying	 an	 energy	 efficient	 air	 conditioner,	 (Abrahamse	 et	 al.,	 2005;	 Gardner	 &	
Stern,	2002;	Kempton	et	al.,	1992).	Curtailment	behaviours	in	contrary	are	those	that	must	be	performed	
frequently,	involving	repetitive	efforts	to	reduce	energy	and	involve	more	operational	day	to	day	habits	and	
routines,	such	as	lowering	the	thermostat	and	turning	lights	and	appliances	off,	(Abrahamse	et	al.,	2005;	
Gardner	 &	 Stern,	 2002;	 Kempton	 et	 al.,	 1992).	 Each	 of	 these	 two	 groups	 requires	 different	 levels	 of	
investment	in	time,	money	or	individual	effort	and	commitment	to	perform.	For	example,	to	insulate	one’s	
loft	requires	the	time	to	look	for	an	adequate	supplier,	to	hire	someone	to	perform	the	work	and	demands	
a	certain	amount	of	investment;	but	it	would	be	a	one-off	action.	On	the	other	hand,	to	maintain	a	lower	
thermostat	 setting,	 (even	 if	 one	 has	 a	 properly	 insulated	 loft),	 requires	 a	 certain	 level	 of	 knowledge,	
willingness	and	commitment	not	to	increase	room	temperature	on	a	day-to-day	basis;	this	is	not	a	one-off	
action,	but	a	frequently	performed	one,	a	so-called	routine	behaviour.	
Less	unanimous	agreement,	than	on	the	grouping	of	these	two	behaviours,	can	be	found	in	the	impact	they	
can	 have	 in	 terms	 of	 energy	 saving	 and	 conservation,	 and	 there	 is	 some	 disagreement	 as	 to	 whether	
curtailment	 or	 efficiency	 behaviours	 are	 more	 effective	 in	 reducing	 energy	 use	 at	 home,	 (Martiskainen,
2. Energy	use	and	sustainability	
	
20	
2007).	Some	studies	suggest	that	curtailment	behaviours	could	initiate	sustainable,	long-term	behavioural	
changes,	 (Geller,	 2002),	 while	 others	 suggest	 that	 efficiency	 behaviours	 are	 generally	 more	 effective	 in	
obtaining	 actual	 energy	 savings,	 (Abrahamse	 et	 al.,	 2005;	 Gardner	 &	 Stern,	 2008).	 In	 addition	 to	 this,	
curtailment	 behaviours	 might	 be	 perceived,	 by	 individuals,	 as	 negligible	 behaviours	 when	 it	 comes	 to	
energy	savings,	as	individually	they	would	generate	only	small	savings	and	therefore,	in	order	to	produce	an	
impact	would	require	adoption	by	many	people,	(Winter	&	Koger,	2004,)	and/or	the	adoption	of	a	number	
of	behaviours	by	each	individual.	
2.2 	Determinants	of	energy	use	at	home	
The	 way	 people	 use	 energy	 in	 the	 home	 is	 the	 result	 of	 a	 mixture	 of	 socio-economical-techno-cultural	
factors	that	frames	needs,	opportunities,	belief	systems	and	abilities,	as	illustrated	in	Figure	2-3.	
	
Figure	2-3:	Main	factors	influencing	consumer	behaviour	and	emergence	of	consumption	practices,	(EEA,	2013).	
Energy	use	at	home	is	often	explained	as	based	on	a	set	of	enabling	variables	and	existing	conditions.	For	
instance,	 the	 European	 Environment	 Agency,	 (EEA,	 2013),	 suggested	 a	 number	 of	 factors	 influencing	
consumer	behaviours	and	emerging	practices	that	could	support	the	understanding	of	energy	use	at	home,	
as	well	as	the	adoption	of	more	energy	efficient	behaviours.	This	section	will	discuss	determinants	that	had	
been	 identified	 from	 the	 literature	 as	 influencing	 energy	 use	 at	 home,	 namely,	 social	 and	 cultural	
influences,	comfort,	convenience	and	needs,	norms;	technological	developments;	as	well	as	economic	and	
demographic	 trends,	 (Abrahamse	 et	 al.,	 2005;	 BPIE,	 2011;	 DGGE/IP-3E,	 2004;	 Goldblatt,	 2005;	 INE	
I.P./DGEG,	2011;	Lomas,	2010;	Spaargaren	&	van	Vliet,	2000;	Wilhite	&	Lutzenhiser,	1999)	and	that	can	be	
of	 an	 internal,	 external,	 social,	 or	 structural	 nature,	 (Abrahamse	 et	 al.,	 2005;	 Gardner	 &	 Stern,	 2002;
2. Energy	use	and	sustainability	
	
21	
Kempton,	Reynolds,	Fels,	&	Hull,	1992;	Martiskainen,	2007;	Nye	et	al.,	2010;	Prendergrast	et	al.,	2008).	The	
work	of	Jackson	(2005)	shows	for	example	that	internal	determinants	might	consist	of	attitudes,	beliefs	and	
norms,	while	external	determinants	could	constitute	regulations.	Abrahamse	et	al.	(2005)	in	contrast	shows	
that	determinants	might	include	wider	societal,	as	well	as	personal	factors,	while	the	work	of	Dholakia	and	
Dholakia	(1983)	shows	that	determinants	could	result	from	a	series	of	nested	and	interlocking	choices,	in	
which	 macro-choices	 delimit	 and	 define	 the	 scope	 of	 micro-choices	 and	 where	 household	 energy	 use	 is	
seen	to	be	as	not	only	the	result	of	a	choice	among	behavioural	alternatives	but	where	the	production	of	
such	alternatives	is	also	viewed	as	the	result	of	a	social	choice	process.	Thus	there	appears	to	be	a	diversity	
of	macro-	and	micro-	factors.	Macro-level	factors	such	as	technological	development,	economic	growth,	
demographic	factors,	institutional	factors	and	cultural	development	appear	to	influence	behaviour	at	the	
broader	 level,	 while	 micro-level	 factors	 such	 as	 motivation,	 opportunity	 and	 ability	 appear	 to	 shape	
behaviour	at	the	individual	level,	(Darnton,	2008;	Jackson,	2005;	Nye	et	al.,	2010;	Prendergrast	et	al.,	2008;	
Stern,	2000).	Thus	energy	use	is	determined	by	multiple	conscious	and	unconscious	processes,	driven	by	
internal	psychological	variables,	such	as	norms,	beliefs	or	values,	as	well	as	external	variables,	(e.g.	social,	
economic	physical),	drivers	and	constraints,	personal	capabilities,	or	habits	and	routines,	(Jackson,	2005;	
Nye	 et	 al.,	 2010;	 Stern,	 2000).	 As	 such	 energy	 consumption	 is	 not	 a	 behaviour	 in	 itself,	 but	 rather	 a	
consequence	 of	 particular	 behaviours,	 (Becker,	 Seligman,	 Fazio,	 &	 Darley,	 1981).	 Consequently	 to	
understand	 and	 influence	 behaviours	 on	 energy	 use	 would	 require,	 firstly,	 an	 understanding	 of	 the	
determinants	of	energy	use	behaviours.	
2.2.1 	Social	and	cultural	influences		
Social	and	cultural	factors,	such	as	thermal	comfort,	cleanliness	and	convenience	in	the	home,	or	ambient	
lighting	that	impact	the	amount	of	energy	used	at	home	are	influenced	both	by	individual	preferences	and	
common	social	understandings,	(Giddens,	1984;	Lewis,	1969).	As	an	example,	for	Portugal	the	penetration	
rate	 of	 refrigerators,	 washing	 machines	 and	 televisions	 at	 home	 has	 increased	 to	 close	 to	 100	 percent,	
suggesting	that	owning	these	appliances	is	now	considered	to	be	a	standard,	(INE,	2012).	This	introduction	
of	home	appliances	brings	along	social	practices	that	evolve	over	time	and	develop	into	social	norms	that	
establish	standards	that	can	lock	individuals	into	what	is	considered	to	be	a	‘normal’	practice.	This	can	lead	
to	individuals	finding	it	hard	to	change	their	domestic	routines	and	behaviours,	or	to	change	them	in	a	way
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal
The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal

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The role of behaviour in the transition to more energy efficient use at home – Lessons from Portugal

  • 2. I Abstract This study investigated domestic energy use behaviours in Portugal and ways of reducing energy use. This is important because current energy use in the developed world is considered to be unsustainable. Intervention strategies could play an important role to reduce energy use. While some previous research has demonstrated that certain intervention strategies did, or did not, produce changes in behaviour, they mostly could not sufficiently explain the underlying and impacting determinants, or how change came about and led to the desired adoption, whether short or long-term, of more energy efficient behaviours. This study therefore aims to explore how the adoption of more energy efficient behaviours at home could be encouraged. With this the research has the objective to better understand the different determinants of energy use at home, the underlying motivations, barriers and potential intervention strategies. To achieve this the study uses an exploratory and iterative multi-method approach consisting of survey questionnaires, followed by qualitative research through focus groups targeted at energy users at home, and also individual in-depth interviews with energy conservation intervention practitioners. The findings of this research show that if the rate of adoption of more energy efficient behaviours is to increase, then interventions that are focusing on providing information or financial incentives, are unlikely to work for a large proportion of energy users. Instead, the adoption of more energy efficient behaviours at home is seen to depend on the ability of intervention strategies to challenge existing norms, thus creating new understandings, expectations and utilization of energy services that could manifest in the adoption of more energy efficient behaviours. With this findings also suggest that community-based initiatives might be an adequate means to challenge social norms and to bring about change.
  • 3. II Declaration This is to certify that: The thesis comprises only my original work towards the PhD except where indicated, due acknowledgements have been made in the text to all other material used, the thesis is less than 100,000 words in length, inclusive of all footnotes, bibliographies and appendices. _____________ Ana Faria December 2014
  • 4. III Acknowledgments First and foremost I would like to thank my partner in life Andreas for challenging me at first and supporting me afterwards from the very beginning of my journey until today. I would like to extend my gratitude to my parents who on their singular way have always supported me throughout these years. My PhD journey started out of a passion for the area I work in and the vast number of on-going open questions to explore. Having said that, I would like to thank the Open University and Professor Joaquim Borges Gouveia, President of the board of Energaia, for the opportunity provided by granting me the right and flexibility to carry out my PhD work within a joint enterprise / academic partnership. I would like to extend my acknowledgement to my current and former work colleagues, in particular to the 2 Js (João and José) for their support, and for all the fruitful talks and companionships. With regards to the actual body of this work I’d like to express my gratitude to the Entidade Reguladora do Sector Energético (ERSE) for selecting the Energyprofiler project for funding, which supported my research at its initial stage. It was within the scope of this project that I had the pleasure to work together with a highly skilled and motivated team and to learn how to become a researcher through practice. This collaboration brought up a number of opportunities that would have been difficult to realize otherwise. The Energyprofiler project provided me with the opportunity to explore the topic on a larger, national scale that otherwise would have been difficult to achieve. The project also allowed me to work together with Dalila Antunes and Rui Gaspar, who were that patient to walk me through the initial SPSS steps and with time became long-term colleagues. I’d also like to express my gratitude to those FG participants and individual interviewees, who I shall not name, but who worked with me together on my research and dedicated parts of their time to answer my questions and allowed me to proceed with my research. A special thank you to André, who took part of this research, and with whom unfortunately I will not be able to share this work. Last, but not least, I would like to thank Dr Christian Atkins, Dr Nii Amoo and Dr Kieran Mervyn who have worked as external reviewers and proof readers. Finally I would like to thank my supervisors, Dr Christine Thomas, Dr Emma Dewberry and initially also Professor Marylyn Carrigan who supported me in the initial phase, as well as the wider MCT team for the support and guidance provided to me.
  • 5. IV Table of contents ABSTRACT .................................................................................................................................................. I DECLARATION ........................................................................................................................................... II ACKNOWLEDGMENTS .............................................................................................................................. III TABLE OF CONTENTS ................................................................................................................................ IV LIST OF FIGURES ........................................................................................................................................ X LIST OF TABLES ........................................................................................................................................ XII LIST OF TERMINOLOGY AND ABBREVIATIONS ......................................................................................... XIII 1 INTRODUCTION .................................................................................................................................. 1 1.1 ENERGY USE AND SUSTAINABILITY ................................................................................................................. 1 1.2 MOTIVATIONS AND BARRIERS TO ENERGY USE ................................................................................................. 3 1.3 ENERGY USE AND BEHAVIOUR CHANGE .......................................................................................................... 5 1.4 AIM OF THE RESEARCH ............................................................................................................................... 6 1.5 RESEARCH QUESTIONS ............................................................................................................................... 7 1.6 RESEARCH PROCESS AND INFORMATION FLOW ................................................................................................ 8 1.6.1 Research process ........................................................................................................................... 8 1.6.2 Information flow ............................................................................................................................ 9 1.7 THE RESEARCH WITHIN THE PORTUGUESE CONTEXT ........................................................................................ 11 2 ENERGY USE AND SUSTAINABILITY ................................................................................................... 15 2.1 DOMESTIC ENERGY USE ............................................................................................................................ 15 2.1.1 Invisibility of energy use .............................................................................................................. 18 2.1.2 Energy use and energy saving at home ....................................................................................... 19 2.2 DETERMINANTS OF ENERGY USE AT HOME .................................................................................................... 20 2.2.1 Social and cultural influences ...................................................................................................... 21 2.2.2 Comfort, convenience and needs ................................................................................................. 23 2.2.3 Norms and energy efficiency ....................................................................................................... 23 2.2.4 Economic influences .................................................................................................................... 25
  • 6. V 2.2.5 Income levels and energy poverty ............................................................................................... 26 2.2.6 Demographic trends .................................................................................................................... 27 2.2.7 The role of infrastructure and technological factors in influencing energy use at home ............ 28 2.2.8 The rebound effect and its influence on determining energy use at home ................................. 29 2.3 CONCLUDING REMARKS ............................................................................................................................ 31 3 ENERGY USE BEHAVIOURS: MOTIVATIONS AND BARRIERS ............................................................... 33 3.1 MOTIVATIONS FOR SAVING ENERGY AT HOME ............................................................................................... 33 3.2 PRO-ENVIRONMENTAL CONCERN: A MOTIVATIONAL VARIABLE OR BARRIER TO BEHAVIOUR? ................................... 33 3.3 BARRIERS TO ADOPTING MORE ENERGY EFFICIENT BEHAVIOURS ........................................................................ 37 3.3.1 Monetary focus as a barrier ........................................................................................................ 37 3.3.2 External/macro barriers: policy based, structural and economic barriers ................................... 37 3.3.3 Knowledge based barriers ........................................................................................................... 39 3.3.4 Cultural – normative and social barriers ..................................................................................... 40 3.4 INDIVIDUAL PSYCHOLOGICAL BARRIERS ........................................................................................................ 40 3.4.1 Habits as a barrier ....................................................................................................................... 41 3.4.2 Comfort as a psychological barrier .............................................................................................. 41 3.4.3 Individual beliefs and self-efficacy as a barrier ............................................................................ 42 3.4.4 Resistance and unwillingness to change as a barrier .................................................................. 44 3.5 CONCLUDING REMARKS ............................................................................................................................ 45 4 ENERGY USE AND INTERVENTION STRATEGIES ................................................................................. 48 4.1 ENERGY USE, INTERVENTIONS AND SUPPORTIVE FRAMEWORKS ......................................................................... 49 4.1.1 Potential intervention layers ....................................................................................................... 53 4.2 BEHAVIOURAL CHANGE, COMMUNICATION AND PERSUASION ........................................................................... 54 4.2.1 Persuasion and communication .................................................................................................. 57 4.2.2 Mental models and communication ............................................................................................ 58 4.2.3 Behavioural change, and relevant and supportive communication ............................................ 59 4.3 STRUCTURAL INTERVENTIONS .................................................................................................................... 59 4.3.1 Financial-economic interventions ................................................................................................ 60 4.3.2 Physical/technical interventions .................................................................................................. 60
  • 7. VI 4.3.3 Legal regulation ........................................................................................................................... 60 4.4 PSYCHOLOGICAL INTERVENTIONS ................................................................................................................ 61 4.4.1 Information provision .................................................................................................................. 62 4.4.2 Commitment and goal setting ..................................................................................................... 65 4.4.3 Behavioural intervention through design .................................................................................... 66 4.4.4 Rewards and punishments .......................................................................................................... 67 4.4.5 Learning theories and modelling ................................................................................................. 69 4.4.6 Social learning community based approaches ............................................................................ 70 4.5 COMBINED STRUCTURAL/PSYCHOLOGICAL INTERVENTIONS ............................................................................. 71 4.5.1 Prompting strategies ................................................................................................................... 71 4.5.2 Feedback provision ...................................................................................................................... 72 4.5.3 Monitoring systems and metering ............................................................................................... 73 4.5.4 Social marketing .......................................................................................................................... 74 4.6 CONCLUDING REMARKS ............................................................................................................................ 77 5 RESEARCH METHODOLOGY AND DESIGN .......................................................................................... 79 5.1 LITERATURE REVIEW ON AVAILABLE METHODS ............................................................................................... 80 5.1.1 Inductive or deductive ................................................................................................................. 80 5.1.2 Subjective or objective ................................................................................................................. 81 5.1.3 Positivism or constructivism ........................................................................................................ 81 5.1.4 Qualitative or quantitative .......................................................................................................... 82 5.1.5 Available research instruments ................................................................................................... 84 5.1.5.1 Surveys and survey questionnaires ...................................................................................................... 85 5.1.5.2 Thematic analysis .................................................................................................................................. 85 5.1.5.3 Content analysis ................................................................................................................................... 86 5.1.5.4 Comparative analysis ............................................................................................................................ 86 5.1.5.5 In-depth individual interviews .............................................................................................................. 86 5.1.5.6 Telephone interviews ........................................................................................................................... 86 5.1.5.7 Grounded theory .................................................................................................................................. 87 5.1.5.8 Action research ..................................................................................................................................... 88 5.1.5.9 Focus groups ......................................................................................................................................... 88
  • 8. VII 5.1.5.10 Direct participant observation ............................................................................................................ 89 5.2 METHODS USED ...................................................................................................................................... 90 5.3 SURVEY QUESTIONNAIRE ........................................................................................................................... 93 5.3.1 Survey questionnaire and data analysis methodology ................................................................ 94 5.3.2 Question added for the specific purpose of this research work ................................................... 96 5.4 FOCUS GROUPS ....................................................................................................................................... 98 5.4.1 Focus group objectives ................................................................................................................ 99 5.4.2 Focus group composition ........................................................................................................... 101 5.5 IN-DEPTH INDIVIDUAL INTERVIEWS ............................................................................................................ 104 5.5.1 Interview objectives ................................................................................................................... 104 5.5.2 Sampling of interviewees ........................................................................................................... 105 5.6 SUMMARY OF EMPIRICAL STUDY METHODS ................................................................................................. 106 5.7 QUALITATIVE DATA ANALYSIS: FOCUS GROUP AND IN-DEPTH INDIVIDUAL INTERVIEWS ......................................... 107 5.8 RESEARCH ETHICS .................................................................................................................................. 108 5.9 SUMMARY ........................................................................................................................................... 109 6 EXPLORING DOMESTIC ENERGY USE ............................................................................................... 111 6.1 CHARACTERISTICS OF DOMESTIC ENERGY USE .............................................................................................. 111 6.1.1 Invisibility as a distinctive characteristic of energy use ............................................................. 111 6.1.2 The fundamental role of domestic energy use .......................................................................... 116 6.2 DETERMINANTS OF DOMESTIC ENERGY USE ................................................................................................ 116 6.2.1 Relation of behaviour and energy use ....................................................................................... 117 6.2.2 Building characteristics .............................................................................................................. 121 6.2.3 Growing number of home appliances ........................................................................................ 121 6.2.4 Energy efficient home appliances and overall energy prices ..................................................... 122 6.2.5 The evolution of cultural and social norms ................................................................................ 125 6.3 CONCLUDING REMARKS .......................................................................................................................... 127 7 FACTORS INFLUENCING ENERGY USE AT HOME .............................................................................. 135 7.1 MOTIVATIONAL VARIABLES AND ENERGY EFFICIENT BEHAVIOURS .................................................................... 135 7.1.1 The motivation for saving money .............................................................................................. 135
  • 9. VIII 7.1.2 Pro-environmental behaviour and pro-social motivations ........................................................ 137 7.1.3 Needs and expectations and its relation to motivation for saving energy ................................ 144 7.2 BARRIERS FOR ADOPTING MORE ENERGY EFFICIENT BEHAVIOURS ..................................................................... 144 7.2.1 External/macro barriers: policy based, structural and economic barriers ................................. 145 7.2.2 Knowledge based barriers ......................................................................................................... 147 7.2.3 Cultural-normative-social barriers ............................................................................................. 152 7.3 INDIVIDUAL PSYCHOLOGICAL FACTORS AS A BARRIER ..................................................................................... 154 7.3.1 Habits as an obstacle to the adoption of more energy efficient behaviours ............................. 154 7.3.2 Comfort and convenience .......................................................................................................... 157 7.3.3 Efficacy and outcome expectations ........................................................................................... 158 7.3.4 Resistance to and unwillingness to change ............................................................................... 161 7.4 CONCLUDING REMARKS .......................................................................................................................... 163 8 INTERVENTION STRATEGIES AND PERCEIVED EFFECTIVENESS ......................................................... 170 8.1 COMMUNICATION DESIGN AND PERSUASION .............................................................................................. 171 8.2 STRUCTURAL INTERVENTIONS .................................................................................................................. 173 8.2.1 Rewards and punishments ........................................................................................................ 173 8.2.2 Incentives and samples .............................................................................................................. 174 8.2.3 Labelling .................................................................................................................................... 175 8.2.4 Demonstrating and facilitating ................................................................................................. 177 8.2.5 Intervention through design ...................................................................................................... 178 8.3 PSYCHOLOGICAL INTERVENTIONS .............................................................................................................. 179 8.3.1 Targeted face-to-face information ............................................................................................ 179 8.3.2 Information and communication campaigns ............................................................................ 180 8.3.3 Education interventions ............................................................................................................. 183 8.3.4 Community based interventions ................................................................................................ 184 8.4 COMBINED STRUCTURAL/PSYCHOLOGICAL INTERVENTIONS ............................................................................ 185 8.4.1 Information, feedback and monitoring equipment ................................................................... 185 8.4.2 Smart metering and prompting strategies ................................................................................ 187 8.4.3 Information, feedback and energy bills ..................................................................................... 188
  • 10. IX 8.5 CONCLUDING REMARKS .......................................................................................................................... 188 9 CONCLUSION .................................................................................................................................. 196 9.1 SPECIFIC ANSWERS TO THE RESEARCH QUESTIONS ........................................................................................ 196 9.1.1 RQ1: What explains energy use at home? ................................................................................. 196 9.1.2 RQ2: What influences energy use at home? .............................................................................. 197 9.1.3 RQ3: What is the potential role of intervention strategies on energy use at home? ................ 199 9.2 KEY FINDINGS ....................................................................................................................................... 200 9.2.1 Importance to challenge the understanding of normal ............................................................. 201 9.2.2 Invisibility of energy and its implications ................................................................................... 202 9.2.3 Financial motivations to save energy ........................................................................................ 202 9.2.4 Knowledge, competence and self-efficacy ................................................................................. 203 9.2.5 Energy efficient behaviour and outcome efficacy ...................................................................... 203 9.3 LIMITATIONS OF THE RESEARCH ................................................................................................................ 204 9.4 SUGGESTED FUTURE RESEARCH ................................................................................................................ 204 REFERENCES .......................................................................................................................................... 206 APPENDICES .......................................................................................................................................... 226 APPENDIX I: ENERGYPROFILER SURVEY QUESTIONNAIRE .......................................................................................... 226 APPENDIX II: REDUCED VERSION - FG QUESTIONNAIRE BEFORE DISCUSSION ................................................................ 234 APPENDIX III: CONSUMER INTERVIEW ROADMAP ................................................................................................... 235 APPENDIX IV: PRACTITIONER INTERVIEW ROADMAP ............................................................................................... 238 APPENDIX V: LIST OF ANSWERS FOR QUESTION 6 OF EP SURVEY QUESTIONNAIRE REGARDING ENERGY SAVING REPORTED BEHAVIOURS .................................................................................................................................................. 240 APPENDIX VI: – LIST OF ANSWERS FOR QUESTION 15 OF EP SURVEY QUESTIONNAIRE REGARDING ENERGY SAVING REPORTED BEHAVIOURS .................................................................................................................................................. 241 APPENDIX VII: VARIABLES DEFINED DURING ENERGYPROFILER STUDY ......................................................................... 242 APPENDIX VIII: – LIST OF ANSWERS FOR QUESTION Q16 OF EP SURVEY QUESTIONNAIRE (REPORTED BARRIERS AND CONSTRAINTS) ................................................................................................................................................ 243 APPENDIX IX: – LIST OF IDENTIFIED BARRIERS DURING THE FG ................................................................................. 244 APPENDIX X: – SAMPLE DISTRIBUTION WITH REGARD TO REGION, GENDER, AGE GROUPS AND RURAL/URBAN AREA ............ 245
  • 11. X List of Figures FIGURE 1-1: THE THREE MAIN PILLARS OF SUSTAINABLE DEVELOPMENT: ECONOMIC GROWTH, ENVIRONMENTAL PROTECTION AND SOCIAL EQUALITY, (KENNEDY, 2011). ................................................................................................................. 2 FIGURE 1-2: THE RELATION BETWEEN INDIVIDUAL ENERGY RELATED BEHAVIOUR AND BARRIERS TO CHANGE, (BARENERGY, 2011). ................................................................................................................................................................... 4 FIGURE 1-3: SCHEMATIC REPRESENTATION OF RESEARCH DESIGN. .................................................................................... 8 FIGURE 1-4: SCHEMATIC REPRESENTATION OF INFORMATION FLOW. ............................................................................... 10 FIGURE 2-1: DISTRIBUTION OF ENERGY CONSUMPTION IN HOUSEHOLDS BY SOURCE TYPE IN 2010, (INE, 2011; INE I.P./DGEG, 2011). ....................................................................................................................................................... 17 FIGURE 2-2: DISTRIBUTION OF ENERGY CONSUMPTION IN HOUSEHOLDS BY USE TYPE IN 2010, (INE I.P./DGEG, 2011). ........ 18 FIGURE 2-3: MAIN FACTORS INFLUENCING CONSUMER BEHAVIOUR AND EMERGENCE OF CONSUMPTION PRACTICES, (EEA, 2013). ................................................................................................................................................................. 20 FIGURE 2-4: AN ACTOR-STRUCTURE MODEL OF CONSUMPTION, (ADAPTED FROM SPAARGAREN AND VAN VLIET (2000)). ....... 22 FIGURE 3-1: DIAGRAMMATIC REPRESENTATION OF THE CONDITIONAL RELATIONS BETWEEN EFFICACY BELIEFS AND OUTCOME EXPECTANCIES (ADAPTED FROM BANDURA (1977B), P. 350). ............................................................................... 43 FIGURE 4-1: REDUCING CAR USE: FACTORS AFFECTING BEHAVIOURAL CHANGE, (PRENDERGRAST ET AL. 2008, P. 104). ........... 50 FIGURE 4-2: DIAGRAMMATIC REPRESENTATION OF THE 4E’S MODEL, (DEFRA, 2008, P. 53). ............................................ 52 FIGURE 4-3: MINDSPACE’S INFLUENCES ON BEHAVIOUR, (DOLAN, 2010). ...................................................................... 52 FIGURE 4-4: THE RELATION BETWEEN MATERIAL, SOCIAL AND INDIVIDUAL CONTEXTS, ADAPTED FROM SOUTHERTON ET AL. (2011). ...................................................................................................................................................... 53 FIGURE 4-5: THE RELATION BETWEEN ENERGY USE DETERMINANTS, MOTIVATIONS, BARRIERS TO CHANGE AND TYPES OF INTERVENTION, ADAPTED FROM, (BARENERGY, 2011). ........................................................................................ 54 FIGURE 5-1: RESEARCH DESIGN FROM INITIAL FRAMING TO IMPLEMENTATION. ................................................................. 79 FIGURE 7-1: AVERAGE VALUES FOR RISK PERCEPTION OF CLIMATE CHANGE AND ATTITUDE, KNOWLEDGE AND ENVIRONMENTAL BEHAVIOUR [N=1.014, F (2.89 , 2914.70) = 434.73, P = .000, Η 2 =.57], (ENERGYPROFILER, 2011). .................... 139 FIGURE 7-2: VALUES FOR ATTITUDE, KNOWLEDGE AND RESPONSIBILITY TOWARDS ENERGY USE [N=1.014; F (2.89 , 2914.70) = 434.73, P = .000, Η 2 =.57], (ENERGYPROFILER, 2011). ................................................................................... 140 FIGURE 7-3: REPORTED PRO-ENVIRONMENTAL BEHAVIOURS [N=1.014], (ENERGYPROFILER, 2011). ................................. 141 FIGURE 7-4: REASONS FOR NOT SAVING ENERGY AT HOME – RESPONSES FROM FGS ........................................................ 145 FIGURE 7-5: FREQUENCY OF CATEGORY GROUPS OF BARRIERS DURING FGS. ................................................................... 145
  • 13. XII List of Tables TABLE 5-1 – FOCUS GROUP ROADMAP AND TECHNIQUES USED. ................................................................................... 100 TABLE 5-2 – SUMMARY OF RESEARCH ACTIVITIES. ..................................................................................................... 106 TABLE 5-3 – CONTENT ANALYSIS. ........................................................................................................................... 108 TABLE 6-1 – RELATION IN BETWEEN CHAPTER AND RESEARCH QUESTIONS. ..................................................................... 111 TABLE 6 -2 – REPORTED ENERGY EFFICIENT BEHAVIOURS [N=1.014], (ENERGYPROFILER, 2011). ...................................... 119 TABLE 6-3 – SUMMARY OF FINDINGS RELATING TO RQ1 ............................................................................................ 128 TABLE 7-1 – COMPOSITE SCALES [N=1.014, F (2.89 , 2914.70) = 434.73, P = .000, Η2 =.57], (ENERGYPROFILER, 2011).. ....................................................................................................................................................................... 138 TABLE 7-2 – SUMMARY OF FINDINGS RELATING TO RQ2. ........................................................................................... 164 TABLE 8-1 – SUMMARY OF FINDINGS RELATING TO RQ3 ............................................................................................ 193
  • 14. XIII List of Terminology and Abbreviations Attitudes: “relatively enduring predisposition to respond favourably or unfavourably” towards something, (Simons, 1976, p. 80) influencing consumption patterns, recommendation to others, beliefs and intentions”, (Schiffman & Kanuk, 1999, pp. 199-200) Attitude-Behaviour Gap: positive attitudes do not necessarily lead to behaviour, (Kollmuss & Agyeman, 2002), a phenomenon also known within pro-environmental behaviours, since general positive pro- environmental attitudes do not seem to be particular important predictors of environmentally significant behaviour, (Bamberg, 2003; Poortinga, Steg, & Vlek, 2004; Schultz, Oskamp, & Mainieri, 1995; Thøgersen, 2004). Behaviour: the result of multiple conscious and unconscious processes as well as internal (psychological variables such as norms, beliefs or values) and external variables (e.g. social, economic physical), drivers and constraints, personal capabilities, or habits and routines, (Jackson, 2005; Nye, Whitmarsh, & Foxon, 2010; Stern, 2000). Behavioural change intervention: Generic and specific interventions to support a change in behaviour at the individual and population level. In the environmental context it can be understood as a change in the patterns of consumption of resources, (Committee on Climate Change [CCC], 2012). Behaviour-Based Programs: Energy efficiency programs that utilize an understanding of how individuals interact with energy in order to decrease energy demand, (American Council for an Energy-Efficient Economy [ACEEE], n.d.). Beliefs: psychological state in which an individual holds a proposition or premise to be true, (Schwitzgebel, 2010), which in terms of behaviour could be the “salient information, relevant to the behaviour”, (Ajzen, 1991, p. 189). Biocapacity: the area of land and productive oceans actually available to produce renewable resources and absorb CO2 emissions, (World Wide Fund for Nature [WWF], 2012). Biocapacity quantifies nature’s capacity to produce renewable resources, provide land for built-up areas and provide waste absorption services such as carbon uptake. Biocapacity acts as an ecological benchmark against which the Ecological Footprint can be
  • 15. XIV compared. Both the Ecological Footprint and biocapacity are expressed in a common unit called a global hectare, where 1 gha represents a biologically productive hectare with world average productivity. CID: For the purpose of this research CID stands for ‘Consumer Interview’ meaning the 3 interviews that were performed to consumers selected from the focus group that had been performed as part of the empirical study. Collective efficacy: “sense of collective efficacy” does exist where individuals can solve their problems and improve their lives through concerted effort, (Bandura, 1986, p. 449). Comprehensive Home Energy Audits: An assessment of a home’s energy use that includes a visual inspection, diagnostic testing, analysis, and a list of proposed improvements, ending with guidance to complete the work, or actual completion of the work, (ACEEE, n.d.). Concept, conception or construct: abstract object, or a mental representation, e.g. wellbeing, depression, poverty, achievement, family. They are not only the building blocks of theory, but they also form the link between theory and empirical research, (Bergman, 2010). Consumerism: emphasis on or preoccupation with the acquisition of consumer goods, (Oxford University Press, 2013). Consumption: the “human transformation of materials and energy”, (Royal Society of London & U.S. National Academy of Sciences, 1997, p. 684), requiring the “selection, use, disposal, and recycling of goods and services”, (Campbell, 1995, p. 102). Curtailment behaviours: behaviours that must be performed frequently, involving repetitive efforts to reduce energy, and involve more operational day to day habits and routines, such as lowering the thermostat, turning lights and appliances off, (Abrahamse, Steg, Vlek, & Rothengatter, 2005; Gardner & Stern, 2002). Demand-Side Management: The planning, implementation, and monitoring of utility activities designed to encourage consumers to modify patterns of electricity usage, including the timing and level of electricity demand, (U.S. Energy Information Agency [EIA], 2013).
  • 16. XV Descriptive norm: what most people do; the perception individuals hold about what is normal in a given situation, (Cialdini, Kallgren, & Reno, 1991; Cialdini, Reno, & Kallgren, 1990). Dwelling: a self-contained unit of accommodation, (Department for Communities and Local Government [DCLG], 2012). Ecological Footprint: tracks humanity’s demands on the biosphere by comparing humanity’s consumption against the Earth’s regenerative capacity, or biocapacity, by calculating the area required to produce the resources people consume, the area occupied by infrastructure, and the area of forest required for sequestering CO2 not absorbed by the ocean, (Galli et al., 2007; Kitzes et al., 2009; Wackernagel et al., 2002). Efficacy expectations: “the conviction that one can successfully execute the behaviour required to produce outcomes”, (Bandura, 1977a, p. 193). Efficiency behaviours: infrequent type of behaviours, like for example one-off actions, which often entail an investment, such as loft or cavity wall insulation, or buying an energy efficient air conditioner. Commonly also referred to as ‘efficiency behaviours’ or ‘investment behaviours’, (Abrahamse et al., 2005; Gardner & Stern, 2002; Kempton, Boster, & Hartley, 1995). Energy Audit: assessment of a home's energy use. These include a number of different types of surveys, including (in increasing order of cost and complexity): online audits, in-home home energy surveys, diagnostic home energy surveys, and comprehensive home energy audits, (ACEEE, n.d.). Energy Conservation: reduction in the amount of energy consumed in a process or system, or by an organization or society, through economy, elimination of waste, and rational use, (BusinessDictionary, n.d.). Saving energy by doing with less or doing without (e.g., setting thermostats lower in winter and higher in summer; turning off lights; taking shorter showers; turning off air conditioners; etc.), (ACEEE, n.d.). Energy efficiency: ratio of ‘useful’ outputs to energy inputs for a system. The system in question may be an individual energy conversion device (e.g. a boiler), a building, an industrial process, a firm, a sector or an entire economy, (Sorrell, 2007). Percentage of total energy input to a machine or equipment that is consumed in useful work and not wasted as useless heat, (BusinessDictionary, n.d.).
  • 17. XVI Energy efficiency gap: difference between the ‘actual energy efficiency’ and the ‘potential efficiency’, meaning part of the efficiency gain due to technological developments is being ‘taken back’, (Feenstra, Backhaus, & Heiskanen, 2009). Energy Efficiency Measure: particular good or practice that provides an energy efficiency benefit. Upgraded insulation, energy efficient appliances, and adjusting a boiler’s limit control are examples of measures, (ACEEE, n.d.). Energy Efficiency Potential: amount of energy savings possible, (ACEEE, n.d.). Energy Management System: computerized system for fully automatic control of HVAC, lighting, refrigeration, and other commercial building subsystems in order to accurately manage and monitor indoor temperature, comfort, and environmental quality. An EMS often saves energy and money by operating systems only when needed and by allowing time-of-day scheduling and peak load shedding control, (ACEEE, n.d.). Energy services: these are the services that people gain from using energy and include warm rooms, hot water, a well-lit home and refrigerated food, (Environmental Change Institute [ECI], 2005) Energy Performance Certificate (EPC): The certificate provides a rating for residential and commercial buildings, showing their energy efficiency based on the performance of the building itself and its services (such as heating and lighting). EPCs are required whenever a building is built, sold or rented out, (CCC, 2012). Environmentally Significant Behaviour (ESB): a behaviour that does not “threaten human health, welfare, or other things people value”, (Stern, 1997, p. 15) and that is characterized by its “positive impact on the availability of materials or energy from the environment and/or by the extent to which the behaviours positively alter the structure and dynamics of ecosystems or the biosphere”, (Stern, 2000, p. 408). EP: For the purpose of this research EP stands for ‘energyprofiler study’ as had been conducted within the empirical work. FG: For the purpose of this research FG stands for ‘Focus Group’ as they had been conducted within the empirical work.
  • 18. XVII Habits: Even though this work is aware of the different understanding from the fields of psychology and sociology of the habits construct, it is not within the scope of this research to advocate for one or the other understanding. As a result of this, habits, routines and practices might be used interchangeably meaning individuals running on autopilot, (Grist, 2010). Household: one person or a group of people who have the accommodation as their only or main residence and either share at least one meal a day, or share the living room, (DCLG, 2012). Information-Behaviour Gap: disconnection between knowledge hold and behaviour outcome, (Jackson, 2005; Schultz, 2002; Southerton, McMeekin, & Evans, 2011; Stern, 1999). Injunctive social norm: what ought to be done; explicitly reflect the moral rules and guidelines of the social group, (Cialdini et al., 1990, 1991). Lifestyles: the way people live their life, fulfil their needs and aspirations, through the mediation of goods that are closely linked to material and resource flows, (Backhaus, Breukers, Mont, Paukovic, & Mourik, 2012). Moral norms: an altruistic behaviour results once a moral norm is activated. This activation occurs once an individual becomes aware that his or her behaviour has possible negative consequences for others and is willing to take personal responsibility for the others’ well-being, (Schwartz, 1970, 1977). Norms: “rules and standards that are understood by members of a group and that guide and/or constrain social behaviour without the force of laws”, (Cialdini & Trost, 1998, p. 152). Outcome expectancy: “a person’s estimate that a given behaviour will lead to certain outcomes”, (Bandura, 1977a, p. 193). Perceived Behavioural Control: individual’s belief about the easiness or difficulty of performing a given behaviour, (Ajzen & Madden, 1986). Personal Carbon Alliances: With PCAs, each adult has an equal carbon allocation to cover purchases of gas, electricity, petrol and aviation. The PCA brings home to the individual, in a forceful way, the amount of carbon being released through daily activities, (ECI, 2005).
  • 19. XVIII Personal norms: feelings of strong moral obligation that people experienced to engage in pro-social behaviour, (Schwartz, 1970, 1977). PID: For the purpose of this research PID stands for ‘Provider Interview’, meaning the 3 interviews that were performed to people working for intervention providers within the energy area. Price elasticity: the percentage change in one variable following a percentage change in another, holding other variables constant, (Sorrell, 2007). Rebound effect: also known as ‘take-back effect’, is measured by the difference between the projected and actual savings due to increased efficiency and is normally expressed as a percentage of the expected energy savings from an energy efficiency improvement, (Sorrell, 2007). Self-efficacy: “people’s judgments of their capabilities to organise and execute courses of action required to attain designated types of performances”, (Bandura, 1986, p. 395). Single-Action Bias: tendency people have to engage into single corrective actions and therefore ‘doing their bit’ thus increasing the resistance and decreasing the need of taking additional actions, (Weber, 1997). Smart Meters: An advanced electricity meter that uses real time sensors to provide information on power consumption and price, (ACEEE, n.d.). Social Marketing: the application of marketing principles and tools to achieve socially desirable goals, (Andreasen, 1995; Kotler & Zaltman, 1971). Social Norms: unwritten rules and expectations that frame appropriate and inappropriate expectations and behaviours within a group of individuals, (Lewis, 1969). Spillover effect: term used to describe the transferability across behaviours and contexts between one kind of environmental behaviour and another, (Thøgersen & Ølander, 2002). Subjective norm: individual perception about what other people who are important to him/her think of the specific behaviour, rather than the individual personal belief about the morality of the given behaviour, (Ajzen & Fishbein, 1980).
  • 20. XIX Sustainable development: “the kind of development that meets the needs of the present without compromising the ability of future generations to meet their own needs”, (United Nations [UN], 1987). Sustainable consumption: “the use of goods and services that respond to basic needs and bring a better quality of life, while minimising the use of natural resources, toxic materials and emissions of waste and pollutants over the life cycle, so as not to jeopardise the needs of future generations”, (Norwegian Ministry of the Environment, 1994). Values: Considered by some, as the hardest thing to change, (Andreasen, 1995; Kotler, Roberto, & Roberto, 1989), values might be overall defined as “a desirable trans-situational goal varying in importance, which serves as a guiding principle in the life of a person or other social entity”, (Schwartz, 1992, p. 21).
  • 21. 1. Introduction 1 1 Introduction Current energy use in the developed world is considered to be unsustainable with energy consumption and production patterns undermining sustainable development and the equitable distribution of resources worldwide, (Intergovernmental Panel on Climate Change, [IPCC], 2007; Stern, 2007). To achieve more sustainable energy use levels requires a combination of cultural and technological advances and innovation in the design of social and institutional systems and systems of production and consumption, (Cole, 2011). However, although such changes at societal level are likely to lead to some reductions in energy use at the household level, it is recognised that significant change in household energy consumption is unlikely to occur without changes in individuals’ energy usage behaviours. To achieve the goal of sustainable levels of household energy use requires a clear understanding of energy use at home and what influences current energy use behaviours so to adopt more energy efficient behaviours, (Darby, 2006; Janda, 2011). This research aims to explore how the adoption of more energy efficient behaviours at home could be encouraged. With this the research has the objective to better understand the different determinants of energy use at home, the role of motivations and barriers that drive energy use at home, and the potential role of interventions to promote behavioural change. This chapter firstly sets the context for the research by describing the need for working towards a more sustainable society and the important role that energy use plays in this. It then considers the role of individuals’ energy use behaviours; what motivates them and what barriers they face and how they might be influenced to reduce domestic energy use. The chapter concludes with the research aims, the research questions and the structure of the thesis. 1.1 Energy use and sustainability Energy use underpins most aspects of modern life. It is important in the production of goods, most services and the way we live. However, many forms of energy, in particular fossil fuels, contribute to environmental problems, such as climate change and local air pollution, (Organization for Economic Co-operation and Development, (OECD], 2012). What we desire in a modern lifestyle therefore seems to come at the cost of undesired environmental problems and this is particularly prevalent for developed countries, (UN, 1987;
  • 22. 1. Introduction 2 IPCC, 2007; Stern, 2007). Recent trends regarding increasing global population, (U.S. Census Bureau, 2011; UN, 2011) and increasing material consumption, as a consequence of the growing level of perceived needs, have exacerbated this problem, (The Royal Society, 2012). It has therefore been argued that changes in current lifestyles will be required to achieve a sustainable level at which the needs of the present are met without compromising the environment for future generations so as to allow for the long-term use of natural resources for current as well as future generations, (Backhaus et al., 2012; IUCN, UNEP, & WWF, 1991; UN, 1987). Development should thus be socially and morally just, ethically acceptable and economically sound, with environmental indicators as important as economic indicators, (Leal Filho, 2011; UN, 1987). As such, sustainable development implies a balanced intersection of economic, environmental and social factors, (Elkington, 1997), (Figure 1-1). Figure 1-1: The three main pillars of sustainable development: economic growth, environmental protection and social equality, (Kennedy, 2011). However, evidence suggests that it will become increasingly difficult to meet such expectations and commitments, (WWF, 2012), within a fast growing human population that has increased from 1.6 billion in 1900 to 7 billion in 2011, (U.S. Census Bureau, 2011) and is forecast to reach just over 9.3 billion by 2050, (UN, 2007). This rapid and widespread change in the global human population, coupled with unprecedented levels of consumption, has implications for finite planetary resources and presents a challenge not only to the environment, but also to human health and wellbeing, (The Royal Society, 2012). What citizens from developed countries perceive as being a, ‘normal lifestyle’, might not be sustainable in a global context of population growth and depleting natural resources. This becomes, in particular, apparent when considering the ecological footprint that measures the demands of humanity on the biosphere by comparing
  • 23. 1. Introduction 3 consumption against the Earth’s regenerative capacity, or biocapacity, (WWF, 2012). The ecological footprint shows a consistent trend of overconsumption for the few last decades, with a growing biocapacity deficit. Humanity’s annual demand on the natural world has exceeded what the Earth can annually renew since the 1970s. In 2008 it exceeded the Earth’s biocapacity by more than 50 per cent, which means it would take 1.5 years for the Earth to fully regenerate the renewable resources consumed in one year, (Galli et al., 2007; Kitzes et al., 2009; Poumanyvong & Kaneko, 2010; Wackernagel et al., 2002; OnePlanetLiving, n.d., WWF, 2012). At the individual human level the ecological footprint is influenced by the choices individuals make on what they eat, what products they purchase, how they heat/cool their homes and how they travel, (WWF, 2012). A challenge of our age could thus be seen in decoupling human progress from resource use and environmental decline, (KPMG, 2012). This is to say decoupling unsustainable human needs, wants and expectations and rebuilding these in a more sustainable way. As long as this is not achieved however, there will be a conflict between limitless needs vs. limited resources and the need to define the boundaries of what is understood as ‘sustainable’, ‘normal’ or ‘socially acceptable’ consumption, (Norwegian Ministry of the Environment, 1994; UN, 1987, 1992). Sustainability in relation to energy use can also, “be understood as a continuous learning process that occurs when a given society acquires the necessary knowledge to reduce its energy consumption without diminishing its quality of life or creating new social inequalities”, (Tabara et al., 1999, p. 1). Therefore the focus of fulfilling individual needs in a more sustainable way is a core concept of this thesis; reinforcing that sustainability in energy terms should not mean losing wellbeing, but rather doing things in a different way. Part of that different way requires individual behavioural change and an understanding of the motivations and barriers for change. 1.2 Motivations and barriers to energy use Motivations are factors encouraging, or influencing, a change in behaviour, or maintaining a current behaviour and barriers those that obstruct or limit change. Saving money and protecting the environment are the first and second most frequently reported motivations for saving energy at home, (Eurobarometer, 2011a). However, they are not often fully realized as reduced energy use might be perceived as negatively impacting comfort or wellbeing. In such an equation the gain and motivation of maintaining old habits can
  • 24. 1. Introduction 4 have a higher priority than that of saving money and protecting the environment. In this situation the gain and motivation of maintaining old habits constitute a barrier to the adoption of more energy efficient lifestyles, (Jackson, 2005; Prendergrast, Foley, Menne, & Isaac, 2008). Individuals’ own habits, or their compliance to existing and commonly accepted standards and social norms, can work as motivations to maintaining existing behaviours, (EEA, 2013; Shove, 2003). To achieve a change towards energy efficient behaviour would thus require understanding the respective barriers, (Homans, 1958), as well as the underlying attitudes and values, (Andreasen, 1995; Homans, 1958; Kotler et al., 1989). This interplay between barriers and behaviours is depicted in Figure 1-2 and Throne-Holst, Strandbakken, and Stø (2008) suggest that it consists of six barrier groups. Figure 1-2 highlights the interplay in terms of macro and micro factors between the individual, surrounding setting and infrastructure that could motivate, enable and reinforce individual behavioural change as well as illustrate the complexity of such relations. Figure 1-2: The relation between individual energy related behaviour and barriers to change, (Barenergy, 2011). In accordance with Throne-Holst et al. (2008), barriers toward the adoption of more energy efficient behaviours could be grouped as: (1) Information/knowledge barriers, where people are lacking relevant information regarding energy efficiency measures that they could adopt. (2) Physical and structural barriers, where the existing physical structure of dwellings and of society can be a disincentive and tend to lock people into less sustainable behaviours.
  • 25. 1. Introduction 5 (3) Political barriers, such as laws and regulations that frame and determine the ability to change individual behaviours. (4) Cultural-normative barriers, as people do not live in isolation, and social and cultural norms may restrict engagement in more energy efficient behaviours, even if they hold a positive opinion towards them. (5) Economic barriers, since more energy efficient solutions can be expensive, the higher prices may therefore discourage people from becoming more efficient in their energy use. (6) Individual-psychological barriers, as a pre-determinant of the adoption of more energy efficient behaviours. This is the individual willingness to change behaviour that is influenced by individual’s personal habits and comfort zones, including for instance the concept of self-efficacy, (Bandura, 1986), or Perceived Behaviour Control, (Ajzen, 1991). As such, any given motivation might have to face a number of barriers from different barrier groups. To achieve behavioural change towards the adoption of more energy efficient behaviours therefore would not only require understanding all of the respective barriers, but also the underlying attitudes and values, and subsequently means to overcome each of them. 1.3 Energy use and behaviour change Energy saving can be realized through infrastructural development, increasing technological development and deployment, the introduction of more energy efficient materials and appliances and also through the rational and sustainable use of energy at home, based on the adoption of more energy efficient behaviours. For decades, research has mainly focused on the technical component, such as providing more energy efficient home appliances or building materials and only more recently has attention been directed to the non-technical components and to the contribution of how people behave and interact with home appliances and infrastructures, in terms of energy use at home, (EEA, 2013). The reasons for a focus on technology might have been that it was expected to be ‘easier’ to influence efficiency behaviours that are characterized by one-off actions, instead of changing curtailment behaviours, which must be performed frequently, (Abrahamse et al., 2005; Gardner & Stern, 2002). However, focusing on efficiency behaviours usually involves the need for an initial investment, which can itself act as a barrier. But even in the event
  • 26. 1. Introduction 6 that those barriers can be overcome and financial savings generated, the energy saved might subsequently be used for other energy using activity, or to increase the number of home appliances that people have. It can thus lead to what is known as a ‘rebound-effect’ where the energy saving potential is not realized in practice, (Khazzoom, 1980). For these reasons the contribution that curtailment behaviours can play should not be underestimated and interventions that attempt to change behaviours must, ultimately, need to lead to long-term behaviour change to be successful. The literature shows a diversity of existing intervention strategies and types that could support and enable behavioural change and can be grouped into two broader categories: (a), structural and (b), psychological interventions, (Poortinga et al., 2004; Steg, 2003). Structural interventions aim to change the (social) context in which behavioural decisions take place, based on the belief that by altering the conditions on which behaviour is based, the behaviour will then change in accordance. In contrast, psychological interventions aim at changing existing perceptions, knowledge, attitudes, norms and values, (i.e. individual, micro-level variables). The underlying assumption here is that by changing these determinants, behaviour will change accordingly. Structural and psychological interventions have been employed to encourage household energy conservation with varying degrees of success, (Abrahamse et al., 2005; Geller, Harrington, Rosenfeld, Tanishima, & Unander, 2006; Heiskanen, Mourik, Feenstra, & Pariag, 2009; Kurz, 2002; Southerton et al., 2011). A number of studies apparently suggest that success, when it occurs, rarely survives when the change interventions are discontinued, (Abrahamse et al., 2005; Heiskanen et al., 2009; Kurz, 2002; Lutzenhiser, 2002). Despite the growing body of existing research and evidence, there appears however still to be no clear evidence within the literature on the potential long-term effectiveness of change interventions within the field of energy use at home; an area that this work attempts to explore further. 1.4 Aim of the research The overall aim of this research is to explore how the adoption of more energy efficient behaviours at home could be encouraged. Within this, a first objective is to provide an overview of the nature of energy use at home and the factors that influence energy use, (chapter 2). Subsequently the research investigates whether the same set of factors and conditions can be found within the empirical study in Portugal, (chapter 6). Secondly, this research has the objective to advance on the theory of motivating, enabling and
  • 27. 1. Introduction 7 reinforcing factors that could promote the adoption of more energy efficient habitual behaviours and practices at a household level, (chapter 3), as well as for the Portuguese context, (chapter 7). Thirdly, this research has the objective to explore the potential effectiveness of change interventions within the field of energy use at home and the different types of interventions that might be used, (chapter 4) and how those are perceived and evaluated within the examples of practice in Portugal, (chapter 8). The reason for the geographic focus of this research was two-fold. Firstly, the researcher was aware of an apparent scarcity of existing studies that investigated domestic energy use in Portugal and secondly, for pragmatic reasons, as the researcher is based in Portugal and cognisant of the social context of household energy use. The geographical scope has been limited to northern Portugal to explore the topic of research in more depth. 1.5 Research Questions Based upon the review of the literature as well as driven by the thesis aim and objectives, the following research questions, (RQ), have been derived: Research Question 1: What explains energy use at home? a) What are the characteristics of energy use at home? b) What are determinants of energy use at home? c) How do individuals understand their energy use at home? Research Question 2: What influences energy use at home? a) What are motivational variables for adopting more energy efficient behaviours? b) What are the barriers for adopting more energy efficient behaviours? c) How do individual psychological factors influence energy use? Research Question 3: What is the potential role of intervention strategies on energy use at home? a) What are perceived requirements of intervention strategies? b) What are individual perceptions on the effectiveness of intervention strategies?
  • 28. 1. Introduction 8 1.6 Research process and information flow This section provides an overview of the research process and information flow. 1.6.1 Research process To fully explore the research questions, this research uses a mixed methods design, where qualitative and quantitative methods are combined. The use of both qualitative and quantitative methods was seen to be necessary to encompass differing aspects of the research, as explained in Chapter 5. Figure 1-3 is a schematic representation of the research design. Figure 1-3: Schematic representation of research design. As can be seen in Figure 1-3, the research starts with a comprehensive literature review of the theoretical approaches to understanding human behaviour in general and more specifically, those concerned with more energy efficient lifestyles. To better explore the topic, the literature around energy use and sustainability was reviewed to locate discussion and identify the reasons why people are expected to use less energy at home. In addition, the literature within the field of behavioural change, more generally as well as within an energy context, has been reviewed. Chapter 2 explores the use of energy at a household
  • 29. 1. Introduction 9 level and its relation to sustainability. Chapter 3 reviews the literature on understanding human behaviour and in particular, of energy related behaviours at home. This section also looks at motivating factors and barriers related to individual behavioural change within the energy area. Chapter 4 looks at the potential effectiveness of change interventions within the field of energy use at home and the different types of interventions that might be applied. This chapter includes a reflection around theories of persuasion and their role in frameworks for change such as social marketing. Chapter 5 details the research methodologies adopted and the research design for the empirical phase of this research. Chapter 6, 7 and 8 present and discuss the findings from the empirical phase of this research. These include the results from the energyprofiler national survey, exploratory focus groups and in-depth interviews. Finally, chapter 9 presents the research conclusions, drawing on the theoretical and empirical findings and discusses the contribution of this research. 1.6.2 Information flow Figure 1-4 provides a schematic representation of the information and how the respective chapters and sections inform each other. As can be seen, in Figure 1-4 there are three direct information strings that start in chapter 1, (sections 1.1, 1.2, 1.3), which are then followed up in the literature review, (chapters 2, 3, and 4) and subsequently looked at empirically, (chapters 6, 7, and 8).
  • 30. 1. Introduction 10 Figure 1-4: Schematic representation of information flow. Chapter(1(*(Introduction 1.1.#Energy#use#and# sustainability# 1.2.#Motivations#and# barriers#to#energy#use 1.3.#Energy#use#and# behaviour#change Chapters(2,(3(and(4(*(Literature(Background( 2.#Energy#use#and# sustainability 3.#Energy#use#behaviours:# motivations#and#barriers 4.##Energy#use#and# Intervention#strategies Chapters(6,(7(and(8(*(Empirical(Work( 6.#Exploring#domestic# energy#use#in#Portugal 7.#Factors#influencing# energy#use#at#home 8.#Intervention#strategies# and#perceived# effectiveness Chapter(9(*(Conclusion 9.2.1.#RQ1 9.2.2.#RQ2 9.2.3.#RQ3 RQ1:(What(explains(energy(use(at(home? X RQ1a.#What#are#the#characteristics#of#energy# use#at#home? X RQ1b.#What#are#determinants#of#energy#use#at# home? X RQ1c.#How#do#individuals#understand#their# energy#use#at#home? RQ2:(What(influences(energy(use(at(home? X RQ2a.#What#are#motivational#variables#for# adopting#more#energy#efficient#behaviours? X RQ2b.#What#are#the#barriers#for#adopting#more# energy#efficient#behaviours?# X RQ2c.#How#do#individual#psychological#factors# influence#energy#use? X RQ3:(What(is(the(potential(role(of(intervention( strategies(on(energy(use(at(home? X RQ3a.#What#are#perceived#requirements#of# intervention#strategies? X RQ3b.#What#are#individual#perceptions#on#the# effectiveness#of#intervention#strategies? X Thesis(information(flow Relation(between(sections(and(Research(Questions((RQ,(section(1.5.) Aim(of(the(research((section(1.4) The#overall#aim#of#the#research#is#to#explore#how#the#adoption#of#more#energy#efficient#behaviours#at#home#could#be# encouraged.#Chapter#2#aims#to#provide#an#overview#of#the#nature#of#energy#use#at#home#and#the#factors#that#influence#energy# use#with#Chapter#6#investigating#whether#the#same#set#of#factors#and#conditions#can#be#found#within#the#empirical#study#in# Portugal.#Chapter#3#aims#to#better#understand#the#motivating,#enabling#and#reinforcing#factors#that#could#promote#the#adoption# of#energy#efficient#habitual#behaviours#and#practices#at#a#household#level,#while#Chapter#7#examines#if#similar#conditions#can#be# found#in#the#Portuguese#context.#Chapter#4#explores#the#potential#effectiveness#of#change#interventions#within#the#field#of# energy#use#at#home#and#the#different#types#of#interventions#that#might#be#used#and#subsequently#within#Chapter#8#how#those# are#perceived#and#evaluated#within#the#examples#of#practice#in#Portugal.#
  • 31. 1. Introduction 11 1.7 The research within the Portuguese context Previous research shows that structural psychological interventions can be applied to support and enable behavioural change of energy use at home, (Poortinga et al., 2004; Steg, 2003), and that such interventions have been employed with varying degrees of success, (Abrahamse et al., 2005; Geller, Harrington, Rosenfeld, Tanishima, & Unander, 2006; Heiskanen, Mourik, Feenstra, & Pariag, 2009; Kurz, 2002; Lutzenhiser, 2002; Southerton et al., 2011). Despite the growing body of existing research and evidence, there appears to be however a lack of clear evidence within the literature on the potential long-term effectiveness of such interventions. This is in particular true for studies carried out in Portugal. This lack in existing studies within Portugal perhaps results from the fact that energy consumption has only recently become a matter that gained in importance. It thus remains unclear whether the same set of factors and conditions from such existing studies can also be found within Portugal, and in the case that they could be found how effective such interventions have been in the long-term. Having remained relatively unchanged during the period from 2003 to 2008, the gross inland consumption of energy in Portugal decreased by 5.7 % in 2009, and much of this change is claimed to not be a result of a structural shift in the pattern of energy consumption, but that it can be attributed to a lower level of economic activity as a result of the financial and economic crisis, (Eurostat, 2015). Consumption rebounded in 2010 in most of the Member States — with only Lithuania, Greece, Portugal, Cyprus, Croatia and Spain recording consecutive contractions in consumption in 2009 and 2010 — possibly reflecting the low level of economic output and consumer confidence in several of these Member States, (Eurostat, 2015). Since 2012 this situation did change however and largely impacted by EU wide regulations and initiatives, (Portuguese Government, 2013). As a result of this the National Energy Efficiency Action Plan (NEEAP) has been adopted in 2008, and the National Renewable Energy Action Plan (NREAP) in 2010, (Portuguese Government, 2013). NEEAP and NREAP are both policy instruments aimed at achieving the targets and international commitments with regard to energy efficiency and the use of energy from renewable sources that the Portuguese Government had agreed to. NEEAP and NREAP are part of a policy that promotes a rational and sustainable energy model, without compromising the competitiveness of enterprises or the quality of life, programs and plans that annually provide strategic guidelines which aim to contribute to
  • 32. 1. Introduction 12 specific objectives and to allow to boost measures at all levels (ADENE, n.d.). NEEAP and NREAP also aim at identifying existing barriers, to support improvement of energy efficiency, increase in energy derived from renewable sources and with a view to establishing the most suitable programmes and measures for complying with the said commitments, without neglecting national situation, (Portuguese Government, 2013). Based on NEEAP and NREAP policy instruments the Regulatory Authority for Energy Services (ERSE), that is responsible for the definition of mechanisms to promote energy efficiency, has established a competitive mechanism to support actions for demand management within the ‘Plan to the Promotion of Efficiency in Electric Energy Consumption’ (PPEC) program. PPEC aims to promote measures to improve efficiency in energy consumption through actions undertaken by suppliers, network operators and promotion entities, and that are targeted at a number of market segments, (Portuguese Government, 2013). Such measures are divided in tangible and intangible measures and according to the following three market segments: industry and agriculture; trade and services; and the residential sector. Within the tangible measures there appeared to be a predominance of lighting measures (including public lighting), consumption management systems, or for electronic variable speed drives, (ERSE, 2010). Within the intangible type of measures the most common measures related to the dissemination and information campaigns targeted at a household level and at final consumers, but also to energy audits, (ERSE, 2010). The interest in the funding available has been growing over the years with the 2008 call for projects receiving 131 projects that were presented by 21 promoters and equalling a total amount of approximately 56 million euros of investment; and a final set of 159 projects presented by 48 promoters in 2011-2012 and equalling a total amount of approximately 57.1 million euros in funding, (ERSE, 2007; ERSE, 2009; ERSE, 2012). From this initial set, a selection process had to take place and for instance, in 2011, 57 measures were approved and received funding within the national context. Among those, 17 projects were implemented, in the market segment ‘Domestic Energy’ on three different settings: lighting (5), consumption management (9), and dissemination (3), (ERSE, n.d.). Two practical examples of such measures are described in the following: a) ‘Save Electric Energy’: in 2008 the Portuguese Association for Consumer Protection (DECO) promoted a national campaign in order to provide information on the meaning of saving electric
  • 33. 1. Introduction 13 energy, in three different main areas: home, work, and school. For this purpose, teams made up of young graduates were formed – named “carbon brigades”, who acted throughout the country raising awareness by awarding promotional material (ERSE, 2008); b) ‘Guide for Energy Efficiency’: launched in 2012 by the Portuguese government, directly supported by the Portuguese Agency for the Energy (ADENE). This guide provided practical recommendations and awareness-raising information regarding how to better use electric devices on a rational and sustainable way, in diverse contexts such as while using household appliances, but also as a guide to support the introduction of the new European Union Energy Label (ADENE, 2013). Apart from few exceptions most of the intangible projects do not report on the amount of energy that could be saved as a result of the project and as such there is no indicator of the success and efficacy of the intervention. In addition to those programmes and measures, the Portuguese government, in collaboration with ADENE, implemented two practical support financing instruments: the Energy Efficiency Fund (FEE) and the Support Fund for Innovation (FAI). The FEE is a financial instrument that aims to fund programmes and measures under the NEEAP, to encourage energy efficiency for both enterprises and citizens, to support energy efficiency projects, and to promote behavioural change in this domain, through cross-oriented actions of energy efficiency in the areas of behaviour, taxation and incentives, and funding, (FEE, n.d.). The FAI supports innovation and technological development projects, technology demonstration projects in the areas of renewable energy and energy efficiency, investment projects in energy efficiency, and partnership building support services between Portuguese companies and the scientific and technological system, (FAI, n.d.). With this Portugal is determined to achieve the national energy efficiency general target for 2020 that aims to reduce primary energy use by 25%, along with a specific target for Public Administration of achieving a reduction of 30% (European Commission, n.d.). Portugal also aims to reduce the nation’s energy dependence and safeguard security of supplies, by promoting a balanced energy mix, including the use of energy from endogenous renewable sources (Portuguese Government, 2013). The energyprofiler study that supported parts of the empirical study presented in this thesis has been carried out within exactly this wider context. The energyprofiler study was a collaborative Portuguese
  • 34. 1. Introduction 14 national funded research project coordinated by the author of this research on behalf of Energaia, a local energy agency in Vila Nova de Gaia, Portugal, together with two additional project partners, Factor Social and Terrasystemics. The study was one of the intangible PPEC measures selected in the 2009 application round and aimed at defining and characterizing the Portuguese population in segments/profiles based on the collected data regarding individual perceptions, attitudes, competence and patterns of energy consumption in the residential sector (Energaia, 2008). These segments/profiles could later be used to support the development of more specific and targeted policies and interventions in order to improve their efficacy towards reducing energy use at home. The motivation for the project was an identified gap in the knowledge regarding national energy use patterns in the residential sector in Portugal, and the energy saving potential that could be derived from such consumption patterns (Energyprofiler, 2011). The energyprofiler study thus attempted to explain what influences energy use at home and how could the population be segmented, highlighting the major differences in between segments, (Energyprofiler, 2011). Chapter 9 will provide further information on how the findings of the research presented in this thesis do relate to the national context as has been described within this section.
  • 35. 2. Energy use and sustainability 15 2 Energy use and sustainability This first, of three, literature review chapters provides a brief introduction to the subject of sustainability and energy use in the home. It explores the literature on sustainability aspects and the characteristics and determinants of domestic energy use and how lifestyles shape energy use, or negatively impact the sustainable use of it. Energy is essential for us to live the way we know. Even though improvements in efficiency could have allowed OECD 1 countries to decouple GDP growth from growth in primary energy consumption, (Geller et al., 2006), this has not happened and energy consumption is thus still closely linked to GDP growth, (Sorrell, 2007). This section will provide an overview on energy consumption, the variables that are influencing energy consumption and opportunities for greater efficiencies within European households in general, and Portugal in particular. Chapter 3 further explores what could explain energy use at home, with a particular focus on motivations and barriers towards the adoption of more energy efficient behaviours. The final literature review, chapter 4, explores how the adoption of more energy efficient behaviours could be potentially encouraged. 2.1 Domestic energy use The amount of energy consumed by individuals within their homes accounts for a significant share of total energy consumption 2 and CO2 emissions, (BPIE, 2011; Deutsch, 2010; Gardner & Stern, 2002). In 2009, European households were responsible for 68 percent of the total final energy use in buildings and 25.4 percent of total final energy was consumed by the residential sector in Europe in 2008, (EEA, 2011; Eurostat, 2011). Furthermore, in 2008 the residential sector accounted for 27 percent of the end-use greenhouse gas emissions from energy use in the EU-27 and in the case of Portugal, 16 percent, (EEA, 2011). In residential buildings most of the energy used is required for domestic hot water and space heating, ventilation, lighting and cooling, with home appliances accounting for approximately one-third of electricity used, (European Commission, 2010). Space heating is still the most energy intensive end-use in 1 OECD = Organisation for Economic Co-operation and Development 2 Total energy consumption and final energy consumption as defined in, (European Environment Agency [EEA], 2004, 2011; Official Statistics of Finland [OSF], 2013).
  • 36. 2. Energy use and sustainability 16 EU homes and accounts for around 70 percent of the total final energy use, though it has been decreasing in comparison to other sources in recent times, (Backhaus et al., 2012; BPIE, 2011). Energy consumption for water heating, for example, remained unchanged, whereas consumption for electrical appliances and lighting increased, (Backhaus et al., 2012; BPIE, 2011). Overall, energy consumption in the household sector continued to rise annually, though with a slower growth rate during the last few years, (European Environment Agency [EEA], 2008; Odyssee & MURE, 2011), which suggests that households have become, on average, more energy efficient, either deliberately or due to the economic downturn. From a geographical perspective a difference appears to exist between northern and southern European countries, with heating needs in southern countries, such as Portugal, being lower due to milder winters, (Healy, 2004; WHO, 2012). Southern countries however have a high ‘relative’ energy consumption rate for two identified reasons: firstly the lack of sufficient thermal envelope insulation 3 in southern European building stock, and secondly the fact that cooling becomes an important contributor to overall consumption where homes are, in many cases, equipped with air conditioning systems, (BPIE, 2011). For Portugal the residential sector similarly shows rising energy demands, which increased from 2.510 kWh/household in 2008, to 2.630 kWh/household in 2009 and to 2.671 kW in 2010, (DGEG, 2010). A more in-depth analysis of the latest data, (INE, 2011; INE I.P./DGEG, 2011) 4 , on household energy consumption in Portugal and as depicted within Figure 2-1, shows that electricity emerged as the main source of energy consumed in households, excluding fuels used in vehicles, representing 42.6 percent of total energy consumption. Electricity was mainly consumed in kitchen and electrical appliances, amounting to 41 percent and 33 percent of the overall electricity consumption respectively. 3 Insulation of roof, exterior walls and floor. 4 Data report over the reference period from October 2009 to September 2010 unless otherwise stated.
  • 37. 2. Energy use and sustainability 17 Figure 2-1: Distribution of energy consumption in households by source type in 2010, (INE, 2011; INE I.P./DGEG, 2011). Electricity consumption has seen the highest increase from 15.8 percent in 1989, to 27.5 percent in 1996 and now towards 42.6 percent, with electricity now being present in 99.9 percent of the households. At a European level, (European Commission, 2010), there has been an increase in the overall available income and therefore thermal comfort, as well as a growing number of electrical appliances within households that will have contributed to an overall increase in energy consumption, (DGGE/IP-3E, 2004; INE, 2011; INE I.P./DGEG, 2011). Firewood is used in 40 percent of households and emerged as the second main source of energy consumed in Portuguese households, with a weight of 24.2 percent in the total energy consumed by the domestic sector. This energy source has been losing importance in the past few years, decreasing from 60.3 percent in 1989, to 41.9 percent in 1996 and is mainly used for house heating and in the kitchen, (INE, 2011; INE I.P./DGEG, 2011). This predominance of firewood and electricity as the main energy sources might be related to the recent introduction and consolidation of the gas network. Further to this, almost 85 percent of the energy within households is being used in three main categories as mapped in Figure 2-2: kitchen, (39 percent), water heating, (23.5 percent) and house heating, (21.5 percent) 5 , (INE, 2011; INE I.P./DGEG, 2011). House heating thus has a lower share of total energy consumption compared to European values that shows 70 percent on an average, (Backhaus et al., 2012; BPIE, 2011). 5 Within the kitchen, energy would be spent on preparing food and refrigeration, but also on activities such as laundry or dishwashing, with a predominance of energy intensive home appliances. Water heating is mainly for showering and accounts for almost ¼ of the energy being consumed at the household, (INE I.P./DGEG, 2011). 42,6% 24,2% 13,6% 3,0% 9,0% 2,4% 4,3% 0,7% 0,2% Distribution of energy by source type Electricity Firewood LPG botlles (butane) LPG botlles (propane) Natural Gas Piped LPG Heating oil Solar thermal Coal
  • 38. 2. Energy use and sustainability 18 Figure 2-2: Distribution of energy consumption in households by use type in 2010, (INE I.P./DGEG, 2011). Average energy usage per Portuguese household is increasing and is perhaps a result of an increase in average income, which is known to influence the amount of perceived individual needs, (WWF, 2012). As can be seen from the data presented in this section, households hold a significant potential for cost effective savings that could be realized through structural and policy measures. Improving building requirements or retrofitting opportunities thus hold a great potential for reducing energy consumption. 2.1.1 Invisibility of energy use One distinct characteristic of energy consumption and in comparison to the consumption of physical goods, is its “Invisibility”, (Darby, 2006), or “Doubly invisibility”, (Burgess & Nye, 2008). Energy is not used directly at home, but is rather mediated by the appliances people have and practices people do at home. For example, people do not simply consume gas or electricity, but rather the services these energy sources provide, such as cooking, lighting, or washing, (Martiskainen, 2007). As such, energy might be an abstract concept and it might be difficult to account for its use, or, environmental impact. This distinctive characteristic might therefore pose an additional barrier towards promoting more energy efficient lifestyles and poses the question as to whether improving energy visibility could be a way to reduce energy use. Research suggests this might be the case, or at least partially so. For the case of using information and feedback provisioning, as a means to make energy use visible, studies found that this had resulted in less energy use at home, though it appeared to be not enough to promote long-term change, nor were the realized savings seen as being significant with regards to achieving sustainable energy use levels, (Abrahamse et al., 2005; Geller, 2002; Martiskainen, 2007; Staats, Wit, & Midden, 1996). As shown from the 21,5% 0,5% 23,5% 39,1% 10,9% 4,5% Distribution of energy by use type House heating House cooling Water heating Kitchen Small domestic appliances, entertainment and computer equipment Lighting
  • 39. 2. Energy use and sustainability 19 literature, energy can become visible at certain circumstances, for instance, through energy bills, (Brandon & Lewis, 1999; Darby, 2006), through the services and amenities that energy provides, (Goldblatt, 2005; Martiskainen, 2007), or when purchasing a new home appliance, (Gardner & Stern, 2002, 2008; Jackson, 2005). This poses the question as to whether energy becoming more visible could be a way to encourage the adoption of more energy efficient behaviours. 2.1.2 Energy use and energy saving at home It is a truism that buildings do not use energy, but people do, even though people do not actually explicitly want to use energy; it is services like light and comfort they really seek, (Janda, 2011). Currently the focus on intervention requires not only the use of less energy, (‘negawatts’), but also more efficient use. An example of the former could be to switch lights off when leaving a room and the latter could be to change to more energy efficient light bulbs in order to provide lighting in a more efficient way. Energy saving behaviours can be distinguished between efficiency and curtailment behaviours. Efficiency behaviours are infrequent, one-off type of behaviours, which often entail an investment, such as loft or cavity wall insulation, or buying an energy efficient air conditioner, (Abrahamse et al., 2005; Gardner & Stern, 2002; Kempton et al., 1992). Curtailment behaviours in contrary are those that must be performed frequently, involving repetitive efforts to reduce energy and involve more operational day to day habits and routines, such as lowering the thermostat and turning lights and appliances off, (Abrahamse et al., 2005; Gardner & Stern, 2002; Kempton et al., 1992). Each of these two groups requires different levels of investment in time, money or individual effort and commitment to perform. For example, to insulate one’s loft requires the time to look for an adequate supplier, to hire someone to perform the work and demands a certain amount of investment; but it would be a one-off action. On the other hand, to maintain a lower thermostat setting, (even if one has a properly insulated loft), requires a certain level of knowledge, willingness and commitment not to increase room temperature on a day-to-day basis; this is not a one-off action, but a frequently performed one, a so-called routine behaviour. Less unanimous agreement, than on the grouping of these two behaviours, can be found in the impact they can have in terms of energy saving and conservation, and there is some disagreement as to whether curtailment or efficiency behaviours are more effective in reducing energy use at home, (Martiskainen,
  • 40. 2. Energy use and sustainability 20 2007). Some studies suggest that curtailment behaviours could initiate sustainable, long-term behavioural changes, (Geller, 2002), while others suggest that efficiency behaviours are generally more effective in obtaining actual energy savings, (Abrahamse et al., 2005; Gardner & Stern, 2008). In addition to this, curtailment behaviours might be perceived, by individuals, as negligible behaviours when it comes to energy savings, as individually they would generate only small savings and therefore, in order to produce an impact would require adoption by many people, (Winter & Koger, 2004,) and/or the adoption of a number of behaviours by each individual. 2.2 Determinants of energy use at home The way people use energy in the home is the result of a mixture of socio-economical-techno-cultural factors that frames needs, opportunities, belief systems and abilities, as illustrated in Figure 2-3. Figure 2-3: Main factors influencing consumer behaviour and emergence of consumption practices, (EEA, 2013). Energy use at home is often explained as based on a set of enabling variables and existing conditions. For instance, the European Environment Agency, (EEA, 2013), suggested a number of factors influencing consumer behaviours and emerging practices that could support the understanding of energy use at home, as well as the adoption of more energy efficient behaviours. This section will discuss determinants that had been identified from the literature as influencing energy use at home, namely, social and cultural influences, comfort, convenience and needs, norms; technological developments; as well as economic and demographic trends, (Abrahamse et al., 2005; BPIE, 2011; DGGE/IP-3E, 2004; Goldblatt, 2005; INE I.P./DGEG, 2011; Lomas, 2010; Spaargaren & van Vliet, 2000; Wilhite & Lutzenhiser, 1999) and that can be of an internal, external, social, or structural nature, (Abrahamse et al., 2005; Gardner & Stern, 2002;
  • 41. 2. Energy use and sustainability 21 Kempton, Reynolds, Fels, & Hull, 1992; Martiskainen, 2007; Nye et al., 2010; Prendergrast et al., 2008). The work of Jackson (2005) shows for example that internal determinants might consist of attitudes, beliefs and norms, while external determinants could constitute regulations. Abrahamse et al. (2005) in contrast shows that determinants might include wider societal, as well as personal factors, while the work of Dholakia and Dholakia (1983) shows that determinants could result from a series of nested and interlocking choices, in which macro-choices delimit and define the scope of micro-choices and where household energy use is seen to be as not only the result of a choice among behavioural alternatives but where the production of such alternatives is also viewed as the result of a social choice process. Thus there appears to be a diversity of macro- and micro- factors. Macro-level factors such as technological development, economic growth, demographic factors, institutional factors and cultural development appear to influence behaviour at the broader level, while micro-level factors such as motivation, opportunity and ability appear to shape behaviour at the individual level, (Darnton, 2008; Jackson, 2005; Nye et al., 2010; Prendergrast et al., 2008; Stern, 2000). Thus energy use is determined by multiple conscious and unconscious processes, driven by internal psychological variables, such as norms, beliefs or values, as well as external variables, (e.g. social, economic physical), drivers and constraints, personal capabilities, or habits and routines, (Jackson, 2005; Nye et al., 2010; Stern, 2000). As such energy consumption is not a behaviour in itself, but rather a consequence of particular behaviours, (Becker, Seligman, Fazio, & Darley, 1981). Consequently to understand and influence behaviours on energy use would require, firstly, an understanding of the determinants of energy use behaviours. 2.2.1 Social and cultural influences Social and cultural factors, such as thermal comfort, cleanliness and convenience in the home, or ambient lighting that impact the amount of energy used at home are influenced both by individual preferences and common social understandings, (Giddens, 1984; Lewis, 1969). As an example, for Portugal the penetration rate of refrigerators, washing machines and televisions at home has increased to close to 100 percent, suggesting that owning these appliances is now considered to be a standard, (INE, 2012). This introduction of home appliances brings along social practices that evolve over time and develop into social norms that establish standards that can lock individuals into what is considered to be a ‘normal’ practice. This can lead to individuals finding it hard to change their domestic routines and behaviours, or to change them in a way