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Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Understanding the policy process and landscape
through discourse and network analysis:

Qualitative and quantitative approaches

Prof. Dr. Dr. Christian H.C.A. Henning and Jonathan
Mockshell, Universität Kiel and Hohenheim
Presentation at the IFPRI Workshop on Approaches and Methods for Policy
Process Research

18. November 2013

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Theoretical Framework of PEBAP

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Relevant Research Questions
Political Diagnosis:

Representation of society's interests in the policy process:
-

How good are society's
interests represented in the policy process, e.g. to what extend
elected politician are accountable to their electorate?
- Government Capture: To what extend policy process is
biased in favor of particular interests at the expense of the
general public?
- Political Ownership: To what extend feel relevant society
group's committed to implemented governmental policies?
Governmental Accountability:

Eciency of policy choice:
-

To what extend incorporate policy
beliefs of relevant politicians available scientic knowledge on
how policy instruments translate into policy outcomes?

Political Knowledge:

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Relevant Research Questions
Political Therapy:
Identify relevant factors implying low political performance:

-

Identify relevant policy and non-policy voting
motives of dierent social groups and their impact on political
performance (accountability, capture, ownership and political
knowledge).
- Lobbying structures: Identify relevant lobbying network structures
and their impact on political performance.
- Political Communication structure: Identify relevant political
communication structures and their impact on political belief
formation and learning.
Voter behavior:

Identify political strategies to increase political performance:

-

Constitutional rules, ME-systems,
Agricultural Sector Reviews
- Informal Institutions Change policy network structures via
Peak Stakeholder Organizations, obligatory
scientic/stakeholder advisory boards, public relation
organizations.
Formal Institutions:

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Outline of methodological approach PEBAP
I. Step: Qualitative Analysis
Policy Network based Coalition Framework Approach:

- Identication of relevant stakeholder and interest groups:
Expert interviews

- Identication of relevant policy concerns and policy beliefs:
Discourse analysis

- Identication of relevant coalitions:
Expert interviews and discourse analysis

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Outline of methodological approach PEBAP
II. Step: Quantitative approach: CGPE (Henning 2013)
Modeling Political Participation:

- Extended Baron-Grossman-Helpman-Model
Voting Module: Probabilistic Voter model
Lobbying Module: Extended Grossmann/Helpman lobbying
model incorporating policy networks
Modeling Political belief formation:

- Extended Friedkin-model including naive observational and
communication learning in policy networks among governmental and
non-governmental organizations
Modeling Political decision-making:

- Extended Baron-Ferejohn model of legislative bargaining
Modeling Economic response to policies:

- Policy Impact function
- Micro-Macro-linked CGE
Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Qualitative Analysis

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Qualitative Analysis

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Qualitative Analysis

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Qualitative Analysis

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Qualitative Analysis

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Qualitative Analysis

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Qualitative Analysis: Main results

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

A Network Based Approach to Evaluate Participatory Policy
Processes: An Application to CAADP in Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Block model structure of political communication in Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Inuence proles in CAADP policy network in Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Participation structures and political consensus in the
CAADP process of Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Diagnosis: Participation structures and Political Performance
in the CAADP process of Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

From Diagnosis to Therapy: The impact of changed
participation structures on political performance in Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Thank You for your attention!
More about the PEBAP Projekt:

https://pebap.agrarpol.uni-kiel.de/

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Total political power distribution by lobbying scenario in
Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Estimation results probabilistic voter model Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes
Theoretical Framework of PEBAP
Discourse Analysis Ghana and Uganda
Policy Network Analysis CAADP Malawi

Voter motives and government performance in Malawi

Henning / Mockshell , University of Kiel and Hohenheim

Network Approach to model and evaluate policy processes

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PPWNov13- Day 1 pm- C.Henning- Univ of Hohenheim

  • 1. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Understanding the policy process and landscape through discourse and network analysis: Qualitative and quantitative approaches Prof. Dr. Dr. Christian H.C.A. Henning and Jonathan Mockshell, Universität Kiel and Hohenheim Presentation at the IFPRI Workshop on Approaches and Methods for Policy Process Research 18. November 2013 Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 2. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Theoretical Framework of PEBAP Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 3. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Relevant Research Questions Political Diagnosis: Representation of society's interests in the policy process: - How good are society's interests represented in the policy process, e.g. to what extend elected politician are accountable to their electorate? - Government Capture: To what extend policy process is biased in favor of particular interests at the expense of the general public? - Political Ownership: To what extend feel relevant society group's committed to implemented governmental policies? Governmental Accountability: Eciency of policy choice: - To what extend incorporate policy beliefs of relevant politicians available scientic knowledge on how policy instruments translate into policy outcomes? Political Knowledge: Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 4. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Relevant Research Questions Political Therapy: Identify relevant factors implying low political performance: - Identify relevant policy and non-policy voting motives of dierent social groups and their impact on political performance (accountability, capture, ownership and political knowledge). - Lobbying structures: Identify relevant lobbying network structures and their impact on political performance. - Political Communication structure: Identify relevant political communication structures and their impact on political belief formation and learning. Voter behavior: Identify political strategies to increase political performance: - Constitutional rules, ME-systems, Agricultural Sector Reviews - Informal Institutions Change policy network structures via Peak Stakeholder Organizations, obligatory scientic/stakeholder advisory boards, public relation organizations. Formal Institutions: Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 5. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Outline of methodological approach PEBAP I. Step: Qualitative Analysis Policy Network based Coalition Framework Approach: - Identication of relevant stakeholder and interest groups: Expert interviews - Identication of relevant policy concerns and policy beliefs: Discourse analysis - Identication of relevant coalitions: Expert interviews and discourse analysis Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 6. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Outline of methodological approach PEBAP II. Step: Quantitative approach: CGPE (Henning 2013) Modeling Political Participation: - Extended Baron-Grossman-Helpman-Model Voting Module: Probabilistic Voter model Lobbying Module: Extended Grossmann/Helpman lobbying model incorporating policy networks Modeling Political belief formation: - Extended Friedkin-model including naive observational and communication learning in policy networks among governmental and non-governmental organizations Modeling Political decision-making: - Extended Baron-Ferejohn model of legislative bargaining Modeling Economic response to policies: - Policy Impact function - Micro-Macro-linked CGE Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 7. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Qualitative Analysis Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 8. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Qualitative Analysis Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 9. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Qualitative Analysis Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 10. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Qualitative Analysis Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 11. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Qualitative Analysis Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 12. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Qualitative Analysis Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 13. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Qualitative Analysis: Main results Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 14. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi A Network Based Approach to Evaluate Participatory Policy Processes: An Application to CAADP in Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 15. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Block model structure of political communication in Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 16. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Inuence proles in CAADP policy network in Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 17. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Participation structures and political consensus in the CAADP process of Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 18. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Diagnosis: Participation structures and Political Performance in the CAADP process of Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 19. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi From Diagnosis to Therapy: The impact of changed participation structures on political performance in Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 20. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Thank You for your attention! More about the PEBAP Projekt: https://pebap.agrarpol.uni-kiel.de/ Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 21. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Total political power distribution by lobbying scenario in Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 22. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Estimation results probabilistic voter model Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes
  • 23. Theoretical Framework of PEBAP Discourse Analysis Ghana and Uganda Policy Network Analysis CAADP Malawi Voter motives and government performance in Malawi Henning / Mockshell , University of Kiel and Hohenheim Network Approach to model and evaluate policy processes