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LEADERSHIP Adaptive Leadership
Adaptive Leadership
LEADERSHIP Adaptive Leadership
Overview
Adaptive Leadership Description
A model of Adaptive Leadership
How does Adaptive Leadership work?
Strengths, Criticisms, Application
2
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Description
Adaptive Leadership
Focuses on the adaptations required of people in
response to the changing environments
Stresses the activities of the leader in relation to
the work of followers in the contexts in which they
find themselves
Encourages effective change across multiple
levels: self, organizational, community, and societal
Framework developed largely by Heifetz and his
associates
3
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Definition
“The practice of mobilizing people to
tackle tough challenges and thrive.”
Adaptive leaders help others by:
Mobilizing them
Motivating them
Organizing them
Orienting them
Focusing their attention to what is
important
4
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Adaptive Leadership in Practice
Company Merger: A midsize family-
owned company merges with another
similar company. The merger creates
tensions between the employees regarding
job titles and duties, pay scales, overtime,
and vacation pay. The new owners must
bring the employees together to have the
new company function successfully.
5
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Adaptive Leadership in Practice
Merit Pay: In an established engineering
company, a small group of young, high-
achieving engineers, wants to change the
way merit pay is given by removing
seniority and years of service as part of the
criteria. Longtime employees are resisting
the change. Company leaders must find a
way to address this issue without
alienating either group.
6
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Incorporates Four Different
Viewpoints
Systems Perspective – Problems are complex with
interconnected parts
Biological Perspective – People develop and evolve by
having to adapt to internal cues and the external environment
Service Orientation – Leadership serves people by
diagnosing their problems and prescribing possible solutions
Psychotherapy Perspective – People adapt successfully
when they face problems directly, distinguish between fantasy
and reality, resolve internal conflicts, and learn new attitudes
and behaviors
7
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Subset of Complexity Leadership
Theory
21st century organizations have knowledge
and information as core commodities rather
than production of goods
Theory includes administrative, adaptive,
and enabling leadership
Focuses on strategies that encourage
learning, creativity, and adaptation in
complex organizations
8
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership 9
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
When is Adaptive Leadership Relevant
Situational Challenges
1. Technical problems: Problem that are clearly
defined with known solutions that can be
implemented through existing organizational
procedures.
Example: Some new software at accounting firm isn’t
working. If the accountant has authority to address the
problem (e.g., contact the software company and have
program modified to meet the company’s needs), this is a
technical problem.
 No Need for adaptive leadership
10
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
When is Adaptive Leadership Relevant
Situational Challenges
2. Technical and Adaptive Challenges:
Challenges are clearly defined but do not have
straightforward solutions. Leader and followers
both tackle problem.
Example: Hospital wants to change from traditional approach
to a patient-centered culture. Administration can offer
training on how t involve patients in their own care. Medical
staff, patients, and families need to accept the change and
learn how to implement it. .
 Need for adaptation by many different people
11
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
When is Adaptive Leadership Relevant
Situational Challenges
2. Adaptive Challenges: Problems that are not
clearly defined or easy to identify, and which do
not have a clear solution.
Example: A hospital wants to begin hospice care for terminally
ill patients. The patients and their families will face immense
uncertainty about how and when the patient will die. The staff,
patients, and families will face many issues about the dying
process, what the loss means, how to prepare for coping with it.
 The challenges facing the organization are not clearly defined
nor are the solutions. These challenges require adaptive
leadership
12
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Adaptive Challenges are Value-laden and stir
up people’s emotions
Technical Challenges can be fixed with leader’s
own expertise and authority
Effective leaders use adaptive leadership
behaviors for adaptive challenges and
technical leadership for technical challenges
13
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
1. Get on the Balcony
Understand the big picture and all that is
involved in the situation. Don’t get swept in the
field of play. Move back and forth between
action and balcony. (Get a wholesome view)
2. Identify Adaptive Challenges
Distinguish between technical and adaptive challenges
14
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
Six Adaptive Leader Behaviors
(No specific order to them)
LEADERSHIP Adaptive Leadership
a. A gap between espoused values and
behavior
b. Competing commitments/goals (quality
vs cost)
c. Elephants in the room
d. People avoid work
15
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
Four Types of Adaptive Challenges
LEADERSHIP Adaptive Leadership
3. Regulate Distress
Help others recognise the need for change but not be
overwhelmed by it. The leader must …
a. Create a holding environment (safe atmosphere to
discuss everything).
b. Provide direction, protection, orientation, conflict
management, productive norms.
c. Regulate his or her own personal distress and the
distress levels keeping it in the productive range.
4. Maintain Discipline Attention
Encouraging people to focus on the tough work they
need to do.
16
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
Six Adaptive Leader Behaviors
(No specific order to them)
LEADERSHIP Adaptive Leadership
5. Give the Work Back to the People
Avoid micro-managing, Support people;
encourage risk-taking; people should know that
they can work out their own solutions.
6. Protect Leadership Voices from Below
Consider the ideas of people who may be at the
fringe, marginalized, or even deviant in the
group or organization. Protect whistle-blowers.
17
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
Six Adaptive Leader Behaviors
(No specific order to them)
LEADERSHIP Adaptive Leadership 18
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Adaptive Work
What adaptive leaders want to see happen.
Adaptive work grows out of the
communication between leaders and
followers but is primarily the work done by
followers.
A holding environment is essential.
Example: A fitness instructor is running a class for a
group of individuals who have had heart problems
and struggle with being overweight.
19
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
How does Adaptive Leadership Work
A complex process of multiple dimensions incl. situational
challenges, leadership behaviors and adaptive work;
Mobilizing individuals in doing adaptive work.
1. Leader steps back from a challenging situation for a
view from balcony.
2. Determine if the change creates technical or adaptive
challenges
3. If the challenges are adaptive, the leader engages in
several specific leader behaviors to move the adaptive
process forward.
20
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
How does Adaptive Leadership Work
Leadership behaviors
Creating a holding environment
Regulating stress
Providing direction
Keeping people focused on important
issues.
Empowering people
Giving voice to marginalized and
unrecognized
21
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Strengths
In contrast to other leadership theories, AL takes a
process approach; leadership is a complex transaction
between leaders and followers.
AL is follower centered. Adaptive leaders mobilize,
people to engage in adaptive work.
Helps followers deal with conflicting values that
emerge in changing work environments.
Prescribes useful leadership behaviors
Introduces the concept of a “holding environment”
as an integral part of the leadership process.
22
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Criticisms
Very little empirical research has been
conducted to test the claims of the theory.
Complex processes are difficult to test and
measure.
Too wide ranging and abstract
23
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
LEADERSHIP Adaptive Leadership
Application of Adaptive Leadership
For the leader, AL provides a conceptual
framework that help us determine what type of
challenges we face and strategies for managing
them
AL can apply in a wide variety of settings
For organizations, AL can be used as a model to
meet a variety of challenges incl. change and
growth.
AL is of special interest to people in nonprofits,
faith-based organizations, and health care
24
Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.

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Adaptive leadership

  • 2. LEADERSHIP Adaptive Leadership Overview Adaptive Leadership Description A model of Adaptive Leadership How does Adaptive Leadership work? Strengths, Criticisms, Application 2 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 3. LEADERSHIP Adaptive Leadership Description Adaptive Leadership Focuses on the adaptations required of people in response to the changing environments Stresses the activities of the leader in relation to the work of followers in the contexts in which they find themselves Encourages effective change across multiple levels: self, organizational, community, and societal Framework developed largely by Heifetz and his associates 3 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 4. LEADERSHIP Adaptive Leadership Definition “The practice of mobilizing people to tackle tough challenges and thrive.” Adaptive leaders help others by: Mobilizing them Motivating them Organizing them Orienting them Focusing their attention to what is important 4 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 5. LEADERSHIP Adaptive Leadership Adaptive Leadership in Practice Company Merger: A midsize family- owned company merges with another similar company. The merger creates tensions between the employees regarding job titles and duties, pay scales, overtime, and vacation pay. The new owners must bring the employees together to have the new company function successfully. 5 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 6. LEADERSHIP Adaptive Leadership Adaptive Leadership in Practice Merit Pay: In an established engineering company, a small group of young, high- achieving engineers, wants to change the way merit pay is given by removing seniority and years of service as part of the criteria. Longtime employees are resisting the change. Company leaders must find a way to address this issue without alienating either group. 6 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 7. LEADERSHIP Adaptive Leadership Incorporates Four Different Viewpoints Systems Perspective – Problems are complex with interconnected parts Biological Perspective – People develop and evolve by having to adapt to internal cues and the external environment Service Orientation – Leadership serves people by diagnosing their problems and prescribing possible solutions Psychotherapy Perspective – People adapt successfully when they face problems directly, distinguish between fantasy and reality, resolve internal conflicts, and learn new attitudes and behaviors 7 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 8. LEADERSHIP Adaptive Leadership Subset of Complexity Leadership Theory 21st century organizations have knowledge and information as core commodities rather than production of goods Theory includes administrative, adaptive, and enabling leadership Focuses on strategies that encourage learning, creativity, and adaptation in complex organizations 8 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 9. LEADERSHIP Adaptive Leadership 9 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 10. LEADERSHIP Adaptive Leadership When is Adaptive Leadership Relevant Situational Challenges 1. Technical problems: Problem that are clearly defined with known solutions that can be implemented through existing organizational procedures. Example: Some new software at accounting firm isn’t working. If the accountant has authority to address the problem (e.g., contact the software company and have program modified to meet the company’s needs), this is a technical problem.  No Need for adaptive leadership 10 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 11. LEADERSHIP Adaptive Leadership When is Adaptive Leadership Relevant Situational Challenges 2. Technical and Adaptive Challenges: Challenges are clearly defined but do not have straightforward solutions. Leader and followers both tackle problem. Example: Hospital wants to change from traditional approach to a patient-centered culture. Administration can offer training on how t involve patients in their own care. Medical staff, patients, and families need to accept the change and learn how to implement it. .  Need for adaptation by many different people 11 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 12. LEADERSHIP Adaptive Leadership When is Adaptive Leadership Relevant Situational Challenges 2. Adaptive Challenges: Problems that are not clearly defined or easy to identify, and which do not have a clear solution. Example: A hospital wants to begin hospice care for terminally ill patients. The patients and their families will face immense uncertainty about how and when the patient will die. The staff, patients, and families will face many issues about the dying process, what the loss means, how to prepare for coping with it.  The challenges facing the organization are not clearly defined nor are the solutions. These challenges require adaptive leadership 12 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 13. LEADERSHIP Adaptive Leadership Adaptive Challenges are Value-laden and stir up people’s emotions Technical Challenges can be fixed with leader’s own expertise and authority Effective leaders use adaptive leadership behaviors for adaptive challenges and technical leadership for technical challenges 13 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 14. LEADERSHIP Adaptive Leadership 1. Get on the Balcony Understand the big picture and all that is involved in the situation. Don’t get swept in the field of play. Move back and forth between action and balcony. (Get a wholesome view) 2. Identify Adaptive Challenges Distinguish between technical and adaptive challenges 14 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc. Six Adaptive Leader Behaviors (No specific order to them)
  • 15. LEADERSHIP Adaptive Leadership a. A gap between espoused values and behavior b. Competing commitments/goals (quality vs cost) c. Elephants in the room d. People avoid work 15 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc. Four Types of Adaptive Challenges
  • 16. LEADERSHIP Adaptive Leadership 3. Regulate Distress Help others recognise the need for change but not be overwhelmed by it. The leader must … a. Create a holding environment (safe atmosphere to discuss everything). b. Provide direction, protection, orientation, conflict management, productive norms. c. Regulate his or her own personal distress and the distress levels keeping it in the productive range. 4. Maintain Discipline Attention Encouraging people to focus on the tough work they need to do. 16 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc. Six Adaptive Leader Behaviors (No specific order to them)
  • 17. LEADERSHIP Adaptive Leadership 5. Give the Work Back to the People Avoid micro-managing, Support people; encourage risk-taking; people should know that they can work out their own solutions. 6. Protect Leadership Voices from Below Consider the ideas of people who may be at the fringe, marginalized, or even deviant in the group or organization. Protect whistle-blowers. 17 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc. Six Adaptive Leader Behaviors (No specific order to them)
  • 18. LEADERSHIP Adaptive Leadership 18 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 19. LEADERSHIP Adaptive Leadership Adaptive Work What adaptive leaders want to see happen. Adaptive work grows out of the communication between leaders and followers but is primarily the work done by followers. A holding environment is essential. Example: A fitness instructor is running a class for a group of individuals who have had heart problems and struggle with being overweight. 19 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 20. LEADERSHIP Adaptive Leadership How does Adaptive Leadership Work A complex process of multiple dimensions incl. situational challenges, leadership behaviors and adaptive work; Mobilizing individuals in doing adaptive work. 1. Leader steps back from a challenging situation for a view from balcony. 2. Determine if the change creates technical or adaptive challenges 3. If the challenges are adaptive, the leader engages in several specific leader behaviors to move the adaptive process forward. 20 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 21. LEADERSHIP Adaptive Leadership How does Adaptive Leadership Work Leadership behaviors Creating a holding environment Regulating stress Providing direction Keeping people focused on important issues. Empowering people Giving voice to marginalized and unrecognized 21 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 22. LEADERSHIP Adaptive Leadership Strengths In contrast to other leadership theories, AL takes a process approach; leadership is a complex transaction between leaders and followers. AL is follower centered. Adaptive leaders mobilize, people to engage in adaptive work. Helps followers deal with conflicting values that emerge in changing work environments. Prescribes useful leadership behaviors Introduces the concept of a “holding environment” as an integral part of the leadership process. 22 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 23. LEADERSHIP Adaptive Leadership Criticisms Very little empirical research has been conducted to test the claims of the theory. Complex processes are difficult to test and measure. Too wide ranging and abstract 23 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.
  • 24. LEADERSHIP Adaptive Leadership Application of Adaptive Leadership For the leader, AL provides a conceptual framework that help us determine what type of challenges we face and strategies for managing them AL can apply in a wide variety of settings For organizations, AL can be used as a model to meet a variety of challenges incl. change and growth. AL is of special interest to people in nonprofits, faith-based organizations, and health care 24 Northouse - Leadership Theory and Practice, Seventh Edition © 2016 SAGE Publications, Inc.