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Identifying Resilience Thresholds to Food
Insecurity in Ethiopia and Nigeria
Manzamasso Hodjo, Marco d'Errico, Ibrahima Diouf
#2023 AGRODEP CONFERENCE
Outline
1. Motivation
2. Research question
3. Data and Empirical Approach
4. Results & Key findings
5. Recommendations
#2023 AGRODEP CONFERENCE
Motivation
1. Void in literature: RCI lacks
threshold(s)
2. Why is threshold(s) Important
a) Provide early warning signals for
impending failure
b) Inform decision-making in a wide range of
contexts
c) Designing and implementing effective
#2023 AGRODEP CONFERENCE
Research Question
How does resilience in year t-1
determines HH food security in year t ?
Data and Empirical
Approach
 Methods
 Descriptive: Cohort analysis
Inferential: Threshold
model
 Threshold model
𝐹𝑆𝑖𝑡 = 𝛼 + 𝑋𝑖𝑡(𝑅𝐶𝐼𝑖𝑡−1, 𝛾𝑘)𝛽𝑗 + 𝜇𝑖 + 𝜀𝑖𝑡 (1)
Where,
𝑋𝑖𝑡(𝑅𝐶𝐼𝑖𝑡−1, 𝛾𝑘) =
𝑋𝑖𝑡𝐼(𝑅𝐶𝐼𝑖𝑡−1 ≤ 𝛾𝑘)
𝑋𝑖𝑡𝐼(𝛾𝑘 < 𝑅𝐶𝐼𝑖𝑡−1 < 𝛾𝑘)
𝑋𝑖𝑡𝐼(𝑅𝐶𝐼𝑖𝑡−1 > 𝛾𝑘)
(2)
Data and Empirical
Approach
Data : LSMS
Ethiopia: 4 waves (2011, 2013, 2015 & 2019)
Nigeria: 3 Waves (2010 2012 & 2015 )
Year RCI FCS HDDS
2011 47.18 39.92 6.12
2013 47.81 41.04 6.14
2015 47.22 40.66 6.01
2018 47.81 40.60 5.92
Average (2011-2018) 47.50 40.56 6.05
Ethiopia
Year RCI FCS HDDS
2010 61.33 55.40 7.46
2012 65.10 53.39 7.42
2015 67.45 53.89 8.56
Average (2010-2015) 64.56 54.23 7.80
Nigeria
Results
Cohort Analysis:Ethiopia
0.0
20.0
40.0
60.0
2011 2013 2015 2018
FCS
Not recovered Recovered
0
2
4
6
8
10
2011 2013 2015 2018
HDDS
Not recovered Recovered
0
20
40
60
80
2010 2012 2014 2016 2018 2020
RCI
Not recovered Recovered
0.0
20.0
40.0
60.0
2010 2012 2014 2016 2018 2020
RCI
Not recovered Recovered
Results
Cohort Analysis:Nigeria
0
20
40
60
80
2010 2012 2015
RCI
Not recovered Recovered
0
2
4
6
8
10
2010 2010 2015
HDDS
Not recovered Recovered
0
20
40
60
80
2010 2012 2015
RCI
Not recovered Recovered
0
20
40
60
80
2010 2012 2015
FCS
Not recovered Recovered
From Cohort Analysis
Evidence to soundly suspect
existence of RCI thresholds
Combining cut-offs for FCS
and HDDS scenarios,
consider 3 groups of HH
• Non-resilient
• Sub-resilient
• Resilient
Results
Threshold Model
• Binary dependent variable, food secure vs food insecure
• RCI in year t-1 is the TH variable
• Optimal # of thresholds : BIC & HQIC
Country
Dependent variable
base
Order Threshold SSR
Ethiopia
FCS 1 68.56 176.73
HDDS 1 51.06 159.79
Nigeria
FCS 1 48.97 185.71
HDDS 1 63.67 69.98
Results
Threshold Model
Clearly identify one TH based each Food security
Indicator
Combining THs leads to 3 HH groups:
Non-resilient (NR),
Sub-resilient (SR)
Resilient (R)
Gender of the HH and geographic localization are
significant determinants of TH regimes
Results
RSM for R, SR & NR : Ethiopia
• Ethiopia: 7% of resilient,
33% of sub-resilient and
61% of non-resilient
• RCI for Resilient households
is more balanced
26% 22%
34%
8%
9%
5%
53% 60%
39%
13% 8%
23%
NON-RESILIENT
(61%)
SUB-RESILIENT
(33%)
RESILIENT (7%)
ABS AST AC SSN
Results
RSM for R, SR & NR : Nigeria
• Nigeria: 54% of resilient, 29%
of sub-resilient and 18% of
non-resilient
• RCI for Resilient households is
more balanced
26% 22%
34%
8%
9%
5%
53% 60%
39%
13% 8%
23%
NON-RESILIENT (61%) SUB-RESILIENT (33%) RESILIENT (7%)
ABS AST AC SSN
Key Findings
Ethiopia
Non-resilient (RCI < 51.07) ;
 Sub-resilient (51.07<= RCI<68.6)
Resilient (RCI > 68.6)
Nigeria
Non-resilient (RCI < 49)
Sub-resilient (49<= RCI<63.7)
Resilient (RCI > 63.7)
Threshold does exist in RCI
3 groups of HH based on FCS and HDDS TH
The shorter the recovery period, the higher the resilience threshold
and vis versa.
Based on FCS and HDDS, Resilient HH recover at most 2 years
after the shock while NR and SR HHs still food insecure
THANK YOU
Results
Robustness check
• Robustness of the threshold model based on RCI threshold for
longer recovery period
• We expected a lower TH for longer recovery period
• TH model with 2018 food secure and insecure HH faced with a
shock in 2013 when they were all food secure
• TH of 54.62 for households that had five years of recovery (Vs
68.56 for 3 years recovery)
Recommendation
Comparing TH analysis across different countries, regions
or communities could help identify the commonalities
and differences in resilience determinants and strategies,
as well as the factors that contribute to successful
adaptation in different contexts.

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Manzamasso Hodjo_2023 AGRODEP Annual Conference

  • 1. Identifying Resilience Thresholds to Food Insecurity in Ethiopia and Nigeria Manzamasso Hodjo, Marco d'Errico, Ibrahima Diouf
  • 2. #2023 AGRODEP CONFERENCE Outline 1. Motivation 2. Research question 3. Data and Empirical Approach 4. Results & Key findings 5. Recommendations
  • 3. #2023 AGRODEP CONFERENCE Motivation 1. Void in literature: RCI lacks threshold(s) 2. Why is threshold(s) Important a) Provide early warning signals for impending failure b) Inform decision-making in a wide range of contexts c) Designing and implementing effective
  • 4. #2023 AGRODEP CONFERENCE Research Question How does resilience in year t-1 determines HH food security in year t ?
  • 5. Data and Empirical Approach  Methods  Descriptive: Cohort analysis Inferential: Threshold model  Threshold model 𝐹𝑆𝑖𝑡 = 𝛼 + 𝑋𝑖𝑡(𝑅𝐶𝐼𝑖𝑡−1, 𝛾𝑘)𝛽𝑗 + 𝜇𝑖 + 𝜀𝑖𝑡 (1) Where, 𝑋𝑖𝑡(𝑅𝐶𝐼𝑖𝑡−1, 𝛾𝑘) = 𝑋𝑖𝑡𝐼(𝑅𝐶𝐼𝑖𝑡−1 ≤ 𝛾𝑘) 𝑋𝑖𝑡𝐼(𝛾𝑘 < 𝑅𝐶𝐼𝑖𝑡−1 < 𝛾𝑘) 𝑋𝑖𝑡𝐼(𝑅𝐶𝐼𝑖𝑡−1 > 𝛾𝑘) (2)
  • 6. Data and Empirical Approach Data : LSMS Ethiopia: 4 waves (2011, 2013, 2015 & 2019) Nigeria: 3 Waves (2010 2012 & 2015 ) Year RCI FCS HDDS 2011 47.18 39.92 6.12 2013 47.81 41.04 6.14 2015 47.22 40.66 6.01 2018 47.81 40.60 5.92 Average (2011-2018) 47.50 40.56 6.05 Ethiopia Year RCI FCS HDDS 2010 61.33 55.40 7.46 2012 65.10 53.39 7.42 2015 67.45 53.89 8.56 Average (2010-2015) 64.56 54.23 7.80 Nigeria
  • 7. Results Cohort Analysis:Ethiopia 0.0 20.0 40.0 60.0 2011 2013 2015 2018 FCS Not recovered Recovered 0 2 4 6 8 10 2011 2013 2015 2018 HDDS Not recovered Recovered 0 20 40 60 80 2010 2012 2014 2016 2018 2020 RCI Not recovered Recovered 0.0 20.0 40.0 60.0 2010 2012 2014 2016 2018 2020 RCI Not recovered Recovered
  • 8. Results Cohort Analysis:Nigeria 0 20 40 60 80 2010 2012 2015 RCI Not recovered Recovered 0 2 4 6 8 10 2010 2010 2015 HDDS Not recovered Recovered 0 20 40 60 80 2010 2012 2015 RCI Not recovered Recovered 0 20 40 60 80 2010 2012 2015 FCS Not recovered Recovered
  • 9. From Cohort Analysis Evidence to soundly suspect existence of RCI thresholds Combining cut-offs for FCS and HDDS scenarios, consider 3 groups of HH • Non-resilient • Sub-resilient • Resilient
  • 10. Results Threshold Model • Binary dependent variable, food secure vs food insecure • RCI in year t-1 is the TH variable • Optimal # of thresholds : BIC & HQIC Country Dependent variable base Order Threshold SSR Ethiopia FCS 1 68.56 176.73 HDDS 1 51.06 159.79 Nigeria FCS 1 48.97 185.71 HDDS 1 63.67 69.98
  • 11. Results Threshold Model Clearly identify one TH based each Food security Indicator Combining THs leads to 3 HH groups: Non-resilient (NR), Sub-resilient (SR) Resilient (R) Gender of the HH and geographic localization are significant determinants of TH regimes
  • 12. Results RSM for R, SR & NR : Ethiopia • Ethiopia: 7% of resilient, 33% of sub-resilient and 61% of non-resilient • RCI for Resilient households is more balanced 26% 22% 34% 8% 9% 5% 53% 60% 39% 13% 8% 23% NON-RESILIENT (61%) SUB-RESILIENT (33%) RESILIENT (7%) ABS AST AC SSN
  • 13. Results RSM for R, SR & NR : Nigeria • Nigeria: 54% of resilient, 29% of sub-resilient and 18% of non-resilient • RCI for Resilient households is more balanced 26% 22% 34% 8% 9% 5% 53% 60% 39% 13% 8% 23% NON-RESILIENT (61%) SUB-RESILIENT (33%) RESILIENT (7%) ABS AST AC SSN
  • 14. Key Findings Ethiopia Non-resilient (RCI < 51.07) ;  Sub-resilient (51.07<= RCI<68.6) Resilient (RCI > 68.6) Nigeria Non-resilient (RCI < 49) Sub-resilient (49<= RCI<63.7) Resilient (RCI > 63.7) Threshold does exist in RCI 3 groups of HH based on FCS and HDDS TH The shorter the recovery period, the higher the resilience threshold and vis versa. Based on FCS and HDDS, Resilient HH recover at most 2 years after the shock while NR and SR HHs still food insecure
  • 16. Results Robustness check • Robustness of the threshold model based on RCI threshold for longer recovery period • We expected a lower TH for longer recovery period • TH model with 2018 food secure and insecure HH faced with a shock in 2013 when they were all food secure • TH of 54.62 for households that had five years of recovery (Vs 68.56 for 3 years recovery)
  • 17. Recommendation Comparing TH analysis across different countries, regions or communities could help identify the commonalities and differences in resilience determinants and strategies, as well as the factors that contribute to successful adaptation in different contexts.