Regulatory compliance has become a drain on many FS organisations’ capital investment programmes. Some of the emerging surveillance and reporting issues will likely be solved using big data technologies. It would appear beneficial if the same technologies and infrastructure could be used to solve wider business growth and performance issues. This could help jump-start some of those business improvement programmes that may have been mothballed due to lack of demonstrable ROI. This presentation focuses on the merits of creating a ubiquitous advanced analytics platform that will serve both the business and the regulator, without the need for large, upfront investment programmes.
5. How to Leverage your Compliance and deliver Value
Can we pursue a strategy of growth and innovation whilst satisfying the regulator?
AmbitionCompliance
Restrictions on proprietary trading
and hedging
Trade analysis and deal history (full
transaction traceability) combining
internal and external sources
Recapitalisation, liquidity and
stress testing
Complex risk analysis and
reporting
Customer perception and trust in
their bank of choice
Stability of operating environment,
balance sheet / P&L
Perform better risk and portfolio
management
Market insights by using
advanced analytics, combining
internal and external sources
9. Strategy Alignment Will Raise The Game
Compliance becomes a ‘means to an end’
Advanced Analytics
AmbitionCompliance
Market
Data
External Behavioural
Data
Transactional (Trade)
Data
Customer
Data
CCO
CRO
BU Head
CMO
COO
CIO
From the compliance officer to the COO, right across to the BU Management Team: all will
benefit from an advanced analytics capability powered by big data.